0001564770-13-000005.txt : 20130515 0001564770-13-000005.hdr.sgml : 20130515 20130515110424 ACCESSION NUMBER: 0001564770-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oxbow Advisors, LLC CENTRAL INDEX KEY: 0001564770 IRS NUMBER: 261399473 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15434 FILM NUMBER: 13844525 BUSINESS ADDRESS: STREET 1: 800 N. SHORELINE BLVD STREET 2: SUITE 2200 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 361-888-7611 MAIL ADDRESS: STREET 1: 800 N. SHORELINE BLVD STREET 2: SUITE 2200 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 13F-HR 1 march13edgarfiling.txt COVER AND 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarterly Ended: March 31, 2013 Check here is Amendment [X]; Amendment Number:1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Oxbow Advisors Address: 800 North Shoreline, Ste. 2200-South Corpus Christi, Texas 78401 13F File Number: 028-11388 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Beth Deubel-Ragan Title: Managing Director Phone: 361-888-7611 Signature, Place and Date of Signing: Beth Deubel-Ragan, Corpus Christi, TX May 14, 2013 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: 549,754 (x1,000) List of Other Included Managers: No. 13F File Number Name 01 N/A N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ***BHP BILLITON LTD SPONSORED COM 088606108 2669 39000 SH Sole 39000 ***PETROLEO BRASILEIRO SA PETR COM 71654v408 166 10000 SH Sole 10000 3M COMPANY COM 88579Y101 1828 17196 SH Sole 17196 ABBOTT LABORATORIES COM 002824100 254 7185 SH Sole 7185 ABBVIE INC COM 00287y109 293 7185 SH Sole 7185 ABERDEEN ASIA PACIFIC INCOME F COM 003009107 200 25736 SH Sole 25736 ADVENT CLAYMORE CONV SECS & IN COM 00764c109 5674 334745 SH Sole 334745 ALLIANCE HLDGS GP L P COM UNIT COM 01861g100 3010 57145 SH Sole 57145 ALLIANCEBERNSTEIN INCOME FUND COM 01881e101 4250 520190 SH Sole 520190 ALLIANZGI CONV & INCOME FUND COM 018828103 5558 586287 SH Sole 586287 ALTRIA GROUP INC COM 02209s103 274 7975 SH Sole 7975 AMERICAN EXPRESS COMPANY COM 025816109 212 3140 SH Sole 3140 ANADARKO PETROLEUM CORP COM 032511107 1054 12052 SH Sole 12052 APACHE CORP COM 037411105 733 9500 SH Sole 9500 ARES CAPITAL CORPORATION COM 04010L103 6712 370816 SH Sole 370816 ARTHUR J GALLAGHER & CO COM 363576109 1045 25292 SH Sole 25292 AT&T INC COM 00206r102 3713 101191 SH Sole 101191 BANK OF AMERICA CORP COM 060505104 5812 477191 SH Sole 477191 BARCLAYS BK PLC ETN IPATH S&P5 COM 0674c1882 383 18900 SH Sole 18900 BLACKROCK CREDIT ALLOC INCOME COM 092508100 198 14160 SH Sole 14160 BLACKROCK ENHANCED DIVID ACHIE COM 09251a104 129 16469 SH Sole 16469 BLACKROCK INCOME TRUST INC COM 09247f100 98 13648 SH Sole 13648 BLACKROCK MUNIYIELD INSURED IN COM 09254t100 181 11980 SH Sole 11980 BLACKROCK STRATEGIC BOND TRUST COM 09249g106 242 16286 SH Sole 16286 BOEING CO COM 097023105 4447 51801 SH Sole 51801 BP P L C SPONSORED ADR (FRM BP COM 055622104 303 7162 SH Sole 7162 BRISTOL MYERS SQUIBB CO COM 110122108 908 22040 SH Sole 22040 CALAMOS CONV & HIGH INCOME FD COM 12811p108 2659 207555 SH Sole 207555 CALAMOS CONVERTIBLE OPPORTUNIT COM 128117108 370 29306 SH Sole 29306 CALAMOS STRATEGIC TOTAL RETURN COM 128125101 2191 206543 SH Sole 206543 CATERPILLAR INC COM 149123101 328 3770 SH Sole 3770 CENTRAL FUND CDA LTD CL A COM 153501101 911 47014 SH Sole 47014 CHART INDUSTRIES INC COM 16115Q308 1312 16400 SH Sole 16400 CHESAPEAKE ENERGY CORP COM 165167107 3886 190390 SH Sole 190390 CHESAPEAKE GRANITE WASH TRUST COM 165185109 8709 622929 SH Sole 622929 CHEVRON CORPORATION COM 166764100 3154 26543 SH Sole 26543 CISCO SYSTEMS INC COM 17275R102 1640 78496 SH Sole 78496 CLOUGH GLOBAL ALLOCATION FUND COM 18913y103 3282 217769 SH Sole 217769 CLOUGH GLOBAL EQUITY FUND COM 18914c100 384 26100 SH Sole 26100 CLOUGH GLOBAL OPPORTUNITIES FD COM 18914e106 20060 1558667 SH Sole 1558667 COCA COLA CO COM 191216100 1804 44600 SH Sole 44600 COHEN & STEERS INFRASTRUCTURE COM 19248A109 1419 68575 SH Sole 68575 COMMERCE FINANCIAL CORP ****RE COM 1561219 0 20000 SH Sole 20000 CONAGRA FOODS INC COM 205887102 378 10564 SH Sole 10564 CONOCOPHILLIPS COM 20825c104 1760 29279 SH Sole 29279 COPANO ENERGY LLC COM UNITS COM 217202100 1495 36903 SH Sole 36903 CORNING INC COM 219350105 898 67336 SH Sole 67336 CROCOTTA ENERGY INC COM 227045200 67 20000 SH Sole 20000 DEVON ENERGY CORPORATION NEW COM 25179m103 847 15020 SH Sole 15020 DIVDEND & INCOME FUND COM 25538a204 338 22094 SH Sole 22094 EAGLE ROCK ENERGY PARTNERS COM 26985r104 9568 974298 SH Sole 974298 EATON VANCE SENIOR FLOATING RA COM 27828q105 423 25401 SH Sole 25401 EATON VANCE TAX MANAGED DIVERS COM 27828N102 154 15115 SH Sole 15115 EMC CORP-MASS COM 268648102 1519 63588 SH Sole 63588 ENBRIDGE ENERGY MANAGEMENT LLC COM 29250x103 4907 162392 SH Sole 162392 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 7445 247014 SH Sole 247014 ENERGY TRANSFER PARTNERS L P U COM 29273r109 2001 39470 SH Sole 39470 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 5574 92454 SH Sole 92454 EXXON MOBIL CORP COM 30231G102 14818 164444 SH Sole 164444 FEDERATED INVESTORS INC (PA.) 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