0001564770-19-000003.txt : 20190501
0001564770-19-000003.hdr.sgml : 20190501
20190501170237
ACCESSION NUMBER: 0001564770-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190501
DATE AS OF CHANGE: 20190501
EFFECTIVENESS DATE: 20190501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 19788474
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001564770
XXXXXXXX
03-31-2019
03-31-2019
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Beth Ragan
Managing Director
361-888-7611
Beth Ragan
Corpus Christi
TX
05-01-2019
0
299
822114
false
INFORMATION TABLE
2
inftable.xml
13F-HR
3M Company
COM
88579Y101
3269
15733
SH
SOLE
0
0
15733
AT&T Inc
COM
00206R102
2702
86166
SH
SOLE
0
0
86166
Abbott Laboratories
COM
002824100
606
7586
SH
SOLE
0
0
7586
Abbvie Inc
COM
00287Y109
6495
80588
SH
SOLE
7151
0
73437
Aberdeen Asia Pacific Income F
COM
003009107
17851
4220184
SH
SOLE
0
0
4220184
Aberdeen Global Income Fd
COM
003013109
268
32921
SH
SOLE
0
0
32921
Aberdeen Global Premier Proper
COM
00302L108
61
10080
SH
SOLE
6000
0
4080
Aberdeen Total Dynamic Dividen
COM
00326L100
404
48925
SH
SOLE
12395
0
36530
Adobe Systems Inc
COM
00724F101
241
903
SH
SOLE
0
0
903
Advent Claymore Conv Secs & In
COM
00764C109
2069
140176
SH
SOLE
0
0
140176
Agnico Eagle Mines Limited
COM
008474108
1312
30150
SH
SOLE
0
0
30150
Alamos Gold Inc New Class A
COM
011532108
362
71340
SH
SOLE
0
0
71340
Allianzgi Conv & Income Fund
COM
018828103
270
41675
SH
SOLE
0
0
41675
Alphabet Inc Non Voting Cap St
COM
02079K107
8553
7290
SH
SOLE
509
0
6781
Alphabet Inc Voting Cap Stk Cl
COM
02079K305
206
175
SH
SOLE
0
0
175
Altria Group Inc
COM
02209S103
2266
39460
SH
SOLE
0
0
39460
Amazon.Com Inc
COM
023135106
2301
1292
SH
SOLE
0
0
1292
American Express Company
COM
025816109
299
2740
SH
SOLE
0
0
2740
Amgen Inc
COM
031162100
255
1340
SH
SOLE
0
0
1340
Analog Devices Inc
COM
032654105
2792
26525
SH
SOLE
1685
0
24840
Anglogold Ashanti Ltd (New) Sp
COM
035128206
151
11560
SH
SOLE
0
0
11560
Anheuser Busch Inbev SA/NV-Spo
COM
03524A108
3368
40110
SH
SOLE
2100
0
38010
Apple Inc
COM
037833100
11606
61100
SH
SOLE
4115
0
56985
Applied Materials Inc
COM
038222105
2986
75296
SH
SOLE
4105
0
71191
Atlantic Capital Bancshares In
COM
048269203
932
52293
SH
SOLE
0
0
52293
Automatic Data Processing Inc
COM
053015103
2759
17274
SH
SOLE
0
0
17274
B2Gold Corp
COM
11777Q209
255
90580
SH
SOLE
0
0
90580
BP PLC Sponsored ADR (Frm BP A
COM
055622104
1504
34400
SH
SOLE
0
0
34400
Baidu INC Sponsored ADR Repstg
COM
056752108
1718
10419
SH
SOLE
752
0
9667
Bank of America Corp
COM
060505104
4507
163355
SH
SOLE
9380
0
153975
Barrick Gold Corp
COM
067901108
2242
163561
SH
SOLE
0
0
163561
Berkshire Hathaway Inc Del Cl
COM
084670702
486
2419
SH
SOLE
0
0
2419
Berkshire Hathaway Inc-Del Cl
COM
084670108
301
1
SH
SOLE
0
0
1
BlackRock Build America Bond T
COM
09248X100
1153
51393
SH
SOLE
0
0
51393
BlackRock Credit Alloc Income
COM
092508100
580
46764
SH
SOLE
0
0
46764
BlackRock Inc
COM
09247X101
2701
6319
SH
SOLE
400
0
5919
BlackRock Income Trust Inc
COM
09247F100
990
166337
SH
SOLE
0
0
166337
BlackRock Insured Municipal In
COM
092479104
146
10900
SH
SOLE
0
0
10900
BlackRock Limited Duration Inc
COM
09249W101
883
60036
SH
SOLE
0
0
60036
BlackRock Long Term Mun Adviso
COM
09250B103
407
33287
SH
SOLE
0
0
33287
BlackRock Muni Holdings Fund I
COM
09253P109
149
10100
SH
SOLE
0
0
10100
BlackRock Muni Inter Duration
COM
09253X102
201
14630
SH
SOLE
0
0
14630
BlackRock Muniyield Quality Fu
COM
09254G108
606
49250
SH
SOLE
0
0
49250
BlackRock Resources And Commod
COM
09257A108
860
105210
SH
SOLE
13605
0
91605
Blackstone Group LP Unit Repst
COM
09253U108
746
21335
SH
SOLE
0
0
21335
Boeing Co
COM
097023105
424
1111
SH
SOLE
0
0
1111
Booking Holdings Inc
COM
09857L108
3696
2118
SH
SOLE
156
0
1962
Bristol-Myers Squibb Co
COM
110122108
2715
56916
SH
SOLE
3390
0
53526
Broadcom Ltd
COM
11135F101
380
1263
SH
SOLE
0
0
1263
CBRE Clarion Global Real Estat
COM
12504g100
138
18540
SH
SOLE
0
0
18540
Calamos Conv & High Income Fd
COM
12811P108
206
18996
SH
SOLE
0
0
18996
Calamos Global Dynamic Income
COM
12811L107
376
47005
SH
SOLE
12430
0
34575
Caterpillar Inc
COM
149123101
1330
9817
SH
SOLE
0
0
9817
Centamin PLC Ord Flondon Share
COM
G2055Q105
133
115000
SH
SOLE
0
0
115000
Center Coast MLP & Infrastruct
COM
151461100
9658
1159366
SH
SOLE
0
0
1159366
Charles Schwab Corp
COM
808513105
3679
86035
SH
SOLE
7010
0
79025
Charter Communications Inc
COM
16119P108
2107
6073
SH
SOLE
474
0
5599
Chevron Corporation
COM
166764100
2364
19190
SH
SOLE
0
0
19190
Cion Investment Corp Fund
COM
12799V101
100
11483
SH
SOLE
0
0
11483
Cisco Systems Inc
COM
17275R102
285
5278
SH
SOLE
0
0
5278
Citigroup Inc New
COM
172967424
4235
68061
SH
SOLE
4170
0
63891
Clearbridge Energy MLP Fund
COM
184692101
2162
170804
SH
SOLE
0
0
170804
Clearbridge Energy MLP Total R
COM
18469Q108
19896
2051136
SH
SOLE
7855
0
2043281
Cleveland-Cliffs Inc New
COM
185899101
1671
167220
SH
SOLE
0
0
167220
Clorox Company (Del)
COM
189054109
621
3870
SH
SOLE
0
0
3870
Coca-Cola Company
COM
191216100
276
5883
SH
SOLE
0
0
5883
Cognizant Technology Solutions
COM
192446102
2748
37930
SH
SOLE
2710
0
35220
Cohen & Steers Infrastructure
COM
19248A109
1578
64356
SH
SOLE
0
0
64356
Cohen & Steers REIT & Pfd
COM
19247X100
1648
79984
SH
SOLE
0
0
79984
Cohen & Steers Total Return Re
COM
19247R103
553
41889
SH
SOLE
0
0
41889
Comcast Corp New Cl A
COM
20030N101
5277
131994
SH
SOLE
7365
0
124629
Compass Minerals Intl Inc
COM
20451N101
272
5000
SH
SOLE
0
0
5000
ConocoPhillips
COM
20825C104
966
14472
SH
SOLE
0
0
14472
Costco Wholesale Corp-New
COM
22160K105
289
1195
SH
SOLE
0
0
1195
Crestwood Equity Partners LP
COM
226344208
468
13306
SH
SOLE
0
0
13306
Discovery Communications Inc C
COM
25470F104
2391
88490
SH
SOLE
0
0
88490
Dollar Tree Inc
COM
256746108
3760
35795
SH
SOLE
2720
0
33075
Doubleline Opportunistic Cr Fd
COM
258623107
5077
251352
SH
SOLE
0
0
251352
Dowdupont Inc
COM
26078J100
940
17641
SH
SOLE
0
0
17641
Dundee Precious Metals Inc
COM
265269209
196
59000
SH
SOLE
0
0
59000
East West Bancorp Inc
COM
27579R104
1871
39006
SH
SOLE
5630
0
33376
Eaton Vance Municipal Bond Fd
COM
27827X101
4007
323175
SH
SOLE
0
0
323175
Eaton Vance Senior Floating Ra
COM
27828Q105
216
16580
SH
SOLE
0
0
16580
Emerson Electric Co
COM
291011104
239
3495
SH
SOLE
0
0
3495
Enbridge Inc
COM
29250N105
830
22882
SH
SOLE
0
0
22882
Energy Transfer Equity LP
COM
29273V100
769
50053
SH
SOLE
0
0
50053
Enterprise Products Partners L
COM
293792107
25424
873693
SH
SOLE
12920
0
860773
Evolution Mining Ltd
COM
Q3647R147
156
60000
SH
SOLE
0
0
60000
Exxon Mobil Corp
COM
30231G102
12124
150053
SH
SOLE
0
0
150053
Facebook Inc Class A
COM
30303M102
3606
21630
SH
SOLE
1568
0
20062
First Trust Biotech Index ETF
COM
33733E203
1444
9570
SH
SOLE
0
0
9570
First Trust III ETF Preferred
COM
33739E108
2211
116028
SH
SOLE
2300
0
113728
First Trust/Aberdeen Global Op
COM
337319107
3738
371978
SH
SOLE
0
0
371978
Flaherty & Crumrine / Claymore
COM
338478100
6960
368074
SH
SOLE
0
0
368074
Flaherty & Crumrine Dynamic Pf
COM
33848W106
7838
329884
SH
SOLE
0
0
329884
Foot Locker Inc
COM
344849104
479
7904
SH
SOLE
0
0
7904
Gabelli Healthcare & Wellness
COM
36246K103
816
77660
SH
SOLE
9570
0
68090
Gamco Glbl Gold Natural Resour
COM
36465A109
9131
2103907
SH
SOLE
0
0
2103907
Gamco Natural Resources Gold &
COM
36465E101
7833
1386333
SH
SOLE
0
0
1386333
General Mills Inc
COM
370334104
440
8510
SH
SOLE
0
0
8510
GlaxoSmithKline PLC ADR
COM
37733W105
377
9019
SH
SOLE
0
0
9019
Global X Fund ETF MLP
COM
37950E473
560
63142
SH
SOLE
0
0
63142
Global X Super Dividend 100 ET
COM
37950E549
1299
71430
SH
SOLE
0
0
71430
Gold Fields Ltd New Adr Rand
COM
38059T106
144
38675
SH
SOLE
0
0
38675
Goldcorp Inc
COM
380956409
1129
98672
SH
SOLE
0
0
98672
Guggenheim Taxable Muni Manage
COM
401664107
224
9900
SH
SOLE
0
0
9900
Gulfport Energy Corp Com
COM
402635304
120
15000
SH
SOLE
0
0
15000
HCA Holdings Inc
COM
40412C101
1849
14178
SH
SOLE
0
0
14178
Halliburton Co
COM
406216101
282
9612
SH
SOLE
0
0
9612
Hanesbrands Inc
COM
410345102
2807
156985
SH
SOLE
0
0
156985
Harley Davidson
COM
412822108
293
8210
SH
SOLE
0
0
8210
Honeywell International Inc
COM
438516106
3580
22529
SH
SOLE
0
0
22529
ING Groep Nv- Spons ADR
COM
456837103
1098
90454
SH
SOLE
8925
0
81529
IShares Dow Jones Select Div I
COM
464287168
5107
52015
SH
SOLE
0
0
52015
Intel Corp
COM
458140100
1795
33426
SH
SOLE
0
0
33426
International Business Machine
COM
459200101
381
2703
SH
SOLE
0
0
2703
Invesco Bulletshares 2019 Hi Y
COM
46138J403
552
23005
SH
SOLE
0
0
23005
Invesco Bulletshares 2021 Hi Y
COM
46138J700
213
10135
SH
SOLE
0
0
10135
Invesco II Income Composite CE
COM
46138E404
1324
59760
SH
SOLE
0
0
59760
Invesco QQQ Tr ETF Unit Ser 1
COM
46090E103
1444
8040
SH
SOLE
0
0
8040
Invesco S&P 500 Eqwt ETF
COM
46137V357
8905
85267
SH
SOLE
0
0
85267
Invesco TR II ETF Pfd
COM
46138E511
738
50919
SH
SOLE
0
0
50919
Invesco Van Kampen Sr Income T
COM
46131H107
231
55108
SH
SOLE
0
0
55108
Iron Mountain Inc
COM
46284V101
2343
66080
SH
SOLE
0
0
66080
JPMorgan Chase & Co
COM
46625H100
2552
25206
SH
SOLE
0
0
25206
JPMorgan ETF Ultra-Short Incom
COM
46641Q837
18515
368085
SH
SOLE
16550
0
351535
John Hancock Preferred Income
COM
41013W108
235
10370
SH
SOLE
0
0
10370
Johnson & Johnson
COM
478160104
4459
31901
SH
SOLE
0
0
31901
KKR & Co Inc
COM
48251W104
3048
129745
SH
SOLE
6607
0
123138
Kimberly Clark Corp
COM
494368103
837
6753
SH
SOLE
0
0
6753
Kinder Morgan Inc Del
COM
49456B101
5655
282607
SH
SOLE
0
0
282607
Las Vegas Sands Corp
COM
517834107
3956
64897
SH
SOLE
3630
0
61267
Leggett & Platt Inc
COM
524660107
1407
33328
SH
SOLE
0
0
33328
Liberty All Star Equity Fund
COM
530158104
400
65495
SH
SOLE
14945
0
50550
Linn CO Llc Escrow Com Shs Rps
COM
535ESC107
0
12425
SH
SOLE
0
0
12425
Lions Gate Entertainment Corp
COM
535919401
932
59560
SH
SOLE
0
0
59560
Lyondellbasell Industries Af S
COM
N53745100
2282
27145
SH
SOLE
1890
0
25255
MGIC Investment Corp-Wisc
COM
552848103
594
45000
SH
SOLE
0
0
45000
Madison Square Garden
COM
55825T103
1549
5285
SH
SOLE
0
0
5285
Magellan Midstream Partners LP
COM
559080106
817
13470
SH
SOLE
0
0
13470
McDonalds Corp
COM
580135101
642
3381
SH
SOLE
0
0
3381
Medical Properties Trust Inc
COM
58463J304
7990
431684
SH
SOLE
0
0
431684
Medtronic PLC
COM
G5960L103
1556
17082
SH
SOLE
0
0
17082
Merck & Co Inc New
COM
58933Y105
701
8429
SH
SOLE
0
0
8429
Microsoft Corp
COM
594918104
12343
104651
SH
SOLE
6646
0
98005
Molson Coors Brewing CO Cl B
COM
60871R209
1338
22425
SH
SOLE
0
0
22425
Moodys Corp
COM
615369105
4657
25717
SH
SOLE
1760
0
23957
Morgan Stanley & Co
COM
617446448
2392
56675
SH
SOLE
4015
0
52660
Nestle SA Spons ADR Repstg Reg
COM
641069406
8161
85619
SH
SOLE
5605
0
80014
Neuberger Berman Re Es Com
COM
64190A103
117
23495
SH
SOLE
0
0
23495
New Gold Inc
COM
644535106
28
33065
SH
SOLE
0
0
33065
Newmont Goldcorp Corp
COM
651639106
2144
59926
SH
SOLE
0
0
59926
Northern Star Resources Ltd
COM
Q6951U101
121
19000
SH
SOLE
0
0
19000
Nustar Energy LP
COM
67058H102
262
9733
SH
SOLE
0
0
9733
Nuveen Amt Free Quality Muni I
COM
670657105
20997
1571596
SH
SOLE
0
0
1571596
Nuveen Dow 30 Dynamic Overwrit
COM
67075F105
6406
355900
SH
SOLE
0
0
355900
Nuveen Enhanced AMT L&N Muni C
COM
67071L106
15923
1053792
SH
SOLE
0
0
1053792
Nuveen Enhanced Muni Credit Op
COM
67070X101
12758
846565
SH
SOLE
0
0
846565
Nuveen Multi-Strategy Income A
COM
67073D102
791
102322
SH
SOLE
0
0
102322
Nuveen Multi-Strategy Income A
COM
67073B106
3155
331111
SH
SOLE
0
0
331111
Nuveen NC Prem Income Muni Fd
COM
67060P100
359
28160
SH
SOLE
0
0
28160
Nuveen Quality Advantage Muni
COM
67066V101
17290
1274158
SH
SOLE
0
0
1274158
Nuveen Quality Pfd Income Fd 2
COM
67072C105
894
99315
SH
SOLE
0
0
99315
Nuveen Real Estate Income Fd
COM
67071B108
755
72910
SH
SOLE
0
0
72910
Nuveen Taxable Municipal Incom
COM
67074C103
726
35388
SH
SOLE
0
0
35388
Nuveen VA Premium Income Muni
COM
67064R102
131
10325
SH
SOLE
0
0
10325
Oceanagold Corp
COM
675222103
198
63000
SH
SOLE
0
0
63000
Oneok Inc New
COM
682680103
200
2866
SH
SOLE
0
0
2866
Oracle Corp
COM
68389X105
2899
53970
SH
SOLE
0
0
53970
PGIM Global Short Duration Hig
COM
69346J106
328
23520
SH
SOLE
0
0
23520
PVH Corp
COM
693656100
1181
9681
SH
SOLE
1620
0
8061
Pan Amern Silver Corp
COM
697900108
1025
77385
SH
SOLE
0
0
77385
Parker-Hannifin Corp
COM
701094104
1018
5934
SH
SOLE
0
0
5934
Pembina Pipeline Corp
COM
706327103
1441
39210
SH
SOLE
2355
0
36855
Pennantpark Investment Corp
COM
708062104
193
27900
SH
SOLE
0
0
27900
Pepsico Incorporated
COM
713448108
1317
10749
SH
SOLE
0
0
10749
Perseus Mining Ltd
COM
Q74174105
201
615000
SH
SOLE
0
0
615000
Peyto Exploration & Developmen
COM
717046106
56
10712
SH
SOLE
0
0
10712
Pfizer Incorporated
COM
717081103
5032
118480
SH
SOLE
7410
0
111070
Pinnacle Financial Partners In
COM
72346Q104
1782
32585
SH
SOLE
0
0
32585
Plains All American Pipeline L
COM
726503105
6016
245450
SH
SOLE
0
0
245450
Popular Inc
COM
733174700
779
14950
SH
SOLE
1385
0
13565
Procter & Gamble Co
COM
742718109
1292
12420
SH
SOLE
0
0
12420
Proshares Tr ETF Short S&P 500
COM
74347B425
248
8985
SH
SOLE
0
0
8985
Ramelius Resources Ltd
COM
Q7982E108
209
345000
SH
SOLE
0
0
345000
Regis Resources NL
COM
Q8059N120
85
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
533
6635
SH
SOLE
0
0
6635
Resolute Mining Ltd
COM
Q81068100
232
270000
SH
SOLE
0
0
270000
Roche Hldgs Ltd Spons ADR
COM
771195104
2211
64296
SH
SOLE
8980
0
55316
Royal Dutch Shell PLC Sponsore
COM
780259206
4282
68406
SH
SOLE
5495
0
62911
Royal Gold Inc
COM
780287108
967
10640
SH
SOLE
0
0
10640
SPDR Barclays Cap ETF High Yie
COM
78464A417
253
7020
SH
SOLE
0
0
7020
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
446
4869
SH
SOLE
0
0
4869
SPDR Gold Tr ETF
COM
78463V107
1226
10051
SH
SOLE
0
0
10051
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
1091
3863
SH
SOLE
0
0
3863
SSR Mng Inc
COM
784730103
446
35230
SH
SOLE
0
0
35230
Sabine Royalty Tr Unit Benefic
COM
785688102
218
4700
SH
SOLE
0
0
4700
Sanofi Aventis Sponsored ADR
COM
80105N105
1552
35044
SH
SOLE
6500
0
28544
Saracen Mineral Holdings Ltd
COM
Q8309T109
144
70000
SH
SOLE
0
0
70000
Schlumberger Ltd
COM
806857108
6047
138778
SH
SOLE
7050
0
131728
Semafo Inc Com
COM
816922108
239
86000
SH
SOLE
0
0
86000
Southwest Airlines Co
COM
844741108
2253
43393
SH
SOLE
3270
0
40123
Southwestern Energy Co
COM
845467109
194
41400
SH
SOLE
0
0
41400
Sprott Physical Gold Trust
COM
85207H104
413
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
156
28200
SH
SOLE
0
0
28200
State Street Corp
COM
857477103
3254
49451
SH
SOLE
2770
0
46681
Stonecastle Financial Corp
COM
861780104
6025
281207
SH
SOLE
4915
0
276292
Sysco Corp
COM
871829107
641
9600
SH
SOLE
0
0
9600
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
471
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
44965
1788594
SH
SOLE
5685
0
1782909
Tanager Energy Inc XXX
COM
875352106
11
225000
SH
SOLE
0
0
225000
Te Connectivity Ltd
COM
H84989104
4433
54899
SH
SOLE
3215
0
51684
Tekla Healthcare Investors
COM
87911J103
709
34495
SH
SOLE
6465
0
28030
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
3476
75607
SH
SOLE
6305
0
69302
Texas Capital Bancshares
COM
88224Q107
764
14000
SH
SOLE
0
0
14000
The India Fund Inc
COM
454089103
269
12570
SH
SOLE
3545
0
9025
Tortoise MLP Fd Inc
COM
89148B101
15820
1128421
SH
SOLE
0
0
1128421
Transcanada Corporation
COM
89353D107
943
20993
SH
SOLE
2345
0
18648
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
763
30552
SH
SOLE
0
0
30552
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
1623
45749
SH
SOLE
0
0
45749
Tristate Capital Holdings Inc
COM
89678F100
402
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
919
15766
SH
SOLE
0
0
15766
Unilever PLC Sponsored ADR New
COM
904767704
683
11835
SH
SOLE
0
0
11835
Union Bankshares Corp
COM
90539J109
601
18577
SH
SOLE
0
0
18577
United Technologies Corp
COM
913017109
1268
9840
SH
SOLE
0
0
9840
Valero Energy Corp New
COM
91913Y100
204
2405
SH
SOLE
0
0
2405
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
501
22354
SH
SOLE
0
0
22354
Vanguard Index Fund Vanguard S
COM
922908751
833
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
611
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
681
7837
SH
SOLE
0
0
7837
Vanguard Muni Bd Fds ETF Tax E
COM
922907746
673
12903
SH
SOLE
0
0
12903
Vanguard REIT ETF
COM
922908553
477
5492
SH
SOLE
0
0
5492
Vanguard Total Stock Fund
COM
922908769
1137
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
647
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
2295
35959
SH
SOLE
0
0
35959
Verizon Communications
COM
92343V104
1621
27410
SH
SOLE
325
0
27085
Visa Inc Cl A
COM
92826C839
2735
17513
SH
SOLE
0
0
17513
Vodafone Group PLC New Sponsor
COM
92857W308
268
14735
SH
SOLE
0
0
14735
Voya Asia Pacific High Div Equ
COM
92912J102
100
10700
SH
SOLE
4000
0
6700
Voya Emerging Markets High Div
COM
92912P108
1342
168818
SH
SOLE
11355
0
157463
W W Grainger Inc
COM
384802104
903
3000
SH
SOLE
0
0
3000
Wal-Mart DE Mexico Lj9 Sab DE
COM
P98180188
39
14861
SH
SOLE
0
0
14861
Wal-Mart Stores Inc
COM
931142103
295
3020
SH
SOLE
0
0
3020
Walt Disney Company
COM
254687106
2242
20190
SH
SOLE
1135
0
19055
Waste Management Inc Del
COM
94106L109
878
8448
SH
SOLE
0
0
8448
Weatherford International PLC
COM
G48833100
34
48000
SH
SOLE
0
0
48000
Wells Fargo & Co New
COM
949746101
1669
34545
SH
SOLE
800
0
33745
Western Asset High Income Oppo
COM
95766K109
48
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
2753
149065
SH
SOLE
0
0
149065
Westpac Banking Ltd Spons ADR
COM
961214301
840
45387
SH
SOLE
6215
0
39172
Wheaton Precious Metals Corp
COM
962879102
404
16949
SH
SOLE
0
0
16949
Williams Companies Inc
COM
969457100
5514
191977
SH
SOLE
0
0
191977
Williams Sonoma Inc
COM
969904101
2033
36137
SH
SOLE
0
0
36137
Wyndham Hotels & Resorts Inc
COM
98311A105
1443
28875
SH
SOLE
3370
0
25505
Yum Brands Inc
COM
988498101
242
2426
SH
SOLE
0
0
2426
Zoetis Inc Cl A
COM
98978V103
331
3290
SH
SOLE
0
0
3290
eBay Inc
COM
278642103
3537
95225
SH
SOLE
6575
0
88650
iShares ETF Russell 1000 Growt
COM
464287614
222
1465
SH
SOLE
0
0
1465
iShares ETF Russell Midcap Gro
COM
464287481
269
1980
SH
SOLE
0
0
1980
iShares Silver Tr
COM
46428Q109
171
12070
SH
SOLE
0
0
12070
iShares Trust Barclays 20 Year
COM
464287432
95448
754886
SH
SOLE
0
0
754886
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
2043
79775
SH
SOLE
0
0
79775
Alabama Power Co Series Q Pfd
PFD
010392462
210
8165
SH
SOLE
0
0
8165
Allstate 6.625 Pfd Ser E QDI
PFD
020002879
2880
113760
SH
SOLE
0
0
113760
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1243
48550
SH
SOLE
0
0
48550
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
646
25152
SH
SOLE
0
0
25152
BB&T Corp Non-Cum Perp Pfd D 5
PFD
054937206
4278
169946
SH
SOLE
1795
0
168151
Banc Cal. Non-Cum Perp Pfd E 7
PFD
05990K874
2131
82790
SH
SOLE
0
0
82790
Bank of America Series L Pfd 7
PFD
060505682
9000
6913
SH
SOLE
35
0
6878
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
665
26175
SH
SOLE
0
0
26175
Flaherty & Crumrine Pfd Income
PFD
33848E106
131
11719
SH
SOLE
0
0
11719
GMAC Capital Trust I Var Ser 2
PFD
361860208
1403
53885
SH
SOLE
1665
0
52220
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1804
72895
SH
SOLE
0
0
72895
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
1242
65285
SH
SOLE
0
0
65285
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144X609
290
14775
SH
SOLE
0
0
14775
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
3946
205069
SH
SOLE
2025
0
203044
Keycorp Perp Pfd 5.65 non Cum
PFD
493267876
3601
146095
SH
SOLE
0
0
146095
Merchants Bancorp Fx/Flt A Per
PFD
58844R405
2597
100000
SH
SOLE
0
0
100000
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
5448
197050
SH
SOLE
1605
0
195445
New York Banc Fix/Flt Perp Pfd
PFD
649445202
279
10800
SH
SOLE
0
0
10800
Nustar Logistics L.P. Due 2043
PFD
67059T204
2019
80295
SH
SOLE
0
0
80295
Regions Fin. A Non-Cum Perp Pf
PFD
7591EP308
5504
217278
SH
SOLE
1795
0
215483
Regions Fin. B Fx/Flt Perp Pfd
PFD
7591EP506
283
10575
SH
SOLE
0
0
10575
Renaissancere Pfd F 5.75 QDI
PFD
75968N309
1270
50545
SH
SOLE
0
0
50545
Synovus Finl Crp Fix/Flt PerpP
PFD
87161C600
1010
38950
SH
SOLE
0
0
38950
TX Cap Bancshs 6.5 Non-Cum Pe
PFD
882228406
1414
54500
SH
SOLE
0
0
54500
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2336
89850
SH
SOLE
0
0
89850
Valley Natl Bancrp Perp Ser B,
PFD
919794305
916
36725
SH
SOLE
0
0
36725
Wells Fargo & CO 7.5 Perp Con
PFD
949746804
5522
4273
SH
SOLE
0
0
4273
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
0
10084
SH
SOLE
0
0
10084
Redwood Trust Inc
CONV
758075AD7
6485
6645000
PRN
SOLE
0
0
6645000
Blackstone / Gso Senior Floati
FDSTX
09256U105
1003
61077
SH
SOLE
0
0
61077
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
928
71300
SH
SOLE
0
0
71300
Invesco Bulletshares 2019 Hi Y
FDSTX
46138J403
629
26223
SH
SOLE
0
0
26223
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
643
26699
SH
SOLE
0
0
26699
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
304
12313
SH
SOLE
0
0
12313
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
938
38325
SH
SOLE
0
0
38325
Invesco S&P High Income Infras
FDSTX
46138E255
385
14615
SH
SOLE
0
0
14615
Nuveen Preferred Securities In
FDSTX
67072C105
2568
285283
SH
SOLE
0
0
285283