0001566414-17-000004.txt : 20171031 0001566414-17-000004.hdr.sgml : 20171031 20171031133649 ACCESSION NUMBER: 0001566414-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 EFFECTIVENESS DATE: 20171031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 171165085 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566414 XXXXXXXX 09-30-2017 09-30-2017 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 9609974160 Walter R Costenbader Springfield MO 10-31-2017 0 230 3560 false INFORMATION TABLE 2 signalpoint13f3q2017.xml 3M CO COM COM 88579Y101 554 2643 SH SOLE 0 0 2643 ABBOTT LABS COM COM 002824100 323 6060 SH SOLE 0 0 6060 ABBVIE INC. COM COM 00287Y109 730 8226 SH SOLE 0 0 8226 Alcoa, Inc. COM 013817507 604 12970 SH SOLE 0 0 12970 Alibaba Holdings Ltd. ADR COM 01609w102 863 4998 SH SOLE 0 0 4998 AllianceBernstein Global High COM 01879r106 325 24945 SH SOLE 0 0 24945 Allstate Corporation, Inc. COM 020002101 751 8172 SH SOLE 0 0 8172 Alphabet, Inc Class C COM 02079k107 967 1009 SH SOLE 0 0 1009 ALPS MLP ETF - ALERIAN MLP COM 00162Q866 456 40647 SH SOLE 0 0 40647 Altria Group Inc. COM 02209s103 244 3853 SH SOLE 0 0 3853 AMAG Pharmaceuticals COM 00163u106 388 21072 SH SOLE 0 0 21072 AMAZON COM INC COM COM 023135106 1164 1211 SH SOLE 0 0 1211 AMERICAN EXPRESS CO COM COM 025816109 257 2844 SH SOLE 0 0 2844 Ameriprise Financial, Inc COM 03076c106 965 6498 SH SOLE 0 0 6498 Apple, Inc. COM COM 037833100 7688 49887 SH SOLE 0 0 49887 Apple, Inc. COM COM 037833100 15 100 SH OTR 0 0 100 Archer-Daniels-Midland Company COM 039483102 633 14903 SH SOLE 0 0 14903 AT&T Inc. COM 00206r102 1353 34547 SH SOLE 0 0 34547 AT&T Inc. COM 00206r102 16 425 SH OTR 0 0 425 BAIDU INC SPON ADR REP A COM 056752108 1641 6626 SH SOLE 0 0 6626 BANCO BRADESCO S A SP ADR PFD COM 059460303 372 33651 SH SOLE 0 0 33651 Bank Of America COM 060505104 980 38683 SH SOLE 0 0 38683 Baozun Inc COM 06684L103 238 7293 SH SOLE 0 0 7293 Baxter International, Inc. COM 071813109 252 4024 SH SOLE 0 0 4024 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 1153 6295 SH SOLE 0 0 6295 Boeing Company COM 097023105 689 2711 SH SOLE 0 0 2711 BP PLC ADR COM 055622104 222 5797 SH SOLE 0 0 5797 Bridgegate Pictures Corporatio COM 10806K100 1 14300 SH SOLE 0 0 14300 Bristol-Myers Sqibb Company COM 110122108 395 6203 SH SOLE 0 0 6203 Buckeye Partners Ltd. COM 118230101 203 3574 SH SOLE 0 0 3574 Buckeye Partners Ltd. COM 118230101 29 520 SH OTR 0 0 520 CATERPILLAR INC DEL COM COM 149123101 341 2739 SH SOLE 0 0 2739 Chevron Corporation COM 166764100 1963 16712 SH SOLE 0 0 16712 CIMAREX ENERGY CO COM COM 171798101 299 2633 SH SOLE 0 0 2633 Cisco Systems Inc. COM 17275r102 445 13258 SH SOLE 0 0 13258 Cisco Systems Inc. COM 17275r102 14 418 SH OTR 0 0 418 CITIGROUP INC (NEW) COM 172967424 220 3032 SH SOLE 0 0 3032 COCA COLA COMPANY COM 191216100 388 8626 SH SOLE 0 0 8626 Coherent Inc COM 192479103 570 2427 SH SOLE 0 0 2427 COMCAST CORP NEW CL A COM 20030n101 238 6197 SH SOLE 0 0 6197 Commerce Bancshares, Inc. COM 200525103 226 3917 SH SOLE 0 0 3917 CONOCOPHILLIPS COM 20825C104 707 14131 SH SOLE 0 0 14131 CVS CAREMARK CORP COM COM 126650100 244 3004 SH SOLE 0 0 3004 Deutsche ETF X-tracker MSCI EA COM 233051200 211 6821 SH SOLE 0 0 6821 DISNEY WALT CO COM DISNEY COM 254687106 200 2035 SH SOLE 0 0 2035 DUKE ENERGY CORP NEW COM COM 26441C204 238 2842 SH SOLE 0 0 2842 Edwards Lifesciences, Inc. COM 28176e108 296 2709 SH SOLE 0 0 2709 Emerson Electric Company COM 291011104 442 7034 SH SOLE 0 0 7034 Emerson Electric Company COM 291011104 9 156 SH OTR 0 0 156 Enterprise Products LP COM 29273V100 244 9396 SH SOLE 0 0 9396 Essent Group Ltd. COM COM g3198u102 901 22266 SH SOLE 0 0 22266 Exxon Mobil Corporation COM 30231g102 1907 23269 SH SOLE 0 0 23269 Exxon Mobil Corporation COM 30231g102 16 200 SH OTR 0 0 200 Facebook, Inc. COM 30303m102 539 3160 SH SOLE 0 0 3160 FIRST BANCSHS INC MO COM COM 318687100 1570 135946 SH SOLE 0 0 135946 First Trust Asia Pacific Ex-Ja ETF 33737J109 1631 48590 SH SOLE 0 0 48590 First Trust Dow Jones Global S ETF 33734x200 266 10316 SH SOLE 0 0 10316 First Trust Emerging Markets A ETF 33737J182 1293 47286 SH SOLE 0 0 47286 First Trust ETF AlphaDEX Consu ETF 33734X101 526 13690 SH SOLE 0 0 13690 First Trust ETF AlphaDEX Consu ETF 33734X119 420 9217 SH SOLE 0 0 9217 First Trust ETF AlphaDEX Energ ETF 33734X127 418 29186 SH SOLE 0 0 29186 First Trust ETF AlphaDEX Finan ETF 33734X135 783 26403 SH SOLE 0 0 26403 First Trust ETF AlphaDEX Healt ETF 33734X143 743 11033 SH SOLE 0 0 11033 First Trust ETF AlphaDEX Indus ETF 33734X150 612 16497 SH SOLE 0 0 16497 First Trust ETF AlphaDEX Techn ETF 33734X176 929 19369 SH SOLE 0 0 19369 First Trust ETF Multi Cap Grow ETF 33733F101 246 4007 SH SOLE 0 0 4007 First Trust Europe AlphaDEX ET ETF 33737J117 1248 33105 SH SOLE 0 0 33105 First Trust Japan AlphaDEX ETF ETF 33737J158 1082 19565 SH SOLE 0 0 19565 First Trust Latin America Alph ETF 33737J125 1107 50059 SH SOLE 0 0 50059 First Trust North American Ene ETF 33738d101 351 14189 SH SOLE 0 0 14189 First Trust NYSE Arca Biotech ETF 33733e203 1408 11368 SH SOLE 0 0 11368 First Trust US Equity Opportun ETF 336920103 1091 17090 SH SOLE 0 0 17090 First Trust Value Line 100 Tim ETF 33735g107 416 18539 SH SOLE 0 0 18539 FLEXSHARES TRUST READY ACCESS ETF 33939L886 322 4274 SH SOLE 0 0 4274 Ford Motor Company COM 345370860 349 29194 SH SOLE 0 0 29194 General Electric Company COM 369604103 881 36466 SH SOLE 0 0 36466 General Motors Co. COM 37045v100 238 5900 SH SOLE 0 0 5900 Google Inc. CL A COM 38259p508 1027 1055 SH SOLE 0 0 1055 Guggenheim S&P 500 Equal Weigh ETF 78355W858 5411 131092 SH SOLE 0 0 131092 Guggenheim S&P 500 Equal Weigh ETF 78355W486 1461 53712 SH SOLE 0 0 53712 Guggenheim S&P 500 Equal Weigh ETF 78355W817 6960 51546 SH SOLE 0 0 51546 Guggenheim S&P 500 Equal Weigh ETF 78355W866 2477 44989 SH SOLE 0 0 44989 Guggenheim S&P 500 Equal Weigh ETF 78355W882 3859 41484 SH SOLE 0 0 41484 Guggenheim S&P 500 Equal Weigh ETF 78355W833 4012 35732 SH SOLE 0 0 35732 Guggenheim S&P 500 Equal Weigh ETF 78355W874 3498 28546 SH SOLE 0 0 28546 Guggenheim S&P 500 Equal Weigh ETF 78355W841 4865 27767 SH SOLE 0 0 27767 Guggenheim S&P 500 Equal Weigh ETF 78355W791 1304 15141 SH SOLE 0 0 15141 Guggenheim S&P 500 Equal Weigh ETF 78355W825 1173 11294 SH SOLE 0 0 11294 Guggenheim S&P 500 TOP 50 ETF 78355W205 1281 7201 SH SOLE 0 0 7201 Harmony Gold Mining Ltd COM 413216300 151 82900 SH SOLE 0 0 82900 HD Supply Holdings, Inc. COM COM 40416M105 734 20372 SH SOLE 0 0 20372 HELMERICH & PAYNE INC COM COM 423452101 670 12859 SH SOLE 0 0 12859 HENRY JACK & ASSOC INC COM 426281101 599 5832 SH SOLE 0 0 5832 ICAHN ENTERPRISES L.P. COM 029169109 257 4690 SH SOLE 0 0 4690 Intel Corporation COM 458140100 490 12868 SH SOLE 0 0 12868 Intel Corporation COM 458140100 22 600 SH OTR 0 0 600 InterDigital Inc. COM 45867g101 454 6162 SH SOLE 0 0 6162 International Business Machine COM 459200101 581 4007 SH SOLE 0 0 4007 International Paper Company COM 460146103 262 4615 SH SOLE 0 0 4615 iShares 0-5 Year High Yield Co ETF 46434v407 321 6721 SH SOLE 0 0 6721 iShares 1-3 Year Treasury Bond ETF 464287457 1589 18816 SH SOLE 0 0 18816 iShares 20 Year Treasury Bond ETF 464287432 2816 22579 SH SOLE 0 0 22579 iShares 7-10 Year Treasury Bon ETF 464287440 2951 27713 SH SOLE 0 0 27713 iShares Gold Trust ETF 464285105 1559 126676 SH SOLE 0 0 126676 iShares Gold Trust ETF 464285105 6 546 SH OTR 0 0 546 iShares iBoxx High Yield Corpo ETF 464288513 3511 39557 SH SOLE 0 0 39557 iShares iBoxx High Yield Corpo ETF 464288513 146 1650 SH OTR 0 0 1650 iShares iBoxx Investment Grade ETF 464287242 3583 29557 SH SOLE 0 0 29557 iShares MSCI Eurozone ETF ETF 464286608 497 11488 SH SOLE 0 0 11488 iShares MSCI Japan ETF ETF 464286848 414 7433 SH SOLE 0 0 7433 iShares MSCI Pacific Ex-Japan ETF 464286665 275 5956 SH SOLE 0 0 5956 iShares SELECT DIVIDEND ETF ETF 464287168 257 2752 SH SOLE 0 0 2752 iShares TIPS Bond ETF ETF 464287176 2990 26326 SH SOLE 0 0 26326 iShares TR MSCI EAFE INDEX FUN ETF 464287465 433 6325 SH SOLE 0 0 6325 iShares TR MSCI EAFE INDEX FUN ETF 464287465 1 27 SH OTR 0 0 27 Johnson & Johnson, Inc. COM 478160104 1123 8641 SH SOLE 0 0 8641 Johnson & Johnson, Inc. COM 478160104 13 103 SH OTR 0 0 103 JPMORGAN CHASE & CO COM 46625h100 469 4918 SH SOLE 0 0 4918 JPMorgan Diversified Return US COM 46641Q407 376 5600 SH SOLE 0 0 5600 KB Home COM 48666k109 700 29051 SH SOLE 0 0 29051 KIMBERLY CLARK CORP COM 494368103 289 2462 SH SOLE 0 0 2462 KINDER MORGAN INC DEL COM COM 49456B101 774 40360 SH SOLE 0 0 40360 Lam Research Corporation COM 512807108 993 5367 SH SOLE 0 0 5367 LEGGETT & PLATT INC COM COM 524660107 287 6017 SH SOLE 0 0 6017 Lowe's Companies, Inc. COM 548661107 260 3260 SH SOLE 0 0 3260 Magellan Midstream Partners, L COM 559080106 624 8794 SH SOLE 0 0 8794 McDonalds Corporation COM 580135101 764 4878 SH SOLE 0 0 4878 McDonalds Corporation COM 580135101 18 120 SH OTR 0 0 120 MERCK & CO INC NEW COM COM 58933y105 384 6012 SH SOLE 0 0 6012 Microsoft Corporation COM 594918104 2601 34927 SH SOLE 0 0 34927 Microsoft Corporation COM 594918104 30 403 SH OTR 0 0 403 Netflix, Inc. COM 64110L106 352 1945 SH SOLE 0 0 1945 Olin Corporation COM 680665205 726 21212 SH SOLE 0 0 21212 On Semiconductor Co COM 682189105 739 40012 SH SOLE 0 0 40012 ORACLE CORP COM COM 68389X105 350 7244 SH SOLE 0 0 7244 O'Reilly Automotive, Inc. COM 67103h107 12076 56073 SH SOLE 0 0 56073 PEPSICO INC COM 713448108 675 6065 SH SOLE 0 0 6065 PFIZER INC COM 717081103 415 11651 SH SOLE 0 0 11651 PHILIP MORRIS INTL INCCOM COM 718172109 431 3887 SH SOLE 0 0 3887 PHILIP MORRIS INTL INCCOM COM 718172109 16 150 SH OTR 0 0 150 PHILLIPS 66 COM COM 718546104 677 7395 SH SOLE 0 0 7395 Post Holdings, Inc. COM 737446104 721 8178 SH SOLE 0 0 8178 PowerShares DWA Basic Material ETF 73935x427 337 5143 SH SOLE 0 0 5143 PowerShares DWA Consumer Cycli ETF 73935x419 623 13164 SH SOLE 0 0 13164 PowerShares DWA Consumer Stapl ETF 73935x393 392 6372 SH SOLE 0 0 6372 PowerShares DWA Energy ETF ETF 73935x385 339 9517 SH SOLE 0 0 9517 PowerShares DWA Financials ETF ETF 73935x377 587 17830 SH SOLE 0 0 17830 PowerShares DWA Healthcare ETF ETF 73935x351 814 12036 SH SOLE 0 0 12036 PowerShares DWA Industrials ET ETF 73935x369 500 8619 SH SOLE 0 0 8619 PowerShares DWA Technology ETF ETF 73935x344 710 14041 SH SOLE 0 0 14041 PowerShares DWA Utilities ETF ETF 73935x591 346 12430 SH SOLE 0 0 12430 PowerShares Dynamic Biotech & ETF 73935x856 456 9149 SH SOLE 0 0 9149 PowerShares ETF Dynamic Buybac ETF 73935x286 479 8631 SH SOLE 0 0 8631 PowerShares FINANCIAL PREFERRE ETF 73935X229 492 25953 SH SOLE 0 0 25953 PowerShares FINANCIAL PREFERRE ETF 73935X229 239 12600 SH OTR 0 0 12600 PowerShares Global Listed Priv ETF 73935x195 1331 105127 SH SOLE 0 0 105127 PowerShares Preferred ETF ETF 73936T565 586 39010 SH SOLE 0 0 39010 PowerShares QQQ TRUST UNIT SER ETF 73935A104 135 930 SH SOLE 0 0 930 PowerShares QQQ TRUST UNIT SER ETF 73935A104 134 925 SH OTR 0 0 925 PowerShares Senior Loan ETF ETF 73936q769 203 8798 SH SOLE 0 0 8798 PRICE T ROWE GROUP INC COM COM 74144T108 226 2500 SH SOLE 0 0 2500 Proctor & Gamble Company COM 742718109 1017 11179 SH SOLE 0 0 11179 PulteGroup Inc COM 745867101 868 31770 SH SOLE 0 0 31770 Qualcomm Inc. COM 747525103 884 17062 SH SOLE 0 0 17062 Qualcomm Inc. COM 747525103 10 204 SH OTR 0 0 204 Realty Income Corporation COM 756109104 355 6212 SH SOLE 0 0 6212 Realty Income Corporation COM 756109104 35 615 SH OTR 0 0 615 Schwab Fundamental US Large Co ETF 808524771 671 19099 SH SOLE 0 0 19099 Schwab Intermediate Term US Tr ETF 808524854 1301 24137 SH SOLE 0 0 24137 Schwab Short Term US Treasury ETF 808524862 3849 76388 SH SOLE 0 0 76388 Schwab US TIPS ETF ETF 808524870 508 9209 SH SOLE 0 0 9209 Schwab US TIPS ETF ETF 808524870 9 174 SH OTR 0 0 174 Seagate Technology Plc COM g7945m107 459 13860 SH SOLE 0 0 13860 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 268 3914 SH SOLE 0 0 3914 Social Capital Hedosophia Hold COM G8250R111 197 18719 SH SOLE 0 0 18719 Southern Company COM COM 842587107 971 19772 SH SOLE 0 0 19772 SPDR Barclays Convertable Secu COM 78464A359 286 5610 SH SOLE 0 0 5610 SPDR Barclays High Yield Bond ETF 78464A417 831 22279 SH SOLE 0 0 22279 SPDR Barclays High Yield Bond ETF 78464A417 10 291 SH OTR 0 0 291 SPDR DOW JONES INDUSTRIAL AVER ETF 78467x109 451 2018 SH SOLE 0 0 2018 SPDR S&P 500 ETF ETF 78462f103 282 1124 SH SOLE 0 0 1124 SPDR Wells Fargo Preferred Sto COM 78464A292 497 11132 SH SOLE 0 0 11132 SPDR Wells Fargo Preferred Sto COM 78464A292 9 218 SH OTR 0 0 218 Starbucks Corporation COM 855244109 184 3434 SH SOLE 0 0 3434 Starbucks Corporation COM 855244109 8 153 SH OTR 0 0 153 Steel Dynamics Inc COM 858119100 846 24570 SH SOLE 0 0 24570 STMicroeletronics N. V. COM 861012102 878 45256 SH SOLE 0 0 45256 Target Corporation COM 87612e106 258 4389 SH SOLE 0 0 4389 Tech Data Corporation COM 878237106 535 6022 SH SOLE 0 0 6022 Tencent Holdings Ltd. COM 88032Q109 361 8227 SH SOLE 0 0 8227 U S BANCORP DEL NEW COM 902973304 1675 31273 SH SOLE 0 0 31273 United Parcel Service Cl B COM 911312106 199 1660 SH SOLE 0 0 1660 United Parcel Service Cl B COM 911312106 18 156 SH OTR 0 0 156 UNITED TECHNOLOGIES CORP COM 913017109 289 2497 SH SOLE 0 0 2497 Vanguard High Dividend Yield E ETF 921946406 224 2768 SH SOLE 0 0 2768 Vanguard Intermediate Term Bon ETF 921937819 3138 37072 SH SOLE 0 0 37072 Vanguard Long Term Bond ETF ETF 921937793 2889 30813 SH SOLE 0 0 30813 Vanguard Mid-Cap Value ETF ETF 922908512 1355 12833 SH SOLE 0 0 12833 Vanguard REIT ETF ETF 922908553 4024 48433 SH SOLE 0 0 48433 Vanguard REIT ETF ETF 922908553 81 977 SH OTR 0 0 977 Vanguard Short Term Corporate ETF 92206C409 1456 18180 SH SOLE 0 0 18180 Verizon Communications COM 92343v104 1090 22043 SH SOLE 0 0 22043 Verizon Communications COM 92343v104 19 400 SH OTR 0 0 400 Visa Inc. COM 92826c839 301 2862 SH SOLE 0 0 2862 Wal-Mart Stores Inc. COM 931142103 2284 29236 SH SOLE 0 0 29236 Wells Fargo & Company NEW COM 949746101 855 15520 SH SOLE 0 0 15520 Wells Fargo & Company NEW COM 949746101 8 155 SH OTR 0 0 155 Westrock Co COM 96145D105 719 12684 SH SOLE 0 0 12684 WEYERHAEUSER CO COM COM 962166104 268 7880 SH SOLE 0 0 7880 William Lyons Homes COM 552074700 638 27752 SH SOLE 0 0 27752 Winnebago Industries COM 974637100 1255 28063 SH SOLE 0 0 28063 WisdomTree DEFA Equity Fund ET ETF 97717w802 369 8431 SH SOLE 0 0 8431 WisdomTree DEFA Equity Fund ET ETF 97717w802 7 160 SH OTR 0 0 160 WisdomTree Emerging Mrkt High ETF 97717w315 504 11731 SH SOLE 0 0 11731 WisdomTree Emerging Mrkt High ETF 97717w315 8 194 SH OTR 0 0 194 WisdomTree Global ex-US REIT E ETF 97717w331 947 29984 SH SOLE 0 0 29984 WisdomTree Global ex-US REIT E ETF 97717w331 182 5787 SH OTR 0 0 5787 WisdomTree International Mid-C ETF 97717W778 529 7980 SH SOLE 0 0 7980 WisdomTree International Mid-C ETF 97717W778 8 119 SH OTR 0 0 119 WisdomTree International Small ETF 97717w760 553 7487 SH SOLE 0 0 7487 WisdomTree International Small ETF 97717w760 8 114 SH OTR 0 0 114 WisdomTree Large-Cap Dividend ETF 97717W307 526 6059 SH SOLE 0 0 6059 WisdomTree Large-Cap Dividend ETF 97717W307 10 116 SH OTR 0 0 116 WisdomTree Mid-Cap Dividend ET ETF 97717w505 480 4809 SH SOLE 0 0 4809 WisdomTree Mid-Cap Dividend ET ETF 97717w505 9 88 SH OTR 0 0 88 WisdomTree Small-Cap Dividend ETF 97717w604 473 5635 SH SOLE 0 0 5635 WisdomTree Small-Cap Dividend ETF 97717w604 9 106 SH OTR 0 0 106 Xl Group Ltd COM G98294104 507 12866 SH SOLE 0 0 12866 XPO Logistics Inc COM 983793100 793 11709 SH SOLE 0 0 11709 Yirendai Ltd COM 98585L100 336 8027 SH SOLE 0 0 8027