0001566414-21-000001.txt : 20210126 0001566414-21-000001.hdr.sgml : 20210126 20210126111415 ACCESSION NUMBER: 0001566414-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 EFFECTIVENESS DATE: 20210126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 21552290 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 12-31-2020 12-31-2020 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Concord NC 01-26-2021 0 204 333986 false INFORMATION TABLE 2 signalpoint13f4q2020.xml 3M Company COM 88579Y101 1099 6287 SH SOLE 0 0 6287 Abbott Laboratories COM 002824100 635 5794 SH SOLE 0 0 5794 ABBVIE INC. COM COM 00287Y109 1214 11328 SH SOLE 0 0 11328 Alibaba Holdings Ltd. ADR COM 01609w102 7081 3355 SH SOLE 0 0 3355 AllianceBernstein Global High COM 01879r106 430 36562 SH SOLE 0 0 36562 Alphabet COM 02079k107 2162 1234 SH SOLE 0 0 1234 Alphabet Inc. COM 38259p508 1849 1055 SH SOLE 0 0 1055 Amazon.com COM 023135106 4730 1452 SH SOLE 0 0 1452 American Express Company COM 025816109 415 3432 SH SOLE 0 0 3432 Amgen Inc. COM 031162100 219 953 SH SOLE 0 0 953 Apple COM 037833100 24931 187888 SH SOLE 0 0 187888 ARK Genomic Revolution ETF COM 00214Q302 460 4928 SH SOLE 0 0 4928 ARK Innovation ETF COM 00214Q104 1461 11736 SH SOLE 0 0 11736 AT&T Inc. COM 00206r102 915 31830 SH SOLE 0 0 31830 Baidu COM 056752108 656 3032 SH SOLE 0 0 3032 Bank Of America COM 060505104 1083 35744 SH SOLE 0 0 35744 Baxter International COM 071813109 229 2849 SH SOLE 0 0 2849 Berkshire Hathaway Inc COM 084670702 2522 10876 SH SOLE 0 0 10876 Boeing Company COM 097023105 661 3086 SH SOLE 0 0 3086 Bristol-Myers Sqibb Company COM 110122108 371 5983 SH SOLE 0 0 5983 Broadcom Inc COM 11135F200 250 176 SH SOLE 0 0 176 Broadcom Ltd. COM y09827109 225 515 SH SOLE 0 0 515 Caterpillar Inc COM 149123101 638 3503 SH SOLE 0 0 3503 Chevron Corporation COM 166764100 960 11373 SH SOLE 0 0 11373 Cisco Systems Inc. COM 17275r102 549 12268 SH SOLE 0 0 12268 Comcast Corporation COM 20030n101 426 8122 SH SOLE 0 0 8122 Commerce Bancshares COM 200525103 222 3383 SH SOLE 0 0 3383 ConocoPhillips COM 20825C104 358 8949 SH SOLE 0 0 8949 CostCo Wholesale Corporation COM 22160K105 340 903 SH SOLE 0 0 903 CVS Health Corporation COM 126650100 222 3249 SH SOLE 0 0 3249 DNP SELECT INCOME FD COM COM 23325p104 116 11345 SH SOLE 0 0 11345 Dominion Energy COM 25746U133 247 2465 SH SOLE 0 0 2465 Duke Energy Corporation COM 26441C204 431 4706 SH SOLE 0 0 4706 Easton Pharmaceuticals Inc. COM 277774105 0 10000 SH SOLE 0 0 10000 Edwards Lifesciences COM 28176e108 605 6633 SH SOLE 0 0 6633 Emerson Electric Company COM 291011104 456 5677 SH SOLE 0 0 5677 Enterprise Products LP COM 293792107 275 14056 SH SOLE 0 0 14056 Exxon Mobil Corporation COM 30231g102 805 19521 SH SOLE 0 0 19521 Facebook COM 30303m102 1253 4587 SH SOLE 0 0 4587 Fastenal Compamy COM 311900104 359 7360 SH SOLE 0 0 7360 First Bancshares COM 318687100 1873 143502 SH SOLE 0 0 143502 First Trust Active Factor Larg COM 33740F821 536 24060 SH SOLE 0 0 24060 First Trust Asia Pacific Ex-Ja COM 33737J109 1377 43351 SH SOLE 0 0 43351 First Trust Capital Strength E COM 33733E108 1638 24261 SH SOLE 0 0 24261 First Trust Developed Int'l ET COM 33738R787 1391 26517 SH SOLE 0 0 26517 First Trust Dow Internet Index COM 33733E302 257 1684 SH SOLE 0 0 1684 First Trust Dow Jones Global S COM 33734x200 425 19395 SH SOLE 0 0 19395 First Trust Emerging Markets A COM 33737J182 1133 44809 SH SOLE 0 0 44809 First Trust Enhanced Short Ter COM 33739Q408 723 12037 SH SOLE 0 0 12037 First Trust ETF AlphaDEX Consu COM 33734X101 645 12678 SH SOLE 0 0 12678 First Trust ETF AlphaDEX Consu COM 33734X119 390 7564 SH SOLE 0 0 7564 First Trust ETF AlphaDEX Finan COM 33734X135 783 22833 SH SOLE 0 0 22833 First Trust ETF AlphaDEX Healt COM 33734X143 1120 10393 SH SOLE 0 0 10393 First Trust ETF AlphaDEX Indus COM 33734X150 692 13791 SH SOLE 0 0 13791 First Trust ETF AlphaDEX Mater COM 33734X168 203 4229 SH SOLE 0 0 4229 First Trust ETF AlphaDEX Techn COM 33734X176 1956 17492 SH SOLE 0 0 17492 First Trust Europe AlphaDEX ET COM 33737J117 1429 37462 SH SOLE 0 0 37462 First Trust Japan AlphaDEX ETF COM 33737J158 924 17908 SH SOLE 0 0 17908 First Trust Large Cap Growth E COM 33735K108 2338 24190 SH SOLE 0 0 24190 First Trust Large Cap US Equit COM 33738R761 1392 50912 SH SOLE 0 0 50912 First Trust Large Cap Value COM 33735J101 236 4302 SH SOLE 0 0 4302 First Trust Latin America Alph COM 33737J125 781 40272 SH SOLE 0 0 40272 First Trust Low Duration Oppos COM 33739Q200 690 13413 SH SOLE 0 0 13413 First Trust Mgd Muni ETF COM 33739N108 239 4210 SH SOLE 0 0 4210 First Trust Mid Cap US Equity COM 33738R753 1183 48512 SH SOLE 0 0 48512 First Trust North American Ene COM 33738d101 492 23467 SH SOLE 0 0 23467 First Trust NYSE Arca Biotech COM 33733E203 1642 9772 SH SOLE 0 0 9772 First Trust Preferred Securiti COM 33739E108 238 11779 SH SOLE 0 0 11779 First Trust Small Cap US Equit COM 33738R746 866 35999 SH SOLE 0 0 35999 First Trust TCW Opportunistic COM 33740F805 2425 44301 SH SOLE 0 0 44301 First Trust Value Dividend Ind COM 33734H106 893 25474 SH SOLE 0 0 25474 FlexShares Ready Access Variab COM 33939L886 318 4164 SH SOLE 0 0 4164 Ford Motor Company COM 345370860 219 24947 SH SOLE 0 0 24947 General Electric Company COM 369604103 144 13374 SH SOLE 0 0 13374 General Motors Co. COM 37045v100 221 5305 SH SOLE 0 0 5305 Hershey Company COM 427866108 220 1442 SH SOLE 0 0 1442 Home Depot COM 437076102 351 1322 SH SOLE 0 0 1322 Honeywell International Inc COM 438516106 229 1075 SH SOLE 0 0 1075 IDEXX Laboratories COM 45168D104 682 1365 SH SOLE 0 0 1365 Intel Corporation COM 458140100 566 11366 SH SOLE 0 0 11366 International Business Machine COM 459200101 484 3845 SH SOLE 0 0 3845 International Paper Company COM 460146103 217 4375 SH SOLE 0 0 4375 Invesco DWA Basic Materials ET COM 46137V704 247 3455 SH SOLE 0 0 3455 Invesco DWA Consumer Cyclicals COM 46137V803 806 10601 SH SOLE 0 0 10601 Invesco DWA Consumer Staples E COM 46137V886 477 5510 SH SOLE 0 0 5510 Invesco DWA Financial ETF COM 46137V860 706 16384 SH SOLE 0 0 16384 Invesco DWA Healthcare ETF COM 46137V852 1437 8978 SH SOLE 0 0 8978 Invesco DWA Industrials ETF COM 46137V845 887 9542 SH SOLE 0 0 9542 Invesco DWA Technology ETF COM 46137V811 1787 12705 SH SOLE 0 0 12705 Invesco DWA Utilities ETF COM 46137V795 287 9030 SH SOLE 0 0 9030 Invesco Dynamic Biotech & Geno COM 46137V787 469 6688 SH SOLE 0 0 6688 Invesco ETF Dynamic Buyback Ac COM 46137V308 523 7124 SH SOLE 0 0 7124 Invesco Global Listed Private COM 46137V589 964 71529 SH SOLE 0 0 71529 Invesco Preferred ETF COM 46138E511 418 27423 SH SOLE 0 0 27423 Invesco QQQ ETF COM 46090E103 1435 4573 SH SOLE 0 0 4573 Invesco S&P 500 Equal Weight C COM 46137V381 3642 29779 SH SOLE 0 0 29779 Invesco S&P 500 Equal Weight C COM 46137Y609 2878 91001 SH SOLE 0 0 91001 Invesco S&P 500 Equal Weight C COM 46137V373 2090 13810 SH SOLE 0 0 13810 Invesco S&P 500 Equal Weight E COM 46137V365 948 30489 SH SOLE 0 0 30489 Invesco S&P 500 Equal Weight F COM 46137V340 4194 87347 SH SOLE 0 0 87347 Invesco S&P 500 Equal Weight H COM 46137V332 4586 17533 SH SOLE 0 0 17533 Invesco S&P 500 Equal Weight I COM 46137V324 3622 22928 SH SOLE 0 0 22928 Invesco S&P 500 Equal Weight M COM 46137V316 1065 7640 SH SOLE 0 0 7640 Invesco S&P 500 Equal Weight R COM 46137V290 1109 38069 SH SOLE 0 0 38069 Invesco S&P 500 Equal Weight T COM 46137V282 8831 34828 SH SOLE 0 0 34828 Invesco S&P 500 Equal Weight U COM 46137V274 1386 13852 SH SOLE 0 0 13852 Invesco S&P 500 Pure Growth ET COM 46137V266 504 3096 SH SOLE 0 0 3096 Invesco S&P 500 TOP 50 COM 46137V233 3324 11653 SH SOLE 0 0 11653 Invesco Senior Loan ETF COM 46138G508 382 17157 SH SOLE 0 0 17157 iShares 0-5 Year High Yield Co COM 46434v407 395 8702 SH SOLE 0 0 8702 iShares 1-3 Year Treasury Bond COM 464287457 1007 11658 SH SOLE 0 0 11658 iShares 20 plus Year Treasury Bond COM 464287432 3853 24427 SH SOLE 0 0 24427 iShares 7-10 Year Treasury Bon COM 464287440 3357 27983 SH SOLE 0 0 27983 Ishares Core Dividend Growth E COM 46434V621 331 7393 SH SOLE 0 0 7393 iShares Gold Trust COM 464285105 1592 87789 SH SOLE 0 0 87789 iShares iBoxx High Yield Corpo COM 464288513 3528 40416 SH SOLE 0 0 40416 iShares iBoxx Investment Grade COM 464287242 4155 30079 SH SOLE 0 0 30079 iShares MSCI EAFE Index ETF COM 464287465 335 4585 SH SOLE 0 0 4585 iShares MSCI Eurozone ETF COM 464286608 482 10925 SH SOLE 0 0 10925 iShares MSCI Japan ETF COM 464286848 446 6608 SH SOLE 0 0 6608 iShares MSCI Pacific Ex-Japan COM 464286665 252 5270 SH SOLE 0 0 5270 iShares Select Dividend ETF COM 464287168 676 7028 SH SOLE 0 0 7028 iShares TIPS Bond ETF COM 464287176 3603 28222 SH SOLE 0 0 28222 Jack Henry & Associates COM 426281101 1031 6366 SH SOLE 0 0 6366 Johnson & Johnson COM 478160104 1580 10039 SH SOLE 0 0 10039 JPMorgan Chase & Co. COM 46625h100 789 6205 SH SOLE 0 0 6205 JPMorgan Diversified Return US COM 46641Q407 597 7135 SH SOLE 0 0 7135 JPMorgan Ultra Short Income ET COM 46641Q837 1997 39322 SH SOLE 0 0 39322 Kimberly-Clark Corporation COM 494368103 322 2387 SH SOLE 0 0 2387 Kinder Morgan COM 49456B101 502 36710 SH SOLE 0 0 36710 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 100 14547 SH SOLE 0 0 14547 Lockheed Martin Corporation COM 539830109 292 823 SH SOLE 0 0 823 Lowe's Companies COM 548661107 579 3605 SH SOLE 0 0 3605 Magellan Midstream Partners COM 559080106 386 9099 SH SOLE 0 0 9099 Market Vectors Gold Miner ETF COM 57060u100 334 9265 SH SOLE 0 0 9265 Mastercard Incorporated COM 57636Q104 537 1504 SH SOLE 0 0 1504 McDonalds Corporation COM 580135101 1116 5202 SH SOLE 0 0 5202 Merck & Co COM 58933y105 528 6460 SH SOLE 0 0 6460 MFS INTER INCOME FD SH BEN INT COM 55273C107 48 12640 SH SOLE 0 0 12640 Microsoft Corporation COM 594918104 5013 22538 SH SOLE 0 0 22538 Netflix COM 64110L106 616 1140 SH SOLE 0 0 1140 Nextera Energy Inc. COM 65339f101 279 3617 SH SOLE 0 0 3617 Novartis AG COM 66987v109 241 2551 SH SOLE 0 0 2551 NVIDIA Corporation COM 67066g104 282 540 SH SOLE 0 0 540 Oracle Corporation COM 68389X105 431 6669 SH SOLE 0 0 6669 O'Reilly Automotive COM 67103h107 19174 42367 SH SOLE 0 0 42367 Pepsico COM 713448108 841 5668 SH SOLE 0 0 5668 Pfizer COM 717081103 536 14558 SH SOLE 0 0 14558 Philip Morris International In COM 718172109 239 2887 SH SOLE 0 0 2887 Phillips 66 COM 718546104 327 4672 SH SOLE 0 0 4672 Pimco Intrmediate Muni ETF COM 72201R866 255 4500 SH SOLE 0 0 4500 Planet 13 Holdings Inc COM 72706K101 115 20500 SH SOLE 0 0 20500 PotNetwork Holdings COM 737636209 0 34000 SH SOLE 0 0 34000 Proctor & Gamble Company COM 742718109 1291 9276 SH SOLE 0 0 9276 Qualcomm Inc. COM 747525103 2239 14697 SH SOLE 0 0 14697 Raytheon Technologies Co COM 75513E101 295 4132 SH SOLE 0 0 4132 Realty Income Corporation COM 756109104 407 6541 SH SOLE 0 0 6541 Schwab Intermediate Term US Tr COM 808524854 2164 37166 SH SOLE 0 0 37166 Schwab Short Term US Treasury COM 808524862 5017 97625 SH SOLE 0 0 97625 Schwab Strategic Trust US Divi COM 808524797 451 7028 SH SOLE 0 0 7028 Schwab US Large Cap COM 808524300 509 3962 SH SOLE 0 0 3962 Schwab US TIPS ETF COM 808524870 430 6922 SH SOLE 0 0 6922 Social Capital Hedosophia Hold COM G8251K123 347 19305 SH SOLE 0 0 19305 Southern Company COM COM 842587107 1082 17606 SH SOLE 0 0 17606 SPDR Barclays Convertible Secu COM 78464A359 1142 13796 SH SOLE 0 0 13796 SPDR Dow Jones Industrial Aver COM 78467x109 1850 6049 SH SOLE 0 0 6049 SPDR Gold Shares Trust COM 78463v107 772 4330 SH SOLE 0 0 4330 SPDR Intermediate Term Corpora COM 78464A375 807 21708 SH SOLE 0 0 21708 SPDR Nuveen Bloomberg ST Muni COM 78468R739 206 4139 SH SOLE 0 0 4139 SPDR S&P 500 ETF COM 78462f103 955 2553 SH SOLE 0 0 2553 SPDR S&P 500 Growth ETF COM 78464A409 278 5037 SH SOLE 0 0 5037 SPDR S&P 500 Value ETF COM 78464A508 252 7318 SH SOLE 0 0 7318 SPDR Wells Fargo Preferred Sto COM 78464A292 397 8930 SH SOLE 0 0 8930 Starbucks Corporation COM 855244109 388 3629 SH SOLE 0 0 3629 Target Corporation COM 87612E106 245 1390 SH SOLE 0 0 1390 Tesla COM 88160R101 1063 1506 SH SOLE 0 0 1506 Texas Instruments Inc COM 882508104 394 2398 SH SOLE 0 0 2398 The Coca-Cola Company COM 191216100 383 6989 SH SOLE 0 0 6989 The Kroger Company COM 501044101 200 6300 SH SOLE 0 0 6300 The Walt Disney Company COM 254687106 482 2657 SH SOLE 0 0 2657 United Parcel Service Cl B COM 911312106 403 2395 SH SOLE 0 0 2395 Unitedhealth Group COM 91324p102 209 597 SH SOLE 0 0 597 US Bancorp COM 902973304 1080 23179 SH SOLE 0 0 23179 Vanguard High Dividend Yield E COM 921946406 559 6108 SH SOLE 0 0 6108 Vanguard Intermediate Term Bon COM 921937819 3841 41369 SH SOLE 0 0 41369 Vanguard Long Term Bond ETF COM 921937793 3389 30908 SH SOLE 0 0 30908 Vanguard REIT ETF COM 922908553 5363 63149 SH SOLE 0 0 63149 Vanguard Russell 2000 Index ET COM 92206C664 232 1465 SH SOLE 0 0 1465 Vanguard S&P 500 ETF COM 922908363 967 2814 SH SOLE 0 0 2814 Vanguard Short Term Corporate COM 92206C409 1963 23580 SH SOLE 0 0 23580 Vanguard Total Bond Market ETF COM 921937835 406 4603 SH SOLE 0 0 4603 Vanguard Total Stock Market ET COM 922908769 4178 21466 SH SOLE 0 0 21466 Verizon Communications COM 92343v104 807 13910 SH SOLE 0 0 13910 Visa Inc. COM 92826c839 706 3226 SH SOLE 0 0 3226 Wal-Mart Stores Inc. COM 931142103 4079 28299 SH SOLE 0 0 28299 Weyerhaeuser Company COM 962166104 231 6880 SH SOLE 0 0 6880 WisdomTree DEFA Equity Fund ET COM 97717w802 237 6337 SH SOLE 0 0 6337 WisdomTree Emerging Mrkt High COM 97717w315 356 8643 SH SOLE 0 0 8643 WisdomTree Global ex-US REIT E COM 97717w331 798 31107 SH SOLE 0 0 31107 WisdomTree International Mid-C COM 97717W778 431 6780 SH SOLE 0 0 6780 WisdomTree International Small COM 97717w760 458 6731 SH SOLE 0 0 6731 WisdomTree Large-Cap Dividend COM 97717W307 441 4106 SH SOLE 0 0 4106 WisdomTree Mid-Cap Dividend ET COM 97717w505 428 12290 SH SOLE 0 0 12290 WisdomTree Small-Cap Dividend COM 97717w604 379 14259 SH SOLE 0 0 14259