0001564770-19-000002.txt : 20190212
0001564770-19-000002.hdr.sgml : 20190212
20190212105604
ACCESSION NUMBER: 0001564770-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
EFFECTIVENESS DATE: 20190212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 19588784
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
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0001564770
XXXXXXXX
12-31-2018
12-31-2018
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Beth Ragan
Managing Director
361-888-7611
Beth Ragan
Corpus Christi
TX
02-12-2019
0
291
748340
false
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SH
SOLE
0
0
10712
Pfizer Incorporated
COM
717081103
5404
123807
SH
SOLE
12415
0
111392
Phillips 66
COM
718546104
267
3100
SH
SOLE
0
0
3100
Pinnacle Financial Partners In
COM
72346Q104
1502
32585
SH
SOLE
0
0
32585
Plains All American Pipeline L
COM
726503105
4858
242440
SH
SOLE
0
0
242440
Popular Inc
COM
733174700
2719
57580
SH
SOLE
11665
0
45915
Procter & Gamble Co
COM
742718109
1145
12462
SH
SOLE
0
0
12462
Ramelius Resources Ltd
COM
Q7982E108
114
345000
SH
SOLE
0
0
345000
Randgold Resources Ltd Chg ADR
COM
752344309
847
10360
SH
SOLE
0
0
10360
Regis Resources NL
COM
Q8059N120
77
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
510
7075
SH
SOLE
0
0
7075
Resolute Mining Ltd
COM
Q81068100
220
270000
SH
SOLE
0
0
270000
Roche Hldgs Ltd Spons ADR
COM
771195104
1997
64246
SH
SOLE
15250
0
48996
Royal Dutch Shell PLC Sponsore
COM
780259206
5646
96894
SH
SOLE
14180
0
82714
Royal Gold Inc
COM
780287108
911
10640
SH
SOLE
0
0
10640
SPDR Barclays Cap ETF High Yie
COM
78464A417
249
7398
SH
SOLE
0
0
7398
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
472
5164
SH
SOLE
0
0
5164
SPDR Gold Tr ETF
COM
78463V107
1219
10051
SH
SOLE
0
0
10051
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
918
3672
SH
SOLE
0
0
3672
SSR Mng Inc
COM
784730103
426
35230
SH
SOLE
0
0
35230
Sanofi Aventis Sponsored ADR
COM
80105N105
1483
34159
SH
SOLE
10625
0
23534
Saracen Mineral Holdings Ltd
COM
Q8309T109
145
70000
SH
SOLE
0
0
70000
Schlumberger Ltd
COM
806857108
2691
74598
SH
SOLE
9150
0
65448
Semafo Inc Com
COM
816922108
186
86000
SH
SOLE
0
0
86000
Southwest Airlines Co
COM
844741108
1764
37957
SH
SOLE
2770
0
35187
Southwestern Energy Co
COM
845467109
141
41400
SH
SOLE
0
0
41400
Sprott Physical Gold Trust
COM
85207H104
407
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
158
28200
SH
SOLE
0
0
28200
State Street Corp
COM
857477103
2784
44140
SH
SOLE
3340
0
40800
Stonecastle Financial Corp
COM
861780104
5403
279928
SH
SOLE
11365
0
268563
Sysco Corp
COM
871829107
627
10005
SH
SOLE
0
0
10005
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
405
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
43506
1787438
SH
SOLE
13480
0
1773958
Tanager Energy Inc
COM
875352106
10
225000
SH
SOLE
0
0
225000
Te Connectivity Ltd
COM
H84989104
3576
47288
SH
SOLE
3540
0
43748
Tekla Healthcare Investors
COM
87911J103
607
33835
SH
SOLE
10710
0
23125
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
1631
41312
SH
SOLE
3225
0
38087
Texas Capital Bancshares
COM
88224Q107
715
14000
SH
SOLE
0
0
14000
Tortoise MLP Fd Inc
COM
89148B101
13504
1102376
SH
SOLE
0
0
1102376
Transcanada Corporation
COM
89353D107
717
20078
SH
SOLE
5395
0
14683
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
654
29470
SH
SOLE
0
0
29470
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
1336
42519
SH
SOLE
0
0
42519
Tristate Capital Holdings Inc
COM
89678F100
383
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
851
15821
SH
SOLE
0
0
15821
Unilever PLC Sponsored ADR New
COM
904767704
618
11835
SH
SOLE
0
0
11835
Union Bankshares Corp
COM
90539J109
524
18577
SH
SOLE
0
0
18577
United Technologies Corp
COM
913017109
1052
9880
SH
SOLE
0
0
9880
Valero Energy Corp New
COM
91913Y100
330
4405
SH
SOLE
0
0
4405
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
315
14919
SH
SOLE
0
0
14919
Vanguard Index Fds ETF S&P 500
COM
922908363
19783
86083
SH
SOLE
9016
0
77067
Vanguard Index Fund Vanguard S
COM
922908751
719
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
525
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
695
8392
SH
SOLE
0
0
8392
Vanguard Muni BD FDS ETF Tax E
COM
922907746
699
13687
SH
SOLE
0
0
13687
Vanguard REIT ETF
COM
922908553
430
5773
SH
SOLE
0
0
5773
Vanguard Total Stock Fund
COM
922908769
1003
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
556
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
2136
36455
SH
SOLE
0
0
36455
Verizon Communications
COM
92343V104
1497
26635
SH
SOLE
1340
0
25295
Visa Inc Cl A
COM
92826C839
2751
20852
SH
SOLE
0
0
20852
Vodafone Group PLC New Sponsor
COM
92857W308
283
14701
SH
SOLE
0
0
14701
Voya Emerging Markets High Div
COM
92912P108
4613
632826
SH
SOLE
23625
0
609201
W W Grainger Inc
COM
384802104
847
3000
SH
SOLE
0
0
3000
Wal-Mart Stores Inc
COM
931142103
296
3176
SH
SOLE
0
0
3176
Walt Disney Company
COM
254687106
2305
21025
SH
SOLE
2720
0
18305
Waste Management Inc Del
COM
94106L109
752
8448
SH
SOLE
0
0
8448
Weatherford International PLC
COM
G48833100
27
48000
SH
SOLE
0
0
48000
Wells Fargo & Co New
COM
949746101
1957
42461
SH
SOLE
1905
0
40556
Western Asset High Income Oppo
COM
95766K109
44
10000
SH
SOLE
0
0
10000
Western Union Co
COM
959802109
2673
156690
SH
SOLE
0
0
156690
Westpac Banking Ltd Spons ADR
COM
961214301
544
31162
SH
SOLE
4430
0
26732
Wheaton Precious Metals Corp
COM
962879102
302
15464
SH
SOLE
0
0
15464
Williams Companies Inc
COM
969457100
4268
193574
SH
SOLE
0
0
193574
Williams Sonoma Inc
COM
969904101
1914
37932
SH
SOLE
0
0
37932
Wyndham Hotels & Resorts Inc
COM
98311A105
1269
27975
SH
SOLE
3290
0
24685
Yum Brands Inc
COM
988498101
223
2426
SH
SOLE
0
0
2426
Zoetis Inc Cl A
COM
98978V103
426
4975
SH
SOLE
0
0
4975
eBay Inc
COM
278642103
1973
70300
SH
SOLE
5205
0
65095
iShares ETF Russell Midcap Gro
COM
464287481
225
1980
SH
SOLE
0
0
1980
iShares Silver Tr
COM
46428Q109
175
12070
SH
SOLE
0
0
12070
iShares Tr S&P 500 Index Fd
COM
464287200
240
954
SH
SOLE
0
0
954
iShares Trust Barclays 20 Year
COM
464287432
81742
672721
SH
SOLE
0
0
672721
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
2054
81250
SH
SOLE
0
0
81250
Allstate 6.625 Pfd Ser E QDI
PFD
020002879
1211
48200
SH
SOLE
0
0
48200
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1239
50050
SH
SOLE
0
0
50050
Aspen Ins Ltd Fxd/Fltg Perp Pf
PFD
G05384154
326
14425
SH
SOLE
0
0
14425
BB&T Corp Non-Cum Perp Pfd D 5
PFD
054937206
4169
170378
SH
SOLE
1795
0
168583
Banc Cal. Non-Cum Perp Pfd E 7
PFD
05990K874
660
26824
SH
SOLE
0
0
26824
Bank of America Series L Pfd 7
PFD
060505682
10417
8317
SH
SOLE
35
0
8282
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
1569
65950
SH
SOLE
0
0
65950
Flaherty & Crumrine Pfd Income
PFD
33848E106
202
19219
SH
SOLE
0
0
19219
GMAC Capital Trust I Var Ser 2
PFD
361860208
1401
55275
SH
SOLE
1665
0
53610
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1624
74345
SH
SOLE
0
0
74345
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
1277
72750
SH
SOLE
0
0
72750
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144X609
328
17945
SH
SOLE
0
0
17945
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
3994
228229
SH
SOLE
2025
0
226204
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
6413
247598
SH
SOLE
1605
0
245993
Nustar Logistics L.P. Due 2043
PFD
67059T204
2009
84275
SH
SOLE
0
0
84275
Regions Fin. Non-Cum Perp Pfd
PFD
7591EP308
5696
228407
SH
SOLE
1795
0
226612
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2336
89932
SH
SOLE
0
0
89932
Valley Natl Bancrp Perp Ser B,
PFD
919794305
834
36725
SH
SOLE
0
0
36725
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
0
10084
SH
SOLE
0
0
10084
Redwood Trust Inc
CONV
758075AD7
6031
6425000
PRN
SOLE
0
0
6425000
Blackstone / Gso Senior Floati
FDSTX
09256U105
944
61567
SH
SOLE
0
0
61567
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
890
70900
SH
SOLE
0
0
70900
Invesco Bulletshares 2019 Hi Y
FDSTX
46138J403
1194
50498
SH
SOLE
0
0
50498
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
623
26599
SH
SOLE
0
0
26599
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
276
11673
SH
SOLE
0
0
11673
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
886
38175
SH
SOLE
0
0
38175
Invesco S&P High Income Infras
FDSTX
46138E255
334
14240
SH
SOLE
0
0
14240
Nuveen Preferred Securities In
FDSTX
67072C105
2446
295437
SH
SOLE
0
0
295437