0001209191-19-059178.txt : 20191204 0001209191-19-059178.hdr.sgml : 20191204 20191204193449 ACCESSION NUMBER: 0001209191-19-059178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191202 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spiegel Evan CENTRAL INDEX KEY: 0001699293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38017 FILM NUMBER: 191269238 MAIL ADDRESS: STREET 1: C/O SNAP INC. STREET 2: 3000 31ST STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snap Inc CENTRAL INDEX KEY: 0001564408 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 455452795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2772 DONALD DOUGLAS STREET 2: LOOP NORTH CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: (310) 399-3339 MAIL ADDRESS: STREET 1: 2772 DONALD DOUGLAS STREET 2: LOOP NORTH CITY: SANTA MONICA STATE: CA ZIP: 90405 FORMER COMPANY: FORMER CONFORMED NAME: Snapchat Inc DATE OF NAME CHANGE: 20121211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-02 0 0001564408 Snap Inc SNAP 0001699293 Spiegel Evan C/O SNAP INC. 2772 DONALD DOUGLAS LOOP NORTH SANTA MONICA CA 90405 1 1 1 0 Chief Executive Officer Class A Common Stock 2019-09-24 4 G 0 2522572 0.00 D 63866549 D Class A Common Stock 2019-11-29 4 G 0 934970 0.00 D 62931579 D Class A Common Stock 2019-12-02 4 C 0 1537712 0.00 A 64469291 D Class A Common Stock 2019-12-02 4 S 0 1537712 14.6173 D 62931579 D Class A Common Stock 5230660 I By Trust Class C Common Stock 0.00 2019-12-02 4 C 0 1537712 0.00 D Class B Common Stock 1537712 132565507 D Class B Common Stock 0.00 2019-12-02 4 C 0 1537712 0.00 A Class A Common Stock 1537712 1537712 D Class B Common Stock 0.00 2019-12-02 4 C 0 1537712 0.00 D Class A Common Stock 1537712 0 D Class B Common Stock Class A Common Stock 0 5862410 I By Trust Represents a charitable gift by the reporting person. Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of fully-vested restricted stock units ("RSUs") granted by the Issuer to the reporting person pursuant to a previously filed Restricted Stock Unit Award Agreement between the Issuer and the reporting person (the "RSU Award Agreement") and reported on a Form 4 filed March 9, 2017. This sale is permitted by the reporting person under the RSU Award Agreement, which requires the satisfaction of tax withholding obligations by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $14.73 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by an irrevocable trust over which the reporting person has voting power. Represents shares of Class C Common Stock converted into shares of Class B Common Stock, which shares were subsequently converted into shares of Class A Common Stock, each at the option of the reporting person in connection with the sale of such shares to cover tax withholding obligations in connection with the settlement and release of the RSUs. Each share of Class C Common Stock is convertible into one share of Class B Common Stock at the option of the reporting person or upon the transfer of such share of Class C Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class C Common Stock has no expiration date. Consists of (i) 123,203,552 shares of Class C Common Stock held by the reporting person and (ii) 9,361,955 shares of Class C Common Stock issuable upon settlement of fully-vested RSUs granted by the Issuer to the reporting person on March 7, 2017. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates. /s/ Atul Porwal, Attorney-in-fact 2019-12-04