0001566414-17-000002.txt : 20170502 0001566414-17-000002.hdr.sgml : 20170502 20170502132412 ACCESSION NUMBER: 0001566414-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 EFFECTIVENESS DATE: 20170502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 17804066 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 03-31-2017 03-31-2017 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Springfield MO 05-02-2017 0 176 360063 false INFORMATION TABLE 2 signalpoint13f1q2017.xml Apple, Inc. COM COM 037833100 8434 58709 SH SOLE 0 0 58709 Apple, Inc. COM COM 037833100 28 200 SH OTR 0 0 200 Archer-Daniels-Midland Company COM 039483102 715 15532 SH SOLE 0 0 15532 AMAG Pharmaceuticals COM 00163u106 493 21861 SH SOLE 0 0 21861 Applied Materials, Inc. COM 038222105 886 22780 SH SOLE 0 0 22780 Applied Materials, Inc. COM 038222105 3 100 SH OTR 0 0 100 ALPS MLP ETF - ALERIAN MLP ETF 00162Q866 2310 181735 SH SOLE 0 0 181735 ARRIS International Plc COM G0551A103 548 20710 SH SOLE 0 0 20710 AllianceBernstein Global High COM 01879r106 431 34286 SH SOLE 0 0 34286 AllianceBernstein Global High COM 01879r106 70 5600 SH OTR 0 0 5600 Bank Of America COM 060505104 1186 50257 SH SOLE 0 0 50257 Bank Of America COM 060505104 68 2896 SH OTR 0 0 2896 BLACKROCK BLD AMER BOND TRUST ETF 09248X100 423 18881 SH SOLE 0 0 18881 Vanguard Intermediate Term Bon ETF 921937819 6020 71995 SH SOLE 0 0 71995 Vanguard Intermediate Term Bon ETF 921937819 7 84 SH OTR 0 0 84 PowerShares Senior Loan ETF ETF 73936q769 314 13479 SH SOLE 0 0 13479 Vanguard Long Term Bond ETF ETF 921937793 5808 64502 SH SOLE 0 0 64502 Vanguard Long Term Bond ETF ETF 921937793 6 68 SH OTR 0 0 68 BP PLC ADR COM 055622104 666 19303 SH SOLE 0 0 19303 BP PLC ADR COM 055622104 367 10620 SH OTR 0 0 10620 Commscope Hldg Co COM 20337X109 763 18282 SH SOLE 0 0 18282 CONOCOPHILLIPS COM 20825C104 1053 21120 SH SOLE 0 0 21120 Cisco Systems Inc. COM 17275r102 658 19466 SH SOLE 0 0 19466 Cisco Systems Inc. COM 17275r102 21 610 SH OTR 0 0 610 Chevron Corporation COM 166764100 2087 19436 SH SOLE 0 0 19436 WISDOMTREE EMERGING MKTS EQUIT ETF 97717w315 923 22605 SH SOLE 0 0 22605 WISDOMTREE SMALL CAP DIVIDEND ETF 97717w604 1112 13796 SH SOLE 0 0 13796 WISDOMTREE INTERNATIONAL SMALL ETF 97717w760 1089 16637 SH SOLE 0 0 16637 WISDOMTREE MID-CAP DIVIDEND ETF 97717w505 1237 12683 SH SOLE 0 0 12683 Duff & Phelps Global Utility F ETF 26433c105 223 13693 SH SOLE 0 0 13693 Wisdomtree Global ex-US REIT E ETF 97717w331 1603 56855 SH SOLE 0 0 56855 Wisdomtree Global ex-US REIT E ETF 97717w331 155 5500 SH OTR 0 0 5500 WISDOMTREE DEFA EQUITY INCOME ETF 97717w802 792 19513 SH SOLE 0 0 19513 First Trust North American Ene ETF 33738d101 979 38687 SH SOLE 0 0 38687 Enterprise Products LP COM 29273V100 346 12519 SH SOLE 0 0 12519 iShares MSCI Pacific Ex-Japan ETF 464286665 3939 88145 SH SOLE 0 0 88145 Essent Group Ltd. COM COM g3198u102 882 24386 SH SOLE 0 0 24386 iShares MSCI Japan ETF ETF 464286848 11202 217505 SH SOLE 0 0 217505 Guggenheim S&P 500 Equal Weigh ETF 78355W486 1487 55122 SH SOLE 0 0 55122 EXACT SCIENCES CORP COM COM 30063p105 1126 47634 SH SOLE 0 0 47634 iShares MSCI Eurozone ETF ETF 464286608 3398 90374 SH SOLE 0 0 90374 Ford Motor Company COM 345370860 563 48331 SH SOLE 0 0 48331 FIRST BANCSHS INC MO COM COM 318687100 1713 135946 SH SOLE 0 0 135946 First Trust NYSE Arca Biotech ETF 33733e203 1312 12457 SH SOLE 0 0 12457 First Trust Emerging Markets A ETF 33737J182 1702 74339 SH SOLE 0 0 74339 First Trust Europe AlphaDEX ET ETF 33737J117 1784 55845 SH SOLE 0 0 55845 First Trust Dow Jones Global S ETF 33734x200 383 15632 SH SOLE 0 0 15632 First Trust Japan AlphaDEX ETF ETF 33737J158 1722 33806 SH SOLE 0 0 33806 First Trust Latin America Alph ETF 33737J125 1477 70721 SH SOLE 0 0 70721 Schwab Fundamental US Large Co ETF 808524771 739 21871 SH SOLE 0 0 21871 Schwab Fundamental US Large Co ETF 808524771 3 79 SH OTR 0 0 79 First Trust Asia Pacific Ex-Ja ETF 33737J109 2303 73947 SH SOLE 0 0 73947 First Trust US IPO INDEX SHS ETF 336920103 1149 20024 SH SOLE 0 0 20024 First Trust US IPO INDEX SHS ETF 336920103 4 74 SH OTR 0 0 74 First Trust Value Dividend Ind ETF 33734H106 677 23327 SH SOLE 0 0 23327 First Trust Value Line 100 Tim ETF 33735g107 2451 113119 SH SOLE 0 0 113119 First Trust Value Line 100 Tim ETF 33735g107 24 1130 SH OTR 0 0 1130 First Trust ETF AlphaDEX Consu ETF 33734X101 4020 109166 SH SOLE 0 0 109166 First Trust ETF AlphaDEX Consu ETF 33734X119 3145 68157 SH SOLE 0 0 68157 First Trust ETF AlphaDEX Healt ETF 33734X143 4779 76554 SH SOLE 0 0 76554 First Trust ETF AlphaDEX Techn ETF 33734X176 4015 95524 SH SOLE 0 0 95524 First Trust ETF AlphaDEX Energ ETF 33734X127 2385 158287 SH SOLE 0 0 158287 First Trust ETF AlphaDEX Finan ETF 33734X135 3415 123295 SH SOLE 0 0 123295 First Trust ETF AlphaDEX Indus ETF 33734X150 4132 120388 SH SOLE 0 0 120388 First Trust ETF AlphaDEX Utili ETF 33734X184 3111 113565 SH SOLE 0 0 113565 First Trust ETF AlphaDEX Mater ETF 33734X168 4012 105905 SH SOLE 0 0 105905 GUGGENHEIM BLD AMR BONDS MANAG ETF 401664107 284 12748 SH SOLE 0 0 12748 GENERAL ELECTRIC CO COM 369604103 1687 56604 SH SOLE 0 0 56604 GENERAL ELECTRIC CO COM 369604103 84 2819 SH OTR 0 0 2819 Corning Inc. COM 219350105 310 11498 SH SOLE 0 0 11498 HD Supply Holdings, Inc. COM COM 40416M105 862 20967 SH SOLE 0 0 20967 HELMERICH & PAYNE INC COM COM 423452101 853 12821 SH SOLE 0 0 12821 iShares iBoxx High Yield Corpo ETF 464288513 7045 80254 SH SOLE 0 0 80254 iShares iBoxx High Yield Corpo ETF 464288513 153 1746 SH OTR 0 0 1746 First Trust TACTICAL HIGH YIEL ETF 33738D408 939 19217 SH SOLE 0 0 19217 iShares GOLD TRUST iShares ETF 464285105 3521 293131 SH SOLE 0 0 293131 iShares 7-10 Year Treasury Bon ETF 464287440 5960 56437 SH SOLE 0 0 56437 iShares 7-10 Year Treasury Bon ETF 464287440 6 61 SH OTR 0 0 61 iShares S&P LATIN AMERICA 40 I ETF 464287390 2055 64799 SH SOLE 0 0 64799 INTEL CORP COM 458140100 706 19559 SH SOLE 0 0 19559 INTEL CORP COM 458140100 22 600 SH OTR 0 0 600 HENRY JACK & ASSOC INC COM 426281101 26613 285856 SH SOLE 0 0 285856 Johnson & Johnson, Inc. COM 478160104 1534 12313 SH SOLE 0 0 12313 Johnson & Johnson, Inc. COM 478160104 25 202 SH OTR 0 0 202 SPDR Barclays High Yield Bond ETF 78464A417 1969 53320 SH SOLE 0 0 53320 SPDR Barclays High Yield Bond ETF 78464A417 51 1385 SH OTR 0 0 1385 Kraft Heinz Company COM 500754106 798 8790 SH SOLE 0 0 8790 Kraft Heinz Company COM 500754106 3 34 SH OTR 0 0 34 KINDER MORGAN INC DEL COM COM 49456B101 931 42829 SH SOLE 0 0 42829 COCA COLA COMPANY COM 191216100 434 10222 SH SOLE 0 0 10222 LKQ Corp. COM 501889208 526 17960 SH SOLE 0 0 17960 iShares iBoxx Investment Grade ETF 464287242 6996 59330 SH SOLE 0 0 59330 iShares iBoxx Investment Grade ETF 464287242 8 66 SH OTR 0 0 66 MDC Holdings, Inc. COM 552676108 677 22539 SH SOLE 0 0 22539 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 773 10051 SH SOLE 0 0 10051 Altria Group Inc. COM 02209s103 1303 18246 SH SOLE 0 0 18246 Altria Group Inc. COM 02209s103 118 1650 SH OTR 0 0 1650 Microsoft Corporation COM 594918104 2833 43007 SH SOLE 0 0 43007 Microsoft Corporation COM 594918104 36 551 SH OTR 0 0 551 Nuveen Enhncd Amt Free M COM 67071L106 426 29138 SH SOLE 0 0 29138 Onemain Holdings Inc COM 68268W103 487 19593 SH SOLE 0 0 19593 Opus Bank Irvine California CO COM 684000102 342 16984 SH SOLE 0 0 16984 ORACLE CORP COM COM 68389X105 552 12372 SH SOLE 0 0 12372 O REILLY AUTOMOTIVE IN COM COM 67103h107 20154 74690 SH SOLE 0 0 74690 PowerShares Dynamic Biotech & ETF 73935x856 3300 78042 SH SOLE 0 0 78042 PowerShares DWA Consumer Cycli ETF 73935x419 4893 112842 SH SOLE 0 0 112842 PFIZER INC COM 717081103 641 18731 SH SOLE 0 0 18731 PowerShares DWA Financials ETF ETF 73935x377 3418 110503 SH SOLE 0 0 110503 PROCTER & GAMBLE CO COM 742718109 1684 18743 SH SOLE 0 0 18743 PROCTER & GAMBLE CO COM 742718109 18 200 SH OTR 0 0 200 PowerShares FINANCIAL PREFERRE ETF 73935X229 1668 89390 SH SOLE 0 0 89390 PowerShares FINANCIAL PREFERRE ETF 73935X229 235 12600 SH OTR 0 0 12600 PowerShares Preferred ETF ETF 73936T565 733 49459 SH SOLE 0 0 49459 PulteGroup Inc COM 745867101 746 31672 SH SOLE 0 0 31672 PHILIP MORRIS INTL INCCOM COM 718172109 1465 12978 SH SOLE 0 0 12978 PHILIP MORRIS INTL INCCOM COM 718172109 17 150 SH OTR 0 0 150 PowerShares DWA Industrials ET ETF 73935x369 3759 73210 SH SOLE 0 0 73210 SPDR WELLS FARGO PREFERRED ETF ETF 78464A292 1107 25181 SH SOLE 0 0 25181 PowerShares DWA Consumer Stapl ETF 73935x393 3501 59404 SH SOLE 0 0 59404 PowerShares Global Listed Priv ETF 73935x195 3747 320567 SH SOLE 0 0 320567 PowerShares DWA Technology ETF ETF 73935x344 4011 89823 SH SOLE 0 0 89823 PowerShares DWA Healthcare ETF ETF 73935x351 4204 78323 SH SOLE 0 0 78323 PowerShares DWA Utilities ETF ETF 73935x591 4510 165127 SH SOLE 0 0 165127 PowerShares DWA Energy ETF ETF 73935x385 3664 93847 SH SOLE 0 0 93847 PowerShares DWA Basic Material ETF 73935x427 5141 83147 SH SOLE 0 0 83147 Qualcomm Inc. COM 747525103 980 17090 SH SOLE 0 0 17090 Qualcomm Inc. COM 747525103 11 200 SH OTR 0 0 200 Guggenheim S&P 500 Equal Weigh ETF 78355W882 3908 42040 SH SOLE 0 0 42040 Guggenheim S&P 500 Equal Weigh ETF 78355W833 3888 37244 SH SOLE 0 0 37244 Guggenheim S&P 500 Equal Weigh ETF 78355W874 3798 30507 SH SOLE 0 0 30507 Guggenheim S&P 500 Equal Weigh ETF 78355W825 1093 11429 SH SOLE 0 0 11429 Guggenheim S&P 500 Equal Weigh ETF 78355W866 2260 38189 SH SOLE 0 0 38189 Guggenheim S&P 500 Equal Weigh ETF 78355W858 5016 133044 SH SOLE 0 0 133044 Guggenheim S&P 500 Equal Weigh ETF 78355W841 4696 29362 SH SOLE 0 0 29362 Guggenheim S&P 500 Equal Weigh ETF 78355W817 6465 53525 SH SOLE 0 0 53525 Guggenheim S&P 500 Equal Weigh ETF 78355W791 1340 15925 SH SOLE 0 0 15925 Starbucks Corporation COM 855244109 1309 22420 SH SOLE 0 0 22420 Starbucks Corporation COM 855244109 20 353 SH OTR 0 0 353 Schwab Short Term US Treasury ETF 808524862 3429 67954 SH SOLE 0 0 67954 Schwab Short Term US Treasury ETF 808524862 12 240 SH OTR 0 0 240 Schwab US TIPS ETF ETF 808524870 1143 20589 SH SOLE 0 0 20589 Schwab Intermediate Term US Tr ETF 808524854 1286 23994 SH SOLE 0 0 23994 Schwab Intermediate Term US Tr ETF 808524854 7 122 SH OTR 0 0 122 iShares ETF SHORT TERM TREASUR ETF 464288679 1600 14502 SH SOLE 0 0 14502 iShares 1-3 Year Treasury Bond ETF 464287457 4443 52571 SH SOLE 0 0 52571 Southern Company COM COM 842587107 1001 20115 SH SOLE 0 0 20115 Southern Company COM COM 842587107 5 100 SH OTR 0 0 100 Steel Dynamics Inc COM 858119100 888 25559 SH SOLE 0 0 25559 Seagate Technology Plc COM g7945m107 701 15255 SH SOLE 0 0 15255 AT&T Inc. COM 00206r102 2858 68778 SH SOLE 0 0 68778 AT&T Inc. COM 00206r102 248 5972 SH OTR 0 0 5972 iShares TIPS Bond ETF ETF 464287176 6226 54302 SH SOLE 0 0 54302 iShares TIPS Bond ETF ETF 464287176 7 57 SH OTR 0 0 57 iShares 20 plus Year Treasury Bond ETF 464287432 5919 49038 SH SOLE 0 0 49038 iShares 20 plus Year Treasury Bond ETF 464287432 7 58 SH OTR 0 0 58 TYSON FOODS INC CL A COM 902494103 1451 23519 SH SOLE 0 0 23519 U S BANCORP DEL NEW COM 902973304 2756 53516 SH SOLE 0 0 53516 VANGUARD SCOTTSDALE FD SHRT-TE ETF 92206C409 1542 19338 SH SOLE 0 0 19338 VANGUARD SCOTTSDALE FD SHRT-TE ETF 92206C409 2 27 SH OTR 0 0 27 Vanguard REIT ETF ETF 922908553 9977 120799 SH SOLE 0 0 120799 Vanguard REIT ETF ETF 922908553 81 982 SH OTR 0 0 982 VANGUARD INDEX FDS MCAP VL IDX ETF 922908512 1502 14736 SH SOLE 0 0 14736 VANGUARD INDEX FDS MCAP VL IDX ETF 922908512 5 53 SH OTR 0 0 53 VANGUARD INDEX FDS S&P500 ETF ETF 922908363 5724 26455 SH SOLE 0 0 26455 VANGUARD INDEX FDS S&P500 ETF ETF 922908363 372 1719 SH OTR 0 0 1719 Verizon Communications COM 92343v104 1441 29550 SH SOLE 0 0 29550 Verizon Communications COM 92343v104 241 4951 SH OTR 0 0 4951 Western Digital Corporation COM 958102105 922 11167 SH SOLE 0 0 11167 Wells Fargo & Company NEW COM 949746101 1056 18974 SH SOLE 0 0 18974 Wells Fargo & Company NEW COM 949746101 11 203 SH OTR 0 0 203 Wal-Mart Stores Inc. COM 931142103 5149 71435 SH SOLE 0 0 71435 Wal-Mart Stores Inc. COM 931142103 7 100 SH OTR 0 0 100 Exxon Mobil Corporation COM 30231g102 2329 28398 SH SOLE 0 0 28398 Exxon Mobil Corporation COM 30231g102 180 2195 SH OTR 0 0 2195 XPO Logistics Inc COM 983793100 592 12365 SH SOLE 0 0 12365