0001564770-20-000005.txt : 20201106
0001564770-20-000005.hdr.sgml : 20201106
20201106151529
ACCESSION NUMBER: 0001564770-20-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201106
DATE AS OF CHANGE: 20201106
EFFECTIVENESS DATE: 20201106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 201294040
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-692-1296
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
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0001564770
XXXXXXXX
09-30-2020
09-30-2020
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Kim Mathis-Doumis
CCO
512-386-1088
Kim Mathis-Doumis
Austin
TX
11-06-2020
0
269
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INFORMATION TABLE
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600
10786
SH
SOLE
0
0
10786
Tekla Healthcare Investors
COM
87911J103
542
26300
SH
SOLE
1235
0
25065
Templeton Global Income Fund
COM
880198106
83
15511
SH
SOLE
0
0
15511
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
4809
71086
SH
SOLE
3860
0
67226
Texas Capital Bancshares
COM
88224Q107
436
14000
SH
SOLE
0
0
14000
Texas Instruments
COM
882508104
690
4834
SH
SOLE
85
0
4749
Tortoise Midstream Energy MLP
COM
89148B200
421
29065
SH
SOLE
0
0
29065
Tortoise North American Pipeli
COM
56167N720
780
52084
SH
SOLE
0
0
52084
Tristate Capital Holdings Inc
COM
89678F100
261
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
8926
147774
SH
SOLE
8860
0
138914
Unilever PLC Sponsored ADR New
COM
904767704
14765
239374
SH
SOLE
0
0
239374
Unitedhealth Group Inc
COM
91324P102
9156
29368
SH
SOLE
1427
0
27941
Urstadt Biddle Pptys Inc REIT
COM
917286205
2544
276555
SH
SOLE
0
0
276555
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
2318
59189
SH
SOLE
0
0
59189
Vaneck Vectors Tr ETF Jr Gold
COM
92189F791
3919
70800
SH
SOLE
0
0
70800
Vanguard Index FDS Growth ETF
COM
922908736
354
1557
SH
SOLE
0
0
1557
Vanguard Index Fds ETF S&P 500
COM
922908363
853
2774
SH
SOLE
390
0
2384
Vanguard Index Fund Vanguard S
COM
922908751
838
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
670
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
490
5111
SH
SOLE
0
0
5111
Vanguard Lrg Cap ETF
COM
922908637
244
1562
SH
SOLE
0
0
1562
Vanguard Muni Bd Fds ETF Tax E
COM
922907746
445
8170
SH
SOLE
0
0
8170
Vanguard REIT ETF
COM
922908553
490
6202
SH
SOLE
0
0
6202
Vanguard Total Intl ETF Bond
COM
92203J407
222
3815
SH
SOLE
0
0
3815
Vanguard Total Stock Fund
COM
922908769
1339
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
964
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
1860
44333
SH
SOLE
0
0
44333
Verizon Communications
COM
92343V104
1225
20594
SH
SOLE
0
0
20594
Visa Inc Cl A
COM
92826C839
10970
54859
SH
SOLE
2975
0
51884
Voya Emerging Markets High Div
COM
92912P108
150
22737
SH
SOLE
0
0
22737
W W Grainger Inc
COM
384802104
1070
3000
SH
SOLE
0
0
3000
WPX Energy Inc
COM
98212B103
103
21050
SH
SOLE
0
0
21050
Walgreens Boots Alliance Inc
COM
931427108
2069
57600
SH
SOLE
0
0
57600
Walmart Inc
COM
931142103
520
3719
SH
SOLE
0
0
3719
Walt Disney Company
COM
254687106
1310
10556
SH
SOLE
235
0
10321
Waste Management Inc Del
COM
94106L109
1092
9648
SH
SOLE
0
0
9648
Wells Fargo & Co New
COM
949746101
233
9891
SH
SOLE
0
0
9891
Western Asset High Income Oppo
COM
95766K109
49
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
3279
153027
SH
SOLE
0
0
153027
Wheaton Precious Metals Corp
COM
962879102
1269
25855
SH
SOLE
0
0
25855
Williams Companies Inc
COM
969457100
2210
112488
SH
SOLE
0
0
112488
Williams Sonoma Inc
COM
969904101
2074
22936
SH
SOLE
0
0
22936
Yum Brands Inc
COM
988498101
200
2191
SH
SOLE
0
0
2191
Zoetis Inc Cl A
COM
98978V103
640
3868
SH
SOLE
0
0
3868
iShares Comex Gold Tr
COM
464285105
23196
1289369
SH
SOLE
980
0
1288389
iShares ETF Russell 1000 Growt
COM
464287614
249
1150
SH
SOLE
0
0
1150
iShares ETF Russell Midcap Gro
COM
464287481
283
1640
SH
SOLE
0
0
1640
iShares Silver Tr
COM
46428Q109
835
38565
SH
SOLE
0
0
38565
iShares Trust Barclays 20 Year
COM
464287432
79466
486746
SH
SOLE
345
0
486401
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
1494
62700
SH
SOLE
0
0
62700
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
995
39432
SH
SOLE
0
0
39432
Atlantic Un 6.875 Pfd Bnkshrs
PFD
04911A206
985
37500
SH
SOLE
0
0
37500
Bank of America Series L Pfd 7
PFD
060505682
11067
7437
SH
SOLE
35
0
7402
Becton Dickinson & Co 6 Pfd S
PFD
075887406
9363
177837
SH
SOLE
210
0
177627
Citigroup Cap Tr Pfd XIII Fixe
PFD
173080201
12159
450677
SH
SOLE
415
0
450262
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
749
29125
SH
SOLE
0
0
29125
Flaherty & Crumrine Pfd Income
PFD
33848E106
130
10925
SH
SOLE
0
0
10925
Gabelli Dv Inc Tr Prp Ser H Pf
PFD
36242H880
295
10950
SH
SOLE
0
0
10950
Gabelli Equity Trust Ser K Pfd
PFD
362397846
1517
56950
SH
SOLE
0
0
56950
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
332
24075
SH
SOLE
0
0
24075
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
558
24400
SH
SOLE
0
0
24400
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
1695
73355
SH
SOLE
2025
0
71330
Keycorp Perp Pfd 5.65 NonCum 1
PFD
493267876
2202
82951
SH
SOLE
0
0
82951
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
1657
63250
SH
SOLE
0
0
63250
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
5948
219088
SH
SOLE
1605
0
217483
Morgan Stanley Pfd Ser A Perp/
PFD
61747S504
3202
136612
SH
SOLE
0
0
136612
New York Banc Fix/Flt Perp Pfd
PFD
649445202
712
25943
SH
SOLE
0
0
25943
Nustar Logistics L.P. Due 2043
PFD
67059T204
1566
81805
SH
SOLE
0
0
81805
Regions Fin. A Non-Cum Perp Pf
PFD
7591EP308
4353
171663
SH
SOLE
1795
0
169868
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
343
12375
SH
SOLE
0
0
12375
Renaissancere Pfd F 5.75 QDI
PFD
75968N309
1477
54390
SH
SOLE
0
0
54390
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
1056
41057
SH
SOLE
0
0
41057
TX Cap Bancshs 6.5 Non-Cum Pe
PFD
882228406
1382
54900
SH
SOLE
0
0
54900
TX Cap Bancshs 6.5 Pfd Note D
PFD
882228307
836
32554
SH
SOLE
0
0
32554
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2185
88050
SH
SOLE
0
0
88050
US Bancorp Ser K Pfd Fxd 5.50
PFD
902973759
4354
161268
SH
SOLE
0
0
161268
Wells Fargo & CO 7.5 Prp Cnv
PFD
949746804
8107
6041
SH
SOLE
8
0
6033
Wesco Intl Inc Cm Fx/Flt Prp P
PFD
95082P303
1889
67475
SH
SOLE
0
0
67475
Broadcom Inc 8 Pfd Ser A Mand
CONVPFD
11135F200
16467
13208
SH
SOLE
0
0
13208
Hycroft Mining Wts Exp 10/22/2
WT
44862P125
3
10084
SH
SOLE
0
0
10084
Blackstone / Gso Senior Floati
FDSTX
09256U105
701
50917
SH
SOLE
0
0
50917
Cohen & Steers REIT & Pfd Inco
FDSTX
19247X100
284
14050
SH
SOLE
0
0
14050
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
829
71316
SH
SOLE
0
0
71316
First Trust/Aberdeen Global Op
FDSTX
337319107
199
20800
SH
SOLE
0
0
20800
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
589
25199
SH
SOLE
0
0
25199
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
257
11213
SH
SOLE
0
0
11213
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
906
39625
SH
SOLE
0
0
39625
Nuveen Credit Strategies Incom
FDSTX
67073D102
2697
456320
SH
SOLE
0
0
456320