0001564770-19-000004.txt : 20190807
0001564770-19-000004.hdr.sgml : 20190807
20190807132419
ACCESSION NUMBER: 0001564770-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190807
DATE AS OF CHANGE: 20190807
EFFECTIVENESS DATE: 20190807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 191004760
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001564770
XXXXXXXX
06-30-2019
06-30-2019
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Beth Ragan
Managing Director
361-888-7611
Beth Ragan
Corpus Christi
TX
08-07-2019
0
309
830369
false
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252
615000
SH
SOLE
0
0
615000
Peyto Exploration & Developmen
COM
717046106
32
10712
SH
SOLE
0
0
10712
Pfizer Incorporated
COM
717081103
5199
120011
SH
SOLE
5585
0
114426
Pinnacle Financial Partners In
COM
72346Q104
1518
26407
SH
SOLE
0
0
26407
Plains All American Pipeline L
COM
726503105
6068
249200
SH
SOLE
0
0
249200
Plains GP Holdings LP
COM
72651A207
7006
280562
SH
SOLE
1645
0
278917
Popular Inc
COM
733174700
865
15940
SH
SOLE
695
0
15245
Procter & Gamble Co
COM
742718109
1362
12420
SH
SOLE
0
0
12420
Proshares Tr ETF Short S&P 500
COM
74347B425
324
12160
SH
SOLE
0
0
12160
Ramelius Resources Ltd
COM
Q7982E108
176
345000
SH
SOLE
0
0
345000
Regis Resources NL
COM
Q8059N120
83
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
575
6635
SH
SOLE
0
0
6635
Resolute Mining Ltd
COM
Q81068100
253
270000
SH
SOLE
0
0
270000
Roche Hldgs Ltd Spons ADR
COM
771195104
2300
65526
SH
SOLE
7185
0
58341
Royal Dutch Shell PLC Sponsore
COM
780259206
4549
69904
SH
SOLE
4590
0
65314
Royal Gold Inc
COM
780287108
1090
10640
SH
SOLE
0
0
10640
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
435
4749
SH
SOLE
0
0
4749
SPDR Gold Tr ETF
COM
78463V107
1339
10051
SH
SOLE
0
0
10051
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
1138
3885
SH
SOLE
0
0
3885
SPDR Ser Tr ETF Bloomberg Barc
COM
78468R622
247
2269
SH
SOLE
0
0
2269
SSR Mng Inc
COM
784730103
482
35230
SH
SOLE
0
0
35230
Sabine Royalty Tr Unit Benefic
COM
785688102
258
5375
SH
SOLE
0
0
5375
Sanofi Aventis Sponsored ADR
COM
80105N105
1570
36294
SH
SOLE
5105
0
31189
Saracen Mineral Holdings Ltd
COM
Q8309T109
181
70000
SH
SOLE
0
0
70000
Schlumberger Ltd
COM
806857108
9921
249649
SH
SOLE
5890
0
243759
Semafo Inc Com
COM
816922108
339
86000
SH
SOLE
0
0
86000
Simon Property Group Inc
COM
828806109
4116
25763
SH
SOLE
0
0
25763
Southwest Airlines Co
COM
844741108
2162
42578
SH
SOLE
3270
0
39308
Southwestern Energy Co
COM
845467109
112
35400
SH
SOLE
0
0
35400
Sprott Physical Gold Trust
COM
85207H104
448
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
161
28200
SH
SOLE
0
0
28200
State Street Corp
COM
857477103
2776
49526
SH
SOLE
2770
0
46756
Stonecastle Financial Corp
COM
861780104
6201
284392
SH
SOLE
2300
0
282092
Sysco Corp
COM
871829107
679
9600
SH
SOLE
0
0
9600
TC Energy Corp
COM
87807B107
1089
21988
SH
SOLE
1140
0
20848
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
474
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
36271
1718180
SH
SOLE
2855
0
1715325
Te Connectivity Ltd
COM
H84989104
5209
54386
SH
SOLE
3215
0
51171
Tekla Healthcare Investors
COM
87911J103
765
38080
SH
SOLE
2230
0
35850
Templeton Global Income Fund
COM
880198106
214
33603
SH
SOLE
0
0
33603
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
3381
74707
SH
SOLE
6305
0
68402
Texas Capital Bancshares
COM
88224Q107
859
14000
SH
SOLE
0
0
14000
The India Fund Inc
COM
454089103
280
13155
SH
SOLE
1480
0
11675
Tortoise MLP Fd Inc
COM
89148B101
16293
1207748
SH
SOLE
0
0
1207748
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
726
27532
SH
SOLE
0
0
27532
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
1666
44776
SH
SOLE
0
0
44776
Tristate Capital Holdings Inc
COM
89678F100
420
19688
SH
SOLE
0
0
19688
UBS Group AG
COM
H42097107
1065
89905
SH
SOLE
3455
0
86450
Unilever N V New York Shs New
COM
904784709
1000
16472
SH
SOLE
0
0
16472
Unilever PLC Sponsored ADR New
COM
904767704
733
11835
SH
SOLE
0
0
11835
United Technologies Corp
COM
913017109
1293
9931
SH
SOLE
0
0
9931
Unitedhealth Group Inc
COM
91324P102
234
958
SH
SOLE
0
0
958
Valero Energy Corp New
COM
91913Y100
206
2405
SH
SOLE
0
0
2405
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
569
22249
SH
SOLE
0
0
22249
Vanguard Index Fund Vanguard S
COM
922908751
854
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
635
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
698
7766
SH
SOLE
0
0
7766
Vanguard Muni Bd Fds ETF Tax E
COM
922907746
678
12780
SH
SOLE
0
0
12780
Vanguard REIT ETF
COM
922908553
478
5468
SH
SOLE
0
0
5468
Vanguard Total Stock Fund
COM
922908769
1180
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
673
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
2458
35959
SH
SOLE
0
0
35959
Verizon Communications
COM
92343V104
1620
28364
SH
SOLE
0
0
28364
Visa Inc Cl A
COM
92826C839
3014
17369
SH
SOLE
0
0
17369
Vodafone Group PLC New Sponsor
COM
92857W308
241
14735
SH
SOLE
0
0
14735
Voya Emerging Markets High Div
COM
92912P108
875
112761
SH
SOLE
5585
0
107176
W W Grainger Inc
COM
384802104
805
3000
SH
SOLE
0
0
3000
Wal-Mart DE Mexico Lj9 Sab DE
COM
P98180188
41
14861
SH
SOLE
0
0
14861
Wal-Mart Stores Inc
COM
931142103
334
3020
SH
SOLE
0
0
3020
Walt Disney Company
COM
254687106
3045
21805
SH
SOLE
575
0
21230
Waste Management Inc Del
COM
94106L109
1061
9198
SH
SOLE
0
0
9198
Weatherford International PLC
COM
G48833100
2
48000
SH
SOLE
0
0
48000
Wells Fargo & Co New
COM
949746101
1767
37332
SH
SOLE
255
0
37077
Western Asset High Income Oppo
COM
95766K109
51
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
3032
152438
SH
SOLE
0
0
152438
Westpac Banking Ltd Spons ADR
COM
961214301
1002
50272
SH
SOLE
3110
0
47162
Wheaton Precious Metals Corp
COM
962879102
390
16136
SH
SOLE
0
0
16136
Williams Companies Inc
COM
969457100
5383
191977
SH
SOLE
0
0
191977
Williams Sonoma Inc
COM
969904101
2432
37418
SH
SOLE
0
0
37418
Wyndham Hotels & Resorts Inc
COM
98311A105
1613
28935
SH
SOLE
3370
0
25565
Yum Brands Inc
COM
988498101
268
2426
SH
SOLE
0
0
2426
Zoetis Inc Cl A
COM
98978V103
373
3290
SH
SOLE
0
0
3290
eBay Inc
COM
278642103
3682
93215
SH
SOLE
6575
0
86640
iShares ETF Russell 1000 Growt
COM
464287614
231
1465
SH
SOLE
0
0
1465
iShares ETF Russell Midcap Gro
COM
464287481
282
1980
SH
SOLE
0
0
1980
iShares Silver Tr
COM
46428Q109
173
12070
SH
SOLE
0
0
12070
iShares Trust Barclays 20 Year
COM
464287432
105987
798033
SH
SOLE
0
0
798033
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
2040
78450
SH
SOLE
0
0
78450
Allstate 6.625 Pfd Ser E QDI
PFD
020002879
2840
111885
SH
SOLE
0
0
111885
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1200
47250
SH
SOLE
0
0
47250
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
693
26732
SH
SOLE
0
0
26732
BB&T Corp Non-Cum Perp Pfd D 5
PFD
054937206
4303
170064
SH
SOLE
1795
0
168269
BB&T Corp Non-Cum Perp Pfd G 5
PFD
054937800
227
9147
SH
SOLE
0
0
9147
Banc of Cal. Non-Cum Perp Pfd
PFD
05990K874
2186
82790
SH
SOLE
0
0
82790
Bank of America Series L Pfd 7
PFD
060505682
9508
6930
SH
SOLE
35
0
6895
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
684
26775
SH
SOLE
0
0
26775
Crestwood Equity Partners Perp
PFD
226344307
884
95000
SH
SOLE
0
0
95000
Flaherty & Crumrine Pfd Income
PFD
33848E106
133
11355
SH
SOLE
0
0
11355
GMAC Capital Trust I Var Ser 2
PFD
361860208
1341
51310
SH
SOLE
1665
0
49645
Gabelli Dvd & Inc Tr Perp Ser
PFD
36242H880
381
15000
SH
SOLE
0
0
15000
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1795
73495
SH
SOLE
0
0
73495
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
1255
65285
SH
SOLE
0
0
65285
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144X609
299
14775
SH
SOLE
0
0
14775
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
4714
234895
SH
SOLE
2025
0
232870
JPMorgan Chase Non-Cum Perp Pf
PFD
46637G124
226
8710
SH
SOLE
0
0
8710
Keycorp Perp Pfd 5.65 non Cum
PFD
493267876
3894
152990
SH
SOLE
0
0
152990
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
2679
99550
SH
SOLE
0
0
99550
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
5402
196856
SH
SOLE
1605
0
195251
New York Banc Fix/Flt Perp Pfd
PFD
649445202
327
12780
SH
SOLE
0
0
12780
Nustar Logistics L.P. Due 2043
PFD
67059T204
2064
82430
SH
SOLE
0
0
82430
Regions Fin. A Non-Cum Perp Pf
PFD
7591EP308
5580
219863
SH
SOLE
1795
0
218068
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
321
11725
SH
SOLE
0
0
11725
Renaissancere Pfd F 5.75 QDI
PFD
75968N309
1450
56045
SH
SOLE
0
0
56045
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
1036
40207
SH
SOLE
0
0
40207
TX Cap Bancshs 6.5 Non-Cum Pe
PFD
882228406
1453
55700
SH
SOLE
0
0
55700
TX Cap Bancshs 6.5 Pfd Note D
PFD
882228307
650
24600
SH
SOLE
0
0
24600
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2426
91200
SH
SOLE
0
0
91200
Valley Natl Bancrp Perp Ser B,
PFD
919794305
942
36725
SH
SOLE
0
0
36725
Wells Fargo & CO 7.5 Perp Con
PFD
949746804
6064
4445
SH
SOLE
0
0
4445
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
1
10084
SH
SOLE
0
0
10084
Redwood Trust Inc
CONV
758075AD7
7299
7340000
PRN
SOLE
0
0
7340000
Blackstone / Gso Senior Floati
FDSTX
09256U105
1076
63752
SH
SOLE
0
0
63752
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
933
71300
SH
SOLE
0
0
71300
Invesco Bulletshares 2019 Hi Y
FDSTX
46138J403
628
26223
SH
SOLE
0
0
26223
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
643
26699
SH
SOLE
0
0
26699
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
304
12313
SH
SOLE
0
0
12313
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
986
40225
SH
SOLE
0
0
40225
Invesco S&P High Income Infras
FDSTX
46138E255
390
14615
SH
SOLE
0
0
14615
Nuveen Preferred Securities In
FDSTX
67072C105
2736
288016
SH
SOLE
0
0
288016