President, Managing Director and Chief Financial Officer

0001398344-20-021351.txt : 20201104 0001398344-20-021351.hdr.sgml : 20201104 20201104110129 ACCESSION NUMBER: 0001398344-20-021351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DC Investments Management, LLC CENTRAL INDEX KEY: 0001565951 IRS NUMBER: 454003374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18238 FILM NUMBER: 201285617 BUSINESS ADDRESS: STREET 1: 1600 TYSONS BLVD STREET 2: FIFTH FLOOR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 703-506-3900 MAIL ADDRESS: STREET 1: 1600 TYSONS BLVD STREET 2: FIFTH FLOOR CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: Dean Capital Investments Management, LLC DATE OF NAME CHANGE: 20150914 FORMER COMPANY: FORMER CONFORMED NAME: Dean Ventures Management, LLC DATE OF NAME CHANGE: 20130103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001565951 XXXXXXXX 09-30-2020 09-30-2020 false DC Investments Management, LLC

1600 TYSONS BLVD FIFTH FLOOR MCLEAN VA 22102

13F HOLDINGS REPORT 028-18238 N James P. Smist President, Managing Director and Chief Financial Officer 703-760-4400 /s/ James P. Smist McLean VA 11-04-2020 0 72 91601 INFORMATION TABLE 2 fp0058549_13fhr-table.xml 13F INFORMATION TABLE ABBVIE INC COM 00287Y109 1475 16836 SH SOLE 16836 0 0 AMAZON COM INC COM 023135106 12321 3913 SH SOLE 3913 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 266 3934 SH SOLE 3934 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 1057 148490 SH SOLE 148490 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 280 6022 SH SOLE 6022 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 183 64500 SH SOLE 64500 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 570 59932 SH SOLE 59932 0 0 BANK NOVA SCOTIA B C COM 064149107 228 5482 SH SOLE 5482 0 0 BEAM THERAPEUTICS INC COM 07373V105 2169 88100 SH SOLE 88100 0 0 BECTON DICKINSON & CO COM 075887109 439 1885 SH SOLE 1885 0 0 BEYOND MEAT INC COM 08862E109 411 2476 SH SOLE 2476 0 0 BOEING CO COM 097023105 830 5021 SH SOLE 5021 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1358 22520 SH SOLE 22520 0 0 CVS HEALTH CORP COM 126650100 465 7957 SH SOLE 7957 0 0 CHEMOURS CO COM 163851108 2543 121616 SH SOLE 121616 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 295 8136 SH SOLE 8136 0 0 CONOCOPHILLIPS COM 20825C104 1633 49739 SH SOLE 49739 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 246 8051 SH SOLE 8051 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2406 79890 SH SOLE 79890 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 850 196799 SH SOLE 196799 0 0 DYNEX CAP INC COM 26817Q886 584 38377 SH SOLE 38377 0 0 EOG RES INC COM 26875P101 1480 41191 SH SOLE 41191 0 0 EASTMAN KODAK CO COM NEW 277461406 111 12636 SH SOLE 12636 0 0 EDISON INTL COM 281020107 219 4313 SH SOLE 4313 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 1131 10945 SH SOLE 10945 0 0 FORTINET INC COM 34959E109 1404 11917 SH SOLE 11917 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 672 15810 SH SOLE 15810 0 0 GILEAD SCIENCES INC COM 375558103 778 12309 SH SOLE 12309 0 0 HCA HEALTHCARE INC COM 40412C101 305 2443 SH SOLE 2443 0 0 HESS CORP COM 42809H107 1735 42401 SH SOLE 42401 0 0 HOME DEPOT INC COM 437076102 565 2033 SH SOLE 2033 0 0 HUMANA INC COM 444859102 553 1337 SH SOLE 1337 0 0 ILLUMINA INC COM 452327109 460 1487 SH SOLE 1487 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 959 82696 SH SOLE 82696 0 0 INTEL CORP COM 458140100 2117 40888 SH SOLE 40888 0 0 JOHNSON & JOHNSON COM 478160104 432 2904 SH SOLE 2904 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 520 11038 SH SOLE 11038 0 0 KRAFT HEINZ CO COM 500754106 219 7299 SH SOLE 7299 0 0 MANULIFE FINL CORP COM 56501R106 139 10006 SH SOLE 10006 0 0 MCDONALDS CORP COM 580135101 404 1841 SH SOLE 1841 0 0 MICROSOFT CORP COM 594918104 14862 70660 SH SOLE 70660 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 126 31362 SH SOLE 31362 0 0 MIZUHO FINANCIAL GROUP INC. SPONSORED ADR 60687Y109 57 22320 SH SOLE 22320 0 0 NEWMONT CORP COM 651639106 289 4554 SH SOLE 4554 0 0 PALO ALTO NETWORKS INC COM 697435105 1151 4703 SH SOLE 4703 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 4733 699159 SH SOLE 699159 0 0 PFIZER INC COM 717081103 324 8830 SH SOLE 8830 0 0 PINNACLE WEST CAP CORP COM 723484101 2200 29513 SH SOLE 29513 0 0 PIONEER NAT RES CO COM 723787107 5258 61145 SH SOLE 61145 0 0 RAPID7 INC COM 753422104 1296 21159 SH SOLE 21159 0 0 REGENERON PHARMACEUTICALS COM 75886F107 787 1406 SH SOLE 1406 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 331 5583 SH SOLE 5583 0 0 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 1692 42752 SH SOLE 42752 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 279 15280 SH SOLE 15280 0 0 SNOWFLAKE INC CL A 833445109 1317 5248 SH SOLE 5248 0 0 SOUTHERN CO COM 842587107 2504 46191 SH SOLE 46191 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 215 38438 SH SOLE 38438 0 0 T-MOBILE US INC COM 872590104 774 6768 SH SOLE 6768 0 0 TENABLE HLDGS INC COM 88025T102 1449 38384 SH SOLE 38384 0 0 TWO HBRS INVT CORP COM NEW 90187B408 583 114504 SH SOLE 114504 0 0 VARONIS SYS INC COM 922280102 1859 16104 SH SOLE 16104 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 278 7749 SH SOLE 7749 0 0 AXIS CAP HLDGS LTD SHS G0692U109 226 5130 SH SOLE 5130 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 321 11220 SH SOLE 11220 0 0 MIMECAST LTD ORD SHS G14838109 1094 23309 SH SOLE 23309 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 135 11186 SH SOLE 11186 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 212 4450 SH SOLE 4450 0 0 EATON CORP PLC SHS G29183103 516 5056 SH SOLE 5056 0 0 EVEREST RE GROUP LTD COM G3223R108 228 1154 SH SOLE 1154 0 0 ICON PLC SHS G4705A100 935 4892 SH SOLE 4892 0 0 JOHNSON CTLS INTL PLC SHS G51502105 354 8678 SH SOLE 8678 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 405 8230 SH SOLE 8230 0 0