0001566414-16-000007.txt : 20160728 0001566414-16-000007.hdr.sgml : 20160728 20160728091652 ACCESSION NUMBER: 0001566414-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 EFFECTIVENESS DATE: 20160728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 161788584 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566414 XXXXXXXX 06-30-2016 06-30-2016 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Springfield MO 07-28-2016 0 281 5876335 false INFORMATION TABLE 2 signalpoint13fq22016.xml CLAYMORE EXCHANGE TRD GUG BLT2 ETF 18383M415 203 7862 SH SOLE 0 0 7862 DUFF & PHELPS GLB UTL COM ETF 26433c105 273 15885 SH SOLE 0 0 15885 FIRST TR EXCH TRD FD NY ARCA B ETF 33733e203 1432 16008 SH SOLE 0 0 16008 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 627 13163 SH SOLE 0 0 13163 FIRST TR US IPO INDEX SHS ETF 336920103 459 9077 SH SOLE 0 0 9077 FIRST TRUST ETF ALPHADEX ASIA ETF 33737J109 1652 60047 SH SOLE 0 0 60047 FIRST TRUST ETF ALPHADEX CONSM ETF 33734X101 4222 125215 SH SOLE 0 0 125215 FIRST TRUST ETF ALPHADEX CONSU ETF 33734X119 3423 70762 SH SOLE 0 0 70762 FIRST TRUST ETF ALPHADEX EMERG ETF 33737J182 1219 63501 SH SOLE 0 0 63501 FIRST TRUST ETF ALPHADEX ENERG ETF 33734X127 2870 192623 SH SOLE 0 0 192623 FIRST TRUST ETF ALPHADEX EUROP ETF 33737J117 1191 43552 SH SOLE 0 0 43552 FIRST TRUST ETF ALPHADEX FINAN ETF 33734X135 5310 229690 SH SOLE 0 0 229690 FIRST TRUST ETF ALPHADEX HEALT ETF 33734X143 5992 101657 SH SOLE 0 0 101657 FIRST TRUST ETF ALPHADEX INDUS ETF 33734X150 4368 159403 SH SOLE 0 0 159403 FIRST TRUST ETF ALPHADEX JAPAN ETF 33737J158 1068 23527 SH SOLE 0 0 23527 FIRST TRUST ETF ALPHADEX LATIN ETF 33737J125 878 53513 SH SOLE 0 0 53513 FIRST TRUST ETF ALPHADEX MATER ETF 33734X168 1285 39761 SH SOLE 0 0 39761 FIRST TRUST ETF ALPHADEX TECHN ETF 33734X176 6102 184958 SH SOLE 0 0 184958 FIRST TRUST ETF ALPHADEX UTILI ETF 33734X184 1250 46236 SH SOLE 0 0 46236 FIRST TRUST ETF DJ GLOBAL DIVI ETF 33734x200 254 11418 SH SOLE 0 0 11418 FIRST TRUST ETF NORTH AMER ENE ETF 33738d101 781 31633 SH SOLE 0 0 31633 FIRST TRUST US LARGE CAP CORE ETF 33734K109 956 21221 SH SOLE 0 0 21221 FIRST TRUST VALUE LINE 100 TIM ETF 33735g107 399 19659 SH SOLE 0 0 19659 FIRST TRUST VALUE LINE 100 TIM ETF 33735g107 23 1130 SH DFND 0 0 1130 FIRST TRUST VALUE LINE SHARES ETF 33734H106 457 16962 SH SOLE 0 0 16962 ISHARES ETF 1-3 YEAR TREASURY ETF 464287457 3347 39231 SH SOLE 0 0 39231 ISHARES ETF 1-3 YEAR TREASURY ETF 464287457 2 19 SH OTR 0 0 19 ISHARES ETF 20+ YEAR TREASURY ETF 464287432 2993 21550 SH SOLE 0 0 21550 ISHARES ETF 20+ YEAR TREASURY ETF 464287432 2 15 SH OTR 0 0 15 ISHARES ETF 7-10 YEAR TREASURY ETF 464287440 3112 27552 SH SOLE 0 0 27552 ISHARES ETF 7-10 YEAR TREASURY ETF 464287440 2 17 SH OTR 0 0 17 ISHARES ETF TREASURY INFLATION ETF 464287176 3174 27203 SH SOLE 0 0 27203 ISHARES ETF TREASURY INFLATION ETF 464287176 2 17 SH OTR 0 0 17 ISHARES GOLD TRUST ISHARES ETF 464285105 1723 135007 SH SOLE 0 0 135007 ISHARES IBOXX INVESTMENT GRAD ETF 464287242 3683 30006 SH SOLE 0 0 30006 ISHARES IBOXX INVESTMENT GRAD ETF 464287242 2 18 SH OTR 0 0 18 ISHARES IBOXX HIGH YIELD CORP ETF 464288513 3698 43656 SH SOLE 0 0 43656 ISHARES IBOXX HIGH YIELD CORP ETF 464288513 140 1650 SH OTR 0 0 1650 ISHARES MSCI EMU INDEX ETF 464286608 398 12348 SH SOLE 0 0 12348 ISHARES MSCI JAPAN INDEX ETF 464286848 367 31893 SH SOLE 0 0 31893 ISHARES MSCI PACIFIC EX-JAPAN ETF 464286665 555 14156 SH SOLE 0 0 14156 ISHARES SELECT DIVIDEND ETF ETF 464287168 216 2527 SH SOLE 0 0 2527 ISHARES TR CORE ST USDB ETF ETF 46432F859 757 7450 SH SOLE 0 0 7450 POWERSHARES ETF SENIOR LOAN PO ETF 73936q769 203 8842 SH SOLE 0 0 8842 POWERSHARES ETF TRUST DYNA BUY ETF 73935x286 439 9716 SH SOLE 0 0 9716 POWERSHARES ETF TRUST FTSE RAF ETF 73935X583 362 4000 SH SOLE 0 0 4000 POWERSHS DYNAMIC BASIC MATERIA ETF 73935x427 305 5673 SH SOLE 0 0 5673 POWERSHS DYNAMIC BIOTECH & GEN ETF 73935x856 342 9259 SH SOLE 0 0 9259 POWERSHS DYNAMIC CONSUMER DISC ETF 73935x419 574 13881 SH SOLE 0 0 13881 POWERSHS DYNAMIC CONSUMER STAP ETF 73935x393 403 6890 SH SOLE 0 0 6890 POWERSHS DYNAMIC ENERGY SECTOR ETF 73935x385 345 9109 SH SOLE 0 0 9109 POWERSHS DYNAMIC FINANCIAL SEC ETF 73935x377 606 19463 SH SOLE 0 0 19463 POWERSHS DYNAMIC HEALTHCARE SE ETF 73935x351 573 12828 SH SOLE 0 0 12828 POWERSHS DYNAMIC INDUSTRIAL SE ETF 73935x369 435 9158 SH SOLE 0 0 9158 POWERSHS DYNAMIC TECHNOLOGY SE ETF 73935x344 628 16599 SH SOLE 0 0 16599 POWERSHS DYNAMIC UTILITIES SEC ETF 73935x591 391 14023 SH SOLE 0 0 14023 POWERSHS FINANCIAL PREFERRED E ETF 73935X229 1992 103820 SH SOLE 0 0 103820 POWERSHS FINANCIAL PREFERRED E ETF 73935X229 242 12600 SH OTR 0 0 12600 POWERSHS GLOBAL LISTED PRIVATE ETF 73935x195 1281 127215 SH SOLE 0 0 127215 POWERSHS PREFERRED PORTFOLIO E ETF 73936T565 642 42127 SH SOLE 0 0 42127 SCHWAB U.S. TIPS ETF ETF 808524870 517 9158 SH SOLE 0 0 9158 SELECT SECTOR SPDR TR SBI INT- ETF 81369Y506 286 4189 SH SOLE 0 0 4189 SPDR BARCLAYS HIGH YIELD ETF ETF 78464A417 805 22569 SH SOLE 0 0 22569 SPDR BARCLAYS HIGH YIELD ETF ETF 78464A417 49 1385 SH DFND 0 0 1385 SPDR DOW JONES INDUSTRIAL AVER ETF 78467x109 410 2288 SH SOLE 0 0 2288 SPDR ETF CONVERTIBLE SECURITIE ETF 78464A359 305 6956 SH SOLE 0 0 6956 SPDR S&P 500 ETF TRUST UNIT ETF 78462f103 278 1326 SH SOLE 0 0 1326 SPDR S&P 500 ETF TRUST UNIT ETF 78462f103 73 350 SH OTR 0 0 350 SPDR TRUST GOLD SHARES ETF 78463v107 257 2035 SH SOLE 0 0 2035 SPDR TRUST GOLD SHARES ETF 78463v107 15 115 SH OTR 0 0 115 SPDR WELLS FARGO PREFERRED ETF ETF 78464A292 513 11125 SH SOLE 0 0 11125 VANGUARD INDEX FDS MCAP VL IDX ETF 922908512 610 6845 SH SOLE 0 0 6845 VANGUARD INTERMEDIATE TERM BON ETF 921937819 3239 36778 SH SOLE 0 0 36778 VANGUARD LONG TERM BOND INDEX ETF 921937793 3067 31279 SH SOLE 0 0 31279 VANGUARD LONG TERM BOND INDEX ETF 921937793 2 20 SH OTR 0 0 20 VANGUARD REIT INDEX ETF ETF 922908553 5280 59550 SH SOLE 0 0 59550 VANGUARD SCOTTSDALE FD INT-TER ETF 92206C870 953 10663 SH SOLE 0 0 10663 WISDOMTREE DEFA EQUITY INCOME ETF 97717w802 307 8419 SH SOLE 0 0 8419 WISDOMTREE EMERGING MKTS EQUIT ETF 97717w315 418 11794 SH SOLE 0 0 11794 WISDOMTREE INTERNATIONAL MID-C ETF 97717W778 423 8073 SH SOLE 0 0 8073 WISDOMTREE INTERNATIONAL REAL ETF 97717w331 1022 37692 SH SOLE 0 0 37692 WISDOMTREE INTERNATIONAL REAL ETF 97717w331 149 5500 SH OTR 0 0 5500 WISDOMTREE INTERNATIONAL SMALL ETF 97717w760 426 7586 SH SOLE 0 0 7586 WISDOMTREE MID-CAP DIVIDEND ETF 97717w505 410 4580 SH SOLE 0 0 4580 WISDOMTREE SMALL CAP DIVIDEND ETF 97717w604 393 5480 SH SOLE 0 0 5480 WISDOMTREE TRUST LARGE CAP DIV ETF 97717W307 459 6059 SH SOLE 0 0 6059 3M CO COM COM 88579Y101 547 3126 SH SOLE 0 0 3126 ABBOTT LABS COM COM 002824100 283 7203 SH SOLE 0 0 7203 ABBVIE INC. COM COM 00287Y109 596 9624 SH SOLE 0 0 9624 AGRIUM INC COM COM 008916108 516 5712 SH SOLE 0 0 5712 ALIBABA GROUP HLDG LTD SPONSOR COM 01609w102 226 2844 SH SOLE 0 0 2844 ALPHABET INC CAP STK CL C COM 02079k107 700 1012 SH SOLE 0 0 1012 ALPHABET INC CAP STK CL C COM 02079k107 7 10 SH OTR 0 0 10 ALPS MLP ETF - ALERIAN MLP COM 00162Q866 2256 177333 SH SOLE 0 0 177333 ALTRIA GROUP INC COM 02209s103 1332 19310 SH SOLE 0 0 19310 ALTRIA GROUP INC COM 02209s103 114 1650 SH OTR 0 0 1650 AMAG PHARMACEUTICALS I COM COM 00163u106 480 20055 SH SOLE 0 0 20055 AMAZON COM INC COM COM 023135106 447 624 SH SOLE 0 0 624 AMERICAN EXPRESS CO COM COM 025816109 236 3884 SH SOLE 0 0 3884 APPLE INC COM COM 037833100 5452 57034 SH SOLE 0 0 57034 AT&T INC COM COM 00206r102 2655 61438 SH SOLE 0 0 61438 AT&T INC COM COM 00206r102 137 3171 SH OTR 0 0 3171 BAIDU INC SPON ADR REP A COM 056752108 1167 7064 SH SOLE 0 0 7064 BANC OF CALIFORNIA INC COM COM 05990k106 511 28227 SH SOLE 0 0 28227 BANK OF AMERICA CORP COM 060505104 610 45955 SH SOLE 0 0 45955 BAXTER INTL INC COM COM 071813109 214 4723 SH SOLE 0 0 4723 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 803 5545 SH SOLE 0 0 5545 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 7 50 SH OTR 0 0 50 BERRY PLASTICS GROUP I COM COM 08579w103 600 15432 SH SOLE 0 0 15432 BLACKROCK BLD AMER BOND TRUST COM 09248X100 534 21883 SH SOLE 0 0 21883 BOEING CO COM 097023105 382 2945 SH SOLE 0 0 2945 BP PLC ADR COM 055622104 319 8977 SH SOLE 0 0 8977 BRISTOL-MYERS SQUIBB CO COM 110122108 529 7199 SH SOLE 0 0 7199 BRUNSWICK CORP COM COM 117043109 544 12009 SH SOLE 0 0 12009 BUCKEYE PARTNERS LTD PARTNERS COM 118230101 294 4180 SH SOLE 0 0 4180 BUCKEYE PARTNERS LTD PARTNERS COM 118230101 35 500 SH OTR 0 0 500 BUILDERS FIRSTSOURCE I COM COM 12008r107 498 44282 SH SOLE 0 0 44282 CABELAS INC COM COM 126804301 298 5960 SH SOLE 0 0 5960 CARDINAL HEALTH INC COM COM 14149Y108 201 2578 SH SOLE 0 0 2578 CATERPILLAR INC DEL COM COM 149123101 469 6186 SH SOLE 0 0 6186 CENTURY CMNTYS INC COM COM 156504300 535 30840 SH SOLE 0 0 30840 CHEVRON CORP NEW COM 166764100 1504 14348 SH SOLE 0 0 14348 CIMAREX ENERGY CO COM COM 171798101 291 2440 SH SOLE 0 0 2440 CISCO SYS INC COM 17275r102 414 14429 SH SOLE 0 0 14429 CISCO SYS INC COM 17275r102 23 800 SH OTR 0 0 800 COCA COLA COMPANY COM 191216100 399 8800 SH SOLE 0 0 8800 COMMSCOPE HLDG CO INC COM COM 20337x109 495 15953 SH SOLE 0 0 15953 CONOCOPHILLIPS COM 20825C104 1010 23156 SH SOLE 0 0 23156 CORNING INC COM COM 219350105 229 11176 SH SOLE 0 0 11176 CSX CORP COM COM 126408103 247 9469 SH SOLE 0 0 9469 DELTA AIR LINES DEL COM NEW COM 247361702 451 12373 SH SOLE 0 0 12373 DISNEY WALT CO COM DISNEY COM 254687106 311 3182 SH SOLE 0 0 3182 DUKE ENERGY CORP NEW COM COM 26441C204 315 3667 SH SOLE 0 0 3667 EDWARDS LIFESCIENCES, INC COM 28176e108 434 4356 SH SOLE 0 0 4356 EMERSON ELEC CO COM COM 291011104 440 8435 SH SOLE 0 0 8435 EMERSON ELEC CO COM COM 291011104 13 250 SH OTR 0 0 250 EMPIRE DIST ELEC CO COM COM 291641108 536 15793 SH SOLE 0 0 15793 ENTERPRISE PRODS PARTN COM COM 29273V100 379 12943 SH SOLE 0 0 12943 ESSENT GROUP LTD COM COM g3198u102 522 23916 SH SOLE 0 0 23916 EXACT SCIENCES CORP COM COM 30063p105 453 36998 SH SOLE 0 0 36998 EXXON MOBIL CORP COM 30231g102 2436 25984 SH SOLE 0 0 25984 EXXON MOBIL CORP COM 30231g102 206 2195 SH OTR 0 0 2195 FACEBOOK INC CL A COM 30303m102 325 2841 SH SOLE 0 0 2841 FIRST BANCSHS INC MO COM COM 318687100 1325 135946 SH SOLE 0 0 135946 FORD MTR CO DEL COM COM 345370860 1110 88271 SH SOLE 0 0 88271 FORD MTR CO DEL COM COM 345370860 3 236 SH OTR 0 0 236 FRONTIER COMMUNICATIONS COM 35906A108 51 10395 SH SOLE 0 0 10395 FRONTIER COMMUNICATIONS COM 35906A108 2 505 SH OTR 0 0 505 FUEL TECH, INC COM 359523107 30 20295 SH SOLE 0 0 20295 GENERAL ELECTRIC CO COM 369604103 1513 48066 SH SOLE 0 0 48066 GENERAL ELECTRIC CO COM 369604103 79 2500 SH OTR 0 0 2500 GILEAD SCIENCES INC COM COM 375558103 351 4212 SH SOLE 0 0 4212 GLAXOSMITHKLINE PLC SPONSORED COM 37733w105 285 6578 SH SOLE 0 0 6578 GOOGLE INC CL A COM 38259p508 756 1075 SH SOLE 0 0 1075 GRAY TELEVISION INC COM COM 389375106 491 45268 SH SOLE 0 0 45268 GUGGENHEIM BLD AMR BONDS MANAG COM 401664107 340 14537 SH SOLE 0 0 14537 H C P INC REIT COM 40414L109 232 6551 SH SOLE 0 0 6551 H C P INC REIT COM 40414L109 21 600 SH OTR 0 0 600 HALLIBURTON CO COM COM 406216101 274 6060 SH SOLE 0 0 6060 HARLEY DAVIDSON INC COM COM 412822108 227 5022 SH SOLE 0 0 5022 HD SUPPLY HLDGS INC COM COM 40416M105 654 18794 SH SOLE 0 0 18794 HELMERICH & PAYNE INC COM COM 423452101 835 12441 SH SOLE 0 0 12441 HENRY JACK & ASSOC INC COM 426281101 24743 283528 SH SOLE 0 0 283528 HERSHEY CO COM 427866108 285 2514 SH SOLE 0 0 2514 HERSHEY CO COM 427866108 11 100 SH OTR 0 0 100 HOME DEPOT INC COM COM 437076102 609 4769 SH SOLE 0 0 4769 ICAHN ENTERPRISES L.P. COM 029169109 336 6216 SH SOLE 0 0 6216 INTEL CORP COM 458140100 621 18940 SH SOLE 0 0 18940 INTEL CORP COM 458140100 20 600 SH OTR 0 0 600 INTL BUSINESS MACH COM 459200101 715 4709 SH SOLE 0 0 4709 INTL BUSINESS MACH COM 459200101 11 70 SH OTR 0 0 70 JABIL CIRCUIT INC COM COM 466313103 429 23226 SH SOLE 0 0 23226 JETBLUE AIRWAYS CORP COM COM 477143101 370 22367 SH SOLE 0 0 22367 JOHNSON & JOHNSON COM 478160104 1392 11476 SH SOLE 0 0 11476 JOHNSON & JOHNSON COM 478160104 24 200 SH OTR 0 0 200 JPMORGAN CHASE & CO COM 46625h100 348 5597 SH SOLE 0 0 5597 JPMORGAN CHASE & CO ALERIAN ML COM 46625h365 288 9056 SH SOLE 0 0 9056 KANSAS CITY SOUTHERN COM NEW COM 485170302 250 2770 SH SOLE 0 0 2770 KIMBERLY CLARK CORP COM 494368103 314 2285 SH SOLE 0 0 2285 KINDER MORGAN INC DEL COM COM 49456B101 886 47349 SH SOLE 0 0 47349 KKR & CO L P DEL COM UNITS COM 48248M102 508 41134 SH SOLE 0 0 41134 KRAFT HEINZ CO COM COM 500754106 223 2519 SH SOLE 0 0 2519 KRAFT HEINZ CO COM COM 500754106 3 34 SH OTR 0 0 34 KROGER CO COM COM 501044101 255 6928 SH SOLE 0 0 6928 LAUDER ESTEE COS INC CL A COM 518439104 237 2608 SH SOLE 0 0 2608 LEGGETT & PLATT INC COM COM 524660107 465 9102 SH SOLE 0 0 9102 LKQ CORP COM COM 501889208 509 16050 SH SOLE 0 0 16050 LOCKHEED MARTIN CORP COM COM 539830109 353 1423 SH SOLE 0 0 1423 MAXLINEAR INC CL A COM 57776j100 607 33767 SH SOLE 0 0 33767 MCDONALDS CORP COM 580135101 495 4117 SH SOLE 0 0 4117 MCDONALDS CORP COM 580135101 14 120 SH OTR 0 0 120 MERCK & CO INC NEW COM COM 58933y105 403 6990 SH SOLE 0 0 6990 MICROSOFT CORP COM 594918104 794 15517 SH SOLE 0 0 15517 MICROSOFT CORP COM 594918104 23 450 SH OTR 0 0 450 MONDELEZ INTL INC CL A COM 609207105 219 4819 SH SOLE 0 0 4819 MONDELEZ INTL INC CL A COM 609207105 5 103 SH OTR 0 0 103 MYLAN N.V. COM N59465109 342 7910 SH SOLE 0 0 7910 NEW MEDIA INVT GROUP I COM COM 64704v106 558 30864 SH SOLE 0 0 30864 NEXTERA ENERGY INC COM 65339F101 221 1692 SH SOLE 0 0 1692 NEXTERA ENERGY INC COM 65339F101 39 300 SH OTR 0 0 300 O REILLY AUTOMOTIVE IN COM COM 67103h107 17169 63331 SH SOLE 0 0 63331 OI SA FADR ADR REPS 1 ORD SHS COM 670851401 37 101399 SH SOLE 0 0 101399 ONEMAIN HLDGS INC COM COM 68268w103 437 19138 SH SOLE 0 0 19138 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 282 7030 SH SOLE 0 0 7030 OPUS BK IRVINE CALIF COM COM 684000102 522 15432 SH SOLE 0 0 15432 ORACLE CORP COM COM 68389X105 507 12394 SH SOLE 0 0 12394 PEPSICO INC COM 713448108 617 5824 SH SOLE 0 0 5824 PFIZER INC COM 717081103 558 15837 SH SOLE 0 0 15837 PHILIP MORRIS INTL INCCOM COM 718172109 1290 12677 SH SOLE 0 0 12677 PHILIP MORRIS INTL INCCOM COM 718172109 15 150 SH OTR 0 0 150 PHILLIPS 66 COM COM 718546104 571 7203 SH SOLE 0 0 7203 PIONEER NAT RES CO COM COM 723787107 223 1473 SH SOLE 0 0 1473 PROCTER & GAMBLE CO COM 742718109 1567 18508 SH SOLE 0 0 18508 PROCTER & GAMBLE CO COM 742718109 17 200 SH OTR 0 0 200 PRUDENTIAL FINL INC JR SUB NT COM 744320607 508 18900 SH SOLE 0 0 18900 QUALCOMM INC COM 747525103 874 16318 SH SOLE 0 0 16318 QWEST CORP NT COM 74913G600 247 9700 SH SOLE 0 0 9700 REALTY INCOME CORP (MARYLAND) COM 756109104 456 6578 SH SOLE 0 0 6578 REALTY INCOME CORP (MARYLAND) COM 756109104 89 1288 SH OTR 0 0 1288 REGIONS FINL CORP COM COM 7591EP100 87 10198 SH SOLE 0 0 10198 SABINE ROYALTY TR UNIT BEN INT COM 785688102 422 12624 SH SOLE 0 0 12624 SCHLUMBERGER LTD COM COM 806857108 203 2569 SH SOLE 0 0 2569 SIMON PPTY GRP INC COM 828806109 290 1335 SH SOLE 0 0 1335 SIMON PPTY GRP INC COM 828806109 79 365 SH OTR 0 0 365 SKECHERS U S A INC CL A COM 830566105 460 15494 SH SOLE 0 0 15494 SOUTHERN CO COM COM 842587107 1016 18944 SH SOLE 0 0 18944 SOUTHERN CO COM COM 842587107 5 100 SH OTR 0 0 100 STANLEY BLACK & DECKER JR SUB COM 854502705 209 7900 SH SOLE 0 0 7900 STARBUCKS CORP COM COM 855244109 1165 20402 SH SOLE 0 0 20402 STEEL DYNAMICS INC COM COM 858119100 564 23008 SH SOLE 0 0 23008 SYSCO CORP COM COM 871829107 231 4548 SH SOLE 0 0 4548 TARGET CORP COM 87612e106 306 4383 SH SOLE 0 0 4383 TERNIUM SA SPON ADR COM 880890108 794 41659 SH SOLE 0 0 41659 TIME WARNER INC COM NEW COM 887317303 530 7204 SH SOLE 0 0 7204 TYSON FOODS INC CL A COM 902494103 1465 21934 SH SOLE 0 0 21934 U S BANCORP DEL NEW COM 902973304 2162 53600 SH SOLE 0 0 53600 UNITED PARCEL SERVICE CL B COM 911312106 220 2041 SH SOLE 0 0 2041 UNITED PARCEL SERVICE CL B COM 911312106 16 150 SH OTR 0 0 150 UNITEDHEALTH GROUP INC COM COM 91324P102 805 5698 SH SOLE 0 0 5698 VERIZON COMMUNICATIONS COM 92343V104 1480 26506 SH SOLE 0 0 26506 VERIZON COMMUNICATIONS COM 92343V104 137 2459 SH OTR 0 0 2459 W P CAREY & CO LLC COM COM 92930Y107 207 2976 SH SOLE 0 0 2976 WAL-MART STORES INC COM 931142103 4846 66369 SH SOLE 0 0 66369 WAL-MART STORES INC COM 931142103 7 100 SH OTR 0 0 100 WALGREENS BOOTS ALLIAN COM COM 931427108 497 5964 SH SOLE 0 0 5964 WELLS FARGO & CO NEW COM 949746101 1072 22656 SH SOLE 0 0 22656 WELLS FARGO & CO NEW COM 949746101 17 350 SH OTR 0 0 350 WEYERHAEUSER CO COM COM 962166104 235 7886 SH SOLE 0 0 7886 BB&T CORP DEP SHS REPSTG 1 PFD 054937206 214 7944 SH SOLE 0 0 7944 BB&T CORP DEP SHS REPSTG 1 PFD 054937404 235 8900 SH SOLE 0 0 8900 DUKE ENERGY CORP NEW JR SUB DE PFD 26441C303 323 12000 SH SOLE 0 0 12000 ENTERGY ARK INC 1ST MTG BD PFD 29364d779 225 8800 SH SOLE 0 0 8800 JPMORGAN CHASE & CO DEP 1/400 PFD 46637G124 752 28763 SH SOLE 0 0 28763 KIMCO RLTY CORP DEP1/1000PFD K PFD 49446R745 280 10831 SH SOLE 0 0 10831 KKR & CO L P DEL PFD UNIT SER PFD 48248M201 332 12400 SH SOLE 0 0 12400 NEXTERA ENERGY CAP HLD SERIES PFD 65339K605 331 12466 SH SOLE 0 0 12466 NEXTERA ENERGY CAP HLD SERIES PFD 65339K704 268 10300 SH SOLE 0 0 10300 NEXTERA ENERGY CAP HLD SERIES PFD 65339K803 256 9745 SH SOLE 0 0 9745 PARTNERRE LTD REDPFD SHS SER F PFD G68603128 297 11500 SH SOLE 0 0 11500 PROTECTIVE LIFE CORP., 6.25% S PFD 743674608 538 20018 SH SOLE 0 0 20018 PS BUSINESS PKS INC CUMM PFD S PFD 69360J685 206 7878 SH SOLE 0 0 7878 PUBLIC STORAGE PFD 5.75% Ser.T PFD 74460W404 341 12900 SH SOLE 0 0 12900 RENAISSANCERE HOLDINGS PREF SH PFD G7498P119 300 11500 SH SOLE 0 0 11500 SCE TR II TR PFD SECS 5.1% PFD 78407R204 220 8400 SH SOLE 0 0 8400 SCHWAB CHARLES Non-CUM PFD Ser PFD 808513204 434 16125 SH SOLE 0 0 16125 SENIOR HSG PPTYS 5.625% PFD DU PFD 81721M208 766 30020 SH SOLE 0 0 30020 STATE STR CORP DEP SHS REPSTG PFD 857477509 235 8900 SH SOLE 0 0 8900 WELLS FARGO & CO NEW DEP1/1000 PFD 949746721 384 14840 SH SOLE 0 0 14840 ALLIANCEBERNSTEIN GLOBAL HIGH Closed End Fund 01879r106 307 25006 SH SOLE 0 0 25006 BLACKROCK MUNIASSETS FD Closed End Fund 09254J102 308 19795 SH SOLE 0 0 19795 DNP SELECT INCOME FD COM Closed End Fund 23325p104 152 14313 SH SOLE 0 0 14313 FLAHERTY & CRUMRINE DYNAMIC PF Closed End Fund 33848W106 241 9946 SH SOLE 0 0 9946 LIBERTY ALL STAR EQ FD SH BEN Closed End Fund 530158104 65 12904 SH SOLE 0 0 12904 MFS INTER INCOME FD SH BEN INT Closed End Fund 55273c107 48 10335 SH SOLE 0 0 10335 NEUBERGER BERMAN MLP I COM Closed End Fund 59021J307 90 10690 SH SOLE 0 0 10690 NUVEEN ENHANCED AMT FR COM Closed End Fund 67071L106 472 29005 SH SOLE 0 0 29005 NUVEEN MO PREMIUM INCOME MUNI Closed End Fund 67060Q108 166 10075 SH SOLE 0 0 10075 NUVEEN QUALITY PFD INCOME FD2 Closed End Fund 67072C105 234 25275 SH SOLE 0 0 25275 NUVEEN QUALITY PFD INCOME FD2 Closed End Fund 67072C105 18 2000 SH OTR 0 0 2000 ROYCE VALUE TRUST Closed End Fund 780910105 120 10190 SH SOLE 0 0 10190 TORTOISE ENERGY INDEPE COM Closed End Fund 89148K101 1318 88334 SH SOLE 0 0 88334