0001566475-20-000004.txt : 20200514 0001566475-20-000004.hdr.sgml : 20200514 20200514144244 ACCESSION NUMBER: 0001566475-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cerity Partners LLC CENTRAL INDEX KEY: 0001566475 IRS NUMBER: 271180831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17754 FILM NUMBER: 20877080 BUSINESS ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128504284 MAIL ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: HPM Partners LLC DATE OF NAME CHANGE: 20130108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566475 XXXXXXXX 03-31-2020 03-31-2020 false Cerity Partners LLC

335 Madison Avenue 23rd Floor New York NY 10017

13F HOLDINGS REPORT 028-17754 N Robert J. Seco 212-850-4284 Robert J. Seco New York NY 05-14-2020 0 440 1588204 INFORMATION TABLE 2 infotable.xml 2U INC COM 90214J101 219 10317 SH SOLE 10317 0 0 3M CO COM 88579Y101 4168 30543 SH SOLE 30543 0 0 ABBOTT LABS COM 002824100 4509 57142 SH SOLE 57142 0 0 ABBVIE INC COM 00287Y109 2991 39258 SH SOLE 39258 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1099 59881 SH SOLE 59881 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2662 16306 SH SOLE 16306 0 0 ACTIVISION BLIZZARD INC COM 00507V109 283 4758 SH SOLE 4758 0 0 ADOBE INC COM 00724F101 3102 9750 SH SOLE 9750 0 0 AFLAC INC COM 001055102 1082 31616 SH SOLE 31616 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 251 3507 SH SOLE 3507 0 0 AGNC INVT CORP COM 00123Q104 602 56853 SH SOLE 56852 0 0 AIR PRODS & CHEMS INC COM 009158106 1326 6645 SH SOLE 6645 0 0 ALASKA AIR GROUP INC COM 011659109 970 34111 SH SOLE 34111 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 797 8876 SH SOLE 8876 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 16950 87153 SH SOLE 87153 0 0 ALPHABET INC CAP STK CL A 02079K305 8729 7513 SH SOLE 7513 0 0 ALPHABET INC CAP STK CL C 02079K107 11026 9483 SH SOLE 9483 0 0 ALPHATEC HLDGS INC COM NEW 02081G201 8280 2399975 SH SOLE 2399975 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 398 115651 SH SOLE 115651 0 0 ALTRIA GROUP INC COM 02209S103 7308 188972 SH SOLE 188972 0 0 AMAZON COM INC COM 023135106 23028 11811 SH SOLE 11811 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 134 11355 SH SOLE 11355 0 0 AMERICAN ELEC PWR CO INC COM 025537101 255 3183 SH SOLE 3183 0 0 AMERICAN EXPRESS CO COM 025816109 1118 13053 SH SOLE 13052 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1518 6971 SH SOLE 6971 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 473 3965 SH SOLE 3965 0 0 AMERIPRISE FINL INC COM 03076C106 292 2849 SH SOLE 2849 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1138 12868 SH SOLE 12868 0 0 AMGEN INC COM 031162100 3571 17614 SH SOLE 17614 0 0 ANALOG DEVICES INC COM 032654105 745 8306 SH SOLE 8305 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 112 22060 SH SOLE 22060 0 0 ANSYS INC COM 03662Q105 1571 6757 SH SOLE 6757 0 0 ANTHEM INC COM 036752103 755 3326 SH SOLE 3326 0 0 AON PLC SHS CL A G0408V102 714 4324 SH SOLE 4324 0 0 APPLE INC COM 037833100 49085 193032 SH SOLE 193032 0 0 APPLIED MATLS INC COM 038222105 801 17505 SH SOLE 17505 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 604 13522 SH SOLE 13522 0 0 AT&T INC COM 00206R102 3092 106032 SH SOLE 106031 0 0 AURORA CANNABIS INC COM 05156X108 33 35799 SH SOLE 35799 0 0 AUTODESK INC COM 052769106 592 3799 SH SOLE 3799 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1345 9838 SH SOLE 9838 0 0 AZURE PWR GLOBAL LTD SHS V0393H103 277 18100 SH SOLE 18100 0 0 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 1148 69457 SH SOLE 69457 0 0 BAXTER INTL INC COM 071813109 929 11445 SH SOLE 11445 0 0 BECTON DICKINSON & CO COM 075887109 1125 4894 SH SOLE 4894 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7634 41746 SH SOLE 41746 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 816 3 SH SOLE 3 0 0 BIOGEN INC COM 09062X103 759 2399 SH SOLE 2399 0 0 BK OF AMERICA CORP COM 060505104 3014 141981 SH SOLE 141981 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 283 34172 SH SOLE 34172 0 0 BLACKROCK INC COM 09247X101 443 1007 SH SOLE 1007 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 259 5676 SH SOLE 5676 0 0 BLUEBIRD BIO INC COM 09609G100 259 5630 SH SOLE 5630 0 0 BOEING CO COM 097023105 2373 15912 SH SOLE 15912 0 0 BOOKING HLDGS INC COM 09857L108 408 303 SH SOLE 303 0 0 BORGWARNER INC COM 099724106 297 12184 SH SOLE 12184 0 0 BOSTON PROPERTIES INC COM 101121101 770 8345 SH SOLE 8345 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1400 42927 SH SOLE 42927 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 239 26011 SH SOLE 26011 0 0 BP PLC SPONSORED ADR 055622104 349 14365 SH SOLE 14365 0 0 BRAEMAR HOTELS & RESORTS INC COM 10482B101 34 20000 SH SOLE 20000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2806 50364 SH SOLE 50364 0 0 BROADCOM INC COM 11135F101 490 2072 SH SOLE 2072 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 99 449148 SH SOLE 449148 0 0 BROADMARK RLTY CAP INC COM 11135B100 35848 4767044 SH SOLE 4767044 0 0 CANTEL MEDICAL CORP COM 138098108 7222 201181 SH SOLE 201181 0 0 CARDINAL HEALTH INC COM 14149Y108 310 6468 SH SOLE 6468 0 0 CATALENT INC COM 148806102 1529 29430 SH SOLE 29430 0 0 CATERPILLAR INC DEL COM 149123101 2967 25571 SH SOLE 25571 0 0 CDK GLOBAL INC COM 12508E101 255 7742 SH SOLE 7742 0 0 CDW CORP COM 12514G108 331 3545 SH SOLE 3545 0 0 CENTERSTATE BK CORP COM 15201P109 202 11718 SH SOLE 11718 0 0 CERNER CORP COM 156782104 931 14774 SH SOLE 14774 0 0 CHEVRON CORP NEW COM 166764100 5066 69909 SH SOLE 69908 0 0 CHUBB LIMITED COM H1467J104 1437 12875 SH SOLE 12875 0 0 CIGNA CORP NEW COM 125523100 823 4644 SH SOLE 4644 0 0 CINTAS CORP COM 172908105 824 4757 SH SOLE 4757 0 0 CISCO SYS INC COM 17275R102 12909 328349 SH SOLE 328349 0 0 CITIGROUP INC COM NEW 172967424 4307 102264 SH SOLE 102264 0 0 CITRIX SYS INC COM 177376100 363 2559 SH SOLE 2559 0 0 CITY OFFICE REIT INC COM 178587101 103 14272 SH SOLE 14272 0 0 CLEVELAND CLIFFS INC COM 185899101 702 177615 SH SOLE 177615 0 0 CME GROUP INC COM 12572Q105 1011 5847 SH SOLE 5847 0 0 COCA COLA CO COM 191216100 8196 185201 SH SOLE 185201 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 490 10544 SH SOLE 10544 0 0 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 23 12900 SH SOLE 12900 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 162 16000 SH SOLE 16000 0 0 COMCAST CORP NEW CL A 20030N101 1062 30870 SH SOLE 30870 0 0 COMMSCOPE HLDG CO INC COM 20337X109 228 25000 SH SOLE 25000 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 224 16706 SH SOLE 16706 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1807 12606 SH SOLE 12606 0 0 COSTCO WHSL CORP NEW COM 22160K105 4277 14998 SH SOLE 14998 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 281 5047 SH SOLE 5047 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 237 1643 SH SOLE 1643 0 0 CVS HEALTH CORP COM 126650100 4927 83070 SH SOLE 83070 0 0 DANAHER CORPORATION COM 235851102 4700 33957 SH SOLE 33957 0 0 DASEKE INC *W EXP 02/27/202 23753F115 2 21897 SH SOLE 21897 0 0 DAVITA INC COM 23918K108 981 12899 SH SOLE 12899 0 0 DBX ETF TR XTRACK MSCI EMRG 233051101 2676 140763 SH SOLE 140763 0 0 DBX ETF TR XTRACK MSCI EURP 233051853 4810 198779 SH SOLE 198779 0 0 DBX ETF TR XTRACK MSCI JAPN 233051507 919 25936 SH SOLE 25936 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 3020 112706 SH SOLE 112706 0 0 DEERE & CO COM 244199105 1270 9204 SH SOLE 9204 0 0 DELL TECHNOLOGIES INC CL C 24703L202 3551 89781 SH SOLE 89781 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 676 23682 SH SOLE 23682 0 0 DENTSPLY SIRONA INC COM 24906P109 408 10521 SH SOLE 10521 0 0 DEUTSCHE BANK A G NAMEN AKT D18190898 115 17911 SH SOLE 17911 0 0 DEXCOM INC COM 252131107 258 957 SH SOLE 957 0 0 DISCOVER FINL SVCS COM 254709108 223 6261 SH SOLE 6261 0 0 DISCOVERY INC COM SER C 25470F302 187 10688 SH SOLE 10688 0 0 DISNEY WALT CO COM DISNEY 254687106 9929 102798 SH SOLE 102797 0 0 DOCUSIGN INC COM 256163106 601 6505 SH SOLE 6505 0 0 DOMINION ENERGY INC COM 25746U109 6132 84943 SH SOLE 84943 0 0 DOMO INC COM CL B 257554105 423 42546 SH SOLE 42546 0 0 DOW INC COM 260557103 4153 142046 SH SOLE 142045 0 0 DTE ENERGY CO COM 233331107 239 2512 SH SOLE 2512 0 0 DUCOMMUN INC DEL COM 264147109 1331 53576 SH SOLE 53576 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5676 70175 SH SOLE 70174 0 0 DXC TECHNOLOGY CO COM 23355L106 1020 78168 SH SOLE 78167 0 0 EATON CORP PLC SHS G29183103 1304 16792 SH SOLE 16792 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 559 59974 SH SOLE 59974 0 0 ECOLAB INC COM 278865100 691 4429 SH SOLE 4429 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 2173 11521 SH SOLE 11521 0 0 ELECTRONIC ARTS INC COM 285512109 2004 19998 SH SOLE 19998 0 0 EMERSON ELEC CO COM 291011104 3327 69825 SH SOLE 69825 0 0 ENBRIDGE INC COM 29250N105 5080 174634 SH SOLE 174634 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 87 18882 SH SOLE 18882 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2693 188363 SH SOLE 188362 0 0 EOG RES INC COM 26875P101 267 7450 SH SOLE 7450 0 0 EQUINOR ASA SPONSORED ADR 29446M102 369 30317 SH SOLE 30317 0 0 EVEREST RE GROUP LTD COM G3223R108 3167 16461 SH SOLE 16461 0 0 EXELON CORP COM 30161N101 2825 76759 SH SOLE 76759 0 0 EXXON MOBIL CORP COM 30231G102 7000 184341 SH SOLE 184341 0 0 FACEBOOK INC CL A 30303M102 50905 305178 SH SOLE 305178 0 0 FARO TECHNOLOGIES INC COM 311642102 289 6500 SH SOLE 6500 0 0 FASTENAL CO COM 311900104 246 7876 SH SOLE 7876 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 411 5505 SH SOLE 5505 0 0 FEDEX CORP COM 31428X106 997 8221 SH SOLE 8221 0 0 FISERV INC COM 337738108 1640 17262 SH SOLE 17262 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 875 49406 SH SOLE 49406 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 313 13888 SH SOLE 13888 0 0 FLUIDIGM CORP DEL COM 34385P108 54 21257 SH SOLE 21257 0 0 FORD MTR CO DEL COM 345370860 107 22305 SH SOLE 22305 0 0 FORTIVE CORP COM 34959J108 1169 21185 SH SOLE 21185 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 218 12250 SH SOLE 12250 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 97945 1689581 SH SOLE 1689581 0 0 GENERAC HLDGS INC COM 368736104 5638 60518 SH SOLE 60518 0 0 GENERAL DYNAMICS CORP COM 369550108 795 6008 SH SOLE 6008 0 0 GENERAL ELECTRIC CO COM 369604103 699 88142 SH SOLE 88142 0 0 GENERAL MLS INC COM 370334104 974 18442 SH SOLE 18442 0 0 GENERAL MTRS CO COM 37045V100 1744 83889 SH SOLE 83889 0 0 GILEAD SCIENCES INC COM 375558103 2751 36806 SH SOLE 36806 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3532 22855 SH SOLE 22855 0 0 GOLUB CAP BDC INC COM 38173M102 524 41691 SH SOLE 41691 0 0 GRAINGER W W INC COM 384802104 1839 7401 SH SOLE 7401 0 0 HAIN CELESTIAL GROUP INC COM 405217100 294 11330 SH SOLE 11330 0 0 HD SUPPLY HLDGS INC COM 40416M105 564 19834 SH SOLE 19834 0 0 HERCULES CAPITAL INC COM 427096508 317 41384 SH SOLE 41384 0 0 HERON THERAPEUTICS INC COM 427746102 418 35600 SH SOLE 35600 0 0 HERSHEY CO COM 427866108 246 1855 SH SOLE 1855 0 0 HOME DEPOT INC COM 437076102 6332 33917 SH SOLE 33917 0 0 HONEYWELL INTL INC COM 438516106 2336 17462 SH SOLE 17462 0 0 HUMANA INC COM 444859102 380 1210 SH SOLE 1210 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1367 166461 SH SOLE 166461 0 0 IHS MARKIT LTD SHS G47567105 1669 27810 SH SOLE 27810 0 0 ILLINOIS TOOL WKS INC COM 452308109 196376 1381761 SH SOLE 1381761 0 0 ILLUMINA INC COM 452327109 397 1458 SH SOLE 1458 0 0 IMPERIAL OIL LTD COM NEW 453038408 292 25875 SH SOLE 25875 0 0 INTEL CORP COM 458140100 9013 166556 SH SOLE 166556 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 851 10544 SH SOLE 10544 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6039 54445 SH SOLE 54444 0 0 INTUIT COM 461202103 2290 9958 SH SOLE 9958 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 261 528 SH SOLE 528 0 0 INVACARE CORP COM 461203101 104 13988 SH SOLE 13988 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 456 3690 SH SOLE 3689 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 46137V191 1177 30363 SH SOLE 30363 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 211 1079 SH SOLE 1079 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 851 75000 SH SOLE 75000 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 780 8725 SH SOLE 8725 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 442 4778 SH SOLE 4778 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 230 7570 SH SOLE 7570 0 0 INVESCO EXCHANGE-TRADED FD T RUSEL 1000 EQL 46138E420 5020 207200 SH SOLE 207200 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 157 46000 SH SOLE 46000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 10734 56373 SH SOLE 56373 0 0 IRON MTN INC NEW COM 46284V101 962 40421 SH SOLE 40421 0 0 ISHARES GOLD TRUST ISHARES 464285105 627 41626 SH SOLE 41626 0 0 ISHARES INC MSCI EURZONE ETF 464286608 369 12095 SH SOLE 12095 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7019 173445 SH SOLE 173445 0 0 ISHARES INC MSCI GBL GOLD MN 46434G855 378 19728 SH SOLE 19728 0 0 ISHARES INC MSCI PAC JP ETF 464286665 11044 325686 SH SOLE 325686 0 0 ISHARES INC MSCI FRNTR100ETF 464286145 1386 64907 SH SOLE 64907 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 3401 68852 SH SOLE 68852 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4321 126600 SH SOLE 126600 0 0 ISHARES TR NATIONAL MUN ETF 464288414 789 6982 SH SOLE 6982 0 0 ISHARES TR PFD AND INCM SEC 464288687 272 8523 SH SOLE 8522 0 0 ISHARES TR RUS 1000 ETF 464287622 3235 22863 SH SOLE 22863 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1014 6730 SH SOLE 6730 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 14669 128159 SH SOLE 128159 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 270 1705 SH SOLE 1705 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 572 6979 SH SOLE 6979 0 0 ISHARES TR EAFE SML CP ETF 464288273 865 19283 SH SOLE 19282 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2600 21381 SH SOLE 21380 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 8184 127681 SH SOLE 127681 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5171 31327 SH SOLE 31327 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1099 11416 SH SOLE 11416 0 0 ISHARES TR S&P MC 400GR ETF 464287606 507 2839 SH SOLE 2839 0 0 ISHARES TR S&P MC 400VL ETF 464287705 272 2479 SH SOLE 2479 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3096 21517 SH SOLE 21517 0 0 ISHARES TR CORE S&P SCP ETF 464287804 4319 76975 SH SOLE 76975 0 0 ISHARES TR S&P SML 600 GWT 464287887 902 6537 SH SOLE 6536 0 0 ISHARES TR MSCI EAFE ETF 464287465 36730 687030 SH SOLE 687030 0 0 ISHARES TR CORE MSCI EAFE 46432F842 11472 229939 SH SOLE 229939 0 0 ISHARES TR MSCI ACWI EX US 464288240 654 17291 SH SOLE 17291 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1620 16337 SH SOLE 16337 0 0 ISHARES TR IBOXX HI YD ETF 464288513 735 9542 SH SOLE 9542 0 0 ISHARES TR MSCI KLD400 SOC 464288570 270 2777 SH SOLE 2777 0 0 ISHARES TR EXPANDED TECH 464287515 242 1152 SH SOLE 1152 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 542 8737 SH SOLE 8736 0 0 ISHARES TR CORE S&P500 ETF 464287200 16117 62371 SH SOLE 62371 0 0 ISHARES TR RUS MID CAP ETF 464287499 9385 217385 SH SOLE 217385 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 319 1800 SH SOLE 1800 0 0 ISHARES TR GLB INFRASTR ETF 464288372 244 7132 SH SOLE 7132 0 0 ISHARES TR MULTIFACTOR USA 46434V282 5576 210819 SH SOLE 210819 0 0 ISHARES TR CORE MSCI EURO 46434V738 505 13611 SH SOLE 13611 0 0 ISHARES TR COHEN STEER REIT 464287564 15940 174058 SH SOLE 174058 0 0 ISHARES TR S&P 100 ETF 464287101 1239 10442 SH SOLE 10442 0 0 ISHARES TR SELECT DIVID ETF 464287168 507 6897 SH SOLE 6897 0 0 ISHARES TR CORE MSCI INTL 46435G326 2808 63365 SH SOLE 63365 0 0 ISHARES TR CORE DIV GRWTH 46434V621 372 11403 SH SOLE 11403 0 0 ISHARES TR NASDAQ BIOTECH 464287556 2686 24931 SH SOLE 24931 0 0 ISHARES TR MSCI ACWI ETF 464288257 2273 36327 SH SOLE 36327 0 0 ISTAR INC COM 45031U101 1954 184138 SH SOLE 184138 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 217 11394 SH SOLE 11394 0 0 JD COM INC SPON ADR CL A 47215P106 205 5054 SH SOLE 5054 0 0 JOHNSON & JOHNSON COM 478160104 9914 75607 SH SOLE 75607 0 0 JPMORGAN CHASE & CO COM 46625H100 11121 123511 SH SOLE 123511 0 0 KEYCORP COM 493267108 1186 114426 SH SOLE 114426 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 294 50500 SH SOLE 50500 0 0 KIMBERLY CLARK CORP COM 494368103 277 2171 SH SOLE 2171 0 0 KINDER MORGAN INC DEL COM 49456B101 255 18311 SH SOLE 18311 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 430 42200 SH SOLE 42200 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 503 2787 SH SOLE 2787 0 0 LAUDER ESTEE COS INC CL A 518439104 1604 10069 SH SOLE 10069 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 256 2391 SH SOLE 2391 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 226 7135 SH SOLE 7135 0 0 LILLY ELI & CO COM 532457108 1055 7598 SH SOLE 7598 0 0 LINCOLN ELEC HLDGS INC COM 533900106 1100 15936 SH SOLE 15936 0 0 LINDE PLC SHS G5494J103 1006 5814 SH SOLE 5814 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 60 39799 SH SOLE 39799 0 0 LOCKHEED MARTIN CORP COM 539830109 1396 4117 SH SOLE 4117 0 0 LOWES COS INC COM 548661107 503 5853 SH SOLE 5853 0 0 LYFT INC CL A COM 55087P104 273 10161 SH SOLE 10161 0 0 M & T BK CORP COM 55261F104 225 2177 SH SOLE 2177 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 163 26000 SH SOLE 26000 0 0 MARATHON PETE CORP COM 56585A102 1429 60518 SH SOLE 60518 0 0 MARKEL CORP COM 570535104 423 456 SH SOLE 456 0 0 MASTERCARD INC CL A 57636Q104 2874 11896 SH SOLE 11896 0 0 MAXIMUS INC COM 577933104 346 5951 SH SOLE 5951 0 0 MCDONALDS CORP COM 580135101 2830 17127 SH SOLE 17127 0 0 MCKESSON CORP COM 58155Q103 1762 13022 SH SOLE 13021 0 0 MDC PARTNERS INC CL A SUB VTG 552697104 85 58655 SH SOLE 58655 0 0 MEDTRONIC PLC SHS G5960L103 1136 12610 SH SOLE 12610 0 0 MERCK & CO. INC COM 58933Y105 9396 122104 SH SOLE 122104 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 578 8529 SH SOLE 8529 0 0 MICRON TECHNOLOGY INC COM 595112103 808 19207 SH SOLE 19207 0 0 MICROSOFT CORP COM 594918104 21567 136752 SH SOLE 136752 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 429 10986 SH SOLE 10986 0 0 MONDELEZ INTL INC CL A 609207105 2715 54233 SH SOLE 54233 0 0 MONRO INC COM 610236101 3583 81774 SH SOLE 81774 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 706 12550 SH SOLE 12550 0 0 MOODYS CORP COM 615369105 234 1107 SH SOLE 1107 0 0 MORGAN STANLEY COM NEW 617446448 890 26173 SH SOLE 26173 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 265 2000 SH SOLE 2000 0 0 MYLAN NV SHS EURO N59465109 867 58168 SH SOLE 58168 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 223 50000 SH SOLE 50000 0 0 NETAPP INC COM 64110D104 359 8612 SH SOLE 8612 0 0 NETFLIX INC COM 64110L106 1378 3670 SH SOLE 3670 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 456 90962 SH SOLE 90962 0 0 NEXTERA ENERGY INC COM 65339F101 1680 6981 SH SOLE 6981 0 0 NIKE INC CL B 654106103 2626 31747 SH SOLE 31747 0 0 NORFOLK SOUTHERN CORP COM 655844108 934 6399 SH SOLE 6399 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5 13000 SH SOLE 13000 0 0 NORTHERN TR CORP COM 665859104 55617 737043 SH SOLE 737043 0 0 NORTHROP GRUMMAN CORP COM 666807102 2424 8014 SH SOLE 8014 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1551 18809 SH SOLE 18808 0 0 NUVASIVE INC COM 670704105 11216 221388 SH SOLE 221388 0 0 NVIDIA CORP COM 67066G104 4896 18577 SH SOLE 18577 0 0 OBALON THERAPEUTICS INC COM NEW 67424L209 112 155000 SH SOLE 155000 0 0 OCEANFIRST FINL CORP COM 675234108 1044 65593 SH SOLE 65593 0 0 OKTA INC CL A 679295105 242 1979 SH SOLE 1979 0 0 OPERA LTD SPONSORED ADS 68373M107 79 14650 SH SOLE 14650 0 0 ORACLE CORP COM 68389X105 2273 47022 SH SOLE 47022 0 0 ORBCOMM INC COM 68555P100 1243 509592 SH SOLE 509592 0 0 ORGENESIS INC COM NEW 68619K204 76 20000 SH SOLE 20000 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 138 12000 SH SOLE 12000 0 0 PARKER HANNIFIN CORP COM 701094104 973 7497 SH SOLE 7497 0 0 PAYCHEX INC COM 704326107 9269 147313 SH SOLE 147313 0 0 PAYPAL HLDGS INC COM 70450Y103 3309 34562 SH SOLE 34562 0 0 PEPSICO INC COM 713448108 5852 48724 SH SOLE 48724 0 0 PETMED EXPRESS INC COM 716382106 288 10000 SH SOLE 10000 0 0 PFIZER INC COM 717081103 8674 265741 SH SOLE 265741 0 0 PHILIP MORRIS INTL INC COM 718172109 5219 71530 SH SOLE 71530 0 0 PHILLIPS 66 COM 718546104 512 9535 SH SOLE 9535 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 434 190300 SH SOLE 190300 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 1206 11360 SH SOLE 11360 0 0 PLURALSIGHT INC COM CL A 72941B106 176 16008 SH SOLE 16008 0 0 PNC FINL SVCS GROUP INC COM 693475105 1010 10550 SH SOLE 10550 0 0 PPL CORP COM 69351T106 4793 194229 SH SOLE 194229 0 0 PRICE T ROWE GROUP INC COM 74144T108 1755 17968 SH SOLE 17968 0 0 PROCTER & GAMBLE CO COM 742718109 15187 138064 SH SOLE 138063 0 0 PROLOGIS INC. COM 74340W103 2530 31482 SH SOLE 31482 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 917 15902 SH SOLE 15902 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 492 10944 SH SOLE 10944 0 0 PURE STORAGE INC CL A 74624M102 140 11343 SH SOLE 11343 0 0 QORVO INC COM 74736K101 1309 16238 SH SOLE 16238 0 0 QUALCOMM INC COM 747525103 3004 44401 SH SOLE 44401 0 0 QUEST DIAGNOSTICS INC COM 74834L100 209 2604 SH SOLE 2604 0 0 RAYTHEON CO COM NEW 755111507 950 7246 SH SOLE 7246 0 0 REALTY INCOME CORP COM 756109104 233 4680 SH SOLE 4680 0 0 REGENERON PHARMACEUTICALS COM 75886F107 2249 4607 SH SOLE 4607 0 0 REXFORD INDL RLTY INC COM 76169C100 1262 30765 SH SOLE 30765 0 0 ROPER TECHNOLOGIES INC COM 776696106 827 2652 SH SOLE 2652 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1307 40014 SH SOLE 40014 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 680 19474 SH SOLE 19474 0 0 S&P GLOBAL INC COM 78409V104 923 3768 SH SOLE 3768 0 0 SABRE CORP COM 78573M104 129 21663 SH SOLE 21663 0 0 SAFEHOLD INC COM 78645L100 2580 40800 SH SOLE 40800 0 0 SALESFORCE COM INC COM 79466L302 3738 25958 SH SOLE 25958 0 0 SANOFI SPONSORED ADR 80105N105 6302 144138 SH SOLE 144138 0 0 SCHLUMBERGER LTD COM 806857108 184 13735 SH SOLE 13735 0 0 SCHWAB CHARLES CORP COM 808513105 425 12667 SH SOLE 12667 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2373 43724 SH SOLE 43723 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 213 3530 SH SOLE 3530 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 350 7771 SH SOLE 7771 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 7648 233610 SH SOLE 233610 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1020 39428 SH SOLE 39427 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8251 398800 SH SOLE 398800 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 640 8035 SH SOLE 8034 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 250 2820 SH SOLE 2820 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1269 15792 SH SOLE 15792 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 963 17676 SH SOLE 17676 0 0 SERVICENOW INC COM 81762P102 391 1366 SH SOLE 1366 0 0 SHERWIN WILLIAMS CO COM 824348106 4641 10100 SH SOLE 10100 0 0 SHOPIFY INC CL A 82509L107 370 889 SH SOLE 889 0 0 SM ENERGY CO COM 78454L100 68 55776 SH SOLE 55776 0 0 SNAP ON INC COM 833034101 866 7961 SH SOLE 7961 0 0 SOUTHERN CO COM 842587107 239 4406 SH SOLE 4405 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 614 2803 SH SOLE 2803 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14206 95951 SH SOLE 95951 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 282 12375 SH SOLE 12375 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 86734 336510 SH SOLE 336510 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2800 10651 SH SOLE 10651 0 0 SPDR SER TR S&P DIVID ETF 78464A763 241 3010 SH SOLE 3009 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 1817 39336 SH SOLE 39335 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 261 5390 SH SOLE 5390 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 1771 41363 SH SOLE 41362 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1021 28580 SH SOLE 28579 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 353 8629 SH SOLE 8628 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 564 12872 SH SOLE 12872 0 0 STANLEY BLACK & DECKER INC COM 854502101 660 6597 SH SOLE 6596 0 0 STARBUCKS CORP COM 855244109 1965 29900 SH SOLE 29900 0 0 STARWOOD PPTY TR INC COM 85571B105 118 11537 SH SOLE 11537 0 0 STRYKER CORP COM 863667101 1933 11614 SH SOLE 11614 0 0 SUNOCO LP COM UT REP LP 86765K109 469 30000 SH SOLE 30000 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 282 18608 SH SOLE 18608 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 330 65980 SH SOLE 65980 0 0 TARGET CORP COM 87612E106 654 7041 SH SOLE 7041 0 0 TELEFLEX INCORPORATED COM 879369106 1148 3921 SH SOLE 3921 0 0 TESLA INC COM 88160R101 996 1900 SH SOLE 1900 0 0 TEXAS INSTRS INC COM 882508104 3713 37160 SH SOLE 37160 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3930 13857 SH SOLE 13857 0 0 TJX COS INC NEW COM 872540109 1239 25933 SH SOLE 25933 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 307 3721 SH SOLE 3721 0 0 TRANSDIGM GROUP INC COM 893641100 396 1238 SH SOLE 1238 0 0 TRAVELERS COMPANIES INC COM 89417E109 834 8403 SH SOLE 8403 0 0 TRUIST FINL CORP COM 89832Q109 334 10836 SH SOLE 10836 0 0 TWILIO INC CL A 90138F102 328 3658 SH SOLE 3658 0 0 TWO HBRS INVT CORP COM NEW 90187B408 183 48099 SH SOLE 48099 0 0 UBER TECHNOLOGIES INC COM 90353T100 1767 63291 SH SOLE 63291 0 0 UNILEVER PLC SPON ADR NEW 904767704 517 10237 SH SOLE 10236 0 0 UNION PAC CORP COM 907818108 1768 12535 SH SOLE 12535 0 0 UNITED PARCEL SERVICE INC CL B 911312106 221 2374 SH SOLE 2374 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2827 29980 SH SOLE 29980 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3599 14433 SH SOLE 14433 0 0 UNITY BIOTECHNOLOGY INC COM 91381U101 348 60000 SH SOLE 60000 0 0 UNIVERSAL CORP VA COM 913456109 324 7321 SH SOLE 7321 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 316 2400 SH SOLE 2400 0 0 US BANCORP DEL COM NEW 902973304 1679 48754 SH SOLE 48754 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 108 19000 SH SOLE 19000 0 0 V F CORP COM 918204108 264 4883 SH SOLE 4883 0 0 VALERO ENERGY CORP COM 91913Y100 484 10674 SH SOLE 10674 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 4693 107297 SH SOLE 107297 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 236 2759 SH SOLE 2759 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 9326 104714 SH SOLE 104713 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8007 114624 SH SOLE 114624 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1359 10325 SH SOLE 10325 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 23974 153002 SH SOLE 153002 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1279 11081 SH SOLE 11081 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 37206 157093 SH SOLE 157093 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1684 13060 SH SOLE 13060 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1571 12399 SH SOLE 12399 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 442 4979 SH SOLE 4979 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 290 1929 SH SOLE 1929 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 525 12803 SH SOLE 12803 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 485 11204 SH SOLE 11204 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6129 182683 SH SOLE 182683 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 582 10996 SH SOLE 10996 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 329 6036 SH SOLE 6036 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 310 3560 SH SOLE 3560 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 357 3872 SH SOLE 3872 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1420 17953 SH SOLE 17952 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1031 9974 SH SOLE 9974 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6976 209234 SH SOLE 209233 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5306 74997 SH SOLE 74996 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 247 1165 SH SOLE 1165 0 0 VENTAS INC COM 92276F100 2799 104441 SH SOLE 104441 0 0 VERISK ANALYTICS INC COM 92345Y106 316 2268 SH SOLE 2268 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11200 208462 SH SOLE 208462 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 276 1162 SH SOLE 1162 0 0 VIACOMCBS INC CL B 92556H206 616 43970 SH SOLE 43970 0 0 VISA INC COM CL A 92826C839 6237 38708 SH SOLE 38708 0 0 VMWARE INC CL A COM 928563402 428 3540 SH SOLE 3540 0 0 VOYA FINANCIAL INC COM 929089100 330 8139 SH SOLE 8139 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1998 43657 SH SOLE 43657 0 0 WALMART INC COM 931142103 3201 28186 SH SOLE 28186 0 0 WEC ENERGY GROUP INC COM 92939U106 250 2837 SH SOLE 2837 0 0 WELLS FARGO CO NEW COM 949746101 5385 187686 SH SOLE 187685 0 0 WELLTOWER INC COM 95040Q104 3852 84145 SH SOLE 84145 0 0 WESBANCO INC COM 950810101 788 33280 SH SOLE 33280 0 0 WINNEBAGO INDS INC COM 974637100 1118 40199 SH SOLE 40199 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 966 18862 SH SOLE 18862 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2121 64205 SH SOLE 64205 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 1151 14221 SH SOLE 14221 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 255 6031 SH SOLE 6031 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 677 41767 SH SOLE 41767 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 261 10783 SH SOLE 10782 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 291 18505 SH SOLE 18505 0 0 YUM BRANDS INC COM 988498101 527 7704 SH SOLE 7704 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1045 10339 SH SOLE 10339 0 0 ZOETIS INC CL A 98978V103 643 5458 SH SOLE 5458 0 0