0001566414-16-000006.txt : 20160426
0001566414-16-000006.hdr.sgml : 20160426
20160426110336
ACCESSION NUMBER: 0001566414-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160426
DATE AS OF CHANGE: 20160426
EFFECTIVENESS DATE: 20160426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 161590867
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001566414
XXXXXXXX
03-31-2016
03-31-2016
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
CCO
8609974160
Walter R Costenbader
Concord
NC
04-26-2016
0
276
233397
false
INFORMATION TABLE
2
signalpoint13fq12016v2.xml
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SOLE
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SOLE
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SOLE
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FIRST TRUST ETF ALPHADEX EMERG
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SOLE
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11459
SH
SOLE
0
0
11459
JOHNSON & JOHNSON
COM
478160104
11
100
SH
OTR
0
0
100
JPMORGAN CHASE & CO
COM
46625h100
331
5596
SH
SOLE
0
0
5596
JPMORGAN CHASE & CO ALERIAN ML
COM
46625h365
251
9269
SH
SOLE
0
0
9269
KANSAS CITY SOUTHERN COM NEW
COM
485170302
236
2766
SH
SOLE
0
0
2766
KIMBERLY CLARK CORP
COM
494368103
307
2285
SH
SOLE
0
0
2285
KINDER MORGAN INC DEL COM
COM
49456B101
840
47016
SH
SOLE
0
0
47016
KKR & CO L P DEL COM UNITS
COM
48248M102
571
38850
SH
SOLE
0
0
38850
KROGER CO COM
COM
501044101
278
7278
SH
SOLE
0
0
7278
LAUDER ESTEE COS INC CL A
COM
518439104
246
2607
SH
SOLE
0
0
2607
LEGGETT & PLATT INC COM
COM
524660107
428
8845
SH
SOLE
0
0
8845
LOCKHEED MARTIN CORP COM
COM
539830109
315
1423
SH
SOLE
0
0
1423
MAXLINEAR INC CL A
COM
57776j100
574
31036
SH
SOLE
0
0
31036
MCDONALDS CORP
COM
580135101
524
4167
SH
SOLE
0
0
4167
MCDONALDS CORP
COM
580135101
15
120
SH
OTR
0
0
120
MERCK & CO INC NEW COM
COM
58933y105
362
6843
SH
SOLE
0
0
6843
MICROSOFT CORP
COM
594918104
846
15310
SH
SOLE
0
0
15310
MICROSOFT CORP
COM
594918104
36
650
SH
OTR
0
0
650
MONDELEZ INTL INC CL A
COM
609207105
211
5270
SH
SOLE
0
0
5270
MONDELEZ INTL INC CL A
COM
609207105
4
103
SH
OTR
0
0
103
MYLAN N.V.
COM
N59465109
343
7401
SH
SOLE
0
0
7401
NEW MEDIA INVT GROUP I COM
COM
64704v106
481
28881
SH
SOLE
0
0
28881
O REILLY AUTOMOTIVE IN COM
COM
67103h107
17481
63878
SH
SOLE
0
0
63878
ONEOK PARTNERS LP UNIT LTD PAR
COM
68268N103
221
7030
SH
SOLE
0
0
7030
OPUS BK IRVINE CALIF COM
COM
684000102
491
14441
SH
SOLE
0
0
14441
ORACLE CORP COM
COM
68389X105
531
12989
SH
SOLE
0
0
12989
PEPSICO INC
COM
713448108
597
5824
SH
SOLE
0
0
5824
PFIZER INC
COM
717081103
465
15688
SH
SOLE
0
0
15688
PHILIP MORRIS INTL INCCOM
COM
718172109
1243
12671
SH
SOLE
0
0
12671
PHILIP MORRIS INTL INCCOM
COM
718172109
15
150
SH
OTR
0
0
150
PHILLIPS 66 COM
COM
718546104
604
6972
SH
SOLE
0
0
6972
PIONEER NAT RES CO COM
COM
723787107
220
1566
SH
SOLE
0
0
1566
PROCTER & GAMBLE CO
COM
742718109
1531
18601
SH
SOLE
0
0
18601
PROCTER & GAMBLE CO
COM
742718109
16
200
SH
OTR
0
0
200
PROSPECT CAPITAL CORPORATION
COM
74348t102
80
11004
SH
SOLE
0
0
11004
PRUDENTIAL FINL INC JR SUB NT
COM
744320607
496
18900
SH
SOLE
0
0
18900
QUALCOMM INC
COM
747525103
851
16647
SH
SOLE
0
0
16647
QWEST CORP NT
COM
74913G600
237
9700
SH
SOLE
0
0
9700
REALTY INCOME CORP (MARYLAND)
COM
756109104
418
6684
SH
SOLE
0
0
6684
REALTY INCOME CORP (MARYLAND)
COM
756109104
81
1288
SH
OTR
0
0
1288
REGIONS FINL CORP COM
COM
7591EP100
82
10447
SH
SOLE
0
0
10447
SABINE ROYALTY TR UNIT BEN INT
COM
785688102
389
13126
SH
SOLE
0
0
13126
SCORPIO TANKERS INC SHS
COM
Y7542c106
357
61190
SH
SOLE
0
0
61190
SIMMONS 1ST NATL CORP CL A $1
COM
828730200
423
9390
SH
SOLE
0
0
9390
SIMON PPTY GRP INC
COM
828806109
277
1335
SH
SOLE
0
0
1335
SIMON PPTY GRP INC
COM
828806109
76
365
SH
OTR
0
0
365
SKECHERS U S A INC CL A
COM
830566105
432
14172
SH
SOLE
0
0
14172
SOUTHERN CO COM
COM
842587107
997
19271
SH
SOLE
0
0
19271
SOUTHERN CO COM
COM
842587107
5
100
SH
OTR
0
0
100
STANLEY BLACK & DECKER JR SUB
COM
854502705
206
7900
SH
SOLE
0
0
7900
STARBUCKS CORP COM
COM
855244109
1137
19052
SH
SOLE
0
0
19052
STRAGENICS INC
COM
862576105
0
20000
SH
SOLE
0
0
20000
SYSCO CORP COM
COM
871829107
221
4730
SH
SOLE
0
0
4730
TARGET CORP
COM
87612e106
331
4026
SH
SOLE
0
0
4026
TEEKAY TANKERS LTD CL A
COM
Y8565n102
276
75075
SH
SOLE
0
0
75075
TERNIUM SA SPON ADR
COM
880890108
697
38786
SH
SOLE
0
0
38786
TIME WARNER CABLE INC COM
COM
88732J207
255
1246
SH
SOLE
0
0
1246
TIME WARNER INC COM NEW
COM
887317303
507
6993
SH
SOLE
0
0
6993
TYSON FOODS INC CL A
COM
902494103
1462
21934
SH
SOLE
0
0
21934
U S BANCORP DEL NEW
COM
902973304
2184
53808
SH
SOLE
0
0
53808
UNITED PARCEL SERVICE CL B
COM
911312106
215
2041
SH
SOLE
0
0
2041
UNITED PARCEL SERVICE CL B
COM
911312106
16
150
SH
OTR
0
0
150
UNITEDHEALTH GROUP INC COM
COM
91324P102
242
1875
SH
SOLE
0
0
1875
VERIZON COMMUNICATIONS
COM
92343v104
1466
27105
SH
SOLE
0
0
27105
VERIZON COMMUNICATIONS
COM
92343v104
133
2459
SH
OTR
0
0
2459
WAL-MART STORES INC
COM
931142103
4559
66565
SH
SOLE
0
0
66565
WAL-MART STORES INC
COM
931142103
7
100
SH
OTR
0
0
100
WALGREENS BOOTS ALLIAN COM
COM
931427108
497
5905
SH
SOLE
0
0
5905
WELLS FARGO & CO NEW
COM
949746101
1075
22232
SH
SOLE
0
0
22232
WELLS FARGO & CO NEW
COM
949746101
414
8566
SH
OTR
0
0
8566
WEYERHAEUSER CO COM
COM
962166104
241
7786
SH
SOLE
0
0
7786
BB&T CORP DEP SHS REPSTG 1
PFD
054937206
208
7944
SH
SOLE
0
0
7944
BB&T CORP DEP SHS REPSTG 1
PFD
054937404
228
8900
SH
SOLE
0
0
8900
DUKE ENERGY CORP NEW JR SUB DE
PFD
26441C303
312
12000
SH
SOLE
0
0
12000
ENTERGY ARK INC 1ST MTG BD
PFD
29364d779
223
8800
SH
SOLE
0
0
8800
JPMORGAN CHASE & CO DEP 1/400
PFD
46637G124
744
29163
SH
SOLE
0
0
29163
KIMCO RLTY CORP DEP1/1000PFD K
PFD
49446R745
276
10816
SH
SOLE
0
0
10816
KKR & CO L P DEL PFD UNIT SER
PFD
48248m201
241
9550
SH
SOLE
0
0
9550
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K605
323
12466
SH
SOLE
0
0
12466
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K704
274
10700
SH
SOLE
0
0
10700
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K803
248
9745
SH
SOLE
0
0
9745
PARTNERRE LTD REDPFD SHS SER F
PFD
G68603128
293
11500
SH
SOLE
0
0
11500
PROTECTIVE LIFE CORP., 6.25% S
PFD
743674608
524
20018
SH
SOLE
0
0
20018
PS BUSINESS PKS INC CUMM PFD S
PFD
69360J685
229
8878
SH
SOLE
0
0
8878
PUBLIC STORAGE PFD 5.75% Ser.T
PFD
74460W404
339
12900
SH
SOLE
0
0
12900
RENAISSANCERE HOLDINGS PREF SH
PFD
G7498P119
301
11900
SH
SOLE
0
0
11900
SCE TR II TR PFD SECS 5.1%
PFD
78407R204
213
8400
SH
SOLE
0
0
8400
SCHWAB CHARLES Non-CUM PFD Ser
PFD
808513204
425
16125
SH
SOLE
0
0
16125
SENIOR HSG PPTYS 5.625% PFD DU
PFD
81721M208
751
30020
SH
SOLE
0
0
30020
STATE STR CORP DEP SHS REPSTG
PFD
857477509
230
8900
SH
SOLE
0
0
8900
WELLS FARGO & CO NEW DEP1/1000
PFD
949746721
378
14840
SH
SOLE
0
0
14840
ALLIANCEBERNSTEIN GLOBAL HIGH
Closed End Fund
01879r106
305
26191
SH
SOLE
0
0
26191
ALLIANCEBERNSTEIN INCOME FUND
Closed End Fund
01881e101
244
31020
SH
SOLE
0
0
31020
BLACKROCK MUNI TARGET TERM TRU
Closed End Fund
092476100
202
8800
SH
SOLE
0
0
8800
BLACKROCK MUNIASSETS FD
Closed End Fund
09254J102
294
19760
SH
SOLE
0
0
19760
DNP SELECT INCOME FD COM
Closed End Fund
23325p104
141
14115
SH
SOLE
0
0
14115
FLAHERTY & CRUMRINE DYNAMIC PF
Closed End Fund
33848W106
234
9920
SH
SOLE
0
0
9920
LIBERTY ALL STAR EQ FD SH BEN
Closed End Fund
530158104
63
12727
SH
SOLE
0
0
12727
MFS INTER INCOME FD SH BEN INT
Closed End Fund
55273c107
47
10103
SH
SOLE
0
0
10103
NEUBERGER BERMAN MLP I COM
Closed End Fund
59021J307
74
10617
SH
SOLE
0
0
10617
NUVEEN INSURED MUNI OPPORTUNIT
Closed End Fund
670984103
150
10200
SH
SOLE
0
0
10200
NUVEEN MO PREMIUM INCOME MUNI
Closed End Fund
67060Q108
166
10075
SH
SOLE
0
0
10075
NUVEEN QUALITY INCOME MUNI FD
Closed End Fund
670977107
246
16700
SH
SOLE
0
0
16700
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
223
24841
SH
SOLE
0
0
24841
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
18
2000
SH
OTR
0
0
2000
ROYCE VALUE TRUST
Closed End Fund
780910105
120
10211
SH
SOLE
0
0
10211
TORTOISE ENERGY INDEPE COM
Closed End Fund
89148K101
738
64539
SH
SOLE
0
0
64539