0001564770-20-000001.txt : 20200206
0001564770-20-000001.hdr.sgml : 20200206
20200206122709
ACCESSION NUMBER: 0001564770-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
EFFECTIVENESS DATE: 20200206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 20581932
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-692-1296
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
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0001564770
XXXXXXXX
12-31-2019
12-31-2019
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Kim Mathis-Doumis
CCO
512-386-1088
Kim Mathis-Doumis
Austin
TX
02-06-2020
0
302
865395
false
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0
10749
Perseus Mining Ltd
COM
Q74174105
501
615000
SH
SOLE
0
0
615000
Peyto Exploration & Developmen
COM
717046106
31
10712
SH
SOLE
0
0
10712
Pfizer Incorporated
COM
717081103
4838
123475
SH
SOLE
8500
0
114975
Pinnacle Financial Partners In
COM
72346Q104
1542
24094
SH
SOLE
0
0
24094
Plains All American Pipeline L
COM
726503105
4307
234220
SH
SOLE
0
0
234220
Plains GP Holdings LP
COM
72651A207
6456
340688
SH
SOLE
1310
0
339378
Popular Inc
COM
733174700
219
3725
SH
SOLE
0
0
3725
Procter & Gamble Co
COM
742718109
1590
12727
SH
SOLE
0
0
12727
Proshares Tr ETF Short S&P 500
COM
74347B425
211
8805
SH
SOLE
0
0
8805
Ramelius Resources Ltd
COM
Q7982E108
429
495000
SH
SOLE
0
0
495000
Regis Resources NL
COM
Q8059N120
69
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
487
5430
SH
SOLE
0
0
5430
Resolute Mining Ltd
COM
Q81068100
318
360000
SH
SOLE
0
0
360000
Roche Hldgs Ltd Spons ADR
COM
771195104
2455
60384
SH
SOLE
5483
0
54901
Royal Dutch Shell PLC Sponsore
COM
780259206
1651
27990
SH
SOLE
735
0
27255
Royal Gold Inc
COM
780287108
1283
10495
SH
SOLE
0
0
10495
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
480
5249
SH
SOLE
0
0
5249
SPDR Gold Tr ETF
COM
78463V107
1437
10053
SH
SOLE
0
0
10053
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
1245
3869
SH
SOLE
0
0
3869
SPDR Ser Tr ETF Bloomberg Barc
COM
78468R622
204
1864
SH
SOLE
0
0
1864
SSR Mng Inc
COM
784730103
679
35230
SH
SOLE
0
0
35230
Sabine Royalty Tr Unit Benefic
COM
785688102
364
9025
SH
SOLE
0
0
9025
Sabra Health Care REIT
COM
78573L106
212
9929
SH
SOLE
0
0
9929
Saracen Mineral Holdings Ltd
COM
Q8309T109
430
185000
SH
SOLE
0
0
185000
Semafo Inc Com
COM
816922108
179
86000
SH
SOLE
0
0
86000
Simon Property Group Inc
COM
828806109
4333
29089
SH
SOLE
0
0
29089
Southwest Airlines Co
COM
844741108
358
6623
SH
SOLE
0
0
6623
Southwestern Energy Co
COM
845467109
93
38400
SH
SOLE
0
0
38400
Sprott Physical Gold Trust
COM
85207H104
481
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
184
28200
SH
SOLE
0
0
28200
Stonecastle Financial Corp
COM
861780104
5738
257302
SH
SOLE
1830
0
255472
Sysco Corp
COM
871829107
1363
15930
SH
SOLE
0
0
15930
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
533
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
17020
769455
SH
SOLE
0
0
769455
Tapestry Inc
COM
876030107
3766
139635
SH
SOLE
0
0
139635
Te Connectivity Ltd
COM
H84989104
6157
64240
SH
SOLE
3775
0
60465
Tekla Healthcare Investors
COM
87911J103
886
42445
SH
SOLE
1785
0
40660
Templeton Global Income Fund
COM
880198106
187
30581
SH
SOLE
0
0
30581
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
3413
71097
SH
SOLE
5870
0
65227
Texas Capital Bancshares
COM
88224Q107
795
14000
SH
SOLE
0
0
14000
The India Fund Inc
COM
454089103
349
17345
SH
SOLE
1035
0
16310
Tortoise MLP Fd Inc
COM
89148B101
7489
683276
SH
SOLE
0
0
683276
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
677
24952
SH
SOLE
0
0
24952
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
2043
51976
SH
SOLE
0
0
51976
Tristate Capital Holdings Inc
COM
89678F100
514
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
940
16360
SH
SOLE
0
0
16360
Unilever PLC Sponsored ADR New
COM
904767704
677
11835
SH
SOLE
0
0
11835
United Technologies Corp
COM
913017109
1529
10210
SH
SOLE
0
0
10210
Unitedhealth Group Inc
COM
91324P102
8238
28021
SH
SOLE
1486
0
26535
Valero Energy Corp New
COM
91913Y100
202
2155
SH
SOLE
0
0
2155
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
642
21925
SH
SOLE
0
0
21925
Vanguard Index Fund Vanguard S
COM
922908751
904
5457
SH
SOLE
0
0
5457
Vanguard Index Funds Vanguard
COM
922908629
677
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
742
8122
SH
SOLE
0
0
8122
Vanguard Muni Bd Fds ETF Tax E
COM
922907746
656
12247
SH
SOLE
0
0
12247
Vanguard REIT ETF
COM
922908553
515
5556
SH
SOLE
0
0
5556
Vanguard Total Stock Fund
COM
922908769
1286
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
757
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
6805
117849
SH
SOLE
0
0
117849
Verizon Communications
COM
92343V104
1842
30004
SH
SOLE
0
0
30004
Visa Inc Cl A
COM
92826C839
3463
18428
SH
SOLE
0
0
18428
Voya Emerging Markets High Div
COM
92912P108
1162
145415
SH
SOLE
4390
0
141025
W W Grainger Inc
COM
384802104
1016
3000
SH
SOLE
0
0
3000
Wal-Mart DE Mexico Lj9 Sab DE
COM
P98180188
41
14861
SH
SOLE
0
0
14861
Wal-Mart Stores Inc
COM
931142103
371
3119
SH
SOLE
0
0
3119
Walt Disney Company
COM
254687106
2943
20351
SH
SOLE
340
0
20011
Waste Management Inc Del
COM
94106L109
1048
9198
SH
SOLE
0
0
9198
Wells Fargo & Co New
COM
949746101
2284
42460
SH
SOLE
690
0
41770
Western Asset High Income Oppo
COM
95766K109
51
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
3863
144238
SH
SOLE
0
0
144238
Wheaton Precious Metals Corp
COM
962879102
470
15793
SH
SOLE
0
0
15793
Williams Companies Inc
COM
969457100
3714
156570
SH
SOLE
0
0
156570
Williams Sonoma Inc
COM
969904101
2590
35268
SH
SOLE
0
0
35268
Yum Brands Inc
COM
988498101
244
2426
SH
SOLE
0
0
2426
Zoetis Inc Cl A
COM
98978V103
562
4245
SH
SOLE
0
0
4245
eBay Inc
COM
278642103
3585
99270
SH
SOLE
6130
0
93140
iShares Cohen & Steers ETF Rea
COM
464287564
211
1800
SH
SOLE
0
0
1800
iShares ETF Russell 1000 Growt
COM
464287614
215
1220
SH
SOLE
0
0
1220
iShares ETF Russell Midcap Gro
COM
464287481
250
1640
SH
SOLE
0
0
1640
iShares Silver Tr
COM
46428Q109
201
12070
SH
SOLE
0
0
12070
iShares Trust Barclays 20 Year
COM
464287432
103237
762010
SH
SOLE
385
0
761625
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
1739
67000
SH
SOLE
0
0
67000
Alabama Power Co Series Q Pfd
PFD
010392462
231
8530
SH
SOLE
0
0
8530
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1127
43605
SH
SOLE
0
0
43605
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
1072
38482
SH
SOLE
0
0
38482
Bank of America Series L Pfd 7
PFD
060505682
11073
7642
SH
SOLE
35
0
7607
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
638
24725
SH
SOLE
0
0
24725
Crestwood Eqty Partners Perp P
PFD
226344307
1259
136360
SH
SOLE
0
0
136360
Flaherty & Crumrine Pfd Income
PFD
33848E106
140
11355
SH
SOLE
0
0
11355
GMAC Capital Trust I Var Ser 2
PFD
361860208
1124
43130
SH
SOLE
1665
0
41465
Gabelli Dv Inc Tr Prp Ser H Pf
PFD
36242H880
324
12225
SH
SOLE
0
0
12225
Gabelli Equity Trust Ser K Pfd
PFD
362397846
1508
60000
SH
SOLE
0
0
60000
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
2166
85495
SH
SOLE
0
0
85495
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
1521
69611
SH
SOLE
0
0
69611
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144X609
468
20400
SH
SOLE
0
0
20400
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
11174
484967
SH
SOLE
2025
0
482942
Keycorp Perp Pfd 5.65 NonCum 1
PFD
493267876
4567
170402
SH
SOLE
0
0
170402
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
2469
91065
SH
SOLE
0
0
91065
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
6914
244324
SH
SOLE
1605
0
242719
Morgan Stanley Pfd Ser A Perp/
PFD
61747S504
2928
129967
SH
SOLE
0
0
129967
New York Banc Fix/Flt Perp Pfd
PFD
649445202
686
24530
SH
SOLE
0
0
24530
Northern Trust Ser C Prp Mty P
PFD
665859872
301
12045
SH
SOLE
0
0
12045
Nustar Logistics L.P. Due 2043
PFD
67059T204
2060
79905
SH
SOLE
0
0
79905
Regions Fin. A Non-Cum Perp Pf
PFD
7591EP308
5518
215291
SH
SOLE
1795
0
213496
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
349
12375
SH
SOLE
0
0
12375
Renaissancere Pfd F 5.75 QDI
PFD
75968N309
1581
58490
SH
SOLE
0
0
58490
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
1083
40857
SH
SOLE
0
0
40857
TX Cap Bancshs 6.5 Non-Cum Pe
PFD
882228406
1432
55200
SH
SOLE
0
0
55200
TX Cap Bancshs 6.5 Pfd Note D
PFD
882228307
592
22900
SH
SOLE
0
0
22900
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2371
89300
SH
SOLE
0
0
89300
Truist Finl Corp 5.2 Pfd Dep
PFD
89832Q844
233
9147
SH
SOLE
0
0
9147
Valley Natl Bancrp Prp Sr B Pf
PFD
919794305
720
27075
SH
SOLE
0
0
27075
Wells Fargo & CO 7.5 Prp Cnv
PFD
949746804
7924
5465
SH
SOLE
0
0
5465
Broadcom Inc 8 Pfd Ser A Mand
CONVPFD
11135F200
10513
8925
SH
SOLE
0
0
8925
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
1
10084
SH
SOLE
0
0
10084
Redwood Trust Inc
CONV
758075AD7
7399
7263000
PRN
SOLE
0
0
7263000
Blackstone / Gso Senior Floati
FDSTX
09256U105
1005
62202
SH
SOLE
0
0
62202
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
966
71300
SH
SOLE
0
0
71300
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
629
26299
SH
SOLE
0
0
26299
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
304
12313
SH
SOLE
0
0
12313
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
984
40225
SH
SOLE
0
0
40225