0001397911-16-000277.txt : 20160308
0001397911-16-000277.hdr.sgml : 20160308
20160308190002
ACCESSION NUMBER: 0001397911-16-000277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160306
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fetter Victor
CENTRAL INDEX KEY: 0001564796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 161492955
MAIL ADDRESS:
STREET 1: 4828 PARKWAY PLAZA
CITY: CHARLOTTE
STATE: NC
ZIP: 28217
4
1
wf-form4_145748159142657.xml
FORM 4
X0306
4
2016-03-06
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001564796
Fetter Victor
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
MD, Chief Information Officer
Common Stock
2016-03-06
4
F
0
338
21.44
D
25552
D
Consists of (i) 10,037 shares of common stock; (ii) 912 restricted stock units that vest in full on February 24, 2017; (iii) 2,736 restricted stock units that vest in full on February 24, 2017; (iv) 1,225 restricted stock units that vest in full on March 6, 2018; (v) 2,041 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (vi) 5,490 restricted stock units that vest ratably on each of February 25, 2017, February 25, 2018 and February 25, 2019; and (vii) 3,111 restricted stock units that vest in full on February 25, 2019.
The signatory is signing on behalf of Victor Fetter pursuant to a Power of Attorney dated February 8, 2016.
/s/ Gregory M. Woods, attorney-in-fact
2016-03-08