General Counsel

0001563794-17-000007.txt : 20171109 0001563794-17-000007.hdr.sgml : 20171109 20171109135223 ACCESSION NUMBER: 0001563794-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Partners Fund LP CENTRAL INDEX KEY: 0001563794 IRS NUMBER: 300683973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17663 FILM NUMBER: 171190015 BUSINESS ADDRESS: STREET 1: 90 PARK AVE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563794 XXXXXXXX 09-30-2017 09-30-2017 FNY Partners Fund LP

90 PARK AVE, 5TH FLOOR NEW YORK NY 10016

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SOLE 50 0 0 ISHARES RUSSELL 2000 GROWTH ETF COM 464287648 34 193 SH SOLE 193 0 0 ISHARES RUSSELL MID CAP GROWTH ETF COM 464287481 34 304 SH SOLE 304 0 0 ISHARES SILVER TRUST ETF COM 46428Q109 1 100 SH SOLE 100 0 0 IXYS ORD COM 46600W106 0 40 SH Call SOLE 40 0 0 J G C ADR COM 466140100 171 5300 SH SOLE 5300 0 0 JAKKS PACIFIC ORD (NMS) COM 47012E106 0 24 SH Call SOLE 24 0 0 JANUS HENDERSON GROUP ORD COM G4474Y214 28911 829838 SH SOLE 829838 0 0 JAZZ PHARMACEUTICALS ORD COM G50871105 87 600 SH SOLE 600 0 0 JBG SMITH PROPERTIES ORD COM 46590V100 8 250 SH SOLE 250 0 0 JC PENNEY ORD COM 708160106 1 358 SH Put SOLE 358 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 301 7900 SH SOLE 7900 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 19 522 SH Call SOLE 522 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 0 25 SH Put SOLE 25 0 0 JOHNSON & JOHNSON ORD COM 478160104 6 50 SH Call SOLE 50 0 0 JOHNSON CONTROLS INTERNATIONAL ORD COM G51502105 3 86 SH Call SOLE 86 0 0 JP MORGAN CHASE ALERIAN ETN COM 46625H365 251 8900 SH SOLE 8900 0 0 JPMORGAN CHASE ORD COM 46625H100 1 15 SH Call SOLE 15 0 0 JUNIPER NETWORKS ORD COM 48203R104 41 1500 SH SOLE 1500 0 0 KADMON ORD COM 48283N106 6 2000 SH SOLE 2000 0 0 KITE PHARMA INC COM 49803L109 1975 50 SH Call SOLE 50 0 0 KITE PHARMA INC COM 49803L109 1725 50 SH Call SOLE 50 0 0 KITE PHARMA INC COM 49803L109 1510 50 SH Call SOLE 50 0 0 KITE PHARMA INC COM 49803L109 808 33 SH Call SOLE 33 0 0 KITE PHARMA INC COM 49803L109 60 120 SH Call SOLE 120 0 0 KITE PHARMA INC COM 49803L109 5 10 SH Call SOLE 10 0 0 KITE PHARMA INC COM 49803L109 9161 1779 SH Call SOLE 1779 0 0 KITE PHARMA INC COM 49803L109 880 171 SH Call SOLE 171 0 0 KITE PHARMA INC COM 49803L109 2904 564 SH Call SOLE 564 0 0 KITE PHARMA ORD COM 49803L109 68239 379510 SH SOLE 379510 0 0 KKR AND CO UNT COM 48248M102 508 25000 SH SOLE 25000 0 0 KKR AND CO UNT COM 48248M102 2 100 SH Call SOLE 100 0 0 KOHL'S ORD COM 500255104 2 50 SH Put SOLE 50 0 0 KONINKLIJKE PHILIPS ADR COM 500472303 111 2700 SH SOLE 2700 0 0 KORNIT DIGITAL ORD COM M6372Q113 12 800 SH SOLE 800 0 0 KOSE CORP UNSPON ADR REP 0.2 ORD SPONSORED ADR 500679105 47 2000 SH SOLE 2000 0 0 KRAFT HEINZ ORD COM 500754106 9 123 SH Put SOLE 123 0 0 KRANESHARES CSI CHINA INTERNET ETF (NMS) COM 500767306 1 18 SH Put SOLE 18 0 0 KROGER ORD COM 501044101 1 200 SH Put SOLE 200 0 0 KROGER ORD COM 501044101 1 70 SH Put SOLE 70 0 0 LATAM AIRLINES GROUP ADR REP 1 ORD SPONSORED ADR 51817R106 139 10530 SH SOLE 10530 0 0 LATTICE SEMICONDUCTOR ORD COM 518415104 838 160900 SH SOLE 160900 0 0 LENNAR CL B ORD COM 526057302 45 1003 SH SOLE 1003 0 0 LEVEL 3 COMMUNICATIONS ORD COM 52729N308 21 400 SH SOLE 400 0 0 LIBERTY BROADBAND SRS A ORD COM 530307107 9 100 SH SOLE 100 0 0 LIBERTY MEDIA FORMULA ONE SRS C ORD COM 531229854 1548 40645 SH SOLE 40645 0 0 LIBERTY VENTURES SRS A ORD COM 53071M856 2126 36950 SH SOLE 36950 0 0 LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 213 5100 SH SOLE 5100 0 0 LINDE ADR COM 535223200 6404 311515 SH SOLE 311515 0 0 LOWE'S COMPANIES ORD COM 548661107 171 2146 SH SOLE 2146 0 0 LOXO ONCOLOGY ORD COM 548862101 46 500 SH SOLE 500 0 0 LULULEMON ATHLETICA ORD COM 550021109 638 10250 SH SOLE 10250 0 0 LULULEMON ATHLETICA ORD COM 550021109 2 80 SH Call SOLE 80 0 0 LULULEMON ATHLETICA ORD COM 550021109 1 30 SH Call SOLE 30 0 0 MACQUARIE INFRASTRUCTURE ORD COM 55608B105 216 3000 SH SOLE 3000 0 0 MADISON SQUARE GARDEN CL A ORD COM 55825T103 42 200 SH SOLE 200 0 0 MADRIGAL PHARMACEUTI ORD COM 558868105 67 1500 SH SOLE 1500 0 0 MANCHESTER UNITED CL A ORD COM G5784H106 27 1515 SH SOLE 1515 0 0 MARTIN MARIETTA MATERIALS ORD COM 573284106 2 10 SH Call SOLE 10 0 0 MARVELL TECHNOLOGY GROUP ORD COM G5876H105 921 51500 SH SOLE 51500 0 0 MASTERCARD CL A ORD COM 57636Q104 49 350 SH SOLE 350 0 0 MAXPOINT INTERACTIVE ORD COM 57777M201 286 20654 SH SOLE 20654 0 0 MBIA ORD (NYS) COM 55262C100 4 513 SH Call SOLE 513 0 0 MEDTRONIC ORD COM G5960L103 77 1000 SH SOLE 1000 0 0 MELCO RESORTS ENTERTAINMENT ADR COM 585464100 223 9250 SH SOLE 9250 0 0 MFS INVESTMENT GRADE MUNICIPAL CF COM 59318B108 45 4532 SH SOLE 4532 0 0 MICHAEL KORS HOLDINGS ORD COM G60754101 4 100 SH SOLE 100 0 0 MICRO FOCUS INTERNATIONAL ADR COM 594837304 22295 698924 SH SOLE 698924 0 0 MICRON SOLUTIONS ORD COM 59511X105 308 81065 SH SOLE 81065 0 0 MICRON TECHNOLOGY ORD COM 595112103 1359 34578 SH SOLE 34578 0 0 MICRON TECHNOLOGY ORD COM 595112103 1 33 SH Call SOLE 33 0 0 MICROSEMI ORD COM 595137100 41 800 SH SOLE 800 0 0 MITEL NETWORKS ORD COM 60671Q104 77 9200 SH SOLE 9200 0 0 MITSUBISHI ELECTRIC ADR COM 606776201 156 5000 SH SOLE 5000 0 0 MITSUI & COMPANY ADR REP 20 ORD SPONSORED ADR 606827202 592 2000 SH SOLE 2000 0 0 MOBILEYE ORD (PNK) COM N51488117 6 103 SH Call SOLE 103 0 0 MOBILEYE ORD (PNK) COM N51488117 0 15 SH Put SOLE 15 0 0 MOLINA HEALTHCARE ORD COM 60855R100 103 1500 SH SOLE 1500 0 0 MOLSON COORS BREWING NONVTG CL B ORD COM 60871R209 122 1500 SH SOLE 1500 0 0 MOLSON COORS BREWING NONVTG CL B ORD COM 60871R209 1 20 SH Call SOLE 20 0 0 MONDELEZ INTERNATIONAL CL A ORD COM 609207105 81 2000 SH SOLE 2000 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 32 2000 SH SOLE 2000 0 0 MONSANTO ORD COM 61166W101 4208 35120 SH SOLE 35120 0 0 MONSANTO ORD COM 61166W101 93 784 SH Call SOLE 784 0 0 MONSTER BEVERAGE ORD COM 61174X109 9 169 SH Call SOLE 169 0 0 MORGAN STANLEY ORD COM 617446448 48 1000 SH SOLE 1000 0 0 MOSAIC ORD COM 61945C103 60 2800 SH SOLE 2800 0 0 MSG NETWORKS CL A ORD COM 553573106 31 1500 SH SOLE 1500 0 0 MUENCHENER RUECKVERSICHERUNGS ADR COM 626188106 85 3990 SH SOLE 3990 0 0 NABORS INDUSTRIES ORD COM G6359F103 17 2110 SH SOLE 2110 0 0 NASPERS SPON 5 ADR REP CL N ORD SPONSORED ADR 631512209 17 400 SH SOLE 400 0 0 NATIONAL OILWELL VARCO ORD COM 637071101 1 35 SH Put SOLE 35 0 0 NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 5 125 SH SOLE 125 0 0 NEFF CL A ORD COM 640094207 102 4093 SH SOLE 4093 0 0 NESTLE ADR REP 1 SR B ORD SPONSORED ADR 641069406 1234 14700 SH SOLE 14700 0 0 NETSHOES CAYMAN ORD COM G6455X107 26 2000 SH SOLE 2000 0 0 NEURODERM LTD COM M74231107 27 700 SH SOLE 700 0 0 NEW YORK REIT ORD COM 64976L109 1129 143930 SH SOLE 143930 0 0 NEWELL BRANDS ORD COM 651229106 64 1500 SH SOLE 1500 0 0 NEWS CL A ORD COM 65249B109 1 100 SH SOLE 100 0 0 NIDEC SPON ADR (OTC) SPONSORED ADR 654090109 184 6000 SH SOLE 6000 0 0 NII HOLDINGS ORD COM 62913F508 108 236480 SH SOLE 236480 0 0 NIKE CL B ORD COM 654106103 0 1 SH Put SOLE 1 0 0 NOMAD FOODS ORD COM G6564A105 279 19150 SH SOLE 19150 0 0 NORTHERN TRUST ORD COM 665859104 321 3500 SH SOLE 3500 0 0 NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 5465 63668 SH SOLE 63668 0 0 NOVO NORDISK ADR REPSG 1 ORD SPONSORED ADR 670100205 4289 89095 SH SOLE 89095 0 0 NTT DOCOMO ADR REP 1 ORD SPONSORED ADR 62942M201 455 20000 SH SOLE 20000 0 0 NUCOR ORD COM 670346105 28 500 SH SOLE 500 0 0 NUVECTRA ORD COM 67075N108 182 13740 SH SOLE 13740 0 0 NVIDIA ORD COM 67066G104 0 3 SH Put SOLE 3 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 28301 250258 SH SOLE 250258 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 212 1881 SH Call SOLE 1881 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 33 299 SH Put SOLE 299 0 0 O'REILLY AUTOMOTIVE ORD COM 67103H107 1 10 SH Put SOLE 10 0 0 OCLARO ORD COM 67555N206 0 36 SH Call SOLE 36 0 0 OMNICOM GROUP ORD COM 681919106 98 1330 SH SOLE 1330 0 0 OMRON ADR COM 682151303 332 6500 SH SOLE 6500 0 0 ON SEMICONDUCTOR ORD COM 682189105 36 2000 SH SOLE 2000 0 0 ONEOK ORD COM 682680103 0 3 SH SOLE 3 0 0 ORACLE ORD COM 68389X105 1746 36117 SH SOLE 36117 0 0 ORBOTECH ORD COM M75253100 126 3000 SH SOLE 3000 0 0 OTI ON TRACK INN ORD COM M8791A109 6 5000 SH SOLE 5000 0 0 OUTFRONT MEDIA ORD COM 69007J106 3 147 SH SOLE 147 0 0 OVERSTOCK COM ORD COM 690370101 1672 56301 SH SOLE 56301 0 0 OVERSTOCK COM ORD COM 690370101 4 135 SH Call SOLE 135 0 0 OWENS ILLINOIS ORD COM 690768403 3 145 SH SOLE 145 0 0 PACIFIC ETHANOL ORD COM 69423U305 0 100 SH Put SOLE 100 0 0 PANDORA MEDIA ORD COM 698354107 123 16000 SH SOLE 16000 0 0 PANDORA MEDIA ORD COM 698354107 0 5 SH Call SOLE 5 0 0 PAR PACIFIC HOLDINGS ORD COM 69888T207 35 1705 SH SOLE 1705 0 0 PARATEK PHARMACEUTICALS ORD COM 699374302 1021 40700 SH SOLE 40700 0 0 PARATEK PHARMACEUTICALS ORD COM 699374302 23 945 SH Call SOLE 945 0 0 PAREXEL INTERNATIONAL ORD COM 699462107 10247 116340 SH SOLE 116340 0 0 PARKWAY ORD COM 70156Q107 161 7016 SH SOLE 7016 0 0 PARTY CITY HOLDCO INC COM 702149105 13 1000 SH SOLE 1000 0 0 PDVWIRELESS ORD COM 69290R104 14 500 SH SOLE 500 0 0 PETROBRAS ARGEN ADR REP 10 CL B ORD SPONSORED ADR 71646J109 191 15139 SH SOLE 15139 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 412 41100 SH SOLE 41100 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 0 30 SH Put SOLE 30 0 0 PETROQUEST ENERGY ORD COM 716748306 32 14296 SH SOLE 14296 0 0 PFIZER ORD COM 717081103 3 100 SH Call SOLE 100 0 0 PG&E ORD COM 69331C108 1 15 SH Call SOLE 15 0 0 PIGEON UNSPONSORED ADR REP ORD SPONSORED ADR 721006104 17 2000 SH SOLE 2000 0 0 PILBARA MINERALS ORD COM Q7539C100 10 20000 SH SOLE 20000 0 0 PINNACLE FOODS ORD COM 72348P104 411 7200 SH SOLE 7200 0 0 PINNACLE FOODS ORD COM 72348P104 1 40 SH Call SOLE 40 0 0 PINNACLE FOODS ORD COM 72348P104 20 360 SH Call SOLE 360 0 0 PLATFORM SPECIALTY PRODUCTS ORD COM 72766Q105 633 56800 SH SOLE 56800 0 0 PLUG POWER ORD COM 72919P202 71 27300 SH SOLE 27300 0 0 POWERSHARES QQQ TRUST SRS 1 ETF COM 73935A104 2 15 SH Call SOLE 15 0 0 POWERSHARES QQQ TRUST SRS 1 ETF COM 73935A104 2 40 SH Put SOLE 40 0 0 POWERSHARES QQQ TRUST SRS 1 ETF COM 73935A104 29 200 SH Put SOLE 200 0 0 PQ GROUP HOLDINGS ORD COM 73943T103 55 3246 SH SOLE 3246 0 0 PRAXAIR ORD COM 74005P104 4595 32886 SH SOLE 32886 0 0 PROCTER & GAMBLE ORD COM 742718109 14 161 SH Put SOLE 161 0 0 PROSHARES SHORT S&P 500 ETF COM 74347B425 305 9500 SH SOLE 9500 0 0 PROSHARES ULTRASHORT YEN ETF (PSE) COM 74347W569 0 13 SH Put SOLE 13 0 0 PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 7 200 SH SOLE 200 0 0 PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 8 250 SH Call SOLE 250 0 0 PTC ORD COM 69370C100 337 6001 SH SOLE 6001 0 0 PTC THERAPEUTICS ORD COM 69366J200 1 50 SH Call SOLE 50 0 0 PUMA BIOTECHNOLOGY ORD (NMS) COM 74587V107 1 16 SH Call SOLE 16 0 0 QIAGEN ORD COM N72482123 1367 43403 SH SOLE 43403 0 0 QUALCOMM ORD COM 747525103 316 6100 SH SOLE 6100 0 0 QUOTIENT ORD COM G73268107 253 51500 SH SOLE 51500 0 0 RADIUS HEALTH INC COM 750469207 265 6900 SH SOLE 6900 0 0 RAYMOND JAMES ORD COM 754730109 124 1473 SH SOLE 1473 0 0 RAYONIER ADVANCED MATERIALS ORD COM 75508B104 330 24110 SH SOLE 24110 0 0 RAYONIER ADVANCED MATERIALS ORD COM 75508B104 10 739 SH Call SOLE 739 0 0 REALTY INCOME REIT ORD COM 756109104 17 300 SH SOLE 300 0 0 REAVES UTILITY INCOME CF COM 756158101 174 5500 SH SOLE 5500 0 0 REAVES UTILITY INCOME RTS COM 756158135 11 30060 SH SOLE 30060 0 0 REDFIN ORD COM 75737F108 175 7000 SH SOLE 7000 0 0 REGAL ENTERTAINMENT CL A ORD COM 758766109 1 104 SH Put SOLE 104 0 0 REPLIGEN ORD (NMS) COM 759916109 2 60 SH Call SOLE 60 0 0 RESMED ORD COM 761152107 7892 102553 SH SOLE 102553 0 0 RESOLUTE ENERGY ORD COM 76116A306 632 21300 SH SOLE 21300 0 0 RESTAURANT BRANDS INTRNATIONAL ORD COM 76131D103 6 100 SH Put SOLE 100 0 0 RICE ENERGY ORD COM 762760106 6135 212012 SH SOLE 212012 0 0 RITCHIE BROS AUCTIONEERS ORD COM 767744105 94 3000 SH SOLE 3000 0 0 RITE AID ORD COM 767754104 20 10700 SH SOLE 10700 0 0 RLJ LODGING REIT ORD COM 74965L101 0 1 SH Call SOLE 1 0 0 ROCHE HLDG ADR REP 0.125 ORD SPONSORED ADR 771195104 268 8401 SH SOLE 8401 0 0 ROCKWELL COLLINS ORD COM 774341101 104 800 SH SOLE 800 0 0 ROKU CL A ORD COM 77543R102 39 1500 SH SOLE 1500 0 0 ROSS STORES ORD COM 778296103 25 400 SH SOLE 400 0 0 ROWAN COMPANIES CL A ORD COM G7665A101 4 379 SH Call SOLE 379 0 0 ROYAL BANCSHARE PENNSYLVNIA CL A ORD COM 780081105 414 92902 SH SOLE 92902 0 0 RUDOLPH TECHNOLOGIES ORD COM 781270103 431 16400 SH SOLE 16400 0 0 RUSH ENTERPRISES CL B ORD COM 781846308 12 290 SH SOLE 290 0 0 S&P GLOBAL ORD COM 78409V104 62 400 SH SOLE 400 0 0 SABRA HEALTH CARE REIT ORD COM 78573L106 155 7100 SH SOLE 7100 0 0 SAMSUNG ELECTRONICS REG S GDR COM 796050888 1 1 SH SOLE 1 0 0 SANCHEZ ENERGY ORD COM 79970Y105 15 3200 SH SOLE 3200 0 0 SANCHEZ ENERGY ORD COM 79970Y105 1 400 SH Call SOLE 400 0 0 SANOFI ADR REP 1 1/2 ORD SPONSORED ADR 80105N105 0 1 SH SOLE 1 0 0 SAREPTA THERAPEUTICS ORD COM 803607100 1088 24005 SH SOLE 24005 0 0 SAREPTA THERAPEUTICS ORD COM 803607100 2 50 SH Call SOLE 50 0 0 SCICLONE PHARMACEUTICALS ORD COM 80862K104 3762 335900 SH SOLE 335900 0 0 SCRIPPS NETWORKS INTERACTIV CL A ORD COM 811065101 2272 26461 SH SOLE 26461 0 0 SEADRILL ORD COM G7945E105 48 137891 SH SOLE 137891 0 0 SEASPINE HOLDINGS ORD COM 81255T108 663 59102 SH SOLE 59102 0 0 SEAWORLD ENTERTAINMENT ORD COM 81282V100 19 1500 SH SOLE 1500 0 0 SECURITY DEVICES INTL ORD COM 814196101 20 142000 SH SOLE 142000 0 0 SELECT SECTOR HEALTH CARE SPDR ETF COM 81369Y209 21 269 SH SOLE 269 0 0 SELECT STR FINANCIAL SELECT SPDR ETF COM 81369Y605 1 50 SH Call SOLE 50 0 0 SEMTECH ORD COM 816850101 613 16344 SH SOLE 16344 0 0 SEQUANS COMMUNICATIONS ADR REP 1 ORD SPONSORED ADR 817323108 117 37538 SH SOLE 37538 0 0 SERVICENOW ORD COM 81762P102 434 3694 SH SOLE 3694 0 0 SHIRE ADS REP 3 ORD COM 82481R106 16270 106246 SH SOLE 106246 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 1106 9500 SH SOLE 9500 0 0 SI FINANCIAL GROUP ORD COM 78425V104 283 18979 SH SOLE 18979 0 0 SIGNATURE BANK ORD COM 82669G104 51 400 SH SOLE 400 0 0 SILICON MOTION TECHNO ADR REP 4 ORD SPONSORED ADR 82706C108 684 14242 SH SOLE 14242 0 0 SILICON MOTION TECHNO ADR REP 4 ORD SPONSORED ADR 82706C108 1 40 SH Call SOLE 40 0 0 SIMON PROP GRP REIT ORD COM 828806109 0 4 SH Call SOLE 4 0 0 SINA ORD COM G81477104 80 700 SH SOLE 700 0 0 SKECHERS USA CL A ORD COM 830566105 1 50 SH Call SOLE 50 0 0 SKECHERS USA CL A ORD COM 830566105 0 20 SH Put SOLE 20 0 0 SKYWORKS SOLUTIONS ORD COM 83088M102 2 20 SH Put SOLE 20 0 0 SMC UNSPON ADR REP 1/20 ORD SPONSORED ADR 78445W207 357 20000 SH SOLE 20000 0 0 SMIC MANFC INTL ADR REP 50 ORD SPONSORED ADR 81663N206 111 20000 SH SOLE 20000 0 0 SNAP CL A ORD COM 83304A106 15 1100 SH SOLE 1100 0 0 SNAP CL A ORD COM 83304A106 0 65 SH Call SOLE 65 0 0 SOCIAL CAPITAL HEDOSOPHIA HOLD UNT COM G8250R111 658 62425 SH SOLE 62425 0 0 SOCIEDAD QUIMICA ADR REP 1 SRS B ORD SPONSORED ADR 833635105 0 7 SH Put SOLE 7 0 0 SOLVAY SPON ADR COM 834437303 0 1 SH SOLE 1 0 0 SPDR BLMBRG BRCLY HGH YLD BND ETF COM 78464A417 83 2238 SH SOLE 2238 0 0 SPDR FUND CONSUMER DISCRE SELECT ETF COM 81369Y407 12 144 SH SOLE 144 0 0 SPDR GOLD SHARES ETF COM 78463V107 507 4177 SH SOLE 4177 0 0 SPDR S&P 500 ETF COM 78462F103 495 1974 SH Put SOLE 1974 0 0 SPDR S&P RETAIL ETF COM 78464A714 2 50 SH Call SOLE 50 0 0 SPECTRUM BRANDS HOLDINGS ORD COM 84763R101 529 5000 SH SOLE 5000 0 0 SPRINT ORD COM 85207U105 0 100 SH Call SOLE 100 0 0 SPROUTS FARMERS MARKET ORD COM 85208M102 750 40000 SH SOLE 40000 0 0 SQUARE ENIX ORD COM J7659R109 7 200 SH SOLE 200 0 0 SSR MINING ORD COM 784730103 115 10900 SH SOLE 10900 0 0 STATE STREET ORD COM 857477103 238 2500 SH SOLE 2500 0 0 STIFEL FINANCIAL CORP PFD COM 860630607 1221 48000 SH SOLE 48000 0 0 STMICROELECTRONICS ADR COM 861012102 43 2250 SH SOLE 2250 0 0 STRAIGHT PATH COMMUNICATION CL B ORD COM 862578101 30 170 SH SOLE 170 0 0 STRAIGHT PATH COMMUNICATION CL B ORD COM 862578101 4 27 SH Call SOLE 27 0 0 SUPREME INDS INC COM 868607102 12 2 SH Call SOLE 2 0 0 SUPREME INDS INC COM 868607102 8 2 SH Call SOLE 2 0 0 SUNNYSIDE BANCORP ORD COM 867475105 38 2500 SH SOLE 2500 0 0 SUSSEX BANCORP ORD COM 869245100 308 13000 SH SOLE 13000 0 0 SVB FINANCIAL GROUP ORD COM 78486Q101 28 150 SH SOLE 150 0 0 SWISS RE SPONSORED ADR REP 1/4 ORD SPONSORED ADR 870886108 703 31000 SH SOLE 31000 0 0 SYNERGY PHARMACEUTICALS ORD COM 871639308 0 100 SH Call SOLE 100 0 0 SYSCO ORD COM 871829107 0 15 SH Put SOLE 15 0 0 T MOBILE US ORD COM 872590104 123 2000 SH SOLE 2000 0 0 T MOBILE US ORD COM 872590104 3 56 SH Call SOLE 56 0 0 TABLEAU SOFTWARE CL A ORD COM 87336U105 415 5542 SH SOLE 5542 0 0 TABLEAU SOFTWARE CL A ORD COM 87336U105 4 56 SH Call SOLE 56 0 0 TDK ADR REP 1 ORD SPONSORED ADR 872351408 897 13200 SH SOLE 13200 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF COM 81369Y803 21 372 SH SOLE 372 0 0 TEGNA ORD COM 87901J105 66 5000 SH SOLE 5000 0 0 TELIA COMPANY UNSPON ADR COM 87960M205 658 70000 SH SOLE 70000 0 0 TENARIS ADR REP 2 ORD SPONSORED ADR 88031M109 3015 106500 SH SOLE 106500 0 0 TERRAFORM GLOBAL CL A ORD COM 88104M101 142 30068 SH SOLE 30068 0 0 TESARO ORD COM 881569107 632 4900 SH SOLE 4900 0 0 TESLA ORD COM 88160R101 750 2200 SH SOLE 2200 0 0 TESLA ORD COM 88160R101 51 151 SH Call SOLE 151 0 0 TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 0 5 SH Call SOLE 5 0 0 THE PRICELINE GROUP ORD COM 741503403 27 15 SH SOLE 15 0 0 THK ADR REP 1/2 ORD SPONSORED ADR 872434105 37 2200 SH SOLE 2200 0 0 TIDELANDS OIL AND GAS ORD COM 886405109 0 526323 SH SOLE 526323 0 0 TIME WARNER ORD COM 887317303 51034 498138 SH SOLE 498138 0 0 TIME WARNER ORD COM 887317303 30 298 SH Call SOLE 298 0 0 TOKYO ELECTRON ADR REP 2 ORD SPONSORED ADR 889110102 169 4400 SH SOLE 4400 0 0 TOTAL ADR REP 1 ORD SPONSORED ADR 89151E109 4998 93400 SH SOLE 93400 0 0 TOTO ADR REP ORD SPONSORED ADR 891515207 67 1700 SH SOLE 1700 0 0 TOYOTA MOTOR ADR REP 2 ORD SPONSORED ADR 892331307 3855 32350 SH SOLE 32350 0 0 TRANSOCEAN ORD COM H8817H100 7 700 SH SOLE 700 0 0 TRANSUNION COM 89400J107 308 6530 SH SOLE 6530 0 0 TRIBUNE MEDIA CL A ORD COM 896047503 927 22700 SH SOLE 22700 0 0 TRIBUNE MEDIA CL A ORD COM 896047503 8 200 SH Put SOLE 200 0 0 TRIMBLE ORD COM 896239100 266 6800 SH SOLE 6800 0 0 TWENTY FIRST CENTURY FOX CL B ORD COM 90130A200 12 500 SH SOLE 500 0 0 TWITTER ORD COM 90184L102 413 24500 SH SOLE 24500 0 0 UBIQUITI NETWORKS ORD COM 90347A100 3 60 SH Put SOLE 60 0 0 UBS GROUP REG ORD COM H42097107 6495 378731 SH SOLE 378731 0 0 UNDER ARMOUR CL A ORD COM 904311107 2 134 SH Put SOLE 134 0 0 UNICHARM ADR REP 1/5 ORD SPONSORED ADR 90460M204 114 25000 SH SOLE 25000 0 0 UNITED CONTINENTAL HOLDINGS ORD COM 910047109 3 50 SH Call SOLE 50 0 0 UNITED NATURAL FOODS ORD COM 911163103 9 235 SH Put SOLE 235 0 0 UNITED STATES OIL ETF COM 91232N108 10 1000 SH SOLE 1000 0 0 UNITED STATES OIL ETF COM 91232N108 0 40 SH Put SOLE 40 0 0 UNITEDHEALTH GRP ORD COM 91324P102 48 250 SH SOLE 250 0 0 URSTADT BIDDLE REIT ORD COM 917286106 19 1100 SH SOLE 1100 0 0 US FOODS ORD COM 912008109 5 200 SH SOLE 200 0 0 US STEEL ORD COM 912909108 30 1207 SH SOLE 1207 0 0 VALE ADR REPTG ONE ORD SPONSORED ADR 91912E105 50 5000 SH SOLE 5000 0 0 VALEANT PHARMACEUTICALS INTL ORD COM 91911K102 0 7 SH Call SOLE 7 0 0 VANECK VECTORS GOLD MINERS ETF COM 92189F106 1 50 SH Call SOLE 50 0 0 VANECK VECTORS OIL SERVICES ETF COM 92189F718 0 20 SH Put SOLE 20 0 0 VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 3 33 SH Put SOLE 33 0 0 VANGUARD EXTENDED DURATION ETF COM 921910709 77 660 SH SOLE 660 0 0 VANTIV CL A ORD COM 92210H105 225 3200 SH SOLE 3200 0 0 VELOCITYSHARES 3X LNG NTRL GS ETN COM 22539T324 46 4000 SH SOLE 4000 0 0 VEREIT 6.7 SRS F CUM REDM PRF COM 92339V209 25 1000 SH SOLE 1000 0 0 VERSARTIS ORD COM 92529L102 0 35 SH Call SOLE 35 0 0 VERSUM MATERIALS ORD COM 92532W103 42 1100 SH SOLE 1100 0 0 VIACOM CL B ORD COM 92553P201 47 1713 SH SOLE 1713 0 0 VIPSHOP HOLDGS SPON ADS REP 0.20 ORD COM 92763W103 70 8000 SH SOLE 8000 0 0 VISA CL A ORD COM 92826C839 48 464 SH SOLE 464 0 0 VULCAN MATERIALS ORD COM 929160109 1 10 SH Call SOLE 10 0 0 WAL MART STORES ORD COM 931142103 3 100 SH Put SOLE 100 0 0 WAL MART STORES ORD COM 931142103 6 85 SH Put SOLE 85 0 0 WALGREEN BOOTS ALLIANCE ORD COM 931427108 193 2500 SH SOLE 2500 0 0 WALT DISNEY ORD COM 254687106 147 1500 SH SOLE 1500 0 0 WALT DISNEY ORD COM 254687106 14 150 SH Call SOLE 150 0 0 WAYFAIR CL A ORD COM 94419L101 67 1000 SH SOLE 1000 0 0 WEATHERFORD INTL ORD (NYS) COM G48833100 1 400 SH Call SOLE 400 0 0 WEIBO ADR REP 1 CL A ORD SPONSORED ADR 948596101 0 3 SH Call SOLE 3 0 0 WELLS FARGO ORD COM 949746101 689 12500 SH SOLE 12500 0 0 WELLS FARGO ORD COM 949746101 0 4 SH Call SOLE 4 0 0 WENDYS ORD COM 95058W100 0 14 SH Put SOLE 14 0 0 WEST ORD COM 952355204 16 700 SH SOLE 700 0 0 WESTERN DIGITAL ORD COM 958102105 1 20 SH Call SOLE 20 0 0 WILMAR INTERNATIONAL ADR REP 10 ORD SPONSORED ADR 971433107 54 2300 SH SOLE 2300 0 0 WINDSTREAM HOLDINGS ORD COM 97382A200 10 5716 SH SOLE 5716 0 0 WINDSTREAM HOLDINGS ORD COM 97382A200 0 58 SH Put SOLE 58 0 0 WYNN MACAU ADR COM 98313R106 109 3960 SH SOLE 3960 0 0 WYNN RESORTS ORD COM 983134107 0 5 SH Call SOLE 5 0 0 XILINX ORD COM 983919101 1 18 SH Call SOLE 18 0 0 XPO LOGISTICS ORD COM 983793100 27 400 SH SOLE 400 0 0 XYLEM ORD COM 98419M100 175 2800 SH SOLE 2800 0 0 YPF SOCIEDAD ANONIM ADR REP 1 D ORD SPONSORED ADR 984245100 111 5000 SH SOLE 5000 0 0 YUME ORD COM 98872B104 81 17648 SH SOLE 17648 0 0 YY ADR REP CL A ORD SPONSORED ADR 98426T106 397 4575 SH SOLE 4575 0 0 ZAI 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