Chief Compliance Officer

0001566653-13-000012.txt : 20130530 0001566653-13-000012.hdr.sgml : 20130530 20130529182402 ACCESSION NUMBER: 0001566653-13-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130529 EFFECTIVENESS DATE: 20130530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 13879477 BUSINESS ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566653 XXXXXXXX 03-31-2013 03-31-2013 Eqis Capital Management, Inc.

1299 4TH ST., STE 502 SAN RAFAEL CA 94901

13F HOLDINGS REPORT 028-15088 N Jennifer Winters Chief Compliance Officer 800-949-9936 Jennifer Winters San Rafael CA 05-29-2013 0 304 299592 false INFORMATION TABLE 2 form13fhr-infoTable130331.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 239 3144 SH SOLE 0 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 115 10853 SH SOLE 0 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 165 12238 SH SOLE 0 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 172 172322 SH SOLE 0 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 346 28497 SH SOLE 0 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 80 17461 SH SOLE 0 0 0 A H BELO CORP COM CL A 1282102 177 30333 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1912 107885 SH SOLE 0 0 0 ABBOTT LABS COM 2824100 240 6796 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 174 11909 SH SOLE 0 0 0 ADOBE SYS INC COM 00724F101 204 4698 SH SOLE 0 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 45 11032 SH SOLE 0 0 0 AIRGAS INC COM 9363102 211 2130 SH SOLE 0 0 0 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 39 13131 SH SOLE 0 0 0 ALTERA CORP COM 21441100 259 7295 SH SOLE 0 0 0 AMAZON COM INC COM 23135106 672 2523 SH SOLE 0 0 0 AMERICAN ELEC PWR INC COM 25537101 255 5247 SH SOLE 0 0 0 AMERICAN NATL INS CO COM 28591105 343 3944 SH SOLE 0 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 248 5296 SH SOLE 0 0 0 AMERICAN STS WTR CO COM 29899101 270 4697 SH SOLE 0 0 0 AMETEK INC NEW COM 31100100 233 5381 SH SOLE 0 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 219 2201 SH SOLE 0 0 0 APPLE INC COM 37833100 1433 3238 SH SOLE 0 0 0 ASCENA RETAIL GROUP INC COM 04351G101 206 11113 SH SOLE 0 0 0 BMC SOFTWARE INC COM 55921100 800 17257 SH SOLE 0 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 238 4756 SH SOLE 0 0 0 BHP BILLITON LTD SPONSORED ADR 88606108 311 4552 SH SOLE 0 0 0 BIO RAD LABS INC CL A 90572207 338 2685 SH SOLE 0 0 0 BOEING CO COM 97023105 348 4054 SH SOLE 0 0 0 BOSTON PROPERTIES INC COM 101121101 214 2118 SH SOLE 0 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 113 19664 SH SOLE 0 0 0 BROOKS AUTOMATION INC COM 114340102 126 12393 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 208 2386 SH SOLE 0 0 0 CELANESE CORP DEL COM SER A 150870103 540 12268 SH SOLE 0 0 0 CELGENE CORP COM 151020104 217 1871 SH SOLE 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 147 12043 SH SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 446 18602 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 342 2879 SH SOLE 0 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 568 9153 SH SOLE 0 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 225 4229 SH SOLE 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 331 1015 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 479 22903 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 249 10853 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 244 10944 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 239 10941 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 234 10997 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 232 11141 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 602 26137 SH SOLE 0 0 0 COCA COLA CO COM 191216100 302 7466 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 428 7126 SH SOLE 0 0 0 CONVERGYS CORP COM 212485106 219 12882 SH SOLE 0 0 0 COOPER TIRE & RUBR CO COM 216831107 409 15956 SH SOLE 0 0 0 CORNING INC COM 219350105 164 12313 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 241 2267 SH SOLE 0 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 381 16341 SH SOLE 0 0 0 CREE INC COM 225447101 201 3680 SH SOLE 0 0 0 CUMMINS INC COM 231021106 343 2961 SH SOLE 0 0 0 DEVON ENERGY CORP NEW COM 25179M103 238 4221 SH SOLE 0 0 0 DEXCOM INC COM 252131107 490 29289 SH SOLE 0 0 0 DIGITALGLOBE INC COM NEW 25389M877 253 8736 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 244 4298 SH SOLE 0 0 0 DOLE FOOD CO INC NEW COM 256603101 166 15211 SH SOLE 0 0 0 DOLLAR TREE INC COM 256746108 311 6422 SH SOLE 0 0 0 DONNELLEY R R & SONS CO COM 257867101 184 15260 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 329 4528 SH SOLE 0 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 218 1411 SH SOLE 0 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 243 3206 SH SOLE 0 0 0 ECOLAB INC COM 278865100 275 3428 SH SOLE 0 0 0 EDISON INTL COM 281020107 248 4924 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 477 5807 SH SOLE 0 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 75 25407 SH SOLE 0 0 0 EXELON CORP COM 30161N101 516 14952 SH SOLE 0 0 0 EXELIS INC COM 30162A108 153 14095 SH SOLE 0 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 163 60521 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 378 4191 SH SOLE 0 0 0 FX ENERGY INC COM 302695101 85 25251 SH SOLE 0 0 0 FEMALE HEALTH CO COM 314462102 134 18510 SH SOLE 0 0 0 FERRO CORP COM 315405100 152 22530 SH SOLE 0 0 0 FIRSTENERGY CORP COM 337932107 243 5757 SH SOLE 0 0 0 FLOWSERVE CORP COM 34354P105 437 2604 SH SOLE 0 0 0 FOOT LOCKER INC COM 344849104 201 5862 SH SOLE 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 276 20966 SH SOLE 0 0 0 GAMESTOP CORP NEW CL A 36467W109 552 19725 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 459 19870 SH SOLE 0 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 108 10001 SH SOLE 0 0 0 GOOGLE INC CL A 38259P508 835 1051 SH SOLE 0 0 0 GRAN TIERRA ENERGY INC COM 38500T101 105 17877 SH SOLE 0 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 237 1733 SH SOLE 0 0 0 HCC INS HLDGS INC COM 404132102 380 9048 SH SOLE 0 0 0 HALLIBURTON CO COM 406216101 703 17391 SH SOLE 0 0 0 HECLA MNG CO COM 422704106 125 31726 SH SOLE 0 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 58 10656 SH SOLE 0 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 78 13538 SH SOLE 0 0 0 INTEL CORP COM 458140100 545 24971 SH SOLE 0 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 117 15905 SH SOLE 0 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 189 31382 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1492 54388 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 1571 101252 SH SOLE 0 0 0 ISHARES INC MSCI AUSTRALIA 464286103 1068 39484 SH SOLE 0 0 0 ISHARES INC EMRG MRK LC BD 464286517 2213 41603 SH SOLE 0 0 0 ISHARES INC EM MKT MIN VOL 464286533 205 3366 SH SOLE 0 0 0 ISHARES INC MSCI CHILE INVES 464286640 298 4594 SH SOLE 0 0 0 ISHARES INC MSCI GERMAN 464286806 1031 42131 SH SOLE 0 0 0 ISHARES INC MSCI MEX INVEST 464286822 269 3600 SH SOLE 0 0 0 ISHARES INC MSCI JAPAN 464286848 1706 157970 SH SOLE 0 0 0 ISHARES TR BARCLYS TIPS BD 464287176 625 5155 SH SOLE 0 0 0 ISHARES TR CORE TOTUSBD ETF 464287226 426 3846 SH SOLE 0 0 0 ISHARES TR MSCI EMERG MKT 464287234 262 6116 SH SOLE 0 0 0 ISHARES TR IBOXX INV CPBD 464287242 4924 41069 SH SOLE 0 0 0 ISHARES TR S&P500 GRW 464287309 697 8460 SH SOLE 0 0 0 ISHARES TR S&P LTN AM 40 464287390 393 9003 SH SOLE 0 0 0 ISHARES TR S&P 500 VALUE 464287408 597 8094 SH SOLE 0 0 0 ISHARES TR BARCLYS 20+ YR 464287432 1299 11029 SH SOLE 0 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 562 5233 SH SOLE 0 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 2863 33894 SH SOLE 0 0 0 ISHARES TR RUSSELL MCP VL 464287473 708 12430 SH SOLE 0 0 0 ISHARES TR RUSSELL MCP GR 464287481 338 4834 SH SOLE 0 0 0 ISHARES TR COHEN&ST RLTY 464287564 898 10892 SH SOLE 0 0 0 ISHARES TR RUSSELL1000VAL 464287598 1584 19509 SH SOLE 0 0 0 ISHARES TR S&P MC 400 GRW 464287606 315 2458 SH SOLE 0 0 0 ISHARES TR RUSL 2000 VALU 464287630 2009 23969 SH SOLE 0 0 0 ISHARES TR RUSL 2000 GROW 464287648 1226 11394 SH SOLE 0 0 0 ISHARES TR S&P MIDCP VALU 464287705 474 4700 SH SOLE 0 0 0 ISHARES TR DJ US HEALTHCR 464287762 250 2590 SH SOLE 0 0 0 ISHARES TR DJ US FINL SEC 464287788 346 5096 SH SOLE 0 0 0 ISHARES TR S&P SMLCP VALU 464287879 369 4098 SH SOLE 0 0 0 ISHARES TR S&P SMLCP GROW 464287887 431 4586 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD 464288281 2496 21216 SH SOLE 0 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1580 14344 SH SOLE 0 0 0 ISHARES TR S&P DEV EX-US 464288422 2171 57094 SH SOLE 0 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 1268 37134 SH SOLE 0 0 0 ISHARES TR HIGH YLD CORP 464288513 10397 110193 SH SOLE 0 0 0 ISHARES TR BARCLYS MBS BD 464288588 3529 32693 SH SOLE 0 0 0 ISHARES TR BARCLYS CR BD 464288620 848 7530 SH SOLE 0 0 0 ISHARES TR BARCLYS INTER CR 464288638 989 8898 SH SOLE 0 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 1424 13494 SH SOLE 0 0 0 ISHARES TR BARCLYS SH TREA 464288679 1227 11134 SH SOLE 0 0 0 ISHARES TR US PFD STK IDX 464288687 1979 48846 SH SOLE 0 0 0 ISHARES TR S&P GLB MTRLS 464288695 318 5354 SH SOLE 0 0 0 ISHARES TR SMLL VAL INDX 464288703 230 2219 SH SOLE 0 0 0 ISHARES TR GNMA BD FD 46429B333 1257 25271 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT 46429B655 1692 33388 SH SOLE 0 0 0 ISHARES TR EAFE MIN VOLAT 46429B689 212 3542 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 774 9491 SH SOLE 0 0 0 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 219 8349 SH SOLE 0 0 0 LENNOX INTL INC COM 526107107 222 3490 SH SOLE 0 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 727 11246 SH SOLE 0 0 0 LITHIA MTRS INC CL A 536797103 223 4696 SH SOLE 0 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1503 39705 SH SOLE 0 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 364 8368 SH SOLE 0 0 0 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 1556 52052 SH SOLE 0 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 2327 86076 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 329 607 SH SOLE 0 0 0 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 33 13324 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 218 2187 SH SOLE 0 0 0 MEDIFAST INC COM 58470H101 435 18987 SH SOLE 0 0 0 MEDTRONIC INC COM 585055106 257 5473 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 600 20972 SH SOLE 0 0 0 MIDDLEBY CORP COM 596278101 316 2075 SH SOLE 0 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 185 30797 SH SOLE 0 0 0 MOLYCORP INC DEL COM 608753109 549 105631 SH SOLE 0 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 567 23862 SH SOLE 0 0 0 MYRIAD GENETICS INC COM 62855J104 424 16678 SH SOLE 0 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 28 31099 SH SOLE 0 0 0 NATIONAL OILWELL VARCO INC COM 637071101 392 5538 SH SOLE 0 0 0 NEUSTAR INC CL A 64126X201 228 4898 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 382 4923 SH SOLE 0 0 0 NISOURCE INC COM 65473P105 322 10968 SH SOLE 0 0 0 OCULUS INNOVATIVE SCIENCES I COM 67575P108 6 13862 SH SOLE 0 0 0 OPKO HEALTH INC COM 68375N103 262 34286 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 256 7927 SH SOLE 0 0 0 OVERLAND STORAGE INC COM NEW 690310206 14 11481 SH SOLE 0 0 0 PPL CORP COM 69351T106 263 8402 SH SOLE 0 0 0 PENNANTPARK INVT CORP COM 708062104 148 13107 SH SOLE 0 0 0 PEPSICO INC COM 713448108 498 6292 SH SOLE 0 0 0 PFIZER INC COM 717081103 310 10739 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 351 3790 SH SOLE 0 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 433 47097 SH SOLE 0 0 0 PIMCO ETF TR 1-3YR USTREIDX 72201R106 4972 97704 SH SOLE 0 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 883 16274 SH SOLE 0 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 8281 75429 SH SOLE 0 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 447 3526 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 518 7504 SH SOLE 0 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2222 119908 SH SOLE 0 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 563 24509 SH SOLE 0 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 240 9273 SH SOLE 0 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 624 24849 SH SOLE 0 0 0 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 905 31672 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 376 15056 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 1729 89314 SH SOLE 0 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 4166 139908 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 364 4718 SH SOLE 0 0 0 PROSHARES TR PSHS CS 130/30 74347R248 449 6125 SH SOLE 0 0 0 PROSHARES TR ULTRASHRT TIPS 74347X336 276 10756 SH SOLE 0 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 241 8056 SH SOLE 0 0 0 PROSHARES TR USD COVERED BD 74348A749 909 8984 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 401 11678 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 461 6883 SH SOLE 0 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 219 3080 SH SOLE 0 0 0 RENTRAK CORP COM 760174102 472 21470 SH SOLE 0 0 0 RESOURCES CONNECTION INC COM 76122Q105 158 12440 SH SOLE 0 0 0 ROPER INDS INC NEW COM 776696106 202 1586 SH SOLE 0 0 0 ROSETTA STONE INC COM 777780107 242 15747 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 282 4646 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 247 2445 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 211 3425 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16586 105868 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 723 4680 SH SOLE 0 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 245 3299 SH SOLE 0 0 0 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 540 12802 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 701 16295 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 284 2010 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 343 3982 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 667 9344 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 12246 297896 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1849 75940 SH SOLE 0 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 1736 72182 SH SOLE 0 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 319 5140 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 484 6045 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 6211 106168 SH SOLE 0 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 581 7482 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 12297 210852 SH SOLE 0 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 4740 103481 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 410 6772 SH SOLE 0 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 362 8952 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 389 4076 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 285 4148 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 784 5394 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 34009 162166 SH SOLE 0 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 1489 48204 SH SOLE 0 0 0 SWS GROUP INC COM 78503N107 180 29821 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 204 1141 SH SOLE 0 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 15 19227 SH SOLE 0 0 0 SCHLUMBERGER LTD COM 806857108 324 4325 SH SOLE 0 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 235 6068 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 579 14775 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 223 4845 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 226 2854 SH SOLE 0 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 829 40834 SH SOLE 0 0 0 SMART BALANCE INC COM 83169Y108 270 29993 SH SOLE 0 0 0 SMUCKER J M CO COM NEW 832696405 243 2448 SH SOLE 0 0 0 SNAP ON INC COM 833034101 272 3288 SH SOLE 0 0 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 109 68275 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 356 7583 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 404 29955 SH SOLE 0 0 0 STAPLES INC COM 855030102 205 15243 SH SOLE 0 0 0 STERICYCLE INC COM 858912108 334 3149 SH SOLE 0 0 0 SYMETRA FINL CORP COM 87151Q106 162 12057 SH SOLE 0 0 0 SYMMETRICOM INC COM 871543104 117 25807 SH SOLE 0 0 0 SYNAPTICS INC COM 87157D109 734 18030 SH SOLE 0 0 0 SYSCO CORP COM 871829107 410 11652 SH SOLE 0 0 0 TASER INTL INC COM 87651B104 338 42555 SH SOLE 0 0 0 TELEFONICA S A SPONSORED ADR 879382208 269 19924 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 211 5316 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 263 3439 SH SOLE 0 0 0 3M CO COM 88579Y101 225 2116 SH SOLE 0 0 0 TIMMINS GOLD CORP COM 88741P103 337 117349 SH SOLE 0 0 0 TOTAL S A SPONSORED ADR 89151E109 227 4739 SH SOLE 0 0 0 TRIMBLE NAVIGATION LTD COM 896239100 357 11892 SH SOLE 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 216 2751 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 781 12757 SH SOLE 0 0 0 UNDER ARMOUR INC CL A 904311107 236 4611 SH SOLE 0 0 0 UNION FIRST MKT BANKSH CP COM 90662P104 208 10622 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 384 2693 SH SOLE 0 0 0 UNISYS CORP COM NEW 909214306 221 9721 SH SOLE 0 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 39 21830 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 319 3410 SH SOLE 0 0 0 VCA ANTECH INC COM 918194101 241 10261 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 558 6085 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 5046 57317 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 577 7122 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 333 9151 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 490 4323 SH SOLE 0 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1470 16572 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 608 7175 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1368 31879 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2125 36617 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 665 13534 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 6108 76028 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4324 49490 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1316 19582 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 989 12835 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 12850 182194 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1111 11115 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 863 10509 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 217 2334 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1117 14414 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1189 18147 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 315 1857 SH SOLE 0 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 147 10813 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 264 6738 SH SOLE 0 0 0 WATERS CORP COM 941848103 248 2642 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 271 7327 SH SOLE 0 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 339 22998 SH SOLE 0 0 0 WHITING PETE CORP NEW COM 966387102 282 5556 SH SOLE 0 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 1351 64168 SH SOLE 0 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 236 4566 SH SOLE 0 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 212 3854 SH SOLE 0 0 0 WISDOMTREE TRUST GLB EX US RL EST 97717W331 942 31353 SH SOLE 0 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 278 4264 SH SOLE 0 0 0 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 358 5650 SH SOLE 0 0 0 WISDOMTREE TRUST MDCP EARN FUND 97717W570 311 4401 SH SOLE 0 0 0 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 286 5012 SH SOLE 0 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 1282 24487 SH SOLE 0 0 0