SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Williams Ian

(Last) (First) (Middle)
IMATION CORP
1 IMATION WAY

(Street)
OAKDALE MN 55128

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2013
3. Issuer Name and Ticker or Trading Symbol
IMATION CORP [ IMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Group Pres., TS&S
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 34,057(1) D
Common Stock 3,758 I 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option - Right to Buy 03/07/2012(2) 03/07/2021 Common Stock 12,524 $11.31 D
Option - Right to Buy 05/03/2012(3) 05/03/2021 Common Stock 26,316 $9.65 D
Option - Right to Buy 05/01/2013(4) 05/01/2022 Common Stock 29,740 $5.79 D
Option - Right to Buy 12/03/2013(4) 12/03/2022 Common Stock 15,306 $4.26 D
Explanation of Responses:
1. 1,718 shares of stock vest each March 7 in 2013, 2014 and 2015; 2,418 shares vest on May 4, 2013 and 2,419 shares vest on May 4, 2014; 5,312 shares of stock vest each May 1 in 2013, 2014 and 2015; 2,710 shares vest each December 3 in 2013, 2014 and 2015.
2. 3,131 options are vested; 3,131 vest each March 7 in 2013, 2014 and 2015.
3. 8,772 options are vested; 8,772 vest each May 3 in 2013 and 2014.
4. Options vest 1/3 each year from grant date. The date listed as exercisable date is first date that any options (1/3) are exercisable.
Remarks:
Jennifer A. Tenenbaum, Power of Attorney for Ian Williams 01/02/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.