0001398344-20-021351.txt : 20201104
0001398344-20-021351.hdr.sgml : 20201104
20201104110129
ACCESSION NUMBER: 0001398344-20-021351
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201104
DATE AS OF CHANGE: 20201104
EFFECTIVENESS DATE: 20201104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DC Investments Management, LLC
CENTRAL INDEX KEY: 0001565951
IRS NUMBER: 454003374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18238
FILM NUMBER: 201285617
BUSINESS ADDRESS:
STREET 1: 1600 TYSONS BLVD
STREET 2: FIFTH FLOOR
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-506-3900
MAIL ADDRESS:
STREET 1: 1600 TYSONS BLVD
STREET 2: FIFTH FLOOR
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: Dean Capital Investments Management, LLC
DATE OF NAME CHANGE: 20150914
FORMER COMPANY:
FORMER CONFORMED NAME: Dean Ventures Management, LLC
DATE OF NAME CHANGE: 20130103
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001565951
XXXXXXXX
09-30-2020
09-30-2020
false
DC Investments Management, LLC
1600 TYSONS BLVD
FIFTH FLOOR
MCLEAN
VA
22102
13F HOLDINGS REPORT
028-18238
N
James P. Smist
President, Managing Director and Chief Financial Officer
703-760-4400
/s/ James P. Smist
McLean
VA
11-04-2020
0
72
91601
INFORMATION TABLE
2
fp0058549_13fhr-table.xml
13F INFORMATION TABLE
ABBVIE INC
COM
00287Y109
1475
16836
SH
SOLE
16836
0
0
AMAZON COM INC
COM
023135106
12321
3913
SH
SOLE
3913
0
0
AMERICAN NATIONAL GROUP INC
COM NEW
02772A109
266
3934
SH
SOLE
3934
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
1057
148490
SH
SOLE
148490
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
280
6022
SH
SOLE
6022
0
0
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
183
64500
SH
SOLE
64500
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
570
59932
SH
SOLE
59932
0
0
BANK NOVA SCOTIA B C
COM
064149107
228
5482
SH
SOLE
5482
0
0
BEAM THERAPEUTICS INC
COM
07373V105
2169
88100
SH
SOLE
88100
0
0
BECTON DICKINSON & CO
COM
075887109
439
1885
SH
SOLE
1885
0
0
BEYOND MEAT INC
COM
08862E109
411
2476
SH
SOLE
2476
0
0
BOEING CO
COM
097023105
830
5021
SH
SOLE
5021
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1358
22520
SH
SOLE
22520
0
0
CVS HEALTH CORP
COM
126650100
465
7957
SH
SOLE
7957
0
0
CHEMOURS CO
COM
163851108
2543
121616
SH
SOLE
121616
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
295
8136
SH
SOLE
8136
0
0
CONOCOPHILLIPS
COM
20825C104
1633
49739
SH
SOLE
49739
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
246
8051
SH
SOLE
8051
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2406
79890
SH
SOLE
79890
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
850
196799
SH
SOLE
196799
0
0
DYNEX CAP INC
COM
26817Q886
584
38377
SH
SOLE
38377
0
0
EOG RES INC
COM
26875P101
1480
41191
SH
SOLE
41191
0
0
EASTMAN KODAK CO
COM NEW
277461406
111
12636
SH
SOLE
12636
0
0
EDISON INTL
COM
281020107
219
4313
SH
SOLE
4313
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
1131
10945
SH
SOLE
10945
0
0
FORTINET INC
COM
34959E109
1404
11917
SH
SOLE
11917
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
672
15810
SH
SOLE
15810
0
0
GILEAD SCIENCES INC
COM
375558103
778
12309
SH
SOLE
12309
0
0
HCA HEALTHCARE INC
COM
40412C101
305
2443
SH
SOLE
2443
0
0
HESS CORP
COM
42809H107
1735
42401
SH
SOLE
42401
0
0
HOME DEPOT INC
COM
437076102
565
2033
SH
SOLE
2033
0
0
HUMANA INC
COM
444859102
553
1337
SH
SOLE
1337
0
0
ILLUMINA INC
COM
452327109
460
1487
SH
SOLE
1487
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
959
82696
SH
SOLE
82696
0
0
INTEL CORP
COM
458140100
2117
40888
SH
SOLE
40888
0
0
JOHNSON & JOHNSON
COM
478160104
432
2904
SH
SOLE
2904
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
520
11038
SH
SOLE
11038
0
0
KRAFT HEINZ CO
COM
500754106
219
7299
SH
SOLE
7299
0
0
MANULIFE FINL CORP
COM
56501R106
139
10006
SH
SOLE
10006
0
0
MCDONALDS CORP
COM
580135101
404
1841
SH
SOLE
1841
0
0
MICROSOFT CORP
COM
594918104
14862
70660
SH
SOLE
70660
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
126
31362
SH
SOLE
31362
0
0
MIZUHO FINANCIAL GROUP INC.
SPONSORED ADR
60687Y109
57
22320
SH
SOLE
22320
0
0
NEWMONT CORP
COM
651639106
289
4554
SH
SOLE
4554
0
0
PALO ALTO NETWORKS INC
COM
697435105
1151
4703
SH
SOLE
4703
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
4733
699159
SH
SOLE
699159
0
0
PFIZER INC
COM
717081103
324
8830
SH
SOLE
8830
0
0
PINNACLE WEST CAP CORP
COM
723484101
2200
29513
SH
SOLE
29513
0
0
PIONEER NAT RES CO
COM
723787107
5258
61145
SH
SOLE
61145
0
0
RAPID7 INC
COM
753422104
1296
21159
SH
SOLE
21159
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
787
1406
SH
SOLE
1406
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
331
5583
SH
SOLE
5583
0
0
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
1692
42752
SH
SOLE
42752
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
279
15280
SH
SOLE
15280
0
0
SNOWFLAKE INC
CL A
833445109
1317
5248
SH
SOLE
5248
0
0
SOUTHERN CO
COM
842587107
2504
46191
SH
SOLE
46191
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
215
38438
SH
SOLE
38438
0
0
T-MOBILE US INC
COM
872590104
774
6768
SH
SOLE
6768
0
0
TENABLE HLDGS INC
COM
88025T102
1449
38384
SH
SOLE
38384
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
583
114504
SH
SOLE
114504
0
0
VARONIS SYS INC
COM
922280102
1859
16104
SH
SOLE
16104
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
278
7749
SH
SOLE
7749
0
0
AXIS CAP HLDGS LTD
SHS
G0692U109
226
5130
SH
SOLE
5130
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
321
11220
SH
SOLE
11220
0
0
MIMECAST LTD
ORD SHS
G14838109
1094
23309
SH
SOLE
23309
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
135
11186
SH
SOLE
11186
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
212
4450
SH
SOLE
4450
0
0
EATON CORP PLC
SHS
G29183103
516
5056
SH
SOLE
5056
0
0
EVEREST RE GROUP LTD
COM
G3223R108
228
1154
SH
SOLE
1154
0
0
ICON PLC
SHS
G4705A100
935
4892
SH
SOLE
4892
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
354
8678
SH
SOLE
8678
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
405
8230
SH
SOLE
8230
0
0