0001062993-13-000508.txt : 20130201
0001062993-13-000508.hdr.sgml : 20130201
20130131174113
ACCESSION NUMBER: 0001062993-13-000508
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130131
EFFECTIVENESS DATE: 20130201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 13563955
BUSINESS ADDRESS:
STREET 1: 400 SOUTH AVENUE
STREET 2: SUITE 300
CITY: SPRINGFIELD
STATE: MO
ZIP: 65806
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 400 SOUTH AVENUE
STREET 2: SUITE 300
CITY: SPRINGFIELD
STATE: MO
ZIP: 65806
13F-HR
1
form13f-hr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name SignalPoint Asset Management, LLC
Address 400 South Avenue
Suite 300
Springfield, MO 65806
Form 13F File Number: 028-
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing this report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name Michael Orzel
Title CEO & CCO
Phone 417-869-9981
Signature, Place, and Date of Signing:
/s/ Michael Orzel Springfield, MO 1.31.12
----------------- --------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 46
Form 13F Information Table Value Total: 110,504 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8
US $ SHARES
VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- --------
FIRST TRUST VALUE LINE 100 TIM ETF 33735g107 1458 109961 SH Sole 0 0 109961
ISHARES ETF 1-3 YEAR TREASURY ETF 464287457 3435 40688 SH Sole 0 0 40688
ISHARES ETF 20+ YEAR TREASURY ETF 464287432 3858 31838 SH Sole 0 0 31838
ISHARES ETF 7-10 YEAR TREASURY ETF 464287440 3785 35215 SH Sole 0 0 35215
ISHARES ETF TREASURY INFLATION ETF 464287176 3973 32728 SH Sole 0 0 32728
ISHARES GOLD TRUST ISHARES ETF 464285105 2058 126403 SH Sole 0 0 126403
ISHARES IBOXX INVESTMENT GRAD ETF 464287242 4385 36246 SH Sole 0 0 36246
ISHARES IBOXX HIGH YIELD CORP ETF 464288513 4395 47079 SH Sole 0 0 47079
ISHARES MSCI EMU INDEX ETF 464286608 2370 70844 SH Sole 0 0 70844
ISHARES MSCI JAPAN INDEX ETF 464286848 2068 212109 SH Sole 0 0 212109
ISHARES MSCI PACIFIC EX-JAPAN ETF 464286665 3360 71287 SH Sole 0 0 71287
ISHARES S&P LATIN AMERICA 40 I ETF 464287390 2171 49528 SH Sole 0 0 49528
POWERSHS DYNAMIC BASIC MATERIA ETF 73935x427 6143 151883 SH Sole 0 0 151883
POWERSHS DYNAMIC BIOTECH & GEN ETF 73935x856 1647 72138 SH Sole 0 0 72138
POWERSHS DYNAMIC CONSUMER DISC ETF 73935x419 5786 194553 SH Sole 0 0 194553
POWERSHS DYNAMIC CONSUMER STAP ETF 73935x393 3364 101273 SH Sole 0 0 101273
POWERSHS DYNAMIC ENERGY SECTOR ETF 73935x385 6850 159717 SH Sole 0 0 159717
POWERSHS DYNAMIC FINANCIAL SEC ETF 73935x377 3803 179817 SH Sole 0 0 179817
POWERSHS DYNAMIC HEALTHCARE SE ETF 73935x351 4628 141021 SH Sole 0 0 141021
POWERSHS DYNAMIC INDUSTRIAL SE ETF 73935x369 4504 141536 SH Sole 0 0 141536
POWERSHS DYNAMIC TECHNOLOGY SE ETF 73935x344 3760 143662 SH Sole 0 0 143662
POWERSHS DYNAMIC UTILITIES SEC ETF 73935x591 4802 277388 SH Sole 0 0 277388
POWERSHS FINANCIAL PREFERRED E ETF 73935X229 230 12600 SH Other 0 0 12600
POWERSHS GLOBAL LISTED PRIVATE ETF 73935x195 1801 177973 SH Sole 0 0 177973
POWERSHS PREFERRED PORTFOLIO E ETF 73936T565 747 50860 SH Sole 0 0 50860
SPDR BARCLAYS HIGH YIELD ETF ETF 78464A417 1230 30221 SH Sole 0 0 30221
SPDR INDEX SHS FDS DJWILSHIRE ETF 78463x749 1159 27520 SH Sole 0 0 27520
VANGUARD INDEX FDS S&P500 ETF ETF 922908413 3642 55869 SH Sole 0 0 55869
VANGUARD INTERMEDIATE TERM BON ETF 921937819 3809 43159 SH Sole 0 0 43159
VANGUARD LONG TERM BOND INDEX ETF 921937793 3848 40991 SH Sole 0 0 40991
VANGUARD REIT INDEX ETF ETF 922908553 6261 95146 SH Sole 0 0 95146
WISDOMTREE MID-CAP DIVIDEND ETF 97717w505 500 8707 SH Sole 0 0 8707
WISDOMTREE DEFA EQUITY INCOME ETF 97717w802 471 11638 SH Sole 0 0 11638
WISDOMTREE EMERGING MKTS EQUIT ETF 97717w315 554 9694 SH Sole 0 0 9694
WISDOMTREE INTL REAL ESTATE SE ETF 97717w331 179 5957 SH Sole 0 0 5957
WISDOMTREE INTL SMALL CAP DIVI ETF 97717w760 519 9952 SH Sole 0 0 9952
WISDOMTREE SMALL CAP DIVIDEND ETF 97717w604 492 9650 SH Sole 0 0 9650
BP PLC ADR COM 055622104 430 10320 SH Sole 0 0 10320
CAPITAL FINL HLDGS INC COM COM 140144106 0 10000 SH Sole 0 0 10000
EXXON MOBIL CORP COM 30231g102 37 425 SH Sole 0 0 425
SCAC HOLDINGS CORP COM NEW COM 78388c200 0 25000 SH Sole 0 0 25000
SKINNY NUTRITIONAL CORP COM 830695102 0 90000 SH Other 0 0 90000
VERIZON COMMUNICATIONS COM 92343v104 108 2492 SH Sole 0 0 2492
WELLS FARGO & CO NEW COM 949746101 342 10000 SH Other 0 0 10000
ALLIANCEBERNSTEIN GLOBAL HIGH Closed End Fund 01879r106 161 10279 SH Sole 0 0 10279
ALLIANCEBERNSTEIN INCOMEFD INC Closed End Fund 01881e101 1381 170481 SH Sole 0 0 170481