0001062993-14-002243.txt : 20140417
0001062993-14-002243.hdr.sgml : 20140417
20140417102028
ACCESSION NUMBER: 0001062993-14-002243
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140417
DATE AS OF CHANGE: 20140417
EFFECTIVENESS DATE: 20140417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 14768935
BUSINESS ADDRESS:
STREET 1: 400 SOUTH AVENUE
STREET 2: SUITE 300
CITY: SPRINGFIELD
STATE: MO
ZIP: 65806
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 400 SOUTH AVENUE
STREET 2: SUITE 300
CITY: SPRINGFIELD
STATE: MO
ZIP: 65806
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001566414
XXXXXXXX
03-31-2014
03-31-2014
SignalPoint Asset Management, LLC
400 SOUTH AVENUE
Suite 300
SPRINGFIELD
MO
65806
13F HOLDINGS REPORT
028-15113
N
Michael Orzel
CEO & CCO
417-869-9981
Michael Orzel
Springfield
MO
04-16-2014
0
159
214379
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
371
18739
SH
SOLE
0
0
18739
FIRST TR EXCH TRD ALPHA FD I
ASIA EX JAPAN
33737J109
631
22057
SH
SOLE
21184
0
873
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
3020
94310
SH
SOLE
18175
0
76135
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
2201
59691
SH
SOLE
17667
0
42024
FIRST TR EXCH TRD ALPHA FD I
EMERG MKT ALPH
33737J182
577
24094
SH
SOLE
23162
0
932
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
3300
125895
SH
SOLE
22889
0
103006
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHA
33737J117
777
21709
SH
SOLE
21187
0
522
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
2157
98804
SH
SOLE
27173
0
71631
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
2879
56516
SH
SOLE
12677
0
43839
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
3016
102228
SH
SOLE
21835
0
80393
FIRST TR EXCH TRD ALPHA FD I
JAPAN ALPHADEX
33737J158
671
15337
SH
SOLE
15060
0
277
FIRST TR EXCH TRD ALPHA FD I
LATIN AMER ALP
33737J125
560
24427
SH
SOLE
23520
0
907
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
3231
97012
SH
SOLE
17265
0
79747
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
2174
69746
SH
SOLE
20053
0
49693
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
2421
108848
SH
SOLE
25047
0
83801
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
247
8856
SH
SOLE
0
0
8856
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
371
15283
SH
SOLE
0
0
15283
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
861
44705
SH
SOLE
0
0
44705
ISHARES
1-3 YR TR BD ETF
464287457
4517
53486
SH
SOLE
0
0
53486
ISHARES
20+ YR TR BD ETF
464287432
2618
24000
SH
SOLE
0
0
24000
ISHARES
7-10 Y TR BD ETF
464287440
2739
26929
SH
SOLE
0
0
26929
ISHARES
SHRT TRS BD ETF
464288679
2934
26608
SH
SOLE
14182
0
12426
ISHARES
TIPS BD ETF
464287176
3071
27396
SH
SOLE
0
0
27396
ISHARES GOLD TRUST
ISHARES
464285105
2302
185071
SH
SOLE
0
0
185071
ISHARES
IBOXX INV CP ETF
464287242
3381
28910
SH
SOLE
0
0
28910
ISHARES
IBOXX HI YD ETF
464288513
4761
50442
SH
SOLE
0
0
50442
ISHARES
EMU ETF
464286608
3074
72721
SH
SOLE
0
0
72721
ISHARES
MSCI JAPAN ETF
464286848
2546
224748
SH
SOLE
0
0
224748
ISHARES
MSCI PAC JP ETF
464286665
3997
83121
SH
SOLE
0
0
83121
ISHARES
LATN AMER 40 ETF
464287390
2589
70807
SH
SOLE
0
0
70807
ISHARES TR
0-5YR INVT GR CP
46434V100
501
9975
SH
SOLE
0
0
9975
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
252
10152
SH
SOLE
0
0
10152
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X427
4534
85977
SH
SOLE
0
0
85977
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
2690
64620
SH
SOLE
0
0
64620
POWERSHARES ETF TRUST
CON DISCRE SEC
73935X419
4829
118270
SH
SOLE
0
0
118270
POWERSHARES ETF TRUST
CON STAPLE SEC
73935X393
2910
65092
SH
SOLE
0
0
65092
POWERSHARES ETF TRUST
ENERGY SEC POR
73935X385
5849
101026
SH
SOLE
0
0
101026
POWERSHARES ETF TRUST
FINL SECT PORT
73935X377
3035
105392
SH
SOLE
0
0
105392
POWERSHARES ETF TRUST
HLTHCR SEC POR
73935X351
3807
79447
SH
SOLE
0
0
79447
POWERSHARES ETF TRUST
INDL SECT PORT
73935X369
3495
73172
SH
SOLE
0
0
73172
POWERSHARES ETF TRUST
TECH SECT PORT
73935X344
2965
85514
SH
SOLE
0
0
85514
POWERSHARES ETF TRUST
DYN UTIL PORTF
73935X591
3959
182296
SH
SOLE
0
0
182296
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
2168
121842
SH
SOLE
0
0
121842
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
2604
214324
SH
SOLE
0
0
214324
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
861
60376
SH
SOLE
0
0
60376
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
335
6213
SH
SOLE
0
0
6213
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
853
20648
SH
SOLE
0
0
20648
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
326
1986
SH
SOLE
0
0
1986
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
254
5246
SH
SOLE
0
0
5246
SPDR S&P 500 ETF TR
TR UNIT
78462F103
257
1376
SH
SOLE
0
0
1376
SPDR GOLD TRUST
GOLD SHS
78463V107
351
2843
SH
SOLE
0
0
2843
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
325
7672
SH
SOLE
0
0
7672
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
2841
34093
SH
SOLE
0
0
34093
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
2695
31070
SH
SOLE
0
0
31070
VANGUARD INDEX FDS
REIT ETF
922908553
5260
74485
SH
SOLE
0
0
74485
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
294
3812
SH
SOLE
0
0
3812
WISDOMTREE TR
DEFA EQT INC ETF
97717W802
264
5525
SH
SOLE
0
0
5525
WISDOMTREE TR
EMERG MKTS ETF
97717W315
369
7522
SH
SOLE
0
0
7522
WISDOMTREE TR
GLB EX US RL EST
97717W331
911
32923
SH
SOLE
0
0
32923
WISDOMTREE TR
INTL SMCAP DIV
97717W760
394
6066
SH
SOLE
0
0
6066
WISDOMTREE TR
SMALLCAP DIVID
97717W604
281
4110
SH
SOLE
0
0
4110
3M CO
COM
88579Y101
532
3919
SH
SOLE
0
0
3919
ABBOTT LABS
COM
002824100
256
6637
SH
SOLE
0
0
6637
ABBVIE INC
COM
00287Y109
376
7316
SH
SOLE
0
0
7316
ALPS ETF TR
ALERIAN MLP
00162Q866
2063
116805
SH
SOLE
0
0
116805
ALTRIA GROUP INC
COM
02209S103
658
17590
SH
SOLE
0
0
17590
AMAZON COM INC
COM
023135106
206
611
SH
SOLE
0
0
611
AMERICAN EXPRESS CO
COM
025816109
313
3476
SH
SOLE
0
0
3476
APPLE INC
COM
037833100
4140
7714
SH
SOLE
0
0
7714
AT&T INC
COM
00206R102
2075
59170
SH
SOLE
0
0
59170
BAIDU INC
SPON ADR REP A
056752108
1041
6834
SH
SOLE
0
0
6834
BANK OF AMERICA CORPORATION
COM
060505104
1110
64525
SH
SOLE
0
0
64525
BAXTER INTL INC
COM
071813109
342
4650
SH
SOLE
0
0
4650
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
579
4636
SH
SOLE
0
0
4636
BLACKROCK BUILD AMER BD TR
SHS
09248X100
487
24068
SH
SOLE
0
0
24068
BOEING CO
COM
097023105
365
2908
SH
SOLE
0
0
2908
BP PLC
SPONSORED ADR
055622104
328
6823
SH
SOLE
0
0
6823
BRISTOL MYERS SQUIBB CO
COM
110122108
344
6618
SH
SOLE
0
0
6618
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
314
4181
SH
SOLE
0
0
4181
CATERPILLAR INC DEL
COM
149123101
495
4981
SH
SOLE
0
0
4981
CHEVRON CORP NEW
COM
166764100
1346
11316
SH
SOLE
0
0
11316
CIMAREX ENERGY CO
COM
171798101
287
2411
SH
SOLE
0
0
2411
CISCO SYS INC
COM
17275R102
240
10698
SH
SOLE
0
0
10698
CITIGROUP INC
COM NEW
172967424
293
6150
SH
SOLE
0
0
6150
COCA COLA CO
COM
191216100
370
9564
SH
SOLE
0
0
9564
CONOCOPHILLIPS
COM
20825C104
1215
17276
SH
SOLE
0
0
17276
CORNING INC
COM
219350105
223
10689
SH
SOLE
0
0
10689
CSX CORP
COM
126408103
276
9528
SH
SOLE
0
0
9528
DUKE ENERGY CORP NEW
COM NEW
26441C204
248
3479
SH
SOLE
0
0
3479
EMERSON ELEC CO
COM
291011104
835
12505
SH
SOLE
0
0
12505
EMPIRE DIST ELEC CO
COM
291641108
599
24621
SH
SOLE
0
0
24621
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
454
6543
SH
SOLE
0
0
6543
EXXON MOBIL CORP
COM
30231G102
2319
23739
SH
SOLE
0
0
23739
FORD MTR CO DEL
COM PAR $0.01
345370860
762
48872
SH
SOLE
0
0
48872
FRONTIER COMMUNICATIONS CORP
COM
35906A108
72
12646
SH
SOLE
0
0
12646
GENERAL ELECTRIC CO
COM
369604103
1128
43559
SH
SOLE
0
0
43559
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
227
4243
SH
SOLE
0
0
4243
GUGGENHEIM BLD AMR BDS MANG
COM
401664107
379
18281
SH
SOLE
0
0
18281
HALLIBURTON CO
COM
406216101
390
6619
SH
SOLE
0
0
6619
HARLEY DAVIDSON INC
COM
412822108
338
5075
SH
SOLE
0
0
5075
HELMERICH & PAYNE INC
COM
423452101
1191
11072
SH
SOLE
0
0
11072
HENRY JACK & ASSOC INC
COM
426281101
14463
259375
SH
SOLE
0
0
259375
HERSHEY CO
COM
427866108
304
2914
SH
SOLE
0
0
2914
HOME DEPOT INC
COM
437076102
398
5034
SH
SOLE
0
0
5034
INTEL CORP
COM
458140100
517
20039
SH
SOLE
0
0
20039
INTERNATIONAL BUSINESS MACHS
COM
459200101
757
3931
SH
SOLE
0
0
3931
JOHNSON & JOHNSON
COM
478160104
1062
10807
SH
SOLE
0
0
10807
JPMORGAN CHASE & CO
COM
46625H100
326
5366
SH
SOLE
0
0
5366
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
375
8063
SH
SOLE
0
0
8063
KANSAS CITY SOUTHERN
COM NEW
485170302
279
2731
SH
SOLE
0
0
2731
KIMBERLY CLARK CORP
COM
494368103
307
2784
SH
SOLE
0
0
2784
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1221
16516
SH
SOLE
0
0
16516
KINDER MORGAN INC DEL
COM
49456B101
327
10059
SH
SOLE
0
0
10059
LEGGETT & PLATT INC
COM
524660107
293
8975
SH
SOLE
0
0
8975
MCDONALDS CORP
COM
580135101
586
5974
SH
SOLE
0
0
5974
MERCK & CO INC NEW
COM
58933Y105
254
4467
SH
SOLE
0
0
4467
MICROSOFT CORP
COM
594918104
677
16512
SH
SOLE
0
0
16512
MONDELEZ INTL INC
CL A
609207105
230
6648
SH
SOLE
0
0
6648
NUSTAR ENERGY LP
UNIT COM
67058H102
230
4180
SH
SOLE
0
0
4180
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
10306
69451
SH
SOLE
0
0
69451
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
364
6800
SH
SOLE
0
0
6800
ORACLE CORP
COM
68389X105
616
15054
SH
SOLE
0
0
15054
PEPSICO INC
COM
713448108
609
7289
SH
SOLE
0
0
7289
PFIZER INC
COM
717081103
369
11489
SH
SOLE
0
0
11489
PHILIP MORRIS INTL INC
COM
718172109
1007
12300
SH
SOLE
0
0
12300
PHILLIPS 66
COM
718546104
638
8280
SH
SOLE
0
0
8280
PIONEER NAT RES CO
COM
723787107
353
1886
SH
SOLE
0
0
1886
PROCTER & GAMBLE CO
COM
742718109
1525
18923
SH
SOLE
0
0
18923
QUALCOMM INC
COM
747525103
1414
17935
SH
SOLE
0
0
17935
REGIONS FINL CORP NEW
COM
7591EP100
123
11092
SH
SOLE
0
0
11092
SABINE ROYALTY TR
UNIT BEN INT
785688102
694
14017
SH
SOLE
0
0
14017
SOUTHERN CO
COM
842587107
641
14590
SH
SOLE
0
0
14590
STARBUCKS CORP
COM
855244109
690
9398
SH
SOLE
0
0
9398
SWIFT ENERGY CO
COM
870738101
154
14325
SH
SOLE
0
0
14325
SYSCO CORP
COM
871829107
205
5672
SH
SOLE
0
0
5672
TARGET CORP
COM
87612E106
245
4045
SH
SOLE
0
0
4045
TIME WARNER INC
COM NEW
887317303
445
6812
SH
SOLE
0
0
6812
TRANSCANADA CORP
COM
89353D107
278
6113
SH
SOLE
0
0
6113
TYSON FOODS INC
CL A
902494103
961
21834
SH
SOLE
0
0
21834
US BANCORP DEL
COM NEW
902973304
2486
57998
SH
SOLE
0
0
57998
VERIZON COMMUNICATIONS INC
COM
92343V104
938
19712
SH
SOLE
0
0
19712
WAL-MART STORES INC
COM
931142103
5072
66360
SH
SOLE
0
0
66360
WALGREEN CO
COM
931422109
345
5225
SH
SOLE
0
0
5225
WELLS FARGO & CO NEW
COM
949746101
623
12529
SH
SOLE
0
0
12529
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
266
18003
SH
SOLE
0
0
18003
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
291
39606
SH
SOLE
0
0
39606
BLACKROCK MUNIASSETS FD INC
COM
09254J102
201
16343
SH
SOLE
0
0
16343
DNP SELECT INCOME FD
COM
23325P104
132
13505
SH
SOLE
0
0
13505
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
329
15139
SH
SOLE
0
0
15139
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
93
15833
SH
SOLE
0
0
15833
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
167
12118
SH
SOLE
0
0
12118
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
158
13000
SH
SOLE
0
0
13000
NUVEEN INTER DURATION MN TMF
COM
670671106
251
21009
SH
SOLE
0
0
21009
NUVEEN MO PREM INCOME MUN FD
COM
67060Q108
197
13160
SH
SOLE
0
0
13160
NUVEEN PFD & INCOME TERM FD
COM
67075A106
228
10000
SH
SOLE
0
0
10000
NUVEEN QUALITY INCOME MUN FD
COM
670977107
222
16700
SH
SOLE
0
0
16700
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
126
14561
SH
SOLE
0
0
14561
ROYCE VALUE TR INC
COM
780910105
167
10617
SH
SOLE
0
0
10617
WESTERN ASST MNGD MUN FD INC
COM
95766M105
165
12916
SH
SOLE
0
0
12916