0001566414-15-000004.txt : 20151104
0001566414-15-000004.hdr.sgml : 20151104
20151104124249
ACCESSION NUMBER: 0001566414-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
EFFECTIVENESS DATE: 20151104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 151196185
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001566414
XXXXXXXX
09-30-2015
09-30-2015
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
CCO
8609974160
Walter R Costenbader
Springfield
MO
11-04-2015
0
234
221339
false
INFORMATION TABLE
2
signalpoint13fq32015.xml
DUFF & PHELPS GLB UTL COM
ETF
26433c105
248
16378
SH
SOLE
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16378
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ETF
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116702
SH
SOLE
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0
92483
FIRST TRUST ETF ALPHADEX CONSM
ETF
33734X101
6337
184928
SH
SOLE
19383
0
165545
FIRST TRUST ETF ALPHADEX CONSU
ETF
33734X119
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101734
SH
SOLE
17842
0
83892
FIRST TRUST ETF ALPHADEX EMERG
ETF
33737J182
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122464
SH
SOLE
29517
0
92947
FIRST TRUST ETF ALPHADEX ENERG
ETF
33734X127
5801
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SH
SOLE
36127
0
366698
FIRST TRUST ETF ALPHADEX EUROP
ETF
33737J117
2459
86999
SH
SOLE
26811
0
60188
FIRST TRUST ETF ALPHADEX FINAN
ETF
33734X135
4061
180884
SH
SOLE
28976
0
151908
FIRST TRUST ETF ALPHADEX HEALT
ETF
33734X143
6175
106094
SH
SOLE
12930
0
93164
FIRST TRUST ETF ALPHADEX INDUS
ETF
33734X150
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193226
SH
SOLE
26161
0
167065
FIRST TRUST ETF ALPHADEX JAPAN
ETF
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49410
SH
SOLE
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FIRST TRUST ETF ALPHADEX LATIN
ETF
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SOLE
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FIRST TRUST ETF ALPHADEX MATER
ETF
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SOLE
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FIRST TRUST ETF ALPHADEX TECHN
ETF
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SOLE
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FIRST TRUST ETF ALPHADEX UTILI
ETF
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215605
SH
SOLE
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FIRST TRUST ETF DJ GLOBAL DIVI
ETF
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SOLE
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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15371
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ETF
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SOLE
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POWERSHARES ETF SENIOR LOAN PO
ETF
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POWERSHARES ETF TRUST DYNA BUY
ETF
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ETF
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ETF
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POWERSHS DYNAMIC CONSUMER DISC
ETF
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POWERSHS DYNAMIC CONSUMER STAP
ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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SPDR BARCLAYS HIGH YIELD ETF
ETF
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ETF
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ETF
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VANGUARD REIT INDEX ETF
ETF
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WISDOMTREE DEFA EQUITY INCOME
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WISDOMTREE INTERNATIONAL REAL
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ETF
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COM
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COM
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COM
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COM
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COM
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COM
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ALTRIA GROUP INC
COM
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101
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AMAZON COM INC COM
COM
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474
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COM
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APPLE INC COM
COM
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APPLE INC COM
COM
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OTR
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AT&T INC COM
COM
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AT&T INC COM
COM
00206r102
103
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BAIDU INC SPON ADR REP A
COM
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BANK OF AMERICA CORP
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COM
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BERKSHIRE HATHAWAY B NEW CLASS
COM
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BLACKROCK BLD AMER BOND TRUST
COM
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440
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BOEING CO
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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CHEVRON CORP NEW
COM
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CIMAREX ENERGY CO COM
COM
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CISCO SYS INC
COM
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CLOROX CO DEL COM
COM
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COCA COLA COMPANY
COM
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CONOCOPHILLIPS
COM
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CORNING INC COM
COM
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CSX CORP COM
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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19377
SH
SOLE
0
0
19377
PROCTER & GAMBLE CO
COM
742718109
14
200
SH
OTR
0
0
200
PRUDENTIAL FINL INC JR SUB NT
COM
744320607
476
18900
SH
SOLE
0
0
18900
QUALCOMM INC
COM
747525103
902
16795
SH
SOLE
0
0
16795
QWEST CORP NT
COM
74913G600
233
9700
SH
SOLE
0
0
9700
REALTY INCOME CORP (MARYLAND)
COM
756109104
293
6184
SH
SOLE
0
0
6184
REALTY INCOME CORP (MARYLAND)
COM
756109104
71
1488
SH
OTR
0
0
1488
REGIONS FINL CORP COM
COM
7591EP100
94
10444
SH
SOLE
0
0
10444
SABINE ROYALTY TR UNIT BEN INT
COM
785688102
423
13842
SH
SOLE
0
0
13842
SIMON PPTY GRP INC
COM
828806109
178
970
SH
SOLE
0
0
970
SIMON PPTY GRP INC
COM
828806109
67
365
SH
OTR
0
0
365
SOUTHERN CO COM
COM
842587107
847
18956
SH
SOLE
0
0
18956
SOUTHERN CO COM
COM
842587107
4
100
SH
OTR
0
0
100
STANLEY BLACK & DECKER JR SUB
COM
854502705
201
7900
SH
SOLE
0
0
7900
STARBUCKS CORP COM
COM
855244109
1077
18956
SH
SOLE
0
0
18956
STRAGENICS INC
COM
862576105
0
20000
SH
SOLE
0
0
20000
SWIFT ENERGY CO COM
COM
870738101
4
11125
SH
SOLE
0
0
11125
SYSCO CORP COM
COM
871829107
226
5791
SH
SOLE
0
0
5791
TARGET CORP
COM
87612e106
291
3700
SH
SOLE
0
0
3700
TIME WARNER CABLE INC COM
COM
88732J207
224
1251
SH
SOLE
0
0
1251
TIME WARNER INC COM NEW
COM
887317303
475
6909
SH
SOLE
0
0
6909
TYSON FOODS INC CL A
COM
902494103
945
21934
SH
SOLE
0
0
21934
U S BANCORP DEL NEW
COM
902973304
2285
55718
SH
SOLE
0
0
55718
UNITEDHEALTH GROUP INC COM
COM
91324P102
216
1865
SH
SOLE
0
0
1865
VERIZON COMMUNICATIONS
COM
92343v104
1048
24090
SH
SOLE
0
0
24090
VERIZON COMMUNICATIONS
COM
92343v104
107
2459
SH
OTR
0
0
2459
WAL-MART STORES INC
COM
931142103
3866
59623
SH
SOLE
0
0
59623
WAL-MART STORES INC
COM
931142103
6
100
SH
OTR
0
0
100
WALGREENS BOOTS ALLIAN COM
COM
931427108
488
5875
SH
SOLE
0
0
5875
WELLS FARGO & CO NEW
COM
949746101
645
12561
SH
SOLE
0
0
12561
WELLS FARGO & CO NEW
COM
949746101
5
100
SH
DFND
0
0
100
WELLS FARGO & CO NEW
COM
949746101
427
8316
SH
OTR
0
0
8316
BB&T CORP DEP SHS REPSTG 1
PFD
054937206
201
7935
SH
SOLE
0
0
7935
BB&T CORP DEP SHS REPSTG 1
PFD
054937404
221
8900
SH
SOLE
0
0
8900
DUKE ENERGY CORP NEW JR SUB DE
PFD
26441C303
301
12000
SH
SOLE
0
0
12000
ENTERGY ARK INC 1ST MTG BD
PFD
29364d779
216
8600
SH
SOLE
0
0
8600
JPMORGAN CHASE & CO DEP 1/400
PFD
46637G124
487
20227
SH
SOLE
0
0
20227
KIMCO RLTY CORP DEP1/1000PFD K
PFD
49446R745
263
10724
SH
SOLE
0
0
10724
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K605
331
13266
SH
SOLE
0
0
13266
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K704
222
9000
SH
SOLE
0
0
9000
PARTNERRE LTD REDPFD SHS SER F
PFD
G68603128
289
11500
SH
SOLE
0
0
11500
PROTECTIVE LIFE CORP., 6.25% S
PFD
743674608
521
20018
SH
SOLE
0
0
20018
PS BUSINESS PKS INC CUMM PFD S
PFD
69360J685
221
8858
SH
SOLE
0
0
8858
PUBLIC STORAGE PFD 5.75% Ser.T
PFD
74460W404
322
12900
SH
SOLE
0
0
12900
RENAISSANCERE HOLDINGS PREF SH
PFD
G7498P119
286
12000
SH
SOLE
0
0
12000
SCHWAB CHARLES Non-CUM PFD Ser
PFD
808513204
406
16125
SH
SOLE
0
0
16125
SENIOR HSG PPTYS 5.625% PFD DU
PFD
81721M208
535
21820
SH
SOLE
0
0
21820
WELLS FARGO & CO NEW DEP1/1000
PFD
949746721
316
13140
SH
SOLE
0
0
13140
ALLIANCEBERNSTEIN GLOBAL HIGH
Closed End Fund
01879r106
262
23707
SH
SOLE
0
0
23707
ALLIANCEBERNSTEIN INCOME FUND
Closed End Fund
01881e101
246
31351
SH
SOLE
0
0
31351
BLACKROCK MUNIASSETS FD
Closed End Fund
09254J102
266
19688
SH
SOLE
0
0
19688
DNP SELECT INCOME FD COM
Closed End Fund
23325p104
137
15297
SH
SOLE
0
0
15297
FLAHERTY & CRUMRINE DYNAMIC PF
Closed End Fund
33848W106
219
9788
SH
SOLE
0
0
9788
LIBERTY ALL STAR EQ FD SH BEN
Closed End Fund
530158104
66
12953
SH
SOLE
0
0
12953
NEUBERGER BERMAN MLP I COM
Closed End Fund
59021J307
170
14183
SH
SOLE
0
0
14183
NUVEEN INSURED MUNI OPPORTUNIT
Closed End Fund
670984103
172
12200
SH
SOLE
0
0
12200
NUVEEN MO PREMIUM INCOME MUNI
Closed End Fund
67060Q108
165
11104
SH
SOLE
0
0
11104
NUVEEN QUALITY INCOME MUNI FD
Closed End Fund
670977107
225
16700
SH
SOLE
0
0
16700
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
192
21997
SH
SOLE
0
0
21997
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
17
2000
SH
OTR
0
0
2000
ROYCE VALUE TRUST
Closed End Fund
780910105
117
10132
SH
SOLE
0
0
10132
TORTOISE ENERGY INDEPE COM
Closed End Fund
89148K101
361
28882
SH
SOLE
0
0
28882
WESTERN ASSET MANAGED MUNI FD
Closed End Fund
95766M105
143
10280
SH
SOLE
0
0
10280
NESTLE S A REG B ADR F1 ADR RE
ADR
641069406
263
3489
SH
SOLE
0
0
3489