0001209191-14-062367.txt : 20141007 0001209191-14-062367.hdr.sgml : 20141007 20141007194424 ACCESSION NUMBER: 0001209191-14-062367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141003 FILED AS OF DATE: 20141007 DATE AS OF CHANGE: 20141007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chantal Cloobeck Separate Property Trust CENTRAL INDEX KEY: 0001581555 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141146536 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cloobeck Diamond Parent, LLC CENTRAL INDEX KEY: 0001581556 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141146537 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cloobeck Stephen J CENTRAL INDEX KEY: 0001581547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 141146538 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-03 0 0001566897 Diamond Resorts International, Inc. DRII 0001581547 Cloobeck Stephen J 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 1 0 1 0 0001581556 Cloobeck Diamond Parent, LLC 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 0 0 1 0 0001581555 Chantal Cloobeck Separate Property Trust 10600 W. CHARLESTON BLVD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group Common Stock 2014-10-03 4 S 0 12600 22.1215 D 16042975 I See Footnote Common Stock 2014-10-06 4 S 0 14236 22.0729 D 16028739 I See Footnote Common Stock 2014-10-07 4 S 0 25093 22.0948 D 16003646 I See Footnote Common Stock 1073949 I See Footnote Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 3, 2014 at prices ranging from $21.92 to $22.26. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5). Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 6, 2014 at prices ranging from $21.98 to $22.22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on October 7, 2014 at prices ranging from $21.79 to $22.26. Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. /s/ Jared T. Finkelstein, attorney-in-fact for Stephen J. Cloobeck 2014-10-07 Jared T. Finkelstein, attorney-in-fact for Cloobeck Diamond Parent, LLC 2014-10-07 Jared T. Finkelstein, attorney-in-fact for Chantal Cloobeck Separate Property Trust 2014-10-07