0001144204-15-072020.txt : 20151221
0001144204-15-072020.hdr.sgml : 20151221
20151221184311
ACCESSION NUMBER: 0001144204-15-072020
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151214
FILED AS OF DATE: 20151221
DATE AS OF CHANGE: 20151221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Truett-Hurst, Inc.
CENTRAL INDEX KEY: 0001564709
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4035 WESTSIDE ROAD
CITY: HEALDSBURG
STATE: CA
ZIP: 95448
BUSINESS PHONE: 707-431-4423
MAIL ADDRESS:
STREET 1: 4035 WESTSIDE ROAD
CITY: HEALDSBURG
STATE: CA
ZIP: 95448
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham James Barrie
CENTRAL INDEX KEY: 0001574620
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35973
FILM NUMBER: 151300447
MAIL ADDRESS:
STREET 1: 487 WILSON AVENUE
CITY: NOVATO
STATE: CA
ZIP: 94947
4/A
1
v427529_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2015-12-14
2015-12-16
0
0001564709
Truett-Hurst, Inc.
THST
0001574620
Graham James Barrie
487 WILSON AVENUE
NOVATO
CA
94947
1
0
0
0
Class A Common Stock
2015-12-14
4
M
0
5376
1.24
A
12181
D
Class A Common Stock
2015-12-15
4
P
0
1000
1.86
A
40235
D
Class A Common Stock
2015-12-15
4
P
0
3000
1.90
A
43235
D
Restricted Stock Units
2015-12-15
4
A
0
13554
0
A
2025-12-15
Common Stock
13554
13554
D
Common stock acquired upon the vesting of restricted stock awards granted 12/2014.
Restricted stock units granted on 12/15/2015 vesting 100% at the one year anniversary, 12/15/2016
/s/ J Barrie Graham
2015-12-21