0001566653-13-000016.txt : 20131113 0001566653-13-000016.hdr.sgml : 20131113 20131112193859 ACCESSION NUMBER: 0001566653-13-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 131211970 BUSINESS ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566653 XXXXXXXX 09-30-2013 09-30-2013 Eqis Capital Management, Inc.

1299 4TH ST., STE 502 SAN RAFAEL CA 94901

13F HOLDINGS REPORT 028-15088 N Jennifer Winters 800-949-9936 Jennifer Winters San Rafael CA 11-12-2013 0 375 350628 false INFORMATION TABLE 2 form13fhr-infoTable_Q3_2013.xml Q3 2013 3M CO COM 88579Y101 395 3309 SH SOLE 0 0 0 A H BELO CORP COM CL A 001282102 177 22551 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 327 4438 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 194 11604 SH SOLE 0 0 0 ADVANCED ENERGY INDS COM 007973100 590 33685 SH SOLE 0 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 70 14721 SH SOLE 0 0 0 AEROVIRONMENT INC COM 008073108 404 17480 SH SOLE 0 0 0 AIRGAS INC COM 009363102 233 2194 SH SOLE 0 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 57 16186 SH SOLE 0 0 0 ALLIED NEVADA GOLD CORP COM 019344100 43 10404 SH SOLE 0 0 0 ALON BLUE SQUARE ISRAEL LTD SPONSORED ADR 02051Q106 54 14216 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1564 88903 SH SOLE 0 0 0 ALTERA CORP COM 021441100 468 12591 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 628 2007 SH SOLE 0 0 0 AMERICAN ELEC PWR INC COM 025537101 204 4711 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 264 3499 SH SOLE 0 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 336 8561 SH SOLE 0 0 0 AMERICAN STS WTR CO COM 029899101 226 8194 SH SOLE 0 0 0 AMETEK INC NEW COM 031100100 283 6157 SH SOLE 0 0 0 AMGEN INC COM 031162100 218 1952 SH SOLE 0 0 0 AMTRUST FINL SVCS INC COM 032359309 294 7541 SH SOLE 0 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 210 2113 SH SOLE 0 0 0 APPLE INC COM 037833100 1554 3259 SH SOLE 0 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 315 6541 SH SOLE 0 0 0 ASCENA RETAIL GROUP INC COM 04351G101 213 10708 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION COM 060505104 165 11963 SH SOLE 0 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 317 6923 SH SOLE 0 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 301 30240 SH SOLE 0 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 101 15249 SH SOLE 0 0 0 BELO CORP COM SER A 080555105 208 15179 SH SOLE 0 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 463 6957 SH SOLE 0 0 0 BIO RAD LABS INC CL A 090572207 339 2885 SH SOLE 0 0 0 BLACK HILLS CORP COM 092113109 246 4924 SH SOLE 0 0 0 BOSTON PROPERTIES INC COM 101121101 240 2243 SH SOLE 0 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1186 43465 SH SOLE 0 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 154 19145 SH SOLE 0 0 0 BROOKS AUTOMATION INC COM 114340102 182 19510 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 790 9831 SH SOLE 0 0 0 CA INC COM 12673P105 205 6921 SH SOLE 0 0 0 CAL MAINE FOODS INC COM NEW 128030202 251 5213 SH SOLE 0 0 0 CARDINAL FINL CORP COM 14149F109 172 10399 SH SOLE 0 0 0 CELANESE CORP DEL COM SER A 150870103 849 16091 SH SOLE 0 0 0 CELGENE CORP COM 151020104 486 3155 SH SOLE 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 137 12270 SH SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 582 24286 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 548 4509 SH SOLE 0 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 383 5649 SH SOLE 0 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 310 5486 SH SOLE 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 428 999 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 518 22111 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 230 4736 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 582 23867 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 1895 37769 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 284 12571 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 282 12663 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 277 12648 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 270 12695 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 267 12842 SH SOLE 0 0 0 COCA COLA CO COM 191216100 232 6119 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 270 4549 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 583 8387 SH SOLE 0 0 0 CONVERGYS CORP COM 212485106 286 15260 SH SOLE 0 0 0 COOPER TIRE & RUBR CO COM 216831107 282 9159 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 255 2213 SH SOLE 0 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 634 23664 SH SOLE 0 0 0 CUMMINS INC COM 231021106 587 4415 SH SOLE 0 0 0 CUMULUS MEDIA INC CL A 231082108 617 116585 SH SOLE 0 0 0 DEERE & CO COM 244199105 279 3429 SH SOLE 0 0 0 DEVON ENERGY CORP NEW COM 25179M103 333 5764 SH SOLE 0 0 0 DEXCOM INC COM 252131107 480 17008 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 890 5894 SH SOLE 0 0 0 DIGITALGLOBE INC COM NEW 25389M877 257 8122 SH SOLE 0 0 0 DOLE FOOD CO INC NEW COM 256603101 331 24311 SH SOLE 0 0 0 DOLLAR TREE INC COM 256746108 386 6755 SH SOLE 0 0 0 DR REDDYS LABS LTD ADR 256135203 335 8876 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 310 4636 SH SOLE 0 0 0 E M C CORP MASS COM 268648102 206 8058 SH SOLE 0 0 0 EMPLOYERS HOLDINGS INC COM 292218104 207 6968 SH SOLE 0 0 0 ENCORE CAP GROUP INC COM 292554102 214 4674 SH SOLE 0 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 94 17533 SH SOLE 0 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 44 10282 SH SOLE 0 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 243 27658 SH SOLE 0 0 0 EPIQ SYS INC COM 26882D109 216 16391 SH SOLE 0 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 212 3002 SH SOLE 0 0 0 EXELIS INC COM 30162A108 226 14370 SH SOLE 0 0 0 EXELON CORP COM 30161N101 393 13262 SH SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 275 4444 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 470 5467 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 350 6969 SH SOLE 0 0 0 FEMALE HEALTH CO COM 314462102 177 17951 SH SOLE 0 0 0 FERRO CORP COM 315405100 157 17236 SH SOLE 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 173 14572 SH SOLE 0 0 0 FISERV INC COM 337738108 398 3936 SH SOLE 0 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 105 16022 SH SOLE 0 0 0 FLIR SYS INC COM 302445101 214 6803 SH SOLE 0 0 0 FLOWSERVE CORP COM 34354P105 485 7778 SH SOLE 0 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 189 13640 SH SOLE 0 0 0 FOOT LOCKER INC COM 344849104 210 6180 SH SOLE 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 309 18339 SH SOLE 0 0 0 FOREST LABS INC COM 345838106 296 6910 SH SOLE 0 0 0 ISHARES CHINA LG-CAP ETF 464287184 1051 28355 SH SOLE 0 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 119 11939 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 391 16354 SH SOLE 0 0 0 GENTEX CORP COM 371901109 409 15977 SH SOLE 0 0 0 GENWORTH FINL INC COM CL A 37247D106 313 24442 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 423 6723 SH SOLE 0 0 0 GOOGLE INC CL A 38259P508 980 1119 SH SOLE 0 0 0 GRAN TIERRA ENERGY INC COM 38500T101 113 15983 SH SOLE 0 0 0 HALLIBURTON CO COM 406216101 766 15914 SH SOLE 0 0 0 HCC INS HLDGS INC COM 404132102 352 8044 SH SOLE 0 0 0 HEALTH CARE REIT INC COM 42217K106 216 3456 SH SOLE 0 0 0 HELMERICH & PAYNE INC COM 423452101 295 4279 SH SOLE 0 0 0 HENRY JACK & ASSOC INC COM 426281101 358 6927 SH SOLE 0 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 327 32733 SH SOLE 0 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 75 14302 SH SOLE 0 0 0 HUMANA INC COM 444859102 268 2875 SH SOLE 0 0 0 INSPERITY INC COM 45778Q107 254 6764 SH SOLE 0 0 0 INTEL CORP COM 458140100 505 22050 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 220 1187 SH SOLE 0 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 353 51313 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 1441 111764 SH SOLE 0 0 0 ISHARES EM MKTS CURR ETF 464286517 848 16993 SH SOLE 0 0 0 ISHARES MSCI AUST ETF 464286103 1133 44825 SH SOLE 0 0 0 ISHARES MSCI CH CAP ETF 464286640 213 4251 SH SOLE 0 0 0 ISHARES MSCI JAPAN ETF 464286848 1524 127846 SH SOLE 0 0 0 ISHARES MSCI MEX CAP ETF 464286822 250 3914 SH SOLE 0 0 0 ISHARES 1-3 YR TR BD ETF 464287457 2597 30743 SH SOLE 0 0 0 ISHARES 20+ YR TR BD ETF 464287432 1028 9659 SH SOLE 0 0 0 ISHARES 7-10 Y TR BD ETF 464287440 1097 10739 SH SOLE 0 0 0 ISHARES INTL PFD STK ETF 46429B135 286 11645 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1279 61190 SH SOLE 0 0 0 ISHARES MRNING SM CP ETF 464288703 276 2524 SH SOLE 0 0 0 ISHARES S&P 500 GRWT ETF 464287309 825 9235 SH SOLE 0 0 0 ISHARES LATN AMER 40 ETF 464287390 374 9784 SH SOLE 0 0 0 ISHARES S&P 500 VAL ETF 464287408 692 8834 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF 464287465 16187 253719 SH SOLE 0 0 0 ISHARES RUS MDCP VAL ETF 464287473 226 3717 SH SOLE 0 0 0 ISHARES RUS MD CP GR ETF 464287481 826 10567 SH SOLE 0 0 0 ISHARES RUS 1000 VAL ETF 464287598 1211 14050 SH SOLE 0 0 0 ISHARES S&P MC 400GR ETF 464287606 411 2955 SH SOLE 0 0 0 ISHARES RUS 1000 GRW ETF 464287614 368 4709 SH SOLE 0 0 0 ISHARES RUS 2000 VAL ETF 464287630 1506 16438 SH SOLE 0 0 0 ISHARES RUS 2000 GRW ETF 464287648 1387 11025 SH SOLE 0 0 0 ISHARES S&P MC 400VL ETF 464287705 544 5036 SH SOLE 0 0 0 ISHARES U.S. FINLS ETF 464287788 256 3491 SH SOLE 0 0 0 ISHARES U.S. ENERGY ETF 464287796 389 8250 SH SOLE 0 0 0 ISHARES EUROPE ETF 464287861 886 20087 SH SOLE 0 0 0 ISHARES SP SMCP600VL ETF 464287879 465 4554 SH SOLE 0 0 0 ISHARES SP SMCP600GR ETF 464287887 655 6041 SH SOLE 0 0 0 ISHARES MBS ETF 464288588 915 8636 SH SOLE 0 0 0 ISHARES CREDIT BD ETF 464288620 355 3309 SH SOLE 0 0 0 ISHARES INTERM CR BD ETF 464288638 1575 14594 SH SOLE 0 0 0 ISHARES 1-3 YR CR BD ETF 464288646 1981 18813 SH SOLE 0 0 0 ISHARES U.S. PFD STK ETF 464288687 1407 37028 SH SOLE 0 0 0 ISHARES TIPS BD ETF 464287176 541 4803 SH SOLE 0 0 0 ISHARES COHEN&STEER REIT 464287564 977 12710 SH SOLE 0 0 0 ISHARES FLTG RATE BD ETF 46429B655 2101 41458 SH SOLE 0 0 0 ISHARES INTL DEV RE ETF 464288489 1190 35501 SH SOLE 0 0 0 ISHARES IBOXX INV CP ETF 464287242 4450 39200 SH SOLE 0 0 0 ISHARES IBOXX HI YD ETF 464288513 10158 110924 SH SOLE 0 0 0 ISHARES JP MOR EM MK ETF 464288281 1702 15611 SH SOLE 0 0 0 ISHARES SHRT TRS BD ETF 464288679 1403 12722 SH SOLE 0 0 0 ISHARES GLOBAL MATER ETF 464288695 309 5165 SH SOLE 0 0 0 ISHARES INTL DEVPPTY ETF 464288422 2565 68252 SH SOLE 0 0 0 ISHARES NAT AMT FREE BD 464288414 544 5205 SH SOLE 0 0 0 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 707 20946 SH SOLE 0 0 0 SMUCKER J M CO COM NEW 832696405 266 2530 SH SOLE 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 483 8295 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 902 10402 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 226 4367 SH SOLE 0 0 0 KODIAK OIL & GAS CORP COM 50015Q100 254 21088 SH SOLE 0 0 0 LENNOX INTL INC COM 526107107 289 3837 SH SOLE 0 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 484 6465 SH SOLE 0 0 0 LITHIA MTRS INC CL A 536797103 251 3445 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 202 41893 SH SOLE 0 0 0 MAG SILVER CORP COM 55903Q104 61 10395 SH SOLE 0 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 201 17009 SH SOLE 0 0 0 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 457 18126 SH SOLE 0 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1265 50576 SH SOLE 0 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 316 7043 SH SOLE 0 0 0 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 1615 67356 SH SOLE 0 0 0 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 956 54612 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 624 927 SH SOLE 0 0 0 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 36 13369 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 205 906 SH SOLE 0 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 208 17074 SH SOLE 0 0 0 MEDIFAST INC COM 58470H101 558 20741 SH SOLE 0 0 0 MERCK & CO INC NEW COM 58933Y105 237 4972 SH SOLE 0 0 0 MICROS SYS INC COM 594901100 202 4055 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 573 17204 SH SOLE 0 0 0 MIDDLEBY CORP COM 596278101 395 1889 SH SOLE 0 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 155 24134 SH SOLE 0 0 0 MOLSON COORS BREWING CO CL B 60871R209 330 6589 SH SOLE 0 0 0 MOLYCORP INC DEL COM 608753109 744 113488 SH SOLE 0 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 646 22546 SH SOLE 0 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 205 7888 SH SOLE 0 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 210 3558 SH SOLE 0 0 0 NATIONAL HEALTHCARE CORP COM 635906100 224 4736 SH SOLE 0 0 0 NATIONAL OILWELL VARCO INC COM 637071101 788 10093 SH SOLE 0 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 171 24021 SH SOLE 0 0 0 NETEASE INC SPONSORED ADR 64110W102 289 3979 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 238 770 SH SOLE 0 0 0 NEUSTAR INC CL A 64126X201 227 4584 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 346 4318 SH SOLE 0 0 0 NIKE INC CL B 654106103 203 2788 SH SOLE 0 0 0 NISOURCE INC COM 65473P105 355 11492 SH SOLE 0 0 0 NOKIA CORP SPONSORED ADR 654902204 123 18846 SH SOLE 0 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 87 11191 SH SOLE 0 0 0 OMNICOM GROUP INC COM 681919106 316 4979 SH SOLE 0 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 193 13107 SH SOLE 0 0 0 OPKO HEALTH INC COM 68375N103 403 45711 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 592 17859 SH SOLE 0 0 0 ORBITAL SCIENCES CORP COM 685564106 273 12900 SH SOLE 0 0 0 PACWEST BANCORP DEL COM 695263103 274 7981 SH SOLE 0 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 76 15263 SH SOLE 0 0 0 PRETIUM RES INC COM 74139C102 176 25530 SH SOLE 0 0 0 PENNANTPARK INVT CORP COM 708062104 209 18501 SH SOLE 0 0 0 PEPSICO INC COM 713448108 407 5115 SH SOLE 0 0 0 PERFICIENT INC COM 71375U101 218 11896 SH SOLE 0 0 0 PFIZER INC COM 717081103 257 8961 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 389 4497 SH SOLE 0 0 0 PIMCO ETF TR 1-3YR USTREIDX 72201R106 30556 600193 SH SOLE 0 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 34017 321312 SH SOLE 0 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 813 15330 SH SOLE 0 0 0 PIMCO ETF TR GB ADV INF BD 72201R791 231 4693 SH SOLE 0 0 0 PLANTRONICS INC NEW COM 727493108 366 7954 SH SOLE 0 0 0 POLARIS INDS INC COM 731068102 296 2295 SH SOLE 0 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 575 9588 SH SOLE 0 0 0 POWER INTEGRATIONS INC COM 739276103 206 3806 SH SOLE 0 0 0 POWERSHARES ETF TR II S&P EMRGHIBETA 73937B670 278 13237 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 237 11804 SH SOLE 0 0 0 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 204 5145 SH SOLE 0 0 0 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 204 4411 SH SOLE 0 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 563 23545 SH SOLE 0 0 0 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 226 4532 SH SOLE 0 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 1763 102928 SH SOLE 0 0 0 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 918 31395 SH SOLE 0 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 3687 149410 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 1673 88961 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 4200 153609 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 643 8149 SH SOLE 0 0 0 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 538 19914 SH SOLE 0 0 0 POWERSHARES ETF TR II S&P INTDEV HIB 73937B696 420 15239 SH SOLE 0 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 341 13488 SH SOLE 0 0 0 PPL CORP COM 69351T106 227 7487 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 472 6247 SH SOLE 0 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 1211 15249 SH SOLE 0 0 0 PROSHARES TR ULTRASHRT TIPS 74347X336 456 15672 SH SOLE 0 0 0 PROSHARES TR USD COVERED BD 74348A749 870 8744 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 291 8838 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 338 5027 SH SOLE 0 0 0 QUALITY DISTR INC FLA COM 74756M102 166 17925 SH SOLE 0 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 355 6112 SH SOLE 0 0 0 REALPAGE INC COM 75606N109 493 21334 SH SOLE 0 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 241 3283 SH SOLE 0 0 0 RENTRAK CORP COM 760174102 344 10536 SH SOLE 0 0 0 RESOURCES CONNECTION INC COM 76122Q105 232 17132 SH SOLE 0 0 0 RLI CORP COM 749607107 222 2544 SH SOLE 0 0 0 ROPER INDS INC NEW COM 776696106 229 1722 SH SOLE 0 0 0 ROSETTA STONE INC COM 777780107 282 17362 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 353 4846 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 323 2909 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 340 4738 SH SOLE 0 0 0 SAFEWAY INC COM NEW 786514208 308 9643 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 226 4349 SH SOLE 0 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 10 16808 SH SOLE 0 0 0 SCHLUMBERGER LTD COM 806857108 432 4885 SH SOLE 0 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 334 5515 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 610 14524 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 247 2979 SH SOLE 0 0 0 SNAP ON INC COM 833034101 348 3501 SH SOLE 0 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 662 10622 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 419 28777 SH SOLE 0 0 0 SPDR SER TR INV GRD FLT RT 78468R200 699 22711 SH SOLE 0 0 0 SPDR SER TR SPDR BOFA CRSS 78468R606 1170 46066 SH SOLE 0 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 215 5891 SH SOLE 0 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 230 3605 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 643 14804 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 615 14593 SH SOLE 0 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 4472 146444 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2687 47158 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 8559 186927 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 508 7721 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 412 18057 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 443 4511 SH SOLE 0 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 636 8714 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 10014 251345 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 11284 193325 SH SOLE 0 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 315 8608 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 503 4857 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 332 4517 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 559 6579 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 786 10176 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 454 2786 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 3365 138923 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16272 96854 SH SOLE 0 0 0 SUNCOKE ENERGY INC COM 86722A103 462 27156 SH SOLE 0 0 0 STAPLES INC COM 855030102 195 13289 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 240 3116 SH SOLE 0 0 0 STERICYCLE INC COM 858912108 349 3025 SH SOLE 0 0 0 STONE ENERGY CORP COM 861642106 318 9819 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 542 4230 SH SOLE 0 0 0 STRYKER CORP COM 863667101 309 4577 SH SOLE 0 0 0 SWS GROUP INC COM 78503N107 339 60801 SH SOLE 0 0 0 SYMETRA FINL CORP COM 87151Q106 227 12711 SH SOLE 0 0 0 SYMMETRICOM INC COM 871543104 120 24858 SH SOLE 0 0 0 SYNAPTICS INC COM 87157D109 692 15647 SH SOLE 0 0 0 SYSCO CORP COM 871829107 273 8580 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 356 21009 SH SOLE 0 0 0 TASER INTL INC COM 87651B104 488 32784 SH SOLE 0 0 0 TATA MTRS LTD SPONSORED ADR 876568502 239 8991 SH SOLE 0 0 0 TELEFONICA S A SPONSORED ADR 879382208 314 20254 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 203 5380 SH SOLE 0 0 0 DOW CHEM CO COM 260543103 289 7513 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 316 7671 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 485 5264 SH SOLE 0 0 0 THOR INDS INC COM 885160101 243 4193 SH SOLE 0 0 0 TIMMINS GOLD CORP COM 88741P103 219 131410 SH SOLE 0 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 223 1742 SH SOLE 0 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 113 134021 SH SOLE 0 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 44 19953 SH SOLE 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 275 3919 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 327 3734 SH SOLE 0 0 0 UNDER ARMOUR INC CL A 904311107 403 5076 SH SOLE 0 0 0 UNION FIRST MKT BANKSH CP COM 90662P104 260 11109 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 484 3119 SH SOLE 0 0 0 UNISYS CORP COM NEW 909214306 336 13338 SH SOLE 0 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 33 15913 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 516 4787 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 210 6161 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 451 5431 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4332 51880 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5795 71648 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1561 21320 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1301 15262 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1758 15358 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2605 39387 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1329 15710 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1314 18834 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1078 11942 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 788 12978 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1955 35866 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1452 17401 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5488 68946 SH SOLE 0 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1517 15945 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 700 8572 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 589 4938 SH SOLE 0 0 0 VARIAN MED SYS INC COM 92220P105 347 4638 SH SOLE 0 0 0 VCA ANTECH INC COM 918194101 389 14162 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 316 7975 SH SOLE 0 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 203 11872 SH SOLE 0 0 0 VERISK ANALYTICS INC CL A 92345Y106 295 4546 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 253 1326 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 466 5322 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 741 18451 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 203 2748 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 267 4148 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 277 6712 SH SOLE 0 0 0 WATERS CORP COM 941848103 310 2922 SH SOLE 0 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 387 25262 SH SOLE 0 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 519 24801 SH SOLE 0 0 0 WHITING PETE CORP NEW COM 966387102 364 6088 SH SOLE 0 0 0 WHOLE FOODS MKT INC COM 966837106 214 3655 SH SOLE 0 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 271 4546 SH SOLE 0 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 331 32249 SH SOLE 0 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 319 4592 SH SOLE 0 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 353 5644 SH SOLE 0 0 0 WISDOMTREE TR GLB EX US RL EST 97717W331 1572 56135 SH SOLE 0 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 377 4787 SH SOLE 0 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 474 6402 SH SOLE 0 0 0 WNS HOLDINGS LTD SPON ADR 92932M101 263 12374 SH SOLE 0 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 230 8399 SH SOLE 0 0 0 XEROX CORP COM 984121103 176 17151 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 284 5613 SH SOLE 0 0 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 65 76097 SH SOLE 0 0 0 YAHOO INC COM 984332106 321 9680 SH SOLE 0 0 0