0001566414-20-000001.txt : 20200130 0001566414-20-000001.hdr.sgml : 20200130 20200130095230 ACCESSION NUMBER: 0001566414-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 EFFECTIVENESS DATE: 20200130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 20559973 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 12-31-2019 12-31-2019 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader springfield MO 01-30-2020 0 203 3214573 false INFORMATION TABLE 2 signalpoint13f4q2019.xml 3M Company COM 88579Y101 618 3501 SH SOLE 0 0 618 Abbott Laboratories COM 002824100 486 5594 SH SOLE 0 0 486 ABBVIE INC. COM COM 00287Y109 743 8389 SH SOLE 0 0 743 Alerian MLP ETF COM 00162Q866 232 27274 SH SOLE 0 0 232 Alibaba Holdings Ltd. ADR COM 01609w102 1112 5241 SH SOLE 0 0 1112 AllianceBernstein Global High COM 01879r106 361 29750 SH SOLE 0 0 361 Alphabet Inc. COM 38259p508 1394 1041 SH SOLE 0 0 1394 Alphabet, Inc Class C COM 02079k107 1465 1096 SH SOLE 0 0 1465 Amazon.com, Inc COM 023135106 4085 2211 SH SOLE 0 0 4085 American Express Company COM 025816109 355 2852 SH SOLE 0 0 355 Amgen Inc. COM 031162100 242 1007 SH SOLE 0 0 242 Apple, Inc. COM COM 037833100 15580 53056 SH SOLE 0 0 15580 AT&T Inc. COM 00206r102 1255 32124 SH SOLE 0 0 1255 Baidu, Inc COM 056752108 726 5741 SH SOLE 0 0 726 Banco Bradesco SA COM 059460303 230 2573 SH SOLE 0 0 230 Bank Of America COM 060505104 1435 40756 SH SOLE 0 0 1435 Barclays ETN Shiller CAPETM COM 06742A669 218 1462 SH SOLE 0 0 218 Baxter International, Inc. COM 071813109 255 3050 SH SOLE 0 0 255 Berkshire Hathaway Inc COM 084670702 2612 11532 SH SOLE 0 0 2612 Boeing Company COM 097023105 952 2921 SH SOLE 0 0 952 Bristol-Myers Sqibb Company COM 110122108 356 5540 SH SOLE 0 0 356 Caterpillar Inc COM 149123101 428 2899 SH SOLE 0 0 428 Chevron Corporation COM 166764100 1335 11075 SH SOLE 0 0 1335 Cisco Systems Inc. COM 17275r102 623 12997 SH SOLE 0 0 623 Comcast Corporation COM 20030n101 311 6912 SH SOLE 0 0 311 Commerce Bancshares, Inc. COM 200525103 224 3304 SH SOLE 0 0 224 CoOthercoPhillips COM 20825C104 716 11016 SH SOLE 0 0 716 CostCo Wholesale Corporation COM 22160K105 280 952 SH SOLE 0 0 280 Cracker Barrel Old COM 22410J106 213 1386 SH SOLE 0 0 213 CVS Health Corporation COM 126650100 308 4144 SH SOLE 0 0 308 DNP SELECT INCOME FD COM COM 23325p104 143 11236 SH SOLE 0 0 143 Duke Energy Corporation COM 26441C204 337 3698 SH SOLE 0 0 337 Easton Pharmaceuticals Inc. COM 277774105 1 10000 SH SOLE 0 0 1 Edwards Lifesciences, Inc. COM 28176e108 516 2211 SH SOLE 0 0 516 Emerson Electric Company COM 291011104 415 5442 SH SOLE 0 0 415 Enterprise Products LP COM 293792107 206 7304 SH SOLE 0 0 206 ETFs Physical Precious Metals COM 26922W109 315 4121 SH SOLE 0 0 315 Exact Sciences Corporation COM 30063p105 644 6965 SH SOLE 0 0 644 Exxon Mobil Corporation COM 30231g102 1351 19366 SH SOLE 0 0 1351 Facebook, Inc. COM 30303m102 905 4408 SH SOLE 0 0 905 Fastenal Compamy COM 311900104 279 7560 SH SOLE 0 0 279 First Bancshares, Inc COM 318687100 2203 142138 SH SOLE 0 0 2203 First Trust Asia Pacific Ex-Ja COM 33737J109 1455 51040 SH SOLE 0 0 1455 First Trust Dow Jones Global S COM 33734x200 301 12080 SH SOLE 0 0 301 First Trust Emerging Markets A COM 33737J182 1322 49810 SH SOLE 0 0 1322 First Trust Enhanced Short Ter COM 33739Q408 257 4271 SH SOLE 0 0 257 First Trust ETF AlphaDEX Consu COM 33734X101 633 13972 SH SOLE 0 0 633 First Trust ETF AlphaDEX Consu COM 33734X119 432 8629 SH SOLE 0 0 432 First Trust ETF AlphaDEX Energ COM 33734X127 269 25452 SH SOLE 0 0 269 First Trust ETF AlphaDEX Finan COM 33734X135 884 26392 SH SOLE 0 0 884 First Trust ETF AlphaDEX Healt COM 33734X143 915 10864 SH SOLE 0 0 915 First Trust ETF AlphaDEX Indus COM 33734X150 628 13923 SH SOLE 0 0 628 First Trust ETF AlphaDEX Mater COM 33734X168 202 5039 SH SOLE 0 0 202 First Trust ETF AlphaDEX Techn COM 33734X176 1414 19486 SH SOLE 0 0 1414 First Trust Europe AlphaDEX ET COM 33737J117 1410 37491 SH SOLE 0 0 1410 First Trust Japan AlphaDEX ETF COM 33737J158 1115 22147 SH SOLE 0 0 1115 First Trust Latin America Alph COM 33737J125 1092 48265 SH SOLE 0 0 1092 First Trust Mgd Muni ETF COM 33739N108 234 4210 SH SOLE 0 0 234 First Trust NYSE Arca Biotech COM 33733e203 1742 11710 SH SOLE 0 0 1742 First Trust Otherrth American Ene COM 33738d101 461 18070 SH SOLE 0 0 461 First Trust Preferred Securiti COM 33739E108 238 11837 SH SOLE 0 0 238 First Trust US Equity Opportun COM 336920103 1139 14171 SH SOLE 0 0 1139 First Trust Value Dividend Ind COM 33734H106 300 8319 SH SOLE 0 0 300 FlexShares Ready Access Variab COM 33939L886 1102 14562 SH SOLE 0 0 1102 Ford Motor Company COM 345370860 196 21052 SH SOLE 0 0 196 General Electric Company COM 369604103 182 16334 SH SOLE 0 0 182 General Motors Co. COM 37045v100 246 6712 SH SOLE 0 0 246 Helmerich & Payne, Inc COM 423452101 246 5410 SH SOLE 0 0 246 Hershey Company COM 427866108 211 1440 SH SOLE 0 0 211 Home Depot, Inc. COM COM 437076102 256 1172 SH SOLE 0 0 256 IDEXX Laboratories, Inc COM 45168D104 351 1345 SH SOLE 0 0 351 Intel Corporation COM 458140100 950 15868 SH SOLE 0 0 950 International Business Machine COM 459200101 508 3790 SH SOLE 0 0 508 International Paper Company COM 460146103 206 4482 SH SOLE 0 0 206 Invesco DWA Basic Materials ET COM 46137V704 237 3762 SH SOLE 0 0 237 Invesco DWA Consumer Cyclicals COM 46137V803 598 10861 SH SOLE 0 0 598 Invesco DWA Consumer Staples E COM 46137V886 411 5549 SH SOLE 0 0 411 Invesco DWA Financial ETF COM 46137V860 663 17133 SH SOLE 0 0 663 Invesco DWA Healthcare ETF COM 46137V852 939 9810 SH SOLE 0 0 939 Invesco DWA Industrials ETF COM 46137V845 624 9136 SH SOLE 0 0 624 Invesco DWA TechOtherlogy ETF COM 46137V811 1059 13706 SH SOLE 0 0 1059 Invesco DWA Utilities ETF COM 46137V795 323 9398 SH SOLE 0 0 323 Invesco Dynamic Biotech & GeOther COM 46137V787 373 6681 SH SOLE 0 0 373 Invesco ETF Dynamic Buyback Ac COM 46137V308 617 8938 SH SOLE 0 0 617 Invesco Financial Preferred ET COM 46137V621 302 16031 SH SOLE 0 0 302 Invesco Global Listed Private COM 46137V589 1073 83893 SH SOLE 0 0 1073 Invesco Preferred ETF COM 46138E511 314 20887 SH SOLE 0 0 314 Invesco QQQ ETF COM 46090E103 699 3290 SH SOLE 0 0 699 Invesco S&P 500 Equal Weight C COM 46137Y609 3034 115606 SH SOLE 0 0 3034 Invesco S&P 500 Equal Weight C COM 46137V381 4148 37292 SH SOLE 0 0 4148 Invesco S&P 500 Equal Weight C COM 46137V373 2492 17072 SH SOLE 0 0 2492 Invesco S&P 500 Equal Weight E COM 46137V365 1633 34106 SH SOLE 0 0 1633 Invesco S&P 500 Equal Weight F COM 46137V340 5093 108654 SH SOLE 0 0 5093 Invesco S&P 500 Equal Weight H COM 46137V332 5108 23066 SH SOLE 0 0 5108 Invesco S&P 500 Equal Weight I COM 46137V324 3933 29005 SH SOLE 0 0 3933 Invesco S&P 500 Equal Weight M COM 46137V316 1144 9865 SH SOLE 0 0 1144 Invesco S&P 500 Equal Weight R COM 46137V290 1293 41165 SH SOLE 0 0 1293 Invesco S&P 500 Equal Weight T COM 46137V282 8945 45162 SH SOLE 0 0 8945 Invesco S&P 500 Equal Weight U COM 46137V274 1755 16512 SH SOLE 0 0 1755 Invesco S&P 500 Pure Growth ET COM 46137V266 341 2689 SH SOLE 0 0 341 Invesco S&P 500 TOP 50 COM 46137V233 3783 16210 SH SOLE 0 0 3783 Invesco S&P Smallcap Low Volit COM 73937B639 212 4166 SH SOLE 0 0 212 Invesco Senior Loan ETF COM 46138G508 275 12071 SH SOLE 0 0 275 iShares 0-5 Year High Yield Co COM 46434v407 356 7663 SH SOLE 0 0 356 iShares 1-3 Year Treasury Bond COM 464287457 1117 13201 SH SOLE 0 0 1117 iShares 20 plus Year Treasury Bond COM 464287432 3490 25761 SH SOLE 0 0 3490 iShares 7-10 Year Treasury Bon COM 464287440 3131 28409 SH SOLE 0 0 3131 Ishares Core Dividend Growth E COM 46434V621 301 7165 SH SOLE 0 0 301 iShares Emerging Mkts Min Vola COM 464286533 404 6895 SH SOLE 0 0 404 iShares Gold Trust COM 464285105 1568 108158 SH SOLE 0 0 1568 iShares iBoxx High Yield Corpo COM 464288513 3413 38805 SH SOLE 0 0 3413 iShares iBoxx Investment Grade COM 464287242 3911 30564 SH SOLE 0 0 3911 iShares MSCI EAFE Index ETF COM 464287465 318 4585 SH SOLE 0 0 318 iShares MSCI Eurozone ETF COM 464286608 448 10682 SH SOLE 0 0 448 iShares MSCI Japan ETF COM 464286848 387 6532 SH SOLE 0 0 387 iShares MSCI Pacific Ex-Japan COM 464286665 238 5136 SH SOLE 0 0 238 iShares Select Dividend ETF COM 464287168 306 2873 SH SOLE 0 0 306 iShares TIPS Bond ETF COM 464287176 3274 28083 SH SOLE 0 0 3274 Jack Henry & Associates, Inc. COM 426281101 860 5902 SH SOLE 0 0 860 Johnson & Johnson, Inc. COM 478160104 1371 9401 SH SOLE 0 0 1371 JPMorgan Chase & Co. COM 46625h100 727 5216 SH SOLE 0 0 727 JPMorgan Diversified Return US COM 46641Q407 716 8985 SH SOLE 0 0 716 JPMorgan Ultra Short Income ET COM 46641Q837 2376 47106 SH SOLE 0 0 2376 Kimberly-Clark Corporation COM 494368103 328 2387 SH SOLE 0 0 328 Kinder Morgan, Inc COM 49456B101 798 37681 SH SOLE 0 0 798 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 97 14275 SH SOLE 0 0 97 Lockheed Martin Corporation COM 539830109 295 758 SH SOLE 0 0 295 Lowe's Companies, Inc. COM 548661107 326 2718 SH SOLE 0 0 326 Magellan Midstream Partners, L COM 559080106 542 8615 SH SOLE 0 0 542 Mastercard Incorporated COM 57636Q104 565 1891 SH SOLE 0 0 565 McDonalds Corporation COM 580135101 1011 5117 SH SOLE 0 0 1011 Merck & Co, Inc COM 58933y105 557 6125 SH SOLE 0 0 557 MFS INTER INCOME FD SH BEN INT COM 55273C107 46 12232 SH SOLE 0 0 46 Microsoft Corporation COM 594918104 4071 25815 SH SOLE 0 0 4071 Netflix, Inc. COM 64110L106 352 1089 SH SOLE 0 0 352 Nexstar Media Group COM 65336K103 213 1819 SH SOLE 0 0 213 Nextera Energy Inc. COM 65339f101 266 1100 SH SOLE 0 0 266 NMI Holdings Inc COM 629209305 617 18612 SH SOLE 0 0 617 OneOk Inc. COM 682680103 233 3077 SH SOLE 0 0 233 Oracle Corporation COM 68389X105 374 7059 SH SOLE 0 0 374 O'Reilly Automotive, Inc. COM 67103h107 23583 53811 SH SOLE 0 0 23583 Pepsico, Inc COM 713448108 760 5562 SH SOLE 0 0 760 Pfizer, Inc COM 717081103 449 11452 SH SOLE 0 0 449 Philip Morris International In COM 718172109 252 2958 SH SOLE 0 0 252 Phillips 66 COM 718546104 545 4894 SH SOLE 0 0 545 PotNetwork Holdings COM 737636209 1 34000 SH SOLE 0 0 1 Proctor & Gamble Company COM 742718109 1202 9626 SH SOLE 0 0 1202 Qualcomm Inc. COM 747525103 1252 14189 SH SOLE 0 0 1252 Realty Income Corporation COM 756109104 371 5038 SH SOLE 0 0 371 Schwab Emerging Markets ETF COM 808524706 613 22408 SH SOLE 0 0 613 Schwab Fundamental US Large Co COM 808524771 970 22716 SH SOLE 0 0 970 Schwab Intermediate Term US Tr COM 808524854 1857 33813 SH SOLE 0 0 1857 Schwab Short Term US Treasury COM 808524862 4346 86099 SH SOLE 0 0 4346 Schwab Strategic Trust US Divi COM 808524797 361 6226 SH SOLE 0 0 361 Schwab Strategic US REIT ETF COM 808524847 438 9527 SH SOLE 0 0 438 Schwab US Aggregate Bond ETF COM 808524839 991 18553 SH SOLE 0 0 991 Schwab US Large Cap COM 808524300 338 3641 SH SOLE 0 0 338 Schwab US Mid Cap ETF COM 808524508 449 7466 SH SOLE 0 0 449 Schwab US Small Cap ETF COM 808524607 412 5447 SH SOLE 0 0 412 Schwab US TIPS ETF COM 808524870 381 6727 SH SOLE 0 0 381 Southern Company COM COM 842587107 1139 17878 SH SOLE 0 0 1139 SPDR Barclays Convertible Secu COM 78464A359 990 17835 SH SOLE 0 0 990 SPDR Dow Jones Industrial Aver COM 78467x109 1023 3587 SH SOLE 0 0 1023 SPDR Gold Shares Trust COM 78463v107 295 2063 SH SOLE 0 0 295 SPDR Nuveen Bloomberg ST Muni COM 78468R739 203 4139 SH SOLE 0 0 203 SPDR S&P 500 ETF COM 78462f103 439 1364 SH SOLE 0 0 439 SPDR S&P 500 Growth ETF COM 78464A409 1367 32619 SH SOLE 0 0 1367 SPDR S&P 500 Value ETF COM 78464A508 1401 40140 SH SOLE 0 0 1401 SPDR Wells Fargo Preferred Sto COM 78464A292 366 8321 SH SOLE 0 0 366 Starbucks Corporation COM 855244109 672 7640 SH SOLE 0 0 672 T. Rowe Price Group, Inc. COM 74144T108 237 1945 SH SOLE 0 0 237 TELEPHONE & DATA SYS 6.875 Sr COM 879433845 371 14538 SH SOLE 0 0 371 Texas Instruments Inc COM 882508104 308 2398 SH SOLE 0 0 308 The Coca-Cola Company COM 191216100 357 6443 SH SOLE 0 0 357 The Walt Disney Company COM 254687106 580 4011 SH SOLE 0 0 580 Tyson Foods, Inc. COM 902494103 205 2251 SH SOLE 0 0 205 United Fire Group Inc COM 910331107 301 6886 SH SOLE 0 0 301 United Parcel Service Cl B COM 911312106 223 1902 SH SOLE 0 0 223 United TechOtherlogies Corporatio COM 913017109 325 2168 SH SOLE 0 0 325 US Bancorp COM 902973304 1448 24429 SH SOLE 0 0 1448 Vanguard High Dividend Yield E COM 921946406 333 3557 SH SOLE 0 0 333 Vanguard Intermediate Term Bon COM 921937819 3616 41463 SH SOLE 0 0 3616 Vanguard Long Term Bond ETF COM 921937793 3380 33685 SH SOLE 0 0 3380 Vanguard Mid-Cap Value ETF COM 922908512 525 4400 SH SOLE 0 0 525 Vanguard REIT ETF COM 922908553 5247 56547 SH SOLE 0 0 5247 Vanguard S&P 500 ETF COM 922908363 227 768 SH SOLE 0 0 227 Vanguard S&P Small Cap Value E COM 921932778 301 2165 SH SOLE 0 0 301 Vanguard Short Term Corporate COM 92206C409 1556 19201 SH SOLE 0 0 1556 Vanguard Total Bond Market ETF COM 921937835 315 3755 SH SOLE 0 0 315 Vanguard Total Stock Market ET COM 922908769 3307 20210 SH SOLE 0 0 3307 Verizon Communications COM 92343v104 815 13271 SH SOLE 0 0 815 Visa Inc. COM 92826c839 761 4050 SH SOLE 0 0 761 Wal-Mart Stores Inc. COM 931142103 3315 27895 SH SOLE 0 0 3315 Weyerhaeuser Company COM 962166104 214 7080 SH SOLE 0 0 214 WisdomTree DEFA Equity Fund ET COM 97717w802 261 6214 SH SOLE 0 0 261 WisdomTree Emerging Mrkt High COM 97717w315 410 8948 SH SOLE 0 0 410 WisdomTree Global ex-US REIT E COM 97717w331 805 25674 SH SOLE 0 0 805 WisdomTree International Mid-C COM 97717W778 408 6201 SH SOLE 0 0 408 WisdomTree International Small COM 97717w760 438 6157 SH SOLE 0 0 438 WisdomTree Large-Cap Dividend COM 97717W307 447 4222 SH SOLE 0 0 447 WisdomTree Mid-Cap Dividend ET COM 97717w505 415 10901 SH SOLE 0 0 415 WisdomTree Small-Cap Dividend COM 97717w604 380 13235 SH SOLE 0 0 380 X-tracker MSCI EAFE Hedged ETF COM 233051200 333 9866 SH SOLE 0 0 333