0001209191-12-058740.txt : 20121220 0001209191-12-058740.hdr.sgml : 20121220 20121220111814 ACCESSION NUMBER: 0001209191-12-058740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121218 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fetter Victor CENTRAL INDEX KEY: 0001564796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 121276223 MAIL ADDRESS: STREET 1: 4828 PARKWAY PLAZA CITY: CHARLOTTE STATE: NC ZIP: 28217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-18 0 0001397911 LPL Financial Holdings Inc. LPLA 0001564796 Fetter Victor C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 24TH FLOOR BOSTON MA 02109 0 1 0 0 MD, Chief Information Officer Common Stock, par value $0.001 per share 2012-12-18 4 A 0 8925 0.00 A 8925 D These shares represent restricted stock units that were granted under the Issuer's 2010 Omnibus Equity Incentive Plan. These restricted stock units shall fully vest on December 17, 2014. /s/ Victor Fetter 2012-12-20