0001567163-15-000002.txt : 20150406
0001567163-15-000002.hdr.sgml : 20150406
20150406151121
ACCESSION NUMBER: 0001567163-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150406
DATE AS OF CHANGE: 20150406
EFFECTIVENESS DATE: 20150406
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Wealth Management LLC
CENTRAL INDEX KEY: 0001567163
IRS NUMBER: 141980838
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15102
FILM NUMBER: 15753401
BUSINESS ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126820133
MAIL ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001567163
XXXXXXXX
03-31-2015
03-31-2015
Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15102
N
Matthew Weinberg
Principal
212-682-0133
Matthew Weinberg
New York
NY
04-06-2015
0
455
297616
false
INFORMATION TABLE
2
edge13f1q2015.xml
ISHARES MORTGAGE REAL ESTATE
COM
464288539
17206
1471852
SH
SOLE
1471852
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
13268
325507
SH
SOLE
325507
0
0
MERCK & CO. INC.
COM
58933Y105
13172
227930
SH
SOLE
227930
0
0
AT&T INC
COM
00206R102
12140
370360
SH
SOLE
370360
0
0
GENERAL ELECTRIC CO
COM
369604103
11620
466654
SH
SOLE
466654
0
0
ABBVIE INC
COM
00287Y109
11239
191632
SH
SOLE
191632
0
0
INTEL CORP
COM
458140100
10787
342656
SH
SOLE
342656
0
0
GOOGLE INC-CL A
COM
38259P508
9643
17233
SH
SOLE
17233
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
9575
98514
SH
SOLE
98514
0
0
EMC CORP/MA
COM
268648102
9516
371868
SH
SOLE
371868
0
0
BANK OF AMERICA CORP
COM
060505104
9228
596901
SH
SOLE
596901
0
0
CHEVRON CORP
COM
166764100
7421
70337
SH
SOLE
70337
0
0
PFIZER INC
COM
717081103
7418
211341
SH
SOLE
211341
0
0
JPMORGAN CHASE & CO
COM
46625H100
7140
117286
SH
SOLE
117286
0
0
FORD MOTOR CO
COM
345370860
6620
407120
SH
SOLE
407120
0
0
PLAINS ALL AMER PIPELINE LP
MLP
726503105
6472
131964
SH
SOLE
131964
0
0
WILLIAMS PARTNERS LP
MLP
96949L105
6183
124964
SH
SOLE
124964
0
0
JOHNSON & JOHNSON
COM
478160104
6136
61600
SH
SOLE
61600
0
0
FIREEYE INC
COM
31816Q101
5755
145443
SH
SOLE
145443
0
0
JPMORGAN ALERIAN MLP INDEX
COM
46625H365
5586
129748
SH
SOLE
129748
0
0
ALIBABA GROUP HOLDING-SP ADR
ADR
01609W102
5382
64061
SH
SOLE
64061
0
0
GENERAL DYNAMICS CORP
COM
369550108
5070
37124
SH
SOLE
37124
0
0
YUM! BRANDS INC
COM
988498101
4630
58438
SH
SOLE
58438
0
0
APOLLO CMMRL REAL EST FI
PFD
03762U402
4583
171952
SH
SOLE
171952
0
0
EATON CORP PLC
COM
G29183103
4553
66958
SH
SOLE
66958
0
0
AETNA INC
COM
00817Y108
3934
36703
SH
SOLE
36703
0
0
ISHARES US PREFERRED STOCK E
COM
464288687
3660
91182
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SOLE
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PENNYMAC MORTGAGE INVESTMENT
REIT
70931T103
3256
153023
SH
SOLE
153023
0
0
MICROSOFT CORP
COM
594918104
3241
79143
SH
SOLE
79143
0
0
APPLE INC
COM
037833100
3014
24050
SH
SOLE
24050
0
0
CONOCOPHILLIPS
COM
20825C104
2939
46754
SH
SOLE
46754
0
0
EXXON MOBIL CORP
COM
30231G102
2692
31593
SH
SOLE
31593
0
0
ARES CAPITAL CORP
COM
04010L103
2636
153519
SH
SOLE
153519
0
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XEROX CORP
COM
984121103
2477
191137
SH
SOLE
191137
0
0
BP PLC-SPONS ADR
ADR
055622104
2432
61994
SH
SOLE
61994
0
0
GENERAL MOTORS CO
COM
37045V100
2305
61262
SH
SOLE
61262
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1935
16405
SH
SOLE
16405
0
0
WISDOMTREE EUROPE HEDGED EQU
COM
97717X701
1573
23749
SH
SOLE
23749
0
0
TWO HARBORS INVESTMENT CORP
REIT
90187B101
1554
145950
SH
SOLE
145950
0
0
INVESCO MORTGAGE CAPITAL
REIT
46131B100
1461
94100
SH
SOLE
94100
0
0
BOEING CO/THE
COM
097023105
1448
9598
SH
SOLE
9598
0
0
NUVEEN PFD INC OPP FD
COM
67073B106
1446
151406
SH
SOLE
151406
0
0
AMERICAN EXPRESS CO
COM
025816109
1379
17577
SH
SOLE
17577
0
0
ARES COMMERCIAL REAL ESTATE
REIT
04013V108
1373
124409
SH
SOLE
124409
0
0
ALERIAN MLP ETF
COM
00162Q866
1336
80360
SH
SOLE
80360
0
0
SANTA CRUZ COUNTY BANK
COM
801827106
1163
50000
SH
SOLE
50000
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
1161
8018
SH
SOLE
8018
0
0
SCHLUMBERGER LTD
COM
806857108
1129
13491
SH
SOLE
13491
0
0
GILEAD SCIENCES INC
COM
375558103
1068
10779
SH
SOLE
10779
0
0
INTEGRATED ELECTRICAL SERVIC
COM
45811E301
1043
119896
SH
SOLE
119896
0
0
DB CONT CAPITAL TRUST V
PFD
25150L108
1043
36087
SH
SOLE
36087
0
0
WELLS FARGO & CO
COM
949746101
999
18310
SH
SOLE
18310
0
0
HEWLETT-PACKARD CO
COM
428236103
928
29687
SH
SOLE
29687
0
0
RAYTHEON COMPANY
COM
755111507
848
7700
SH
SOLE
7700
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
838
55000
SH
SOLE
55000
0
0
SOUTHERN CO/THE
COM
842587107
755
17096
SH
SOLE
17096
0
0
FACEBOOK INC-A
COM
30303M102
685
8272
SH
SOLE
8272
0
0
AMAZON.COM INC
COM
023135106
673
1793
SH
SOLE
1793
0
0
NOVAVAX INC
COM
670002104
667
79679
SH
SOLE
79679
0
0
EATON VANCE NEW YORK MUNICIP
COM
27827Y109
619
48500
SH
SOLE
48500
0
0
APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
602
37935
SH
SOLE
37935
0
0
ORACLE CORP
COM
68389X105
592
13637
SH
SOLE
13637
0
0
SCHWAB U.S. LARGE-CAP GROWTH
COM
808524300
591
10927
SH
SOLE
10927
0
0
BLACKROCK CREDIT ALLOCATION
COM
092508100
564
41813
SH
SOLE
41813
0
0
PENNANTPARK INVESTMENT CORP
COM
708062104
551
60799
SH
SOLE
60799
0
0
WELLS FARGO & COMPANY
PFD
949746879
545
18600
SH
SOLE
18600
0
0
MFA FINANCIAL INC
REIT
55272X102
511
65000
SH
SOLE
65000
0
0
GOLDMAN SACHS MLP INCOME OPP
COM
38147W103
500
29745
SH
SOLE
29745
0
0
APOLLO COMMERCIAL REAL ESTAT
REIT
03762U105
466
27000
SH
SOLE
27000
0
0
MEDTRONIC PLC
COM
585055106
456
5810
SH
SOLE
5810
0
0
JPMORGAN CHASE & CO
PFD
46625H407
446
17525
SH
SOLE
17525
0
0
PEPSICO INC
COM
713448108
425
4420
SH
SOLE
4420
0
0
APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
415
16711
SH
SOLE
16711
0
0
APOLLO INVESTMENT CORP
COM
03761U106
412
53459
SH
SOLE
53459
0
0
WEATHERFORD INTERNATIONAL PL
COM
G48833100
407
32768
SH
SOLE
32768
0
0
EMPIRE STATE REALTY OP-S60
REIT
292102209
402
21474
SH
SOLE
21474
0
0
GOOGLE INC-CL C
COM
38259P706
396
717
SH
SOLE
717
0
0
ELLINGTON FINANCIAL LLC
MLP
288522303
384
19300
SH
SOLE
19300
0
0
SCHWAB US DVD EQUITY ETF
COM
808524797
380
9587
SH
SOLE
9587
0
0
MARKETO INC
COM
57063L107
375
14363
SH
SOLE
14363
0
0
CALAMOS STRAT TOT RETURN FD
COM
128125101
353
31250
SH
SOLE
31250
0
0
PIMCO TOTAL RETURN ACTIVE EX
COM
72201R775
344
3125
SH
SOLE
3125
0
0
MORGAN STANLY GP
PFD
617446208
344
16300
SH
SOLE
16300
0
0
WESTERN ASSET MORTGAGE CAPIT
REIT
95790D105
333
22000
SH
SOLE
22000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
333
30175
SH
SOLE
30175
0
0
NUVEEN INT DUR MUNI TERM FD
COM
670671106
326
25160
SH
SOLE
25160
0
0
TWITTER INC
COM
90184L102
318
6275
SH
SOLE
6275
0
0
EBAY INC
COM
278642103
317
5455
SH
SOLE
5455
0
0
NEW YORK MORTGAGE TRUST
PFD
649604709
316
12750
SH
SOLE
12750
0
0
NEW YORK MORTGAGE TRUST INC
REIT
649604501
311
40000
SH
SOLE
40000
0
0
ISHARES US PHARMACEUTICALS E
COM
464288836
266
1535
SH
SOLE
1535
0
0
SPDR GOLD SHARES
COM
78463V107
255
2242
SH
SOLE
2242
0
0
EMPIRE STATE REALTY OP LP-ES
REIT
292102100
242
12904
SH
SOLE
12904
0
0
VANGUARD DIVIDEND APPREC ETF
COM
921908844
240
2960
SH
SOLE
2960
0
0
FIRST INDEPENDENCE CORP
COM
32054B103
233
17000
SH
SOLE
17000
0
0
SALESFORCE.COM INC
COM
79466L302
228
3400
SH
SOLE
3400
0
0
SYNAPTICS INC
COM
87157D109
221
2709
SH
SOLE
2709
0
0
METLIFE INC
COM
59156R108
219
4314
SH
SOLE
4314
0
0
CATERPILLAR INC
COM
149123101
209
2600
SH
SOLE
2600
0
0
YAHOO! INC
COM
984332106
206
4600
SH
SOLE
4600
0
0
VALEANT PHARMACEUTICALS INTE
COM
91911K102
200
1000
SH
SOLE
1000
0
0
COMCAST CORP-CLASS A
COM
20030N101
200
3544
SH
SOLE
3544
0
0
NOVARTIS AG-SPONSORED ADR
ADR
66987V109
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1978
SH
SOLE
1978
0
0
WALT DISNEY CO/THE
COM
254687106
193
1824
SH
SOLE
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0
0
CHIMERA INVESTMENT CORP
REIT
16934Q109
188
60000
SH
SOLE
60000
0
0
AMERICAN CAPITAL AGENCY CORP
REIT
02503X105
185
8634
SH
SOLE
8634
0
0
BAXTER INTERNATIONAL INC
COM
071813109
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2668
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SOLE
2668
0
0
AMERICAN INTERNATIONAL GROUP
COM
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INTL BUSINESS MACHINES CORP
COM
459200101
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1045
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SOLE
1045
0
0
ISHARES DOW JONES U.S. ETF
COM
464287846
168
1600
SH
SOLE
1600
0
0
CELGENE CORP
COM
151020104
154
1330
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SOLE
1330
0
0
NUVEEN NJ DIV ADV MUNI FD
COM
67069Y102
151
11003
SH
SOLE
11003
0
0
ACTAVIS PLC
COM
G0083B108
150
500
SH
SOLE
500
0
0
BAIDU INC - SPON ADR
ADR
056752108
147
700
SH
SOLE
700
0
0
WISDOMTREE JAPAN HEDGED EQ
COM
97717W851
146
2645
SH
SOLE
2645
0
0
VALE SA-SP ADR
ADR
91912E105
146
26014
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0
0
ISHA HEDGED MSCI GERMANY
COM
46434V704
143
5000
SH
SOLE
5000
0
0
ALLIANCEBERNSTEIN GL HI INC
COM
01879R106
139
11000
SH
SOLE
11000
0
0
HOME DEPOT INC
COM
437076102
134
1168
SH
SOLE
1168
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
134
4616
SH
SOLE
4616
0
0
TRAVELERS COS INC/THE
COM
89417E109
133
1228
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SOLE
1228
0
0
ENERGY TRANSFER PARTNERS LP
MLP
29273R109
132
2768
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SOLE
2768
0
0
WISDOMTREE INDIA EARNINGS
COM
97717W422
131
5750
SH
SOLE
5750
0
0
FIVE9 INC
COM
338307101
127
23000
SH
SOLE
23000
0
0
TRINET GROUP INC
COM
896288107
123
3500
SH
SOLE
3500
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
122
13000
SH
SOLE
13000
0
0
SPDR S&P 500 ETF TRUST
COM
78462F103
121
584
SH
SOLE
584
0
0
GAZPROM OAO-SPON ADR
ADR
368287207
119
25200
SH
SOLE
25200
0
0
FEDERAL REALTY INVS TRUST
REIT
313747206
118
800
SH
SOLE
800
0
0
TESLA MOTORS INC
COM
88160R101
109
575
SH
SOLE
575
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
109
1245
SH
SOLE
1245
0
0
LION BIOTECHNOLOGIES INC
COM
53619R102
108
9000
SH
SOLE
9000
0
0
P G & E CORP
COM
69331C108
106
2011
SH
SOLE
2011
0
0
ISHARES U.S. HEALTHCARE ETF
COM
464287762
104
670
SH
SOLE
670
0
0
EMPIRE STATE REALTY OP -S250
REIT
292102308
103
5469
SH
SOLE
5469
0
0
PHILLIPS 66
COM
718546104
100
1272
SH
SOLE
1272
0
0
MRKT VCTRS URANIUM & NUCLEAR
COM
57061R577
100
2031
SH
SOLE
2031
0
0
ASHFORD HOSPITALITY TRUS
PFD
044103406
99
3850
SH
SOLE
3850
0
0
LINKEDIN CORP - A
COM
53578A108
99
393
SH
SOLE
393
0
0
MARKET VECTORS GOLD MINERS
COM
57060U100
98
5370
SH
SOLE
5370
0
0
PERMIAN BASIN ROYALTY TRUST
COM
714236106
98
12000
SH
SOLE
12000
0
0
INVESCO SENIOR INCOME TRUST
COM
46131H107
97
20385
SH
SOLE
20385
0
0
JOHNSON CONTROLS INC
COM
478366107
95
1868
SH
SOLE
1868
0
0
MORGAN STANLEY
COM
617446448
93
2600
SH
SOLE
2600
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
90
515
SH
SOLE
515
0
0
ECOLAB INC
COM
278865100
89
775
SH
SOLE
775
0
0
CUMMINS INC
COM
231021106
87
626
SH
SOLE
626
0
0
COSTCO WHOLESALE CORP
COM
22160K105
86
568
SH
SOLE
568
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
86
988
SH
SOLE
988
0
0
DIRECTV
COM
25490A309
86
1000
SH
SOLE
1000
0
0
BROOKFIELD TOTAL RETURN FUND
COM
11283U108
85
3500
SH
SOLE
3500
0
0
FINANCIAL SELECT SECTOR SPDR
COM
81369Y605
85
3500
SH
SOLE
3500
0
0
ROCKWELL AUTOMATION INC
COM
773903109
81
700
SH
SOLE
700
0
0
POWERSHARES QQQ TRUST SERIES
COM
73935A104
81
760
SH
SOLE
760
0
0
NUVEEN CA AMT-FR MUNI INC FD
COM
670651108
81
5400
SH
SOLE
5400
0
0
KBR INC
COM
48242W106
78
5386
SH
SOLE
5386
0
0
UNION PACIFIC CORP
COM
907818108
76
700
SH
SOLE
700
0
0
ISHARES SELECT DIVIDEND ETF
COM
464287168
75
955
SH
SOLE
955
0
0
NUVEEN NY MUNI VALUE FD 2
COM
670706100
74
5000
SH
SOLE
5000
0
0
PCM FUND INC
COM
69323T101
74
7000
SH
SOLE
7000
0
0
TECHNOLOGY SELECT SECT SPDR
COM
81369Y803
74
1771
SH
SOLE
1771
0
0
STARWOOD PROPERTY TRUST INC
REIT
85571B105
73
3000
SH
SOLE
3000
0
0
KAYNE ANDERSON MLP INVESTMEN
COM
486606106
73
2050
SH
SOLE
2050
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
72
4316
SH
SOLE
4316
0
0
STERLING BANCORP/DE
COM
85917A100
70
5213
SH
SOLE
5213
0
0
MOSAIC CO/THE
COM
61945C103
70
1500
SH
SOLE
1500
0
0
POWERSHARES S&P 500 LOW VOLA
COM
73937B779
69
1800
SH
SOLE
1800
0
0
TWENTY-FIRST CENTURY FOX-A
COM
90130A101
68
2006
SH
SOLE
2006
0
0
ALTRIA GROUP INC
COM
02209S103
68
1353
SH
SOLE
1353
0
0
ALCATEL-LUCENT-SPONSORED ADR
ADR
013904305
66
17613
SH
SOLE
17613
0
0
ISHARES RUSSELL 1000 GROWTH
COM
464287614
66
662
SH
SOLE
662
0
0
CONSTANT CONTACT INC
COM
210313102
64
1680
SH
SOLE
1680
0
0
ABB LTD-SPON ADR
ADR
000375204
64
3000
SH
SOLE
3000
0
0
DB CONT CAP TRUST III
PFD
25154A108
63
2219
SH
SOLE
2219
0
0
BLACKROCK NEW YORK MUNI INC
COM
09248L106
63
4268
SH
SOLE
4268
0
0
RANDGOLD RESOURCES LTD-ADR
ADR
752344309
62
900
SH
SOLE
900
0
0
SPARK THERAPEUTICS INC
COM
84652J103
62
800
SH
SOLE
800
0
0
ELI LILLY & CO
COM
532457108
61
826
SH
SOLE
826
0
0
VANGUARD REIT ETF
COM
922908553
60
713
SH
SOLE
713
0
0
BRIDGESTONE CORP
COM
108441205
60
1500
SH
SOLE
1500
0
0
AMERICAN REALTY CAPITAL PROP
REIT
02917T104
59
6000
SH
SOLE
6000
0
0
ITO EN LTD
COM
J25027111
58
2700
SH
SOLE
2700
0
0
BAKER HUGHES INC
COM
057224107
58
910
SH
SOLE
910
0
0
ISHARES MSCI MEXICO CAPPED
COM
464286822
58
1000
SH
SOLE
1000
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
58
2772
SH
SOLE
2772
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
55
839
SH
SOLE
839
0
0
NUVEEN NY MUNI VALUE FD
COM
67062M105
53
5486
SH
SOLE
5486
0
0
GABELLI DIVIDEND & INCOME TR
COM
36242H104
53
2500
SH
SOLE
2500
0
0
VORNADO REALTY TRUST
REIT
929042109
52
466
SH
SOLE
466
0
0
SOLARCITY CORP
COM
83416T100
51
1000
SH
SOLE
1000
0
0
WESTPAC BANKING CORP-SP ADR
ADR
961214301
51
1700
SH
SOLE
1700
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
50
1000
SH
SOLE
1000
0
0
POWERSHARES WATER RESOURCES
COM
73935X575
50
2000
SH
SOLE
2000
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
49
300
SH
SOLE
300
0
0
CENTERRA GOLD INC
COM
152006102
49
10200
SH
SOLE
10200
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
49
20000
SH
SOLE
20000
0
0
CHARLES RIVER LABORATORIES
COM
159864107
48
600
SH
SOLE
600
0
0
AMERICAN TOWER CORP
REIT
03027X100
47
500
SH
SOLE
500
0
0
BLACKROCK INC
COM
09247X101
46
125
SH
SOLE
125
0
0
KKR & CO LP
MLP
48248M102
46
2000
SH
SOLE
2000
0
0
TARGET CORP
COM
87612E106
45
546
SH
SOLE
546
0
0
SCHWAB US LARGE-CAP ETF
COM
808524201
45
900
SH
SOLE
900
0
0
INVESCO MORTGAGE CAPITAL
PFD
46131B209
44
1750
SH
SOLE
1750
0
0
INDUSTRIAL SELECT SECT SPDR
COM
81369Y704
43
770
SH
SOLE
770
0
0
BANCO SANTANDER SA-SPON ADR
ADR
05964H105
43
5704
SH
SOLE
5704
0
0
KIMCO REALTY CORP
REIT
49446R109
42
1575
SH
SOLE
1575
0
0
NORFOLK SOUTHERN CORP
COM
655844108
42
405
SH
SOLE
405
0
0
ENERPLUS CORP
COM
292766102
41
4000
SH
SOLE
4000
0
0
OHR PHARMACEUTICAL INC
COM
67778H200
41
16000
SH
SOLE
16000
0
0
DIREXION RUSSIA BULL 3X
COM
25459Y140
40
1833
SH
SOLE
1833
0
0
ITC HOLDINGS CORP
COM
465685105
39
1050
SH
SOLE
1050
0
0
ILLUMINA INC
COM
452327109
37
200
SH
SOLE
200
0
0
SCHWAB US BROAD MARKET ETF
COM
808524102
37
735
SH
SOLE
735
0
0
OPKO HEALTH INC
COM
68375N103
37
2569
SH
SOLE
2569
0
0
NUVEEN CREDIT STRAT INC FD
COM
67073D102
36
4000
SH
SOLE
4000
0
0
FIFTH STREET SENIOR FLOATING
COM
31679F101
35
3300
SH
SOLE
3300
0
0
TICC CAPITAL CORP
COM
87244T109
35
5000
SH
SOLE
5000
0
0
BORGWARNER INC
COM
099724106
33
550
SH
SOLE
550
0
0
BROCADE COMMUNICATIONS SYS
COM
111621306
33
2800
SH
SOLE
2800
0
0
AMGEN INC
COM
031162100
32
200
SH
SOLE
200
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
32
400
SH
SOLE
400
0
0
UNITED RENTALS INC
COM
911363109
32
350
SH
SOLE
350
0
0
ISHARES SILVER TRUST
COM
46428Q109
32
2000
SH
SOLE
2000
0
0
QUALCOMM INC
COM
747525103
31
450
SH
SOLE
450
0
0
HALLIBURTON CO
COM
406216101
31
705
SH
SOLE
705
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
31
400
SH
SOLE
400
0
0
TEEKAY CORP
COM
Y8564W103
31
662
SH
SOLE
662
0
0
SEASPAN CORPORATION
PFD
EP0398065
31
1150
SH
SOLE
1150
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
29
2000
SH
SOLE
2000
0
0
INVESCO VALUE MUNICIPAL INCO
COM
46132P108
29
1805
SH
SOLE
1805
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
28
2000
SH
SOLE
2000
0
0
CVS HEALTH CORP
COM
126650100
28
267
SH
SOLE
267
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
27
500
SH
SOLE
500
0
0
NATIONAL FUEL GAS CO
COM
636180101
27
444
SH
SOLE
444
0
0
FIRSTHAND TECHNOLOGY VALUE
COM
33766Y100
27
1867
SH
SOLE
1867
0
0
AMERICAN CAPITAL AGENCY
PFD
02503X204
26
1000
SH
SOLE
1000
0
0
ALLIQUA BIOMEDICAL INC
COM
019621200
26
4930
SH
SOLE
4930
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
26
6650
SH
SOLE
6650
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
25
3000
SH
SOLE
3000
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
25
350
SH
SOLE
350
0
0
OCWEN FINANCIAL CORP
COM
675746309
25
3000
SH
SOLE
3000
0
0
DAIMLER AG-REGISTERED SHARES
COM
D1668R123
24
249
SH
SOLE
249
0
0
KINDER MORGAN INC
COM
49456B101
24
566
SH
SOLE
566
0
0
VANGUARD FINANCIALS ETF
COM
92204A405
23
465
SH
SOLE
465
0
0
MORGAN STANLEY EMERGING MARK
COM
617477104
23
2450
SH
SOLE
2450
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
22
450
SH
SOLE
450
0
0
PEPCO HOLDINGS INC
COM
713291102
21
800
SH
SOLE
800
0
0
COCA-COLA CO/THE
COM
191216100
21
515
SH
SOLE
515
0
0
COACH INC
COM
189754104
21
500
SH
SOLE
500
0
0
WHIRLPOOL CORP
COM
963320106
20
100
SH
SOLE
100
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
20
225
SH
SOLE
225
0
0
BARCLAYS PLC-SPONS ADR
ADR
06738E204
19
1330
SH
SOLE
1330
0
0
INVESCO QUALITY MUNI INC TR
COM
46133G107
19
1526
SH
SOLE
1526
0
0
CITIGROUP INC
COM
172967424
19
364
SH
SOLE
364
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62159101
19
4500
SH
SOLE
4500
0
0
ANHEUSER-BUSCH INBEV-SPN ADR
ADR
03524A108
18
150
SH
SOLE
150
0
0
INVENSENSE INC
COM
46123D205
18
1200
SH
SOLE
1200
0
0
KOREA FUND INC
COM
500634209
18
450
SH
SOLE
450
0
0
SPDR DJIA TRUST
COM
78467X109
18
100
SH
SOLE
100
0
0
SUBURBAN PROPANE PARTNERS LP
MLP
864482104
17
416
SH
SOLE
416
0
0
GRIFFON CORP
COM
398433102
17
1000
SH
SOLE
1000
0
0
STRATASYS LTD
COM
M85548901
17
330
SH
SOLE
330
0
0
TARGA RESOURCES PARTNERS LP
MLP
87611X105
17
400
SH
SOLE
400
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
16
198
SH
SOLE
198
0
0
NUVEEN MUNI OPP FD
COM
670984103
16
1101
SH
SOLE
1101
0
0
ISHARES MSCI EMERGING MARKET
COM
464287234
16
399
SH
SOLE
399
0
0
MYERS INDUSTRIES INC
COM
628464109
16
915
SH
SOLE
915
0
0
SAFE BULKERS INC
COM
Y7388L103
16
4500
SH
SOLE
4500
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
16
2000
SH
SOLE
2000
0
0
INVESTORS BANCORP INC
COM
46146L101
16
1350
SH
SOLE
1350
0
0
VIACOM INC-CLASS B
COM
92553P201
16
230
SH
SOLE
230
0
0
ISHARES JP MORGAN USD EMERGI
COM
464288281
16
140
SH
SOLE
140
0
0
BLACKROCK MUNIYIELD CA QUALI
COM
09254N103
16
1000
SH
SOLE
1000
0
0
SORRENTO THERAPEUTICS INC
COM
83587F202
15
1300
SH
SOLE
1300
0
0
CRACKER BARREL OLD COUNTRY
COM
22410J106
15
100
SH
SOLE
100
0
0
NOKIA CORP-SPON ADR
ADR
654902204
15
2000
SH
SOLE
2000
0
0
FANNIE MAE
PFD
313586828
15
2180
SH
SOLE
2180
0
0
VIACOM INC-CLASS A
COM
92553P102
15
221
SH
SOLE
221
0
0
VENTAS INC
REIT
92276F100
15
200
SH
SOLE
200
0
0
FANNIE MAE
PFD
313586752
15
3500
SH
SOLE
3500
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
15
447
SH
SOLE
447
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
14
962
SH
SOLE
962
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
14
10000
SH
SOLE
10000
0
0
GOLDCORP INC
COM
380956409
14
765
SH
SOLE
765
0
0
MCDONALD'S CORP
COM
580135101
14
140
SH
SOLE
140
0
0
CENTERPOINT ENERGY INC
COM
15189T107
14
670
SH
SOLE
670
0
0
ARROWHEAD RESEARCH CORP
COM
042797209
14
2000
SH
SOLE
2000
0
0
ISHARES U.S. MEDICAL DEVICES
COM
464288810
13
110
SH
SOLE
110
0
0
EXELON CORP
COM
30161N101
13
381
SH
SOLE
381
0
0
ISHARES MSCI JAPAN ETF
COM
464286848
13
1000
SH
SOLE
1000
0
0
FREDDIE MAC
PFD
313400624
13
3000
SH
SOLE
3000
0
0
FREIGHTCAR AMERICA INC
COM
357023100
12
400
SH
SOLE
400
0
0
COASTAL BANCORP INC
COM
19041P105
12
200
SH
SOLE
200
0
0
WALMART DE MEXICO SAB DE CV
COM
P98180105
12
5020
SH
SOLE
5020
0
0
CBS CORP-CLASS B NON VOTING
COM
124857202
12
200
SH
SOLE
200
0
0
EATON VANCE CAL MUNI BOND
COM
27828A100
12
1000
SH
SOLE
1000
0
0
URSTADT BIDDLE - CLASS A
REIT
917286205
12
500
SH
SOLE
500
0
0
CHINA FUND INC
COM
169373107
11
580
SH
SOLE
580
0
0
KIMBERLY-CLARK CORP
COM
494368103
11
104
SH
SOLE
104
0
0
WIZARD WORLD INC
COM
97751C100
11
15000
SH
SOLE
15000
0
0
SOUTHWEST AIRLINES CO
COM
844741108
11
250
SH
SOLE
250
0
0
BB&T CORP
COM
054937107
11
283
SH
SOLE
283
0
0
MARKET VECTORS RUSSIA ETF
COM
57060U506
11
635
SH
SOLE
635
0
0
TARGA RESOURCES CORP
COM
87612G101
10
108
SH
SOLE
108
0
0
STARBUCKS CORP
COM
855244109
10
108
SH
SOLE
108
0
0
OTTER TAIL CORP
COM
689648103
10
319
SH
SOLE
319
0
0
TRILLIUM THERAPEUTICS INC
COM
89620X506
10
500
SH
SOLE
500
0
0
ROYAL BK SCOTLND GRP PLC
PFD
780097788
10
400
SH
SOLE
400
0
0
ISHARES MSCI BRAZIL CAPPED E
COM
464286400
10
305
SH
SOLE
305
0
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
10
2100
SH
SOLE
2100
0
0
CISCO SYSTEMS INC
COM
17275R102
9
330
SH
SOLE
330
0
0
HCP INC
REIT
40414L109
9
210
SH
SOLE
210
0
0
BLACKSTONE MORTGAGE TRU-CL A
REIT
09257W100
9
300
SH
SOLE
300
0
0
TIME WARNER INC
COM
887317303
8
100
SH
SOLE
100
0
0
SPROTT GOLD MINERS ETF
COM
00162Q643
8
500
SH
SOLE
500
0
0
DIRXN DAILY JR BULL GOLD 3X
COM
25459Y157
8
500
SH
SOLE
500
0
0
NEWS CORP - CLASS A
COM
65249B109
8
475
SH
SOLE
475
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
7
207
SH
SOLE
207
0
0
ACHILLION PHARMACEUTICALS
COM
00448Q201
7
750
SH
SOLE
750
0
0
POWERSHARES PREFERRED PORTFO
COM
73936T565
7
500
SH
SOLE
500
0
0
UNITED STATES STEEL CORP
COM
912909108
7
300
SH
SOLE
300
0
0
CABCO TRUST FOR JCP
PFD
126797208
7
400
SH
SOLE
400
0
0
LULULEMON ATHLETICA INC
COM
550021109
7
110
SH
SOLE
110
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
7
107
SH
SOLE
107
0
0
TOWER SEMICONDUCTOR LTD
COM
M87915274
7
400
SH
SOLE
400
0
0
NEURODERM LTD
COM
M74231107
7
500
SH
SOLE
500
0
0
PIPER JAFFRAY COS
COM
724078100
7
131
SH
SOLE
131
0
0
ISHARES RUSSELL 2000 ETF
COM
464287655
7
55
SH
SOLE
55
0
0
MARLIN MIDSTREAM PARTNERS LP
MLP
57118V100
7
300
SH
SOLE
300
0
0
BLACKBERRY LTD
COM
09228F103
7
750
SH
SOLE
750
0
0
PACIFIC GAS&ELEC
PFD
694308602
7
225
SH
SOLE
225
0
0
SECOND SIGHT MEDICAL PRODUCT
COM
81362J100
6
500
SH
SOLE
500
0
0
FERRELLGAS PARTNERS-LP
MLP
315293100
6
265
SH
SOLE
265
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
MLP
67551U105
6
500
SH
SOLE
500
0
0
PROSHARES ULTRASHORT R2000
COM
74348A319
6
177
SH
SOLE
177
0
0
NUO THERAPEUTICS INC
COM
67059V100
6
27000
SH
SOLE
27000
0
0
REGAL ENTERTAINMENT GROUP-A
COM
758766109
6
266
SH
SOLE
266
0
0
MORGAN STANLEY CP TR III
PFD
617460209
6
236
SH
SOLE
236
0
0
CORONADO BIOSCIENCES INC
COM
21976U109
6
1500
SH
SOLE
1500
0
0
PROSHARES ULTRASHORT S&P500
COM
74347B300
6
281
SH
SOLE
281
0
0
FASTENAL CO
COM
311900104
6
140
SH
SOLE
140
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
6
150
SH
SOLE
150
0
0
STEVEN MADDEN LTD
COM
556269108
6
150
SH
SOLE
150
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
6
74
SH
SOLE
74
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
6
233
SH
SOLE
233
0
0
FEDEX CORP
COM
31428X106
5
33
SH
SOLE
33
0
0
BARCLAYS BANK PLC
PFD
06739H362
5
200
SH
SOLE
200
0
0
ING GROEP NV
PFD
456837400
5
200
SH
SOLE
200
0
0
EVERSOURCE ENERGY
COM
30040W108
5
100
SH
SOLE
100
0
0
VISA INC-CLASS A SHARES
COM
92826C839
5
76
SH
SOLE
76
0
0
HSBC HOLDINGS PLC-SPONS ADR
ADR
404280406
5
115
SH
SOLE
115
0
0
GAP INC/THE
COM
364760108
4
103
SH
SOLE
103
0
0
SPDR S&P HOMEBUILDERS ETF
COM
78464A888
4
120
SH
SOLE
120
0
0
ANADARKO PETROLEUM CORP
COM
032511107
4
53
SH
SOLE
53
0
0
NIKE INC -CL B
COM
654106103
4
43
SH
SOLE
43
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
4
50
SH
SOLE
50
0
0
DUQUESNE LIGHT CO
PFD
266228303
4
100
SH
SOLE
100
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
4
101
SH
SOLE
101
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
4
400
SH
SOLE
400
0
0
WORLD POINT TERMINALS LP
MLP
98159G107
4
250
SH
SOLE
250
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
4
750
SH
SOLE
750
0
0
NEPHROGENEX INC
COM
640667101
4
500
SH
SOLE
500
0
0
MEDIVATION INC
COM
58501N101
4
30
SH
SOLE
30
0
0
PACIFIC GAS&ELEC
PFD
694308305
4
137
SH
SOLE
137
0
0
ZYNGA INC - CL A
COM
98986T108
3
1214
SH
SOLE
1214
0
0
ING GROEP NV
PFD
456837301
3
133
SH
SOLE
133
0
0
WAL-MART STORES INC
COM
931142103
3
40
SH
SOLE
40
0
0
HOLOGIC INC
COM
436440101
3
100
SH
SOLE
100
0
0
EQUINIX INC
REIT
29444U700
3
14
SH
SOLE
14
0
0
PIONEER MUNI HI INCOME TRUST
COM
723763108
3
221
SH
SOLE
221
0
0
ROYAL BK SCOTLND GRP PLC
PFD
780097879
3
125
SH
SOLE
125
0
0
VALERO ENERGY CORP
COM
91913Y100
3
50
SH
SOLE
50
0
0
SOUTHERN CAL ED
PFD
842400202
3
125
SH
SOLE
125
0
0
SOUTHERN CAL ED
PFD
842400301
3
125
SH
SOLE
125
0
0
EASTMAN CHEMICAL CO
COM
277432100
3
42
SH
SOLE
42
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
3
300
SH
SOLE
300
0
0
NUCOR CORP
COM
670346105
3
60
SH
SOLE
60
0
0
MORGAN STANLEY CAP TRUST
PFD
61753R200
3
103
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SOLE
103
0
0
MONITISE PLC
COM
G6258F105
2
12500
SH
SOLE
12500
0
0
AECOM
COM
00766T100
2
80
SH
SOLE
80
0
0
ANGLO AMERICAN PLC-UNSP ADR
ADR
03485P201
2
323
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SOLE
323
0
0
CHENIERE ENERGY INC
COM
16411R208
2
30
SH
SOLE
30
0
0
YORKVILLE HIGH INCOME MLP
COM
301505103
2
200
SH
SOLE
200
0
0
XYLEM INC
COM
98419M100
2
65
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SOLE
65
0
0
US BANCORP
COM
902973304
2
50
SH
SOLE
50
0
0
TRAVELPORT WORLDWIDE LTD
COM
G9019D104
2
130
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SOLE
130
0
0
CSX CORP
COM
126408103
2
65
SH
SOLE
65
0
0
CHURCH & DWIGHT CO INC
COM
171340102
2
25
SH
SOLE
25
0
0
SCIENCE APPLICATIONS INTE
COM
808625107
2
40
SH
SOLE
40
0
0
BARRICK GOLD CORP
COM
067901108
2
185
SH
SOLE
185
0
0
BALTIC TRADING LTD
COM
Y0553W103
2
1290
SH
SOLE
1290
0
0
KEYSIGHT TECHNOLOGIES IN
COM
49338L103
2
50
SH
SOLE
50
0
0
NORDIC AMERICAN OFFSHORE LTD
COM
Y6366T112
2
200
SH
SOLE
200
0
0
ATLAS ENERGY GROUP LLC
MLP
04929Q102
2
300
SH
SOLE
300
0
0
IMPACT FUSION INTERNATIONAL
COM
45257G109
2
200000
SH
SOLE
200000
0
0
STRATA OIL & GAS INC
COM
86270C105
2
13400
SH
SOLE
13400
0
0
3M CO
COM
88579Y101
2
10
SH
SOLE
10
0
0
NRG ENERGY INC
COM
629377508
2
64
SH
SOLE
64
0
0
IPATH S&P 500 VIX S/T FU ETN
COM
06742E711
2
62
SH
SOLE
62
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1
203
SH
SOLE
203
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1
9
SH
SOLE
9
0
0
SCHWAB (CHARLES) CORP
COM
808513105
1
35
SH
SOLE
35
0
0
WASTE MANAGEMENT INC
COM
94106L109
1
18
SH
SOLE
18
0
0
BED BATH & BEYOND INC
COM
075896100
1
11
SH
SOLE
11
0
0
UNDER ARMOUR INC-CLASS A
COM
904311107
1
10
SH
SOLE
10
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
1
11
SH
SOLE
11
0
0
ALCOA INC
COM
013817101
1
62
SH
SOLE
62
0
0
ARCA BIOPHARMA INC
COM
00211Y209
1
1000
SH
SOLE
1000
0
0
REYNOLDS AMERICAN INC
COM
761713106
1
10
SH
SOLE
10
0
0
ACASTI PHARMA INC
COM
00430K105
1
1490
SH
SOLE
1490
0
0
MOTORS LIQUIDATION CO GUC TR
COM
62010U101
1
40
SH
SOLE
40
0
0
WP CAREY INC
REIT
92936U109
1
10
SH
SOLE
10
0
0
LORILLARD INC
COM
544147101
1
10
SH
SOLE
10
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
1
9
SH
SOLE
9
0
0
CRIMSON WINE GROUP LTD
COM
22662X100
1
70
SH
SOLE
70
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1
20
SH
SOLE
20
0
0
OLD REPUBLIC INTL CORP
COM
680223104
1
40
SH
SOLE
40
0
0
BRADY CORPORATION - CL A
COM
104674106
1
20
SH
SOLE
20
0
0
BROADWIND ENERGY INC
COM
11161T207
1
112
SH
SOLE
112
0
0
VECTOR GROUP LTD
COM
92240M108
1
25
SH
SOLE
25
0
0
TOMPKINS FINANCIAL CORP
COM
890110109
1
10
SH
SOLE
10
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1
11
SH
SOLE
11
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
1
10
SH
SOLE
10
0
0
RLI CORP
COM
749607107
1
10
SH
SOLE
10
0
0
REALTY INCOME CORP
REIT
756109104
1
10
SH
SOLE
10
0
0
BANK OF NOVA SCOTIA
COM
064149107
1
10
SH
SOLE
10
0
0
HOSPITALITY PROPERTIES TRUST
REIT
44106M102
1
15
SH
SOLE
15
0
0
CONSOLIDATED EDISON INC
COM
209115104
1
8
SH
SOLE
8
0
0
MATTEL INC
COM
577081102
1
20
SH
SOLE
20
0
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
1
30
SH
SOLE
30
0
0
SENIOR HOUSING PROP TRUST
REIT
81721M109
1
20
SH
SOLE
20
0
0
OMEGA HEALTHCARE INVESTORS
REIT
681936100
1
10
SH
SOLE
10
0
0
DIGITAL REALTY TRUST INC
REIT
253868103
1
6
SH
SOLE
6
0
0
HEALTH CARE REIT INC
REIT
42217K106
1
5
SH
SOLE
5
0
0
MALLINCKRODT PLC
COM
G5785G107
1
3
SH
SOLE
3
0
0
YORK WATER CO
COM
987184108
1
15
SH
SOLE
15
0
0
AMERICAN INTERNATIONAL-CW21
COM
026874156
1
16
SH
SOLE
16
0
0
EXIDE TECHNOLOGIES
COM
302051206
1
5000
SH
SOLE
5000
0
0
HALYARD HEALTH INC
COM
40650V100
1
6
SH
SOLE
6
0
0
NOVAGOLD RESOURCES INC
COM
66987E206
1
100
SH
SOLE
100
0
0
L BRANDS INC
COM
501797104
1
3
SH
SOLE
3
0
0
RAYONIER INC
REIT
754907103
1
10
SH
SOLE
10
0
0
TIME INC
COM
887228104
1
12
SH
SOLE
12
0
0
ECHO THERAPEUTICS INC
COM
27876L206
1
100
SH
SOLE
100
0
0
GABELLI GLOBAL SMALL & M
COM
36249W104
1
20
SH
SOLE
20
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
1
11
SH
SOLE
11
0
0
NQ MOBILE INC - ADR
ADR
64118U108
1
50
SH
SOLE
50
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1
2
SH
SOLE
2
0
0
PARAGON OFFSHORE PLC
COM
G6S01W108
1
100
SH
SOLE
100
0
0
SAUER ENERGY INC
COM
804136109
1
1200
SH
SOLE
1200
0
0
NATIONAL BANK OF GREECE-ADR
ADR
633643705
1
50
SH
SOLE
50
0
0
LINN CO LLC
COM
535782106
1
5
SH
SOLE
5
0
0
PIMCO HIGH INCOME FUND
COM
722014107
1
3
SH
SOLE
3
0
0
OCLARO INC
COM
67555N206
1
6
SH
SOLE
6
0
0
NOVACOPPER INC
COM
66988K102
1
16
SH
SOLE
16
0
0