FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2013 |
3. Issuer Name and Ticker or Trading Symbol
CYTEC INDUSTRIES INC/DE/ [ CYT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3,756.83 | I | Savings Plan |
Common Stock | 337.27 | I | Supplemental Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option Right to buy | (1) | 01/27/2019 | Common Stock | 8,200 | $22.45 | D | |
Option Right to buy | (2) | 01/20/2014 | Common Stock | 3,500 | $37.11 | D | |
Option Right to buy | (3) | 01/26/2020 | Common Stock | 6,375 | $37.59 | D | |
Option Right to buy | (4) | 01/18/2015 | Common Stock | 3,500 | $47.59 | D | |
Option Right to buy | (5) | 01/29/2022 | Common Stock | 6,216 | $50.33 | D | |
Option Right to buy | (6) | 01/25/2021 | Common Stock | 5,768 | $51.49 | D | |
Restricted Stock Unit 2010 | (7) | (7) | Common Stock | 935 | $0.0000 | D | |
Restricted Stock Unit 2011 | (8) | (8) | Common Stock | 864 | $0.0000 | D | |
Restricted Stock Unit 2012 | (9) | (9) | Common Stock | 844 | $0.0000 | D | |
Stock Appreciation Right | (10) | 02/07/2016 | Common Stock | 3,500 | $49.49 | D | |
Stock Appreciation Right | (11) | 01/28/2018 | Common Stock | 6,000 | $52.48 | D | |
Stock Appreciation Right | (12) | 01/30/2017 | Common Stock | 3,500 | $58.22 | D |
Explanation of Responses: |
1. 2,733 options became exercisable on each of 01/28/2010 and 01/28/2011 and 2,734 options became exercisable on 01/28/2012. |
2. 1,167 options became exercisable on each of 01/21/2005 and 01/21/2006 and 1,166 options became exercisable on 01/21/2007. |
3. One-third of the options became exercisable on each of 01/27/2011 and 01/27/2012 and the remaining one-third will become exercisable on 01/27/2013. |
4. 1,167 options became exercisable on each of 01/19/2006 and 01/19/2007 and 1,166 options became exercisable on 01/19/2008. |
5. One-third of the options will become exercisable on each of 01/30/2013, 01/30/2014 and 01/30/2015. |
6. One-third of the options became exercisable on 01/26/2012 and one-third will become exercisable on each of 01/26/2013 and 01/26/2014. |
7. Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the third anniversary of the grant date, which was 01/27/2010. |
8. Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the third anniversary of the grant date, which was 01/26/2011. |
9. Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the third anniversary of the grant date, which was 01/30/2012. |
10. Exercisable in one-third installments on each of the first three anniversaries of the grant date, which was 02/08/2006. |
11. Exercisable in one-third installments on each of the first three anniversaries of the grant date, which was 01/29/2008. |
12. Exercisable in one-third installments on each of the first three anniversaries of the grant date, which was 01/31/2007. |
Thomas Irwin, Attorney in Fact | 01/10/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |