0001062993-13-000508.txt : 20130201 0001062993-13-000508.hdr.sgml : 20130201 20130131174113 ACCESSION NUMBER: 0001062993-13-000508 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130131 EFFECTIVENESS DATE: 20130201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 13563955 BUSINESS ADDRESS: STREET 1: 400 SOUTH AVENUE STREET 2: SUITE 300 CITY: SPRINGFIELD STATE: MO ZIP: 65806 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 400 SOUTH AVENUE STREET 2: SUITE 300 CITY: SPRINGFIELD STATE: MO ZIP: 65806 13F-HR 1 form13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name SignalPoint Asset Management, LLC Address 400 South Avenue Suite 300 Springfield, MO 65806 Form 13F File Number: 028- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Michael Orzel Title CEO & CCO Phone 417-869-9981 Signature, Place, and Date of Signing: /s/ Michael Orzel Springfield, MO 1.31.12 ----------------- --------------- ------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: 110,504 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- FIRST TRUST VALUE LINE 100 TIM ETF 33735g107 1458 109961 SH Sole 0 0 109961 ISHARES ETF 1-3 YEAR TREASURY ETF 464287457 3435 40688 SH Sole 0 0 40688 ISHARES ETF 20+ YEAR TREASURY ETF 464287432 3858 31838 SH Sole 0 0 31838 ISHARES ETF 7-10 YEAR TREASURY ETF 464287440 3785 35215 SH Sole 0 0 35215 ISHARES ETF TREASURY INFLATION ETF 464287176 3973 32728 SH Sole 0 0 32728 ISHARES GOLD TRUST ISHARES ETF 464285105 2058 126403 SH Sole 0 0 126403 ISHARES IBOXX INVESTMENT GRAD ETF 464287242 4385 36246 SH Sole 0 0 36246 ISHARES IBOXX HIGH YIELD CORP ETF 464288513 4395 47079 SH Sole 0 0 47079 ISHARES MSCI EMU INDEX ETF 464286608 2370 70844 SH Sole 0 0 70844 ISHARES MSCI JAPAN INDEX ETF 464286848 2068 212109 SH Sole 0 0 212109 ISHARES MSCI PACIFIC EX-JAPAN ETF 464286665 3360 71287 SH Sole 0 0 71287 ISHARES S&P LATIN AMERICA 40 I ETF 464287390 2171 49528 SH Sole 0 0 49528 POWERSHS DYNAMIC BASIC MATERIA ETF 73935x427 6143 151883 SH Sole 0 0 151883 POWERSHS DYNAMIC BIOTECH & GEN ETF 73935x856 1647 72138 SH Sole 0 0 72138 POWERSHS DYNAMIC CONSUMER DISC ETF 73935x419 5786 194553 SH Sole 0 0 194553 POWERSHS DYNAMIC CONSUMER STAP ETF 73935x393 3364 101273 SH Sole 0 0 101273 POWERSHS DYNAMIC ENERGY SECTOR ETF 73935x385 6850 159717 SH Sole 0 0 159717 POWERSHS DYNAMIC FINANCIAL SEC ETF 73935x377 3803 179817 SH Sole 0 0 179817 POWERSHS DYNAMIC HEALTHCARE SE ETF 73935x351 4628 141021 SH Sole 0 0 141021 POWERSHS DYNAMIC INDUSTRIAL SE ETF 73935x369 4504 141536 SH Sole 0 0 141536 POWERSHS DYNAMIC TECHNOLOGY SE ETF 73935x344 3760 143662 SH Sole 0 0 143662 POWERSHS DYNAMIC UTILITIES SEC ETF 73935x591 4802 277388 SH Sole 0 0 277388 POWERSHS FINANCIAL PREFERRED E ETF 73935X229 230 12600 SH Other 0 0 12600 POWERSHS GLOBAL LISTED PRIVATE ETF 73935x195 1801 177973 SH Sole 0 0 177973 POWERSHS PREFERRED PORTFOLIO E ETF 73936T565 747 50860 SH Sole 0 0 50860 SPDR BARCLAYS HIGH YIELD ETF ETF 78464A417 1230 30221 SH Sole 0 0 30221 SPDR INDEX SHS FDS DJWILSHIRE ETF 78463x749 1159 27520 SH Sole 0 0 27520 VANGUARD INDEX FDS S&P500 ETF ETF 922908413 3642 55869 SH Sole 0 0 55869 VANGUARD INTERMEDIATE TERM BON ETF 921937819 3809 43159 SH Sole 0 0 43159 VANGUARD LONG TERM BOND INDEX ETF 921937793 3848 40991 SH Sole 0 0 40991 VANGUARD REIT INDEX ETF ETF 922908553 6261 95146 SH Sole 0 0 95146 WISDOMTREE MID-CAP DIVIDEND ETF 97717w505 500 8707 SH Sole 0 0 8707 WISDOMTREE DEFA EQUITY INCOME ETF 97717w802 471 11638 SH Sole 0 0 11638 WISDOMTREE EMERGING MKTS EQUIT ETF 97717w315 554 9694 SH Sole 0 0 9694 WISDOMTREE INTL REAL ESTATE SE ETF 97717w331 179 5957 SH Sole 0 0 5957 WISDOMTREE INTL SMALL CAP DIVI ETF 97717w760 519 9952 SH Sole 0 0 9952 WISDOMTREE SMALL CAP DIVIDEND ETF 97717w604 492 9650 SH Sole 0 0 9650 BP PLC ADR COM 055622104 430 10320 SH Sole 0 0 10320 CAPITAL FINL HLDGS INC COM COM 140144106 0 10000 SH Sole 0 0 10000 EXXON MOBIL CORP COM 30231g102 37 425 SH Sole 0 0 425 SCAC HOLDINGS CORP COM NEW COM 78388c200 0 25000 SH Sole 0 0 25000 SKINNY NUTRITIONAL CORP COM 830695102 0 90000 SH Other 0 0 90000 VERIZON COMMUNICATIONS COM 92343v104 108 2492 SH Sole 0 0 2492 WELLS FARGO & CO NEW COM 949746101 342 10000 SH Other 0 0 10000 ALLIANCEBERNSTEIN GLOBAL HIGH Closed End Fund 01879r106 161 10279 SH Sole 0 0 10279 ALLIANCEBERNSTEIN INCOMEFD INC Closed End Fund 01881e101 1381 170481 SH Sole 0 0 170481