0001397911-15-000033.txt : 20150227
0001397911-15-000033.hdr.sgml : 20150226
20150226201543
ACCESSION NUMBER: 0001397911-15-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150224
FILED AS OF DATE: 20150226
DATE AS OF CHANGE: 20150226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fetter Victor
CENTRAL INDEX KEY: 0001564796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 15654633
MAIL ADDRESS:
STREET 1: 4828 PARKWAY PLAZA
CITY: CHARLOTTE
STATE: NC
ZIP: 28217
4
1
wf-form4_142499973388686.xml
FORM 4
X0306
4
2015-02-24
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001564796
Fetter Victor
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 24TH FLOOR
BOSTON
MA
02109
0
1
0
0
MD, Chief Information Officer
Common Stock
2015-02-24
4
F
0
351
45.58
D
15572
D
Consists of (i) 5,376 shares of common stock; (ii) 5,636 restricted stock units that vest in full on December 17, 2015; (iii) 1,824 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017; and (iv) 2,736 restricted stock units that vest in full on February 24, 2017.
/s/ Victor Fetter
2015-02-26