0001415889-22-012347.txt : 20221209 0001415889-22-012347.hdr.sgml : 20221209 20221209171959 ACCESSION NUMBER: 0001415889-22-012347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Jing CENTRAL INDEX KEY: 0001727177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 221455657 MAIL ADDRESS: STREET 1: C/O BIOSTAGE,INC., 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 form4-12092022_101252.xml X0306 4 2022-12-07 0001563665 Biostage, Inc. BSTG 0001727177 Chen Jing C/O BIOSTAGE, INC. 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 true false false false Common Stock 2022-12-07 4 X 0 174000 2 A 210000 D Common Stock 2022-12-07 4 S 0 48532 7.17 D 161468 D Warrants (right to buy) 2 2022-12-07 4 X 0 174000 0 D 2017-12-27 2022-12-27 Common Stock 174000 0 D On December 7, 2022, the Reporting Person exercised a warrant to purchase 174,000 shares of common stock for $2 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Biostage's withholding of 48,532 shares to pay the exercise price based on the daily VWAP of $7.1706, and issuing the remaining 125,468 shares of common stock. /s/ Chad Porter, Attorney-in-Fact 2022-12-09