0001144204-15-072020.txt : 20151221 0001144204-15-072020.hdr.sgml : 20151221 20151221184311 ACCESSION NUMBER: 0001144204-15-072020 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham James Barrie CENTRAL INDEX KEY: 0001574620 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 151300447 MAIL ADDRESS: STREET 1: 487 WILSON AVENUE CITY: NOVATO STATE: CA ZIP: 94947 4/A 1 v427529_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2015-12-14 2015-12-16 0 0001564709 Truett-Hurst, Inc. THST 0001574620 Graham James Barrie 487 WILSON AVENUE NOVATO CA 94947 1 0 0 0 Class A Common Stock 2015-12-14 4 M 0 5376 1.24 A 12181 D Class A Common Stock 2015-12-15 4 P 0 1000 1.86 A 40235 D Class A Common Stock 2015-12-15 4 P 0 3000 1.90 A 43235 D Restricted Stock Units 2015-12-15 4 A 0 13554 0 A 2025-12-15 Common Stock 13554 13554 D Common stock acquired upon the vesting of restricted stock awards granted 12/2014. Restricted stock units granted on 12/15/2015 vesting 100% at the one year anniversary, 12/15/2016 /s/ J Barrie Graham 2015-12-21