0001209191-14-062367.txt : 20141007
0001209191-14-062367.hdr.sgml : 20141007
20141007194424
ACCESSION NUMBER: 0001209191-14-062367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141003
FILED AS OF DATE: 20141007
DATE AS OF CHANGE: 20141007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Resorts International, Inc.
CENTRAL INDEX KEY: 0001566897
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 461750895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 798-8840
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chantal Cloobeck Separate Property Trust
CENTRAL INDEX KEY: 0001581555
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 141146536
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cloobeck Diamond Parent, LLC
CENTRAL INDEX KEY: 0001581556
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 141146537
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cloobeck Stephen J
CENTRAL INDEX KEY: 0001581547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 141146538
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-03
0
0001566897
Diamond Resorts International, Inc.
DRII
0001581547
Cloobeck Stephen J
10600 W. CHARLESTON BLVD
LAS VEGAS
NV
89135
1
0
1
0
0001581556
Cloobeck Diamond Parent, LLC
10600 W. CHARLESTON BLVD
LAS VEGAS
NV
89135
0
0
1
0
0001581555
Chantal Cloobeck Separate Property Trust
10600 W. CHARLESTON BLVD
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
Common Stock
2014-10-03
4
S
0
12600
22.1215
D
16042975
I
See Footnote
Common Stock
2014-10-06
4
S
0
14236
22.0729
D
16028739
I
See Footnote
Common Stock
2014-10-07
4
S
0
25093
22.0948
D
16003646
I
See Footnote
Common Stock
1073949
I
See Footnote
Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 3, 2014 at prices ranging from $21.92 to $22.26. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5).
Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 6, 2014 at prices ranging from $21.98 to $22.22.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 7, 2014 at prices ranging from $21.79 to $22.26.
Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
/s/ Jared T. Finkelstein, attorney-in-fact for Stephen J. Cloobeck
2014-10-07
Jared T. Finkelstein, attorney-in-fact for Cloobeck Diamond Parent, LLC
2014-10-07
Jared T. Finkelstein, attorney-in-fact for Chantal Cloobeck Separate Property Trust
2014-10-07