0001111830-13-000139.txt : 20130213 0001111830-13-000139.hdr.sgml : 20130213 20130213105032 ACCESSION NUMBER: 0001111830-13-000139 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT HOUSE LLC CENTRAL INDEX KEY: 0001566030 IRS NUMBER: 364728577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15213 FILM NUMBER: 13600437 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD, SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310) 873-3021 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD, SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 ihf_13f-1212.txt THE INVESTMENT HOUSE LLC - FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Investment House LLC Address: 11150 Santa Monica Boulevard, Suite 850 Los Angeles, California 90025 Form 13F File Number: (310) 268-2606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David L. Kahn Title: Compliance Officer Phone: (310) 268-2606 Signature, Place, and Date of Signing: /s/ David L. Kahn Los Angeles, California 2/11/2013 --------------------------- ----------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 139 ----------- Form 13F Information Table Value Total: $ 418,760 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- ---------------- --------- -------- ------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------- ---- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6,321 95,046 SH SOLE 64,706 30,340 INGERSOLL-RAND PLC SHS G47791101 211 4,400 SH SOLE 0 4,400 GARMIN LTD SHS H2906T109 780 19,150 SH SOLE 550 18,600 STRATASYS LTD SHS M85548101 22,559 281,464 SH SOLE 131,319 150,145 ALPS ETF TR ALERIAN MLP 00162Q866 313 19,638 SH SOLE 0 19,638 AT&T INC COM 00206R102 1,673 49,628 SH SOLE 15,297 34,331 ABBOTT LABS COM 002824100 6,542 99,878 SH SOLE 36,066 63,812 ACCURAY INC COM 004397105 115 17,825 SH SOLE 750 17,075 ADOBE SYS INC COM 00724F101 4,834 128,304 SH SOLE 29,199 99,105 AGILENT TECHNOLOGIES INC COM 00846U101 998 24,383 SH SOLE 11,988 12,395 ALLERGAN INC COM 018490102 3,106 33,865 SH SOLE 23,095 10,770 AMAZON COM INC COM 023135106 1,399 5,575 SH SOLE 3,725 1,850 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 241 10,400 SH SOLE 10,400 0 AMERICAN ELEC PWR INC COM 025537101 427 10,000 SH SOLE 2,550 7,450 AMERICAN EXPRESS CO COM 025816109 418 7,275 SH SOLE 1,450 5,825 AMGEN INC COM 031162100 4,205 48,783 SH SOLE 15,003 33,780 APPLE INC COM 037833100 23,436 44,038 SH SOLE 24,368 19,670 AUTODESK INC COM 052769106 1,104 31,220 SH SOLE 19,045 12,175 AUTOMATIC DATA PROCESSING IN COM 053015103 3,567 62,661 SH SOLE 17,600 45,061 BARD C R INC COM 067383109 1,820 18,625 SH SOLE 11,395 7,230 BAXTER INTL INC COM 071813109 3,999 59,995 SH SOLE 33,780 26,215 BED BATH & BEYOND INC COM 075896100 1,434 25,650 SH SOLE 16,325 9,325 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 340 3,793 SH SOLE 3,125 668 BIOGEN IDEC INC COM 09062X103 1,730 11,818 SH SOLE 7,253 4,565 BRISTOL MYERS SQUIBB CO COM 110122108 920 28,225 SH SOLE 11,875 16,350 CARNIVAL CORP PAIRED CTF 143658300 286 7,775 SH SOLE 2,750 5,025 CATERPILLAR INC DEL COM 149123101 1,458 16,268 SH SOLE 11,668 4,600 CELGENE CORP COM 151020104 2,501 31,878 SH SOLE 21,228 10,650 CHURCH & DWIGHT INC COM 171340102 6,184 115,435 SH SOLE 65,435 50,000 CISCO SYS INC COM 17275R102 2,501 127,300 SH SOLE 7,820 119,480 CITRIX SYS INC COM 177376100 1,258 19,175 SH SOLE 9,275 9,900 COCA COLA CO COM 191216100 5,555 153,255 SH SOLE 95,165 58,090 COLGATE PALMOLIVE CO COM 194162103 795 7,600 SH SOLE 4,725 2,875 COMPUTER SCIENCES CORP COM 205363104 744 18,580 SH SOLE 0 18,580 CONCEPTUS INC COM 206016107 1,919 91,395 SH SOLE 34,350 57,045 CONSOLIDATED EDISON INC COM 209115104 364 6,560 SH SOLE 2,350 4,210 COSTCO WHSL CORP NEW COM 22160K105 7,471 75,672 SH SOLE 28,465 47,207 CUMMINS INC COM 231021106 2,981 27,511 SH SOLE 14,899 12,612 DANAHER CORP DEL COM 235851102 361 6,450 SH SOLE 6,450 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 1,744 15,780 SH SOLE 8,885 6,895 DISNEY WALT CO COM DISNEY 254687106 249 5,000 SH SOLE 4,400 600 DOMINION RES INC VA NEW COM 25746U109 389 7,500 SH SOLE 2,050 5,450 DONALDSON INC COM 257651109 2,791 85,000 SH SOLE 0 85,000 DU PONT E I DE NEMOURS & CO COM 263534109 237 5,275 SH SOLE 1,900 3,375 E M C CORP MASS COM 268648102 2,948 116,515 SH SOLE 85,590 30,925 EBAY INC COM 278642103 7,454 146,156 SH SOLE 89,481 56,675 ECOLAB INC COM 278865100 6,032 83,894 SH SOLE 43,770 40,124 EDISON INTL COM 281020107 296 6,559 SH SOLE 1,959 4,600 EDWARDS LIFESCIENCES CORP COM 28176E108 4,554 50,510 SH SOLE 24,610 25,900 EMERSON ELEC CO COM 291011104 222 4,200 SH SOLE 1,200 3,000 FACEBOOK INC CL A 30303M102 2,542 95,475 SH SOLE 56,075 39,400 FEDEX CORP COM 31428X106 5,198 56,675 SH SOLE 23,935 32,740 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1,288 12,795 SH SOLE 3,725 9,070 GENERAL ELECTRIC CO COM 369604103 3,083 146,866 SH SOLE 97,066 49,800 GILEAD SCIENCES INC COM 375558103 2,508 34,150 SH SOLE 19,640 14,510 GOOGLE INC CL A 38259P508 14,167 20,028 SH SOLE 9,697 10,331 GRAINGER W W INC COM 384802104 6,626 32,741 SH SOLE 13,250 19,491 GRANITE CONSTR INC COM 387328107 349 10,380 SH SOLE 0 10,380 HAIN CELESTIAL GROUP INC COM 405217100 926 17,080 SH SOLE 8,850 8,230 HEALTH CARE REIT INC COM 42217K106 270 4,400 SH SOLE 4,100 300 HOME DEPOT INC COM 437076102 6,542 105,779 SH SOLE 425 105,354 HORIZON PHARMA INC COM 44047T109 23 10,000 SH SOLE 0 10,000 INTEL CORP COM 458140100 5,993 290,630 SH SOLE 67,947 222,683 INTERNATIONAL BUSINESS MACHS COM 459200101 14,493 75,660 SH SOLE 33,298 42,362 INTUIT COM 461202103 8,787 147,740 SH SOLE 82,695 65,045 INTUITIVE SURGICAL INC COM NEW 46120E602 1,704 3,474 SH SOLE 3,340 134 ISHARES TR IBOXX INV CPBD 464287242 583 4,820 SH SOLE 395 4,425 ISHARES TR BARCLYS 1-3 YR 464287457 1,664 19,706 SH SOLE 481 19,225 ISHARES TR NASDQ BIO INDX 464287556 374 2,725 SH SOLE 250 2,475 JOHNSON & JOHNSON COM 478160104 7,867 112,219 SH SOLE 18,242 93,977 JOHNSON CTLS INC COM 478366107 281 9,150 SH SOLE 0 9,150 KELLOGG CO COM 487836108 325 5,825 SH SOLE 3,225 2,600 KENNAMETAL INC COM 489170100 272 6,800 SH SOLE 0 6,800 LIFE TECHNOLOGIES CORP COM 53217V109 382 7,791 SH SOLE 0 7,791 LILLY ELI & CO COM 532457108 1,549 31,402 SH SOLE 12,552 18,850 MACERICH CO COM 554382101 5,873 100,744 SH SOLE 100,870 -126 MANNKIND CORP COM 56400P201 30 13,000 SH SOLE 0 13,000 MANPOWERGROUP INC COM 56418H100 240 5,660 SH SOLE 0 5,660 MCDONALDS CORP COM 580135101 2,088 23,672 SH SOLE 9,462 14,210 MCKESSON CORP COM 58155Q103 4,976 51,316 SH SOLE 28,591 22,725 MEDTRONIC INC COM 585055106 9,314 227,048 SH SOLE 30,390 196,658 MENS WEARHOUSE INC COM 587118100 582 18,675 SH SOLE 650 18,025 MERCK & CO INC NEW COM 58933Y105 3,909 95,484 SH SOLE 50,562 44,922 MICROSOFT CORP COM 594918104 12,984 486,117 SH SOLE 142,735 343,382 MOODYS CORP COM 615369105 263 5,220 SH SOLE 0 5,220 MYLAN INC COM 628530107 1,901 69,243 SH SOLE 59,168 10,075 NEXTERA ENERGY INC COM 65339F101 614 8,875 SH SOLE 300 8,575 NIKE INC CL B 654106103 3,525 68,321 SH SOLE 36,460 31,861 NORFOLK SOUTHERN CORP COM 655844108 2,593 41,927 SH SOLE 28,157 13,770 NOVARTIS A G SPONSORED ADR 66987V109 5,168 81,642 SH SOLE 40,128 41,514 NUANCE COMMUNICATIONS INC COM 67020Y100 372 16,650 SH SOLE 1,500 15,150 OMNICOM GROUP INC COM 681919106 312 6,250 SH SOLE 5,760 490 ORACLE CORP COM 68389X105 5,017 150,577 SH SOLE 62,871 87,706 PG&E CORP COM 69331C108 448 11,150 SH SOLE 3,125 8,025 PAYCHEX INC COM 704326107 747 24,030 SH SOLE 7,080 16,950 PEPSICO INC COM 713448108 4,635 67,730 SH SOLE 25,866 41,864 PETSMART INC COM 716768106 3,230 47,270 SH SOLE 22,225 25,045 PFIZER INC COM 717081103 2,698 107,590 SH SOLE 55,815 51,775 PROCTER & GAMBLE CO COM 742718109 3,848 56,679 SH SOLE 4,114 52,565 PUBLIC SVC ENTERPRISE GROUP COM 744573106 316 10,325 SH SOLE 2,300 8,025 QUALCOMM INC COM 747525103 6,458 104,402 SH SOLE 61,876 42,526 RITE AID CORP COM 767754104 14 10,000 SH SOLE 0 10,000 ST JUDE MED INC COM 790849103 503 13,910 SH SOLE 0 13,910 SAP AG SPON ADR 803054204 4,763 59,253 SH SOLE 32,343 26,910 SCHEIN HENRY INC COM 806407102 1,716 21,340 SH SOLE 19,400 1,940 SCHLUMBERGER LTD COM 806857108 258 3,725 SH SOLE 1,225 2,500 SCOTTS MIRACLE GRO CO CL A 810186106 9,874 224,153 SH SOLE 96,403 127,750 SIGMA ALDRICH CORP COM 826552101 3,715 50,483 SH SOLE 35,692 14,791 SOUTHERN CO COM 842587107 315 7,349 SH SOLE 2,649 4,700 STERICYCLE INC COM 858912108 2,623 28,120 SH SOLE 13,436 14,684 STRYKER CORP COM 863667101 2,125 38,761 SH SOLE 30,086 8,675 SYMANTEC CORP COM 871503108 2,439 129,593 SH SOLE 86,768 42,825 SYSCO CORP COM 871829107 5,258 166,085 SH SOLE 21,075 145,010 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6,357 170,252 SH SOLE 48,476 121,776 TEXAS INSTRS INC COM 882508104 2,713 87,825 SH SOLE 38,400 49,425 3-D SYS CORP DEL COM NEW 88554D205 547 10,250 SH SOLE 425 9,825 3M CO COM 88579Y101 2,335 25,153 SH SOLE 15,793 9,360 TIFFANY & CO NEW COM 886547108 2,246 39,175 SH SOLE 2,650 36,525 TRIMBLE NAVIGATION LTD COM 896239100 16,525 276,422 SH SOLE 129,100 147,322 TUPPERWARE BRANDS CORP COM 899896104 4,866 75,918 SH SOLE 45,068 30,850 UNION PAC CORP COM 907818108 742 5,900 SH SOLE 2,550 3,350 UNITED PARCEL SERVICE INC CL B 911312106 968 13,128 SH SOLE 7,593 5,535 UNITEDHEALTH GROUP INC COM 91324P102 483 8,900 SH SOLE 8,400 500 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 469 5,317 SH SOLE 0 5,317 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 485 5,992 SH SOLE 0 5,992 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 282 5,716 SH SOLE 0 5,716 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 254 5,693 SH SOLE 0 5,693 VERIZON COMMUNICATIONS INC COM 92343V104 2,269 52,439 SH SOLE 17,395 35,044 WAL-MART STORES INC COM 931142103 788 11,550 SH SOLE 3,500 8,050 WALGREEN CO COM 931422109 2,075 56,075 SH SOLE 275 55,800 WASTE MGMT INC DEL COM 94106L109 398 11,800 SH SOLE 3,750 8,050 WATERS CORP COM 941848103 3,451 39,613 SH SOLE 19,453 20,160 WEIGHT WATCHERS INTL INC NEW COM 948626106 1,657 31,640 SH SOLE 20,100 11,540 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 202 165 SH SOLE 165 0 WESTERN UN CO COM 959802109 371 27,225 SH SOLE 0 27,225 WHIRLPOOL CORP COM 963320106 2,387 23,455 SH SOLE 7,015 16,440 WISCONSIN ENERGY CORP COM 976657106 297 8,050 SH SOLE 450 7,600 YAHOO INC COM 984332106 604 30,350 SH SOLE 26,700 3,650 YUM BRANDS INC COM 988498101 7,663 115,401 SH SOLE 67,176 48,225