0001566414-16-000005.txt : 20160202
0001566414-16-000005.hdr.sgml : 20160202
20160202131455
ACCESSION NUMBER: 0001566414-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
EFFECTIVENESS DATE: 20160202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 161380123
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001566414
XXXXXXXX
12-31-2015
12-31-2015
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
CCO
8609974160
Walter R Costenbader
Springfield
MO
02-02-2016
0
255
5965995
false
INFORMATION TABLE
2
signalpoint13f4q2015.xml
DUFF & PHELPS GLB UTL COM
ETF
26433c105
242
16411
SH
SOLE
0
0
16411
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ETF
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2819
102688
SH
SOLE
24219
0
78469
FIRST TRUST ETF ALPHADEX CONSM
ETF
33734X101
5733
168109
SH
SOLE
19383
0
148726
FIRST TRUST ETF ALPHADEX CONSU
ETF
33734X119
4241
95405
SH
SOLE
13033
0
82372
FIRST TRUST ETF ALPHADEX EMERG
ETF
33737J182
1579
87859
SH
SOLE
29517
0
58342
FIRST TRUST ETF ALPHADEX ENERG
ETF
33734X127
3489
251909
SH
SOLE
27008
0
224901
FIRST TRUST ETF ALPHADEX EUROP
ETF
33737J117
2305
77884
SH
SOLE
26811
0
51073
FIRST TRUST ETF ALPHADEX FINAN
ETF
33734X135
5258
226850
SH
SOLE
28976
0
197874
FIRST TRUST ETF ALPHADEX HEALT
ETF
33734X143
7010
115964
SH
SOLE
12930
0
103034
FIRST TRUST ETF ALPHADEX INDUS
ETF
33734X150
4617
176887
SH
SOLE
26161
0
150726
FIRST TRUST ETF ALPHADEX JAPAN
ETF
33737J158
2086
44239
SH
SOLE
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0
28983
FIRST TRUST ETF ALPHADEX LATIN
ETF
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92417
SH
SOLE
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FIRST TRUST ETF ALPHADEX MATER
ETF
33734X168
3321
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SH
SOLE
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FIRST TRUST ETF ALPHADEX TECHN
ETF
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SH
SOLE
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FIRST TRUST ETF ALPHADEX UTILI
ETF
33734X184
3505
156564
SH
SOLE
19967
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FIRST TRUST ETF DJ GLOBAL DIVI
ETF
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235
10818
SH
SOLE
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10818
FIRST TRUST ETF NORTH AMER ENE
ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ISHARES MSCI PACIFIC EX-JAPAN
ETF
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14857
ISHARES S&P LATIN AMERICA 40 I
ETF
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SOLE
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POWERSHARES ETF SENIOR LOAN PO
ETF
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POWERSHARES ETF TRUST DYNA BUY
ETF
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POWERSHARES GLOBAL ETF EMER MR
ETF
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ETF
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POWERSHS DYNAMIC BIOTECH & GEN
ETF
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POWERSHS DYNAMIC CONSUMER DISC
ETF
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POWERSHS DYNAMIC CONSUMER STAP
ETF
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POWERSHS DYNAMIC ENERGY SECTOR
ETF
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ETF
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ETF
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SOLE
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ETF
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ETF
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POWERSHS DYNAMIC UTILITIES SEC
ETF
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ETF
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ETF
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OTR
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ETF
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POWERSHS PREFERRED PORTFOLIO E
ETF
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SCHWAB U.S. TIPS ETF
ETF
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SOLE
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SELECT SECTOR SPDR TR SBI INT-
ETF
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SOLE
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SPDR BARCLAYS HIGH YIELD ETF
ETF
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26900
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SOLE
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SPDR BARCLAYS HIGH YIELD ETF
ETF
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DFND
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ETF
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1089
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350
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OTR
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ETF
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115
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OTR
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SPDR WELLS FARGO PREFERRED ETF
ETF
78464A292
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11210
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VANGUARD INTERMEDIATE TERM BON
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VANGUARD LONG TERM BOND INDEX
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31974
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VANGUARD REIT INDEX ETF
ETF
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5161
64737
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SOLE
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64737
WISDOMTREE DEFA EQUITY INCOME
ETF
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330
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SOLE
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8745
WISDOMTREE EMERGING MKTS EQUIT
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WISDOMTREE INTERNATIONAL REAL
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WISDOMTREE SMALL CAP DIVIDEND
ETF
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5691
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SOLE
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COM
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COM
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COM
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COM
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ALLERGAN INC COM
COM
g0177j108
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SOLE
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ALPHABET INC CAP STK CL C
COM
02079k107
759
1000
SH
SOLE
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0
1000
ALPS MLP ETF - ALERIAN MLP
COM
00162Q866
1738
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SH
SOLE
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0
144248
ALTRIA GROUP INC
COM
02209s103
1102
18935
SH
SOLE
0
0
18935
ALTRIA GROUP INC
COM
02209s103
108
1850
SH
OTR
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1850
AMAG PHARMACEUTICALS I COM
COM
00163u106
221
7309
SH
SOLE
0
0
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AMAZON COM INC COM
COM
023135106
422
624
SH
SOLE
0
0
624
AMERICAN AIRLS GRP INC COM
COM
02376r102
213
5027
SH
SOLE
0
0
5027
AMERICAN EXPRESS CO COM
COM
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APPLE INC COM
COM
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56485
SH
SOLE
0
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APPLE INC COM
COM
037833100
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100
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OTR
0
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100
AT&T INC COM
COM
00206r102
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SH
SOLE
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59791
AT&T INC COM
COM
00206r102
109
3171
SH
OTR
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3171
AVAGO TECHNOLOGIES LTD SHS
COM
Y0486s104
211
1455
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SOLE
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1455
BAIDU INC SPON ADR REP A
COM
056752108
1335
7064
SH
SOLE
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7064
BANCO BRADESCO S A SP ADR PFD
COM
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103
21380
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SOLE
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21380
BANK OF AMERICA CORP
COM
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732
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BANK OF AMERICA CORP
COM
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BAXTER INTERNATIONAL INC
COM
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BERKSHIRE HATHAWAY B NEW CLASS
COM
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BERKSHIRE HATHAWAY B NEW CLASS
COM
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COM
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203
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COM
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BOEING CO
COM
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2742
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BOEING CO
COM
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14
100
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BP PLC ADR
COM
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BP PLC ADR
COM
055622104
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BRISTOL-MYERS SQUIBB CO
COM
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BUCKEYE PARTNERS LTD PARTNERS
COM
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COM
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COM
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CAL MAINE FOODS INC COM NEW
COM
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201
4329
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CARDINAL HEALTH INC COM
COM
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2243
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CATERPILLAR INC DEL COM
COM
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CDW CORP COM
COM
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COM
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CHEVRON CORP NEW
COM
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CIMAREX ENERGY CO COM
COM
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COM
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CITIGROUP INC (NEW)
COM
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SOLE
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COCA COLA COMPANY
COM
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CONOCOPHILLIPS
COM
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CORNING INC COM
COM
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201
10976
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CSX CORP COM
COM
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9422
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DANAOS CORPORATION SHS
COM
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DELTA AIR LINES DEL COM NEW
COM
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SOLE
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DISNEY WALT CO COM DISNEY
COM
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DUKE ENERGY CORP NEW COM
COM
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COM
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EMERSON ELEC CO COM
COM
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EMPIRE DIST ELEC CO COM
COM
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COM
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287
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11230
EXACT SCIENCES CORP COM
COM
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273
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EXPRESS SCRIPTS INC COM
COM
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COM
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COM
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COM
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FIRST BANCSHS INC MO COM
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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GOOGLE INC CL A
COM
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COM
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COM
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COM
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COM
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COM
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4421
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COM
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COM
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ICAHN ENTERPRISES L.P.
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COM
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COM
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COM
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160
SH
OTR
0
0
160
MERCK & CO INC NEW COM
COM
58933y105
339
6415
SH
SOLE
0
0
6415
MICROSOFT CORP
COM
594918104
827
14903
SH
SOLE
0
0
14903
MICROSOFT CORP
COM
594918104
17
300
SH
OTR
0
0
300
MONDELEZ INTL INC CL A
COM
609207105
236
5264
SH
SOLE
0
0
5264
MONDELEZ INTL INC CL A
COM
609207105
5
103
SH
OTR
0
0
103
NEW MEDIA INVT GROUP I COM
COM
64704v106
219
11244
SH
SOLE
0
0
11244
O REILLY AUTOMOTIVE IN COM
COM
67103h107
16159
63762
SH
SOLE
0
0
63762
OMNICOM GROUP INC COM
COM
681919106
242
3200
SH
SOLE
0
0
3200
ONEOK PARTNERS LP UNIT LTD PAR
COM
68268N103
212
7030
SH
SOLE
0
0
7030
OPUS BK IRVINE CALIF COM
COM
684000102
208
5622
SH
SOLE
0
0
5622
ORACLE CORP COM
COM
68389X105
474
12983
SH
SOLE
0
0
12983
PEPSICO INC
COM
713448108
566
5663
SH
SOLE
0
0
5663
PFIZER INC
COM
717081103
492
15240
SH
SOLE
0
0
15240
PFIZER INC
COM
717081103
19
603
SH
OTR
0
0
603
PHILIP MORRIS INTL INCCOM
COM
718172109
1105
12566
SH
SOLE
0
0
12566
PHILIP MORRIS INTL INCCOM
COM
718172109
13
150
SH
OTR
0
0
150
PHILLIPS 66 COM
COM
718546104
571
6980
SH
SOLE
0
0
6980
PLUM CREEK TIMBER CO COM
COM
729251108
205
4304
SH
SOLE
0
0
4304
PROCTER & GAMBLE CO
COM
742718109
1508
18994
SH
SOLE
0
0
18994
PROCTER & GAMBLE CO
COM
742718109
16
200
SH
OTR
0
0
200
PRUDENTIAL FINL INC JR SUB NT
COM
744320607
487
18900
SH
SOLE
0
0
18900
QUALCOMM INC
COM
747525103
839
16793
SH
SOLE
0
0
16793
QWEST CORP NT
COM
74913G600
241
9700
SH
SOLE
0
0
9700
REALTY INCOME CORP (MARYLAND)
COM
756109104
384
7430
SH
SOLE
0
0
7430
REALTY INCOME CORP (MARYLAND)
COM
756109104
72
1388
SH
OTR
0
0
1388
REGIONS FINL CORP COM
COM
7591EP100
100
10446
SH
SOLE
0
0
10446
SABINE ROYALTY TR UNIT BEN INT
COM
785688102
359
13663
SH
SOLE
0
0
13663
SCORPIO TANKERS INC SHS
COM
Y7542c106
192
23893
SH
SOLE
0
0
23893
SIMON PPTY GRP INC
COM
828806109
260
1335
SH
SOLE
0
0
1335
SIMON PPTY GRP INC
COM
828806109
71
365
SH
OTR
0
0
365
SOUTHERN CO COM
COM
842587107
910
19448
SH
SOLE
0
0
19448
SOUTHERN CO COM
COM
842587107
5
100
SH
OTR
0
0
100
STANLEY BLACK & DECKER JR SUB
COM
854502705
205
7900
SH
SOLE
0
0
7900
STARBUCKS CORP COM
COM
855244109
1144
19052
SH
SOLE
0
0
19052
STRAGENICS INC
COM
862576105
0
20000
SH
SOLE
0
0
20000
SWIFT ENERGY COMPANY
COM
870738101
1
10125
SH
SOLE
0
0
10125
TARGET CORP
COM
87612e106
314
4325
SH
SOLE
0
0
4325
TEEKAY TANKERS LTD CL A
COM
Y8565n102
201
29235
SH
SOLE
0
0
29235
TERNIUM SA SPON ADR
COM
880890108
203
16304
SH
SOLE
0
0
16304
TIME WARNER CABLE INC COM
COM
88732J207
231
1246
SH
SOLE
0
0
1246
TIME WARNER INC COM NEW
COM
887317303
447
6920
SH
SOLE
0
0
6920
TYSON FOODS INC CL A
COM
902494103
1170
21934
SH
SOLE
0
0
21934
U S BANCORP DEL NEW
COM
902973304
2378
55722
SH
SOLE
0
0
55722
UNITEDHEALTH GROUP INC COM
COM
91324P102
220
1870
SH
SOLE
0
0
1870
VALEANT PHARMACEUTICAL COM
COM
91911K102
317
3117
SH
SOLE
0
0
3117
VERIZON COMMUNICATIONS
COM
92343v104
1248
27000
SH
SOLE
0
0
27000
VERIZON COMMUNICATIONS
COM
92343v104
114
2459
SH
OTR
0
0
2459
WAL-MART STORES INC
COM
931142103
4028
65711
SH
SOLE
0
0
65711
WAL-MART STORES INC
COM
931142103
6
100
SH
OTR
0
0
100
WALGREENS BOOTS ALLIAN COM
COM
931427108
500
5875
SH
SOLE
0
0
5875
WELLS FARGO & CO NEW
COM
949746101
1146
21086
SH
SOLE
0
0
21086
WELLS FARGO & CO NEW
COM
949746101
460
8466
SH
OTR
0
0
8466
BB&T CORP DEP SHS REPSTG 1
PFD
054937206
210
7944
SH
SOLE
0
0
7944
BB&T CORP DEP SHS REPSTG 1
PFD
054937404
232
8900
SH
SOLE
0
0
8900
DUKE ENERGY CORP NEW JR SUB DE
PFD
26441C303
308
12000
SH
SOLE
0
0
12000
ENTERGY ARK INC 1ST MTG BD
PFD
29364d779
220
8600
SH
SOLE
0
0
8600
JPMORGAN CHASE & CO DEP 1/400
PFD
46637G124
575
22763
SH
SOLE
0
0
22763
KIMCO RLTY CORP DEP1/1000PFD K
PFD
49446R745
272
10770
SH
SOLE
0
0
10770
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K605
319
12466
SH
SOLE
0
0
12466
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K704
272
10700
SH
SOLE
0
0
10700
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K803
219
8780
SH
SOLE
0
0
8780
PARTNERRE LTD REDPFD SHS SER F
PFD
G68603128
299
11500
SH
SOLE
0
0
11500
PROTECTIVE LIFE CORP., 6.25% S
PFD
743674608
525
20018
SH
SOLE
0
0
20018
PS BUSINESS PKS INC CUMM PFD S
PFD
69360J685
227
8878
SH
SOLE
0
0
8878
PUBLIC STORAGE PFD 5.75% Ser.T
PFD
74460W404
332
12900
SH
SOLE
0
0
12900
RENAISSANCERE HOLDINGS PREF SH
PFD
G7498P119
297
11900
SH
SOLE
0
0
11900
SCE TR II TR PFD SECS 5.1%
PFD
78407R204
206
8400
SH
SOLE
0
0
8400
SCHWAB CHARLES Non-CUM PFD Ser
PFD
808513204
432
16125
SH
SOLE
0
0
16125
SENIOR HSG PPTYS 5.625% PFD DU
PFD
81721M208
599
23620
SH
SOLE
0
0
23620
WELLS FARGO & CO NEW DEP1/1000
PFD
949746721
375
14840
SH
SOLE
0
0
14840
ALLIANCEBERNSTEIN GLOBAL HIGH
Closed End Fund
01879r106
284
26334
SH
SOLE
0
0
26334
ALLIANCEBERNSTEIN INCOME FUND
Closed End Fund
01881e101
239
31154
SH
SOLE
0
0
31154
BLACKROCK MUNIASSETS FD
Closed End Fund
09254J102
281
19725
SH
SOLE
0
0
19725
DNP SELECT INCOME FD COM
Closed End Fund
23325p104
125
13904
SH
SOLE
0
0
13904
FLAHERTY & CRUMRINE DYNAMIC PF
Closed End Fund
33848W106
226
9861
SH
SOLE
0
0
9861
LIBERTY ALL STAR EQ FD SH BEN
Closed End Fund
530158104
66
12353
SH
SOLE
0
0
12353
NEUBERGER BERMAN MLP I COM
Closed End Fund
59021J307
86
10530
SH
SOLE
0
0
10530
NUVEEN INSURED MUNI OPPORTUNIT
Closed End Fund
670984103
146
10200
SH
SOLE
0
0
10200
NUVEEN MO PREMIUM INCOME MUNI
Closed End Fund
67060Q108
171
11104
SH
SOLE
0
0
11104
NUVEEN QUALITY INCOME MUNI FD
Closed End Fund
670977107
237
16700
SH
SOLE
0
0
16700
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
222
24413
SH
SOLE
0
0
24413
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
18
2000
SH
OTR
0
0
2000
ROYCE VALUE TRUST
Closed End Fund
780910105
118
10028
SH
SOLE
0
0
10028
TORTOISE ENERGY INDEPE COM
Closed End Fund
89148K101
502
44527
SH
SOLE
0
0
44527
NESTLE S A REG B ADR F1 ADR RE
ADR
641069406
260
3489
SH
SOLE
0
0
3489