0001209191-12-058740.txt : 20121220
0001209191-12-058740.hdr.sgml : 20121220
20121220111814
ACCESSION NUMBER: 0001209191-12-058740
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121218
FILED AS OF DATE: 20121220
DATE AS OF CHANGE: 20121220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fetter Victor
CENTRAL INDEX KEY: 0001564796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 121276223
MAIL ADDRESS:
STREET 1: 4828 PARKWAY PLAZA
CITY: CHARLOTTE
STATE: NC
ZIP: 28217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-18
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001564796
Fetter Victor
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 24TH FLOOR
BOSTON
MA
02109
0
1
0
0
MD, Chief Information Officer
Common Stock, par value $0.001 per share
2012-12-18
4
A
0
8925
0.00
A
8925
D
These shares represent restricted stock units that were granted under the Issuer's 2010 Omnibus Equity Incentive Plan. These restricted stock units shall fully vest on December 17, 2014.
/s/ Victor Fetter
2012-12-20