0001564770-18-000004.txt : 20181106
0001564770-18-000004.hdr.sgml : 20181106
20181106153925
ACCESSION NUMBER: 0001564770-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
EFFECTIVENESS DATE: 20181106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 181162822
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
13F-HR
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false
false
0001564770
XXXXXXXX
09-30-2018
09-30-2018
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Beth Ragan
Managing Director
361-888-7611
Beth Ragan
Corpus Christi
TX
11-06-2018
0
301
829335
false
INFORMATION TABLE
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COM
706327103
1398
41130
SH
SOLE
4175
0
36955
Pennantpark Investment Corp
COM
708062104
208
27900
SH
SOLE
0
0
27900
Pepsico Incorporated
COM
713448108
1157
10349
SH
SOLE
0
0
10349
Perseus Mining Ltd
COM
Q74174105
169
615000
SH
SOLE
0
0
615000
Peyto Exploration & Developmen
COM
717046106
92
10712
SH
SOLE
0
0
10712
Pfizer Incorporated
COM
717081103
10784
244705
SH
SOLE
27970
0
216735
Phillips 66
COM
718546104
484
4297
SH
SOLE
0
0
4297
Pinnacle Financial Partners In
COM
72346Q104
2107
35025
SH
SOLE
0
0
35025
Plains All American Pipeline L
COM
726503105
6244
249650
SH
SOLE
0
0
249650
Popular Inc
COM
733174700
5760
112387
SH
SOLE
19180
0
93207
Procter & Gamble Co
COM
742718109
1037
12462
SH
SOLE
0
0
12462
Proshares Tr ETF Short S&P 500
COM
74347B425
306
11192
SH
SOLE
0
0
11192
Ramelius Resources Ltd
COM
Q7982E108
120
345000
SH
SOLE
0
0
345000
Randgold Resources Ltd ADR
COM
752344309
731
10360
SH
SOLE
0
0
10360
Regis Resources NL
COM
Q8059N120
61
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
514
7075
SH
SOLE
0
0
7075
Resolute Mining Ltd
COM
Q81068100
212
270000
SH
SOLE
0
0
270000
Roche Hldgs Ltd Spons ADR
COM
771195104
4399
145866
SH
SOLE
29430
0
116436
Royal Dutch Shell PLC Sponsore
COM
780259206
6876
100909
SH
SOLE
14255
0
86654
Royal Gold Inc
COM
780287108
820
10640
SH
SOLE
0
0
10640
SPDR Barclays Cap ETF High Yie
COM
78464A417
235
6522
SH
SOLE
0
0
6522
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
485
5297
SH
SOLE
0
0
5297
SPDR Gold Tr ETF
COM
78463V107
1133
10051
SH
SOLE
0
0
10051
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
1478
5083
SH
SOLE
0
0
5083
SSR Mng Inc
COM
784730103
307
35230
SH
SOLE
0
0
35230
Sabra Health Care REIT
COM
78573L106
230
9929
SH
SOLE
0
0
9929
Sanofi Aventis Sponsored ADR
COM
80105N105
3350
74984
SH
SOLE
20050
0
54934
Saracen Mineral Holdings Ltd
COM
Q8309T109
94
70000
SH
SOLE
0
0
70000
Schlumberger Ltd
COM
806857108
411
6743
SH
SOLE
0
0
6743
Semafo Inc Com
COM
816922108
203
86000
SH
SOLE
0
0
86000
Southwest Airlines Co
COM
844741108
7133
114227
SH
SOLE
10915
0
103312
Southwestern Energy Co
COM
845467109
186
36400
SH
SOLE
0
0
36400
Spectra Energy Prtnrs LP
COM
84756N109
216
6037
SH
SOLE
0
0
6037
Sprott Physical Gold Trust
COM
85207H104
377
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
150
28200
SH
SOLE
0
0
28200
State Street Corp
COM
857477103
825
9850
SH
SOLE
0
0
9850
Stonecastle Financial Corp
COM
861780104
6078
271104
SH
SOLE
11380
0
259724
Sysco Corp
COM
871829107
733
10005
SH
SOLE
0
0
10005
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
382
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
42409
1798531
SH
SOLE
13480
0
1785051
Tanager Energy Inc
COM
875352106
7
225000
SH
SOLE
0
0
225000
Te Connectivity Ltd
COM
H84989104
1737
19756
SH
SOLE
0
0
19756
Tekla Healthcare Investors
COM
87911J103
880
38000
SH
SOLE
10710
0
27290
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
2304
56418
SH
SOLE
4590
0
51828
Texas Capital Bancshares
COM
88224Q107
1157
14000
SH
SOLE
0
0
14000
Tortoise MLP Fd Inc
COM
89148B101
16444
1022626
SH
SOLE
0
0
1022626
Transcanada Corporation
COM
89353D107
841
20793
SH
SOLE
5490
0
15303
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
791
29384
SH
SOLE
0
0
29384
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
1554
40698
SH
SOLE
0
0
40698
Tristate Capital Holdings Inc
COM
89678F100
543
19688
SH
SOLE
0
0
19688
Unilever N V New York Shs New
COM
904784709
886
15950
SH
SOLE
0
0
15950
Unilever PLC Sponsored ADR New
COM
904767704
651
11835
SH
SOLE
0
0
11835
Union Bankshares Corp
COM
90539J109
716
18577
SH
SOLE
0
0
18577
Union Pacific Corp
COM
907818108
218
1340
SH
SOLE
0
0
1340
United Technologies Corp
COM
913017109
1836
13135
SH
SOLE
0
0
13135
Valero Energy Corp New
COM
91913Y100
393
3455
SH
SOLE
0
0
3455
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
276
14917
SH
SOLE
0
0
14917
Vanguard Index Fund Vanguard S
COM
922908751
886
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
624
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
718
8591
SH
SOLE
0
0
8591
Vanguard Muni BD FDS ETF Tax E
COM
922907746
711
14083
SH
SOLE
0
0
14083
Vanguard REIT ETF
COM
922908553
478
5928
SH
SOLE
0
0
5928
Vanguard Total Stock Fund
COM
922908769
1176
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
666
5200
SH
SOLE
0
0
5200
Ventas Inc
COM
92276F100
1982
36455
SH
SOLE
0
0
36455
Verizon Communications
COM
92343V104
1458
27304
SH
SOLE
1340
0
25964
Visa Inc Cl A
COM
92826C839
3445
22952
SH
SOLE
0
0
22952
Vodafone Group PLC New Sponsor
COM
92857W308
343
15791
SH
SOLE
0
0
15791
Voya Emerging Markets High Div
COM
92912P108
5624
696850
SH
SOLE
26360
0
670490
W W Grainger Inc
COM
384802104
1233
3450
SH
SOLE
0
0
3450
Wal-Mart Stores Inc
COM
931142103
305
3246
SH
SOLE
0
0
3246
Walt Disney Company
COM
254687106
2488
21275
SH
SOLE
2720
0
18555
Waste Management Inc Del
COM
94106L109
768
8498
SH
SOLE
0
0
8498
Wells Fargo & Co New
COM
949746101
2440
46424
SH
SOLE
1905
0
44519
Western Asset High Income Oppo
COM
95766K109
48
10000
SH
SOLE
0
0
10000
Western Gas Equity Partners LP
COM
95825R103
243
8115
SH
SOLE
0
0
8115
Western Union Co
COM
959802109
3451
181080
SH
SOLE
0
0
181080
Westpac Banking Ltd Spons ADR
COM
961214301
846
42256
SH
SOLE
12120
0
30136
Weyerhaeuser Co
COM
962166104
1445
44780
SH
SOLE
0
0
44780
Wheaton Precious Metals Corp
COM
962879102
271
15463
SH
SOLE
0
0
15463
Williams Companies Inc
COM
969457100
5263
193549
SH
SOLE
0
0
193549
Williams Sonoma Inc
COM
969904101
2543
38692
SH
SOLE
0
0
38692
Yum Brands Inc
COM
988498101
221
2426
SH
SOLE
0
0
2426
Zoetis Inc Cl A
COM
98978V103
456
4975
SH
SOLE
0
0
4975
eBay Inc
COM
278642103
4933
149405
SH
SOLE
11650
0
137755
iShares ETF Russell 1000 Growt
COM
464287614
229
1465
SH
SOLE
0
0
1465
iShares ETF Russell Midcap Gro
COM
464287481
268
1980
SH
SOLE
0
0
1980
iShares Silver Tr
COM
46428Q109
166
12070
SH
SOLE
0
0
12070
iShares Trust Barclays 20 Year
COM
464287432
76289
650540
SH
SOLE
0
0
650540
iShares Trust MSCI EAFE Index
COM
464287465
472
6935
SH
SOLE
0
0
6935
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
2119
81575
SH
SOLE
0
0
81575
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1286
50400
SH
SOLE
0
0
50400
BB&T Corp Non-Cum Perp Pfd D 5
PFD
054937206
4146
164379
SH
SOLE
1795
0
162584
Banc Cal. Non-Cum Perp Pfd E 7
PFD
05990K874
638
24624
SH
SOLE
0
0
24624
Bank of America Series L Pfd 7
PFD
060505682
11033
8525
SH
SOLE
35
0
8490
Cincinnati Bell Cum Conv Pfd 6
PFD
171871403
334
6837
SH
SOLE
0
0
6837
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
1608
62700
SH
SOLE
0
0
62700
Flaherty & Crumrine Pfd Income
PFD
33848E106
224
19219
SH
SOLE
0
0
19219
GMAC Capital Trust I Var Ser 2
PFD
361860208
1472
55980
SH
SOLE
1665
0
54315
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1843
71145
SH
SOLE
0
0
71145
Gold Sachs Flt Non-Cum Perp Pf
PFD
38143Y665
1742
76750
SH
SOLE
0
0
76750
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144X609
413
17945
SH
SOLE
0
0
17945
Gold Sachs Flt Non-Cum Perp Pf
PFD
38144G804
5440
243289
SH
SOLE
2025
0
241264
Morgan Stan Fix/Flt Non-Cum Pe
PFD
61763E207
6988
255205
SH
SOLE
1605
0
253600
Nustar Logistics L.P. Due 2043
PFD
67059T204
2119
83925
SH
SOLE
0
0
83925
Regions Fin. Non-Cum Perp Pfd
PFD
7591EP308
5787
229569
SH
SOLE
1795
0
227774
Tristate Cap. Fix/Flt Pfd A Pe
PFD
89678F209
2269
86475
SH
SOLE
0
0
86475
Valley Natl Bancrp Perp Ser B,
PFD
919794305
937
37075
SH
SOLE
0
0
37075
Bank of America Corp Wts Exp
WT
060505146
4143
232645
SH
SOLE
17965
0
214680
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
1
10084
SH
SOLE
0
0
10084
Redwood Trust Inc
CONV
758075AD7
6420
6505000
PRN
SOLE
0
0
6505000
Blackstone / Gso Senior Floati
FDSTX
09256U105
1069
59437
SH
SOLE
0
0
59437
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
986
70135
SH
SOLE
0
0
70135
Invesco Bulletshares 2018 Hi Y
FDSTX
46138J205
342
13595
SH
SOLE
0
0
13595
Invesco Bulletshares 2019 Hi Y
FDSTX
46138J403
1212
49920
SH
SOLE
0
0
49920
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
630
25880
SH
SOLE
0
0
25880
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J700
210
10135
SH
SOLE
0
0
10135
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
272
10965
SH
SOLE
0
0
10965
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
927
37600
SH
SOLE
0
0
37600
Invesco S&P High Income Infras
FDSTX
46138E255
359
13815
SH
SOLE
0
0
13815
Nuveen Preferred Securities In
FDSTX
67072C105
2400
272690
SH
SOLE
0
0
272690