0001566414-18-000003.txt : 20180424 0001566414-18-000003.hdr.sgml : 20180424 20180424103212 ACCESSION NUMBER: 0001566414-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180424 DATE AS OF CHANGE: 20180424 EFFECTIVENESS DATE: 20180424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 18770454 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 03-31-2018 03-31-2018 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Concord NC 04-24-2018 0 212 208213 false INFORMATION TABLE 2 signalpoint13f1q2018.xml 3M Company COM 88579Y101 685 3120 SH SOLE 0 0 3120 Abbott Laboratories COM 002824100 363 6060 SH SOLE 0 0 6060 ABBVIE INC. COM COM 00287Y109 768 8112 SH SOLE 0 0 8112 Aetna Inc COM 00817Y108 203 1200 SH SOLE 0 0 1200 Alcoa, Inc. COM 013872106 674 15001 SH SOLE 0 0 15001 Alerian MLP ETF COM 00162Q866 333 35584 SH SOLE 0 0 35584 Alibaba Holdings Ltd. ADR COM 01609w102 733 3992 SH SOLE 0 0 3992 AllianceBernstein Global High COM 01879r106 203 25486 SH SOLE 0 0 25486 Alphabet, Inc Class C COM 02079k107 1076 1043 SH SOLE 0 0 1043 Altria Group Inc. COM 02209s103 244 3909 SH SOLE 0 0 3909 Amazon.com, Inc COM 023135106 2061 1424 SH SOLE 0 0 1424 American Express Company COM 025816109 277 2969 SH SOLE 0 0 2969 Ameriprise Financial, Inc COM 03076c106 1058 7153 SH SOLE 0 0 7153 Andeavor COM 03349M105 774 7698 SH SOLE 0 0 7698 Apple, Inc. COM COM 037833100 8373 49907 SH SOLE 0 0 49907 AT&T Inc. COM 00206r102 214 5995 SH OTR 0 0 5995 AT&T Inc. COM 00206r102 1300 36456 SH SOLE 0 0 36456 Baidu, Inc COM 056752108 1484 6651 SH SOLE 0 0 6651 Banco Bradesco SA COM 059460303 367 30926 SH SOLE 0 0 30926 Bank Of America COM 060505104 1221 40715 SH SOLE 0 0 40715 Baxter International, Inc. COM 071813109 236 3624 SH SOLE 0 0 3624 Berkshire Hathaway Inc COM 084670702 1488 7461 SH SOLE 0 0 7461 Boeing Company COM 097023105 1014 3092 SH SOLE 0 0 3092 BP PLC ADR COM 055622104 232 5734 SH SOLE 0 0 5734 BP PLC ADR COM 055622104 431 10620 SH OTR 0 0 10620 Bridgegate Pictures Corporatio COM 10806K100 1 14300 SH SOLE 0 0 14300 Bristol-Myers Sqibb Company COM 110122108 370 5848 SH SOLE 0 0 5848 Caterpillar Inc COM 149123101 446 3027 SH SOLE 0 0 3027 Chevron Corporation COM 166764100 1997 17510 SH SOLE 0 0 17510 Cimarex Energy Company COM 171798101 247 2637 SH SOLE 0 0 2637 Cisco Systems Inc. COM 17275r102 534 12452 SH SOLE 0 0 12452 Coherent Inc COM 192479103 477 2545 SH SOLE 0 0 2545 Comcast Corporation COM 20030n101 233 6810 SH SOLE 0 0 6810 Commerce Bancshares, Inc. COM 200525103 247 4118 SH SOLE 0 0 4118 Commercial Metals Company COM 201723103 604 29523 SH SOLE 0 0 29523 ConocoPhillips COM 20825C104 827 13950 SH SOLE 0 0 13950 CVS Health Corporation COM 126650100 228 3672 SH SOLE 0 0 3672 DNP SELECT INCOME FD COM COM 23325p104 207 20121 SH SOLE 0 0 20121 Duke Energy Corporation COM 26441C204 377 4863 SH SOLE 0 0 4863 Edwards Lifesciences, Inc. COM 28176E108 357 2557 SH SOLE 0 0 2557 Emerson Electric Company COM 291011104 468 6857 SH SOLE 0 0 6857 Enterprise Products LP COM 29273V100 220 8972 SH SOLE 0 0 8972 ETFs Physical Precious Metals ETF 26922W109 311 4842 SH SOLE 0 0 4842 EXACT SCIENCES CORP COM COM 30063p105 332 8225 SH SOLE 0 0 8225 Extreme Networks Inc COM 30226D106 800 72310 SH SOLE 0 0 72310 Exxon Mobil Corporation COM 30231g102 1788 23958 SH SOLE 0 0 23958 Facebook, Inc. COM 30303m102 511 3196 SH SOLE 0 0 3196 Fastenal Compamy COM 311900104 217 3981 SH SOLE 0 0 3981 First Bancshares, Inc COM 318687100 1498 135946 SH SOLE 0 0 135946 First Trust Asia Pacific Ex-Ja ETF 33737J109 1621 44959 SH SOLE 0 0 44959 First Trust Dow Jones Global S ETF 33734x200 256 10009 SH SOLE 0 0 10009 First Trust Emerging Markets A ETF 33737J182 1304 44522 SH SOLE 0 0 44522 First Trust ETF AlphaDEX Consu ETF 33734X101 533 12983 SH SOLE 0 0 12983 First Trust ETF AlphaDEX Consu ETF 33734X119 429 9146 SH SOLE 0 0 9146 First Trust ETF AlphaDEX Energ ETF 33734X127 441 30714 SH SOLE 0 0 30714 First Trust ETF AlphaDEX Finan ETF 33734X135 782 25192 SH SOLE 0 0 25192 First Trust ETF AlphaDEX Healt ETF 33734X143 753 10846 SH SOLE 0 0 10846 First Trust ETF AlphaDEX Indus ETF 33734X150 646 16329 SH SOLE 0 0 16329 First Trust ETF AlphaDEX Techn ETF 33734X176 972 17658 SH SOLE 0 0 17658 First Trust Europe AlphaDEX ET ETF 33737J117 1299 32752 SH SOLE 0 0 32752 First Trust Japan AlphaDEX ETF ETF 33737J158 1142 19390 SH SOLE 0 0 19390 First Trust Latin America Alph ETF 33737J125 1104 49646 SH SOLE 0 0 49646 First Trust North American Ene ETF 33738d101 345 15758 SH SOLE 0 0 15758 First Trust NYSE Arca Biotech ETF 33733E203 1429 10754 SH SOLE 0 0 10754 First Trust US Equity Opportun ETF 336920103 931 13575 SH SOLE 0 0 13575 First Trust Value Line 100 Tim ETF 33735g107 442 18900 SH SOLE 0 0 18900 FlexShares Ready Access Variab ETF 33939L886 331 4392 SH SOLE 0 0 4392 Ford Motor Company COM 345370860 323 29145 SH SOLE 0 0 29145 General Electric Company COM 369604103 377 27954 SH SOLE 0 0 27954 General Motors Co. COM 37045v100 229 6311 SH SOLE 0 0 6311 Google Inc. CL A COM 38259p508 1091 1052 SH SOLE 0 0 1052 Harmony Gold Mining Ltd COM 413216300 193 80612 SH SOLE 0 0 80612 Helmerich & Payne, Inc COM 423452101 875 13153 SH SOLE 0 0 13153 Icahn Enterprises LP COM 029169109 260 4556 SH SOLE 0 0 4556 IDEXX Laboratories, Inc COM 45168D104 245 1280 SH SOLE 0 0 1280 Intel Corporation COM 458140100 733 14080 SH SOLE 0 0 14080 International Business Machine COM 459200101 727 4736 SH SOLE 0 0 4736 International Paper Company COM 460146103 253 4732 SH SOLE 0 0 4732 iShares 0-5 Year High Yield Co ETF 46434v407 336 7181 SH SOLE 0 0 7181 iShares 1-3 Year Treasury Bond ETF 464287457 1516 18145 SH SOLE 0 0 18145 iShares 20 Year Treasury Bond ETF 464287432 2814 23084 SH SOLE 0 0 23084 iShares 7-10 Year Treasury Bon ETF 464287440 2926 28355 SH SOLE 0 0 28355 iShares Emerging Mkts Min Vola ETF 464286533 389 6234 SH SOLE 0 0 6234 iShares Gold Trust ETF 464285105 1623 127509 SH SOLE 0 0 127509 iShares iBoxx High Yield Corpo ETF 464288513 2929 34199 SH SOLE 0 0 34199 iShares iBoxx Investment Grade ETF 464287242 3498 29799 SH SOLE 0 0 29799 iShares MSCI EAFE Index ETF ETF 464287465 416 5975 SH SOLE 0 0 5975 iShares MSCI Eurozone ETF ETF 464286608 498 11488 SH SOLE 0 0 11488 iShares MSCI Japan ETF ETF 464286848 451 7433 SH SOLE 0 0 7433 iShares MSCI Pacific Ex-Japan ETF 464286665 277 5956 SH SOLE 0 0 5956 iShares Select Dividend ETF ETF 464287168 272 2860 SH SOLE 0 0 2860 iShares TIPS Bond ETF ETF 464287176 3049 26974 SH SOLE 0 0 26974 Jack Henry & Associates, Inc. COM 426281101 719 5947 SH SOLE 0 0 5947 Johnson & Johnson, Inc. COM 478160104 1154 9006 SH SOLE 0 0 9006 JPMorgan Chase & Co. COM 46625h100 546 4968 SH SOLE 0 0 4968 JPMorgan Diversified Return US COM 46641Q407 387 5550 SH SOLE 0 0 5550 KB Home COM 48666k109 954 33546 SH SOLE 0 0 33546 Kimberly-Clark Corporation COM 494368103 281 2549 SH SOLE 0 0 2549 Kinder Morgan, Inc COM 49456B101 586 38942 SH SOLE 0 0 38942 Kraft Heinz Company COM 500754106 259 4158 SH SOLE 0 0 4158 Lam Research Corporation COM 512807108 1149 5655 SH SOLE 0 0 5655 Leggett & Platt, Inc COM 524660107 234 5276 SH SOLE 0 0 5276 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 78 12711 SH SOLE 0 0 12711 Lockheed Martin Corporation COM 539830109 222 657 SH SOLE 0 0 657 Lowe's Companies, Inc. COM 548661107 286 3262 SH SOLE 0 0 3262 Magellan Midstream Partners, L COM 559080106 506 8663 SH SOLE 0 0 8663 Marathon Petroleum Corporation COM 56585A102 208 2848 SH SOLE 0 0 2848 McDonalds Corporation COM 580135101 749 4787 SH SOLE 0 0 4787 Merck & Co, Inc COM 58933y105 346 6349 SH SOLE 0 0 6349 MFS INTER INCOME FD SH BEN INT COM 55273C107 45 11351 SH SOLE 0 0 11351 Microsoft Corporation COM 594918104 3203 35094 SH SOLE 0 0 35094 Netflix, Inc. COM 64110L106 561 1900 SH SOLE 0 0 1900 Nexstar Media Group COM 65336K103 847 12744 SH SOLE 0 0 12744 Nextera Energy Inc. COM 65339f101 213 1303 SH SOLE 0 0 1303 NMI Holdings Inc COM 629209305 748 45180 SH SOLE 0 0 45180 Olin Corporation COM 680665205 723 23804 SH SOLE 0 0 23804 On Semiconductor Co COM 682189105 1142 46698 SH SOLE 0 0 46698 Oracle Corporation COM 68389X105 310 6779 SH SOLE 0 0 6779 O'Reilly Automotive, Inc. COM 67103h107 13660 55218 SH SOLE 0 0 55218 Pepsico, Inc COM 713448108 651 5967 SH SOLE 0 0 5967 Pfizer, Inc COM 717081103 415 11703 SH SOLE 0 0 11703 Philip Morris International In COM 718172109 385 3876 SH SOLE 0 0 3876 Phillips 66 COM 718546104 715 7455 SH SOLE 0 0 7455 Post Holdings, Inc. COM 737446104 720 9501 SH SOLE 0 0 9501 PowerShares DWA Basic Material ETF 73935x427 341 5143 SH SOLE 0 0 5143 PowerShares DWA Consumer Cycli ETF 73935x419 588 11971 SH SOLE 0 0 11971 PowerShares DWA Consumer Stapl ETF 73935x393 428 6372 SH SOLE 0 0 6372 PowerShares DWA Financials ETF ETF 73935x377 601 17134 SH SOLE 0 0 17134 PowerShares DWA Healthcare ETF ETF 73935x351 805 10566 SH SOLE 0 0 10566 PowerShares DWA Industrials ET ETF 73935x369 517 8619 SH SOLE 0 0 8619 PowerShares DWA Technology ETF ETF 73935x344 733 12794 SH SOLE 0 0 12794 PowerShares DWA Utilities ETF ETF 73935x591 327 12430 SH SOLE 0 0 12430 PowerShares Dynamic Biotech & ETF 73935x856 431 8755 SH SOLE 0 0 8755 PowerShares ETF Dynamic Buybac ETF 73935x286 559 9817 SH SOLE 0 0 9817 PowerShares Financial Preferre ETF 73935X229 234 12600 SH OTR 0 0 12600 PowerShares Financial Preferre ETF 73935X229 329 17735 SH SOLE 0 0 17735 PowerShares Global Listed Priv ETF 73935x195 1181 98106 SH SOLE 0 0 98106 PowerShares Preferred ETF ETF 73936T565 566 38760 SH SOLE 0 0 38760 PowerShares QQQ ETF 73935A104 173 1078 SH SOLE 0 0 1078 PowerShares QQQ ETF 73935A104 148 925 SH OTR 0 0 925 PowerShares S&P 500 Equal Weig ETF 78355W486 1118 43231 SH SOLE 0 0 43231 PowerShares S&P 500 Equal Weig ETF 78355W882 3834 38962 SH SOLE 0 0 38962 PowerShares S&P 500 Equal Weig ETF 78355W833 3446 28862 SH SOLE 0 0 28862 PowerShares S&P 500 Equal Weig ETF 78355W874 2242 17710 SH SOLE 0 0 17710 PowerShares S&P 500 Equal Weig ETF 78355W825 1039 9779 SH SOLE 0 0 9779 PowerShares S&P 500 Equal Weig ETF 78355W866 1947 35787 SH SOLE 0 0 35787 PowerShares S&P 500 Equal Weig ETF 78355W858 4718 107557 SH SOLE 0 0 107557 PowerShares S&P 500 Equal Weig ETF 78355W841 4155 23121 SH SOLE 0 0 23121 PowerShares S&P 500 Equal Weig ETF 78355W817 7415 49004 SH SOLE 0 0 49004 PowerShares S&P 500 Equal Weig ETF 78355W791 1505 18222 SH SOLE 0 0 18222 PowerShares S&P 500 TOP 50 ETF 78355W205 3125 16733 SH SOLE 0 0 16733 PowerShares Senior Loan ETF ETF 73936q769 282 12207 SH SOLE 0 0 12207 Proctor & Gamble Company COM 742718109 1039 13100 SH SOLE 0 0 13100 PulteGroup Inc COM 745867101 1045 35426 SH SOLE 0 0 35426 Qualcomm Inc. COM 747525103 854 15416 SH SOLE 0 0 15416 Realty Income Corporation COM 756109104 323 6242 SH SOLE 0 0 6242 Schwab Fundamental US Large Co ETF 808524771 868 23876 SH SOLE 0 0 23876 Schwab Intermediate Term US Tr ETF 808524854 1446 27496 SH SOLE 0 0 27496 Schwab Short Term US Treasury ETF 808524862 4174 83741 SH SOLE 0 0 83741 Schwab US TIPS ETF ETF 808524870 571 10411 SH SOLE 0 0 10411 Southern Company COM COM 842587107 898 20102 SH SOLE 0 0 20102 SPDR Barclays Convertable Secu ETF 78464A359 288 5567 SH SOLE 0 0 5567 SPDR Barclays High Yield Bond ETF 78464A417 843 23509 SH SOLE 0 0 23509 SPDR Dow Jones Industrial Aver ETF 78467x109 528 2186 SH SOLE 0 0 2186 SPDR S&P 500 ETF ETF 78462f103 301 1145 SH SOLE 0 0 1145 SPDR Wells Fargo Preferred Sto ETF 78464A292 520 11974 SH SOLE 0 0 11974 Starbucks Corporation COM 855244109 230 3981 SH SOLE 0 0 3981 Steel Dynamics Inc COM 858119100 1170 26469 SH SOLE 0 0 26469 STMicroeletronics N. V. COM 861012102 1104 49510 SH SOLE 0 0 49510 T. Rowe Price Group, Inc. COM 74144T108 243 2250 SH SOLE 0 0 2250 Tech Data Corporation COM 878237106 568 6678 SH SOLE 0 0 6678 TELEPHONE & DATA SYS 6.875 Sr COM 879433845 342 13498 SH SOLE 0 0 13498 Tencent Holdings Ltd. COM 88032Q109 200 3754 SH SOLE 0 0 3754 Terex Corp COM 880779103 646 17279 SH SOLE 0 0 17279 Texas Instruments Inc COM 882508104 222 2138 SH SOLE 0 0 2138 The Coca-Cola Company COM 191216100 367 8461 SH SOLE 0 0 8461 The Progressive Corporation COM 743315103 881 14453 SH SOLE 0 0 14453 The Walt Disney Company COM 254687106 231 2295 SH SOLE 0 0 2295 T-Mobile US Inc COM 872590104 773 12671 SH SOLE 0 0 12671 United Fire Group Inc COM 910331107 904 18886 SH SOLE 0 0 18886 United Parcel Service Cl B COM 911312106 195 1866 SH SOLE 0 0 1866 United Parcel Service Cl B COM 911312106 17 158 SH OTR 0 0 158 United Technologies Corporatio COM 913017109 347 2759 SH SOLE 0 0 2759 US Bancorp COM 902973304 1544 30573 SH SOLE 0 0 30573 Vanguard High Dividend Yield E ETF 921946406 248 3003 SH SOLE 0 0 3003 Vanguard Intermediate Term Bon ETF 921937819 3132 38305 SH SOLE 0 0 38305 Vanguard Long Term Bond ETF ETF 921937793 2907 31982 SH SOLE 0 0 31982 Vanguard Mid-Cap Value ETF ETF 922908512 467 4272 SH SOLE 0 0 4272 Vanguard REIT ETF ETF 922908553 3988 52837 SH SOLE 0 0 52837 Vanguard Short Term Corporate ETF 92206C409 1610 20534 SH SOLE 0 0 20534 Vanguard Total Stock Market ET ETF 922908769 1392 10258 SH SOLE 0 0 10258 Verizon Communications COM 92343v104 237 4951 SH OTR 0 0 4951 Verizon Communications COM 92343v104 1014 21203 SH SOLE 0 0 21203 Visa Inc. COM 92826c839 365 3055 SH SOLE 0 0 3055 Walgreens Boots Alliance Inc. COM 931427108 290 4427 SH SOLE 0 0 4427 Wal-Mart Stores Inc. COM 931142103 2647 29754 SH SOLE 0 0 29754 Wells Fargo & Company NEW COM 949746101 364 6947 SH SOLE 0 0 6947 Westrock Co COM 96145D105 908 14151 SH SOLE 0 0 14151 Weyerhaeuser Company COM 962166104 276 7880 SH SOLE 0 0 7880 William Lyons Homes COM 552074700 850 30937 SH SOLE 0 0 30937 Winnebago Industries COM 974637100 902 23993 SH SOLE 0 0 23993 WisdomTree DEFA Equity Fund ET ETF 97717w802 374 8589 SH SOLE 0 0 8589 WisdomTree Emerging Mrkt High ETF 97717w315 565 11807 SH SOLE 0 0 11807 WisdomTree Global ex-US REIT E ETF 97717w331 930 28910 SH SOLE 0 0 28910 WisdomTree International Mid-C ETF 97717W778 574 8346 SH SOLE 0 0 8346 WisdomTree International Small ETF 97717w760 582 7618 SH SOLE 0 0 7618 WisdomTree Large-Cap Dividend ETF 97717W307 548 6196 SH SOLE 0 0 6196 WisdomTree Mid-Cap Dividend ET ETF 97717w505 526 15427 SH SOLE 0 0 15427 WisdomTree Small-Cap Dividend ETF 97717w604 497 18131 SH SOLE 0 0 18131 Xl Group Ltd COM G98294104 798 14443 SH SOLE 0 0 14443 XPO Logistics Inc COM 983793100 1339 13151 SH SOLE 0 0 13151 X-tracker MSCI EAFE Hedged ETF ETF 233051200 243 7912 SH SOLE 0 0 7912