0001566653-13-000014.txt : 20130816 0001566653-13-000014.hdr.sgml : 20130816 20130815173838 ACCESSION NUMBER: 0001566653-13-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 131043285 BUSINESS ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566653 XXXXXXXX 06-30-2013 06-30-2013 Eqis Capital Management, Inc.

1299 4TH ST., STE 502 SAN RAFAEL CA 94901

13F HOLDINGS REPORT 028-15088 N Jennifer Winters 800-949-9936 Jennifer Winters San Rafael CA 08-15-2013 0 333 293999 false INFORMATION TABLE 2 form13fhr-infoTable130630.xml 3M CO COM 88579Y101 308 2819 SH SOLE 2819 0 0 A H BELO CORP COM CL A 001282102 167 24364 SH SOLE 24364 0 0 ABBOTT LABS COM 002824100 273 7815 SH SOLE 7815 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 273 3795 SH SOLE 3795 0 0 ACTIVISION BLIZZARD INC COM 00507V109 158 11073 SH SOLE 11073 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 55 13613 SH SOLE 13613 0 0 AEROVIRONMENT INC COM 008073108 355 17583 SH SOLE 17583 0 0 AIRGAS INC COM 009363102 205 2145 SH SOLE 2145 0 0 ALLIED NEVADA GOLD CORP COM 019344100 69 10615 SH SOLE 10615 0 0 ALON BLUE SQUARE ISRAEL LTD SPONSORED ADR 02051Q106 46 14145 SH SOLE 14145 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1891 105932 SH SOLE 105932 0 0 ALPS ETF TR EQUAL SEC ETF 00162Q205 6566 146036 SH SOLE 146036 0 0 ALTERA CORP COM 021441100 415 12573 SH SOLE 12573 0 0 AMAZON COM INC COM 023135106 664 2390 SH SOLE 2390 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 214 5721 SH SOLE 5721 0 0 AMERICAN ELEC PWR INC COM 025537101 237 5297 SH SOLE 5297 0 0 AMERICAN EXPRESS CO COM 025816109 208 2781 SH SOLE 2781 0 0 AMERICAN NATL INS CO COM 028591105 360 3615 SH SOLE 3615 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 293 8752 SH SOLE 8752 0 0 AMERICAN STS WTR CO COM 029899101 249 4637 SH SOLE 4637 0 0 AMETEK INC NEW COM 031100100 245 5801 SH SOLE 5801 0 0 AMTRUST FINANCIAL SERVICES I COM 032359309 217 6091 SH SOLE 6091 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 233 2586 SH SOLE 2586 0 0 APPLE INC COM 037833100 1464 3692 SH SOLE 3692 0 0 ASCENA RETAIL GROUP INC COM 04351G101 196 11233 SH SOLE 11233 0 0 BANK OF AMERICA CORPORATION COM 060505104 142 11057 SH SOLE 11057 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 306 5310 SH SOLE 5310 0 0 BIO RAD LABS INC CL A 090572207 327 2910 SH SOLE 2910 0 0 BLACK HILLS CORP COM 092113109 225 4609 SH SOLE 4609 0 0 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SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 879 5915 SH SOLE 5915 0 0 DIGITALGLOBE INC COM NEW 25389M877 253 8151 SH SOLE 8151 0 0 DOLE FOOD CO INC NEW COM 256603101 242 18953 SH SOLE 18953 0 0 DOLLAR TREE INC COM 256746108 338 6651 SH SOLE 6651 0 0 DR REDDYS LABS LTD ADR 256135203 225 5945 SH SOLE 5945 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 326 4832 SH SOLE 4832 0 0 ECOLAB INC COM 278865100 274 3211 SH SOLE 3211 0 0 EDISON INTL COM 281020107 235 4879 SH SOLE 4879 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 415 6171 SH SOLE 6171 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 73 19023 SH SOLE 19023 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 36 10379 SH SOLE 10379 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 257 27264 SH SOLE 27264 0 0 EPIQ SYS INC COM 26882D109 186 13817 SH SOLE 13817 0 0 EXELIS INC COM 30162A108 187 13542 SH SOLE 13542 0 0 EXELON CORP COM 30161N101 458 14830 SH SOLE 14830 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 229 3709 SH SOLE 3709 0 0 EXXON MOBIL CORP COM 30231G102 440 4872 SH SOLE 4872 0 0 FEMALE HEALTH CO COM 314462102 186 18821 SH SOLE 18821 0 0 FERRO CORP COM 315405100 125 18023 SH SOLE 18023 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 170 15365 SH SOLE 15365 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 154 14501 SH SOLE 14501 0 0 FIRSTENERGY CORP COM 337932107 213 5694 SH SOLE 5694 0 0 FISERV INC COM 337738108 285 3262 SH SOLE 3262 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 74 12112 SH SOLE 12112 0 0 FLOWSERVE CORP COM 34354P105 411 7602 SH SOLE 7602 0 0 FOOT LOCKER INC COM 344849104 212 6046 SH SOLE 6046 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 335 21637 SH SOLE 21637 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 109 11510 SH SOLE 11510 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 331 2570 SH SOLE 2570 0 0 GAMESTOP CORP NEW CL A 36467W109 669 15914 SH SOLE 15914 0 0 GENERAL ELECTRIC CO COM 369604103 463 19945 SH SOLE 19945 0 0 GENTEX CORP COM 371901109 386 16756 SH SOLE 16756 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 101 10108 SH SOLE 10108 0 0 GENWORTH FINL INC COM CL A 37247D106 147 12889 SH SOLE 12889 0 0 GILEAD SCIENCES INC COM 375558103 264 5142 SH SOLE 5142 0 0 GOOGLE INC CL A 38259P508 983 1117 SH SOLE 1117 0 0 GRAN TIERRA ENERGY INC COM 38500T101 103 17098 SH SOLE 17098 0 0 HALLIBURTON CO COM 406216101 756 18124 SH SOLE 18124 0 0 HCC INS HLDGS INC COM 404132102 373 8660 SH SOLE 8660 0 0 HECLA MNG CO COM 422704106 104 34808 SH SOLE 34808 0 0 HELMERICH & PAYNE INC COM 423452101 201 3222 SH SOLE 3222 0 0 HENRY JACK & ASSOC INC COM 426281101 260 5515 SH SOLE 5515 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 78 13964 SH SOLE 13964 0 0 HUMANA INC COM 444859102 242 2874 SH SOLE 2874 0 0 ILLINOIS TOOL WKS INC COM 452308109 202 2925 SH SOLE 2925 0 0 INSPERITY INC COM 45778Q107 212 7001 SH SOLE 7001 0 0 INTEL CORP COM 458140100 588 24270 SH SOLE 24270 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 216 1128 SH SOLE 1128 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 286 36905 SH SOLE 36905 0 0 ISHARES TR GNMA BD FD 46429B333 1435 29686 SH SOLE 29686 0 0 ISHARES GOLD TRUST ISHARES 464285105 1277 106511 SH SOLE 106511 0 0 ISHARES INC EMRG MRK LC BD 464286517 878 17671 SH SOLE 17671 0 0 ISHARES INC MSCI CHILE CAPP 464286640 247 4592 SH SOLE 4592 0 0 ISHARES INC MSCI JAPAN 464286848 1469 130887 SH SOLE 130887 0 0 ISHARES INC MSCI MEXICO CAP 464286822 244 3744 SH SOLE 3744 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 2695 31979 SH SOLE 31979 0 0 ISHARES TR BARCLYS 20+ YR 464287432 1137 10298 SH SOLE 10298 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 524 5114 SH SOLE 5114 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1100 57965 SH SOLE 57965 0 0 ISHARES TR DJ US FINL SEC 464287788 210 2936 SH SOLE 2936 0 0 ISHARES TR S&P SMLCP VALU 464287879 415 4445 SH SOLE 4445 0 0 ISHARES TR S&P SMLCP GROW 464287887 535 5524 SH SOLE 5524 0 0 ISHARES TR BARCLYS MBS BD 464288588 3296 31318 SH SOLE 31318 0 0 ISHARES TR BARCLYS CR BD 464288620 839 7812 SH SOLE 7812 0 0 ISHARES TR BARCLYS INTER CR 464288638 942 8746 SH SOLE 8746 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 2000 19042 SH SOLE 19042 0 0 ISHARES TR US PFD STK IDX 464288687 1680 42771 SH SOLE 42771 0 0 ISHARES TR SMLL VAL INDX 464288703 250 2425 SH SOLE 2425 0 0 ISHARES TR RUSSELL MCP VL 464287473 214 3697 SH SOLE 3697 0 0 ISHARES TR RUSSELL MCP GR 464287481 382 5327 SH SOLE 5327 0 0 ISHARES TR S&P500 GRW 464287309 766 9112 SH SOLE 9112 0 0 ISHARES TR S&P LTN AM 40 464287390 348 9469 SH SOLE 9469 0 0 ISHARES TR S&P 500 VALUE 464287408 672 8873 SH SOLE 8873 0 0 ISHARES TR RUSSELL1000VAL 464287598 2263 27013 SH SOLE 27013 0 0 ISHARES TR S&P MC 400 GRW 464287606 350 2716 SH SOLE 2716 0 0 ISHARES TR RUSSELL1000GRW 464287614 1224 16828 SH SOLE 16828 0 0 ISHARES TR RUSL 2000 VALU 464287630 1972 22952 SH SOLE 22952 0 0 ISHARES TR RUSL 2000 GROW 464287648 1453 13030 SH SOLE 13030 0 0 ISHARES TR S&P MIDCP VALU 464287705 511 5046 SH SOLE 5046 0 0 ISHARES TR DJ US REAL EST 464287739 248 3735 SH SOLE 3735 0 0 ISHARES TR BARCLYS TIPS BD 464287176 591 5277 SH SOLE 5277 0 0 ISHARES TR CORE TOTUSBD ETF 464287226 350 3268 SH SOLE 3268 0 0 ISHARES TR COHEN&ST RLTY 464287564 965 11967 SH SOLE 11967 0 0 ISHARES TR FLTG RATE NT 46429B655 2006 39635 SH SOLE 39635 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 1089 34749 SH SOLE 34749 0 0 ISHARES TR IBOXX INV CPBD 464287242 4856 42726 SH SOLE 42726 0 0 ISHARES TR HIGH YLD CORP 464288513 9620 105858 SH SOLE 105858 0 0 ISHARES TR JPMORGAN USD 464288281 1904 17387 SH SOLE 17387 0 0 ISHARES TR BARCLYS SH TREA 464288679 1433 13000 SH SOLE 13000 0 0 ISHARES TR MSCI EMERG MKT 464287234 218 5657 SH SOLE 5657 0 0 ISHARES TR S&P GLB MTRLS 464288695 289 5442 SH SOLE 5442 0 0 ISHARES TR S&P DEV EX-US 464288422 2111 59950 SH SOLE 59950 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1586 15103 SH SOLE 15103 0 0 ISHARES TR DJ US HEALTHCR 464287762 297 2963 SH SOLE 2963 0 0 SMUCKER J M CO COM NEW 832696405 255 2471 SH SOLE 2471 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 484 8783 SH SOLE 8783 0 0 JOHNSON & JOHNSON COM 478160104 905 10539 SH SOLE 10539 0 0 JPMORGAN CHASE & CO COM 46625H100 201 3799 SH SOLE 3799 0 0 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 211 8230 SH SOLE 8230 0 0 KODIAK OIL & GAS CORP COM 50015Q100 124 13994 SH SOLE 13994 0 0 LENNOX INTL INC COM 526107107 231 3577 SH SOLE 3577 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 869 11749 SH SOLE 11749 0 0 LITHIA MTRS INC CL A 536797103 258 4840 SH SOLE 4840 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 137 35567 SH SOLE 35567 0 0 MAG SILVER CORP COM 55903Q104 61 10479 SH SOLE 10479 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 139 12354 SH SOLE 12354 0 0 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 206 8195 SH SOLE 8195 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1080 44092 SH SOLE 44092 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 283 7448 SH SOLE 7448 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 1918 79062 SH SOLE 79062 0 0 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 1284 51371 SH SOLE 51371 0 0 MASTERCARD INC CL A 57636Q104 436 758 SH SOLE 758 0 0 MCDONALDS CORP COM 580135101 202 2041 SH SOLE 2041 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 245 1166 SH SOLE 1166 0 0 MEDIFAST INC COM 58470H101 517 20056 SH SOLE 20056 0 0 MEDTRONIC INC COM 585055106 269 5232 SH SOLE 5232 0 0 MICROSOFT CORP COM 594918104 739 21398 SH SOLE 21398 0 0 MIDDLEBY CORP COM 596278101 339 1992 SH SOLE 1992 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 159 25596 SH SOLE 25596 0 0 MOLYCORP INC DEL COM 608753109 743 119900 SH SOLE 119900 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 579 22791 SH SOLE 22791 0 0 MYRIAD GENETICS INC COM 62855J104 488 18149 SH SOLE 18149 0 0 NATIONAL OILWELL VARCO INC COM 637071101 656 9514 SH SOLE 9514 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 100 17911 SH SOLE 17911 0 0 NEUSTAR INC CL A 64126X201 215 4410 SH SOLE 4410 0 0 NEXTERA ENERGY INC COM 65339F101 397 4867 SH SOLE 4867 0 0 NISOURCE INC COM 65473P105 320 11156 SH SOLE 11156 0 0 OMNICOM GROUP INC COM 681919106 248 3951 SH SOLE 3951 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 184 12726 SH SOLE 12726 0 0 OPKO HEALTH INC COM 68375N103 277 39006 SH SOLE 39006 0 0 ORACLE CORP COM 68389X105 479 15607 SH SOLE 15607 0 0 ORBITAL SCIENCES CORP COM 685564106 224 12882 SH SOLE 12882 0 0 PRETIUM RES INC COM 74139C102 114 17271 SH SOLE 17271 0 0 PENNANTPARK INVT CORP COM 708062104 173 15635 SH SOLE 15635 0 0 PEPSICO INC COM 713448108 408 4991 SH SOLE 4991 0 0 PFIZER INC COM 717081103 300 10711 SH SOLE 10711 0 0 PHILIP MORRIS INTL INC COM 718172109 360 4161 SH SOLE 4161 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 709 47440 SH SOLE 47440 0 0 PIMCO ETF TR 1-3YR USTREIDX 72201R106 8089 159273 SH SOLE 159273 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 49308 467459 SH SOLE 467459 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 874 16603 SH SOLE 16603 0 0 PLANTRONICS INC NEW COM 727493108 347 7909 SH SOLE 7909 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 549 3571 SH SOLE 3571 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 549 24893 SH SOLE 24893 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2089 116775 SH SOLE 116775 0 0 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 901 32677 SH SOLE 32677 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 732 29564 SH SOLE 29564 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 1776 95260 SH SOLE 95260 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 3854 141125 SH SOLE 141125 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 395 15817 SH SOLE 15817 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 574 8053 SH SOLE 8053 0 0 PPL CORP COM 69351T106 252 8312 SH SOLE 8312 0 0 PRECISION CASTPARTS CORP COM 740189105 211 932 SH SOLE 932 0 0 PROCTER & GAMBLE CO COM 742718109 430 5589 SH SOLE 5589 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 522 6876 SH SOLE 6876 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 505 16080 SH SOLE 16080 0 0 PROSHARES TR ULTRASHRT TIPS 74347X336 268 9035 SH SOLE 9035 0 0 PROSHARES TR USD COVERED BD 74348A749 919 9202 SH SOLE 9202 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 364 11136 SH SOLE 11136 0 0 QUALCOMM INC COM 747525103 463 7575 SH SOLE 7575 0 0 QUALITY DISTR INC FLA COM 74756M102 94 10610 SH SOLE 10610 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 209 3188 SH SOLE 3188 0 0 RENTRAK CORP COM 760174102 475 23674 SH SOLE 23674 0 0 RESOURCES CONNECTION INC COM 76122Q105 190 16351 SH SOLE 16351 0 0 ROPER INDS INC NEW COM 776696106 210 1690 SH SOLE 1690 0 0 ROSETTA STONE INC COM 777780107 256 17374 SH SOLE 17374 0 0 ROSS STORES INC COM 778296103 300 4633 SH SOLE 4633 0 0 ROVI CORP COM 779376102 212 9301 SH SOLE 9301 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 274 2690 SH SOLE 2690 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 271 4222 SH SOLE 4222 0 0 SANOFI SPONSORED ADR 80105N105 216 4199 SH SOLE 4199 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 10 18351 SH SOLE 18351 0 0 SCHLUMBERGER LTD COM 806857108 429 5993 SH SOLE 5993 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 290 5808 SH SOLE 5808 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 583 15201 SH SOLE 15201 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 228 2914 SH SOLE 2914 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 167 26707 SH SOLE 26707 0 0 SNAP ON INC COM 833034101 304 3399 SH SOLE 3399 0 0 SOUTHWEST AIRLS CO COM 844741108 391 30357 SH SOLE 30357 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 210 3436 SH SOLE 3436 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 572 14060 SH SOLE 14060 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 616 15431 SH SOLE 15431 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 1161 38470 SH SOLE 38470 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 11714 205980 SH SOLE 205980 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 5929 129454 SH SOLE 129454 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 433 7446 SH SOLE 7446 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 1727 75551 SH SOLE 75551 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 386 4342 SH SOLE 4342 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 624 8216 SH SOLE 8216 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 7556 191334 SH SOLE 191334 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 6202 110192 SH SOLE 110192 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 302 9096 SH SOLE 9096 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 433 4487 SH SOLE 4487 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 311 4475 SH SOLE 4475 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 731 10062 SH SOLE 10062 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 544 6624 SH SOLE 6624 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 362 2480 SH SOLE 2480 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1926 80605 SH SOLE 80605 0 0 SPECTRA ENERGY CORP COM 847560109 222 6432 SH SOLE 6432 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7580 47249 SH SOLE 47249 0 0 SUNCOKE ENERGY INC COM 86722A103 378 26942 SH SOLE 26942 0 0 STAPLES INC COM 855030102 251 15828 SH SOLE 15828 0 0 STARBUCKS CORP COM 855244109 212 3241 SH SOLE 3241 0 0 STERICYCLE INC COM 858912108 337 3054 SH SOLE 3054 0 0 STONE ENERGY CORP COM 861642106 216 9795 SH SOLE 9795 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 526 4413 SH SOLE 4413 0 0 STRYKER CORP COM 863667101 242 3738 SH SOLE 3738 0 0 SWS GROUP INC COM 78503N107 233 42741 SH SOLE 42741 0 0 SYMETRA FINL CORP COM 87151Q106 194 12161 SH SOLE 12161 0 0 SYMMETRICOM INC COM 871543104 117 26083 SH SOLE 26083 0 0 SYNAPTICS INC COM 87157D109 751 19465 SH SOLE 19465 0 0 SYSCO CORP COM 871829107 410 11993 SH SOLE 11993 0 0 TASER INTL INC COM 87651B104 275 32329 SH SOLE 32329 0 0 TELEFONICA S A SPONSORED ADR 879382208 294 22948 SH SOLE 22948 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 103 10036 SH SOLE 10036 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 228 5824 SH SOLE 5824 0 0 SOUTHERN CO COM 842587107 348 7895 SH SOLE 7895 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 374 4422 SH SOLE 4422 0 0 THOR INDS INC COM 885160101 219 4457 SH SOLE 4457 0 0 TIMMINS GOLD CORP COM 88741P103 308 141508 SH SOLE 141508 0 0 TOTAL S A SPONSORED ADR 89151E109 345 7082 SH SOLE 7082 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 219 1813 SH SOLE 1813 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 101 146407 SH SOLE 146407 0 0 TRIUMPH GROUP INC NEW COM 896818101 261 3298 SH SOLE 3298 0 0 TYLER TECHNOLOGIES INC COM 902252105 270 3942 SH SOLE 3942 0 0 U S GLOBAL INVS INC CL A 902952100 94 44400 SH SOLE 44400 0 0 UNDER ARMOUR INC CL A 904311107 304 5085 SH SOLE 5085 0 0 UNION PAC CORP COM 907818108 461 2991 SH SOLE 2991 0 0 UNISYS CORP COM NEW 909214306 282 12779 SH SOLE 12779 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 55 23799 SH SOLE 23799 0 0 UNITED TECHNOLOGIES CORP COM 913017109 403 4339 SH SOLE 4339 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 506 5937 SH SOLE 5937 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4697 56259 SH SOLE 56259 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1452 21138 SH SOLE 21138 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1104 14127 SH SOLE 14127 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1409 13692 SH SOLE 13692 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2949 42910 SH SOLE 42910 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1218 15579 SH SOLE 15579 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1335 19749 SH SOLE 19749 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 962 11489 SH SOLE 11489 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 674 12069 SH SOLE 12069 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 706 14662 SH SOLE 14662 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4021 48445 SH SOLE 48445 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5909 74707 SH SOLE 74707 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1459 16859 SH SOLE 16859 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 672 8176 SH SOLE 8176 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 535 4762 SH SOLE 4762 0 0 VARIAN MED SYS INC COM 92220P105 255 3780 SH SOLE 3780 0 0 VCA ANTECH INC COM 918194101 374 14325 SH SOLE 14325 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 296 8312 SH SOLE 8312 0 0 VERISK ANALYTICS INC CL A 92345Y106 216 3626 SH SOLE 3626 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 122 12120 SH SOLE 12120 0 0 VISA INC COM CL A 92826C839 311 1702 SH SOLE 1702 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 144 10346 SH SOLE 10346 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 804 20728 SH SOLE 20728 0 0 WAL-MART STORES INC COM 931142103 204 2744 SH SOLE 2744 0 0 DISNEY WALT CO COM DISNEY 254687106 248 3929 SH SOLE 3929 0 0 WASTE MGMT INC DEL COM 94106L109 271 6725 SH SOLE 6725 0 0 WATERS CORP COM 941848103 291 2909 SH SOLE 2909 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 357 26049 SH SOLE 26049 0 0 WELLS FARGO & CO NEW COM 949746101 270 6544 SH SOLE 6544 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 461 24835 SH SOLE 24835 0 0 WHITING PETE CORP NEW COM 966387102 283 6131 SH SOLE 6131 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 337 5847 SH SOLE 5847 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 301 4596 SH SOLE 4596 0 0 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 319 5464 SH SOLE 5464 0 0 WISDOMTREE TRUST GLB EX US RL EST 97717W331 1138 41738 SH SOLE 41738 0 0 WISDOMTREE TRUST MDCP EARN FUND 97717W570 341 4744 SH SOLE 4744 0 0 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 412 6164 SH SOLE 6164 0 0 XEROX CORP COM 984121103 93 10280 SH SOLE 10280 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 264 5552 SH SOLE 5552 0 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 68 75240 SH SOLE 75240 0 0