0000899243-17-025619.txt : 20171108 0000899243-17-025619.hdr.sgml : 20171108 20171108172743 ACCESSION NUMBER: 0000899243-17-025619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171106 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Louks Ronald Allen CENTRAL INDEX KEY: 0001706849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37792 FILM NUMBER: 171187620 MAIL ADDRESS: STREET 1: C/O NANTHEALTH, INC. STREET 2: 9920 JEFFERSON BLVD. CITY: CULVER CITY STATE: CA ZIP: 90232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NantHealth, Inc. CENTRAL INDEX KEY: 0001566469 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 273019889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9920 JEFFERSON BLVD CITY: CULVER CITY STATE: CA ZIP: 90232 BUSINESS PHONE: (310) 853-7888 MAIL ADDRESS: STREET 1: 9920 JEFFERSON BLVD CITY: CULVER CITY STATE: CA ZIP: 90232 FORMER COMPANY: FORMER CONFORMED NAME: Nant Health, LLC DATE OF NAME CHANGE: 20130108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-06 0 0001566469 NantHealth, Inc. NH 0001706849 Louks Ronald Allen C/O NANTHEALTH, INC. 9920 JEFFERSON BLVD. CULVER CITY CA 90232 0 1 0 0 Chief Operating Officer Common Stock 2017-11-06 4 M 0 10000 A 10000 D Common Stock 2017-11-06 4 F 0 3295 3.39 D 6705 D Common Stock 2017-11-06 4 M 0 125196 A 131901 D Common Stock 2017-11-06 4 F 0 45506 3.39 D 86395 D Common Stock 2017-11-06 4 S 0 6705 3.39 D 79690 D Restricted Stock Units 2017-11-06 4 M 0 10000 0.00 D Common Stock 10000 110000 D Restricted Stock Units 2017-11-06 4 A 0 500783 0.00 A Common Stock 500783 500783 D Restricted Stock Units 2017-11-06 4 M 0 125196 0.00 D Common Stock 125196 375587 D Each restricted stock unit ("RSU") is the economic equivalent of one share of NantHealth, Inc. common stock. Subject to the Reporting Person's continuing to be a service provider (as defined in the 2016 Equity Incentive Plan) through each applicable vesting date, 40,000 RSUs shall vest on October 6, 2017, with the remaining 120,000 RSUs to vest monthly in equal amounts for 12 months, beginning on November 6, 2017. Upon vesting, the issuer will withhold shares sufficient to satisfy tax withholding obligations; the issuer will then be responsible for remitting a cash payment for the related withholding taxes; and the issuer will issue to the Reporting Person a net lower number of shares. In addition, upon vesting, the issuer and the Reporting Person have agreed that the issuer will repurchase the remaining shares at the then current market value. Subject to the Reporting Person's continuing to be a service provider (as defined in the 2016 Equity Incentive Plan) through each applicable vesting date, 25% of the RSUs shall vest on November 6, 2017, with the remaining 75% of the RSUs to vest annually in equal installments, beginning on May 1, 2018. Upon vesting, the issuer will withhold shares sufficient to satisfy tax withholding obligations; the issuer will then be responsible for remitting a cash payment for the related withholding taxes; and the issuer will issue to the Reporting Person a net lower number of shares. Pursuant to the terms of the grant, the Issuer repurchased the shares at a price per share equal to the closing price on the date of vesting. /s/ Charles Kim, as Attorney-in-Fact 2017-11-08