0001563525-19-000004.txt : 20191031 0001563525-19-000004.hdr.sgml : 20191031 20191031134158 ACCESSION NUMBER: 0001563525-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 191183015 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 09-30-2019 09-30-2019 Chicago Partners Investment Group LLC

1 NORTH WACKER DRIVE SUITE 4110 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16932 N James Hagedorn 312 284 6363 James Hagedorn Chicago IL 10-30-2019 0 334 710027 false INFORMATION TABLE 2 chicago3q19.xml ISHARES TR CORE S&P MCP ETF 464287507 24088 123778 SH SOLE 0 0 123778 ISHARES TR S&P MC 400VL ETF 464287705 1185 7341 SH SOLE 0 0 7341 ISHARES TR S&P MC 400GR ETF 464287606 269 1195 SH SOLE 0 0 1195 ISHARES TR CORE S&P SCP ETF 464287804 4818 60901 SH SOLE 0 0 60901 ISHARES TR SP SMCP600VL ETF 464287879 3478 22796 SH SOLE 0 0 22796 ISHARES TR S&P SML 600 GWT 464287887 4534 24998 SH SOLE 0 0 24998 ISHARES TR S&P 500 VAL ETF 464287408 916 7535 SH SOLE 0 0 7535 ISHARES TR CORE S&P500 ETF 464287200 4371 14470 SH SOLE 0 0 14470 ISHARES TR S&P 500 GRWT ETF 464287309 1321 7303 SH SOLE 0 0 7303 ISHARES TR RUS 1000 ETF 464287622 1524 9153 SH SOLE 0 0 9153 ISHARES TR RUS 1000 VAL ETF 464287598 6014 46510 SH SOLE 0 0 46510 ISHARES TR RUS 1000 GRW ETF 464287614 585 3609 SH SOLE 0 0 3609 ISHARES TR RUSSELL 2000 ETF 464287655 636 4123 SH SOLE 0 0 4123 ISHARES TR RUSSELL 3000 ETF 464287689 4708 26768 SH SOLE 0 0 26768 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 14596 41123 SH SOLE 0 0 41123 SPDR S&P 500 ETF TR TR UNIT 78462F103 10724 35701 SH SOLE 0 0 35701 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 395 6100 SH SOLE 0 0 6100 ADOBE INC COM 00724F101 268 995 SH SOLE 0 0 995 AMAZON COM INC COM 023135106 3868 2172 SH SOLE 0 0 2172 BRISTOL MYERS SQUIBB CO COM 110122108 338 6217 SH SOLE 0 0 6217 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 31384 149263 SH SOLE 0 0 149263 COHERENT INC COM 192479103 263 1763 SH SOLE 0 0 1763 EMERSON ELEC CO COM 291011104 396 5667 SH SOLE 0 0 5667 BOEING CO COM 097023105 1871 5430 SH SOLE 0 0 5430 REALTY INCOME CORP COM 756109104 822 10169 SH SOLE 0 0 10169 ONEOK INC NEW COM 682680103 7742 108599 SH SOLE 0 0 108599 INVESCO QQQ TR UNIT SER 1 46090E103 600 3090 SH SOLE 0 0 3090 AMGEN INC COM 031162100 559 2753 SH SOLE 0 0 2753 ABBOTT LABS COM 002824100 979 12030 SH SOLE 0 0 12030 ADVANCED MICRO 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1076105 SH SOLE 0 0 1076105 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1167 27962 SH SOLE 0 0 27962 PAYCHEX INC COM 704326107 688 8128 SH SOLE 0 0 8128 CIGNA CORP NEW COM 125523100 562 3306 SH SOLE 0 0 3306 PNM RES INC COM 69349H107 285 5484 SH SOLE 0 0 5484 NETFLIX INC COM 64110L106 381 1402 SH SOLE 0 0 1402 CME GROUP INC COM 12572Q105 594 2922 SH SOLE 0 0 2922 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 342 24731 SH SOLE 0 0 24731 W P CAREY INC COM 92936U109 203 2196 SH SOLE 0 0 2196 ISHARES TR SELECT DIVID ETF 464287168 725 7075 SH SOLE 0 0 7075 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1655 39944 SH SOLE 0 0 39944 DARDEN RESTAURANTS INC COM 237194105 729 6600 SH SOLE 0 0 6600 NVIDIA CORP COM 67066G104 706 3588 SH SOLE 0 0 3588 BHP GROUP LTD SPONSORED ADS 088606108 325 6649 SH SOLE 0 0 6649 ATMOS ENERGY CORP COM 049560105 628 5535 SH SOLE 0 0 5535 TD AMERITRADE HLDG CORP COM 87236Y108 251 6514 SH SOLE 0 0 6514 ISHARES TR MRNING SM CP ETF 464288703 4011 29577 SH SOLE 0 0 29577 GALLAGHER ARTHUR J & CO COM 363576109 938 10281 SH SOLE 0 0 10281 DONALDSON INC COM 257651109 263 5000 SH SOLE 0 0 5000 NOVO-NORDISK A S ADR 670100205 350 6451 SH SOLE 0 0 6451 ENTERPRISE PRODS PARTNERS L COM 293792107 29940 1090698 SH SOLE 0 0 1090698 EQUITY RESIDENTIAL SH BEN INT 29476L107 864 9862 SH SOLE 0 0 9862 ALPHABET INC CAP STK CL A 02079K305 962 764 SH SOLE 0 0 764 VANGUARD INDEX FDS VALUE ETF 922908744 7626 67645 SH SOLE 0 0 67645 VANGUARD INDEX FDS MID CAP ETF 922908629 18867 111595 SH SOLE 0 0 111595 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1891 14499 SH SOLE 0 0 14499 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8084 85151 SH SOLE 0 0 85151 TORONTO DOMINION BK ONT COM NEW 891160509 248 4331 SH SOLE 0 0 4331 CHENIERE ENERGY INC COM NEW 16411R208 904 14044 SH SOLE 0 0 14044 NATIONAL FUEL GAS CO N J COM 636180101 295 6470 SH SOLE 0 0 6470 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 331 5559 SH SOLE 0 0 5559 VANGUARD INDEX FDS SMALL CP ETF 922908751 6701 43053 SH SOLE 0 0 43053 VANGUARD INDEX FDS GROWTH ETF 922908736 18794 111360 SH SOLE 0 0 111360 ISORAY INC COM 46489V104 10 34500 SH SOLE 0 0 34500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 4373 230261 SH SOLE 0 0 230261 QUANTA SVCS INC COM 74762E102 583 14148 SH SOLE 0 0 14148 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 19042 301065 SH SOLE 0 0 301065 NUVEEN MUN VALUE FD INC COM 670928100 3480 333643 SH SOLE 0 0 333643 MACQUARIE INFRASTRUCTURE COR COM 55608B105 5349 134005 SH SOLE 0 0 134005 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1400 7620 SH SOLE 0 0 7620 ISHARES TR MICRO-CAP ETF 464288869 2634 29459 SH SOLE 0 0 29459 ALLIANZGI CONV INCOME FD COM 018828103 78 13848 SH SOLE 0 0 13848 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 402 7440 SH SOLE 0 0 7440 FIDELITY NATL INFORMATION SV COM 31620M106 853 6598 SH SOLE 0 0 6598 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1157 31504 SH SOLE 0 0 31504 FIRST TR VALUE LINE DIVID IN SHS 33734H106 570 16322 SH SOLE 0 0 16322 SALESFORCE COM INC COM 79466L302 218 1472 SH SOLE 0 0 1472 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1639 23862 SH SOLE 0 0 23862 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 281 25191 SH SOLE 0 0 25191 ENBRIDGE INC COM 29250N105 2575 70369 SH SOLE 0 0 70369 MASTERCARD INC CL A 57636Q104 412 1533 SH SOLE 0 0 1533 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 212 4425 SH SOLE 0 0 4425 CENTERSTATE BK CORP COM 15201P109 420 17195 SH SOLE 0 0 17195 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 171 11408 SH SOLE 0 0 11408 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 18811 1512154 SH SOLE 0 0 1512154 WISDOMTREE TR INTL LRGCAP DV 97717W794 493 10409 SH SOLE 0 0 10409 WISDOMTREE TR US LARGECAP DIVD 97717W307 1211 12145 SH SOLE 0 0 12145 WISDOMTREE TR US MIDCAP DIVID 97717W505 2056 56132 SH SOLE 0 0 56132 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1569 56704 SH SOLE 0 0 56704 NUVEEN PFD & INCM SECURTIES COM 67072C105 121 12190 SH SOLE 0 0 12190 ISHARES TR CORE S&P TTL STK 464287150 2095 30861 SH SOLE 0 0 30861 VANGUARD INDEX FDS LARGE CAP ETF 922908637 474 3438 SH SOLE 0 0 3438 AMPIO PHARMACEUTICALS INC COM 03209T109 20 43733 SH SOLE 0 0 43733 ARES CAP CORP COM 04010L103 5422 294179 SH SOLE 0 0 294179 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 3590 77843 SH SOLE 0 0 77843 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5204 45835 SH SOLE 0 0 45835 EXACT SCIENCES CORP COM 30063P105 947 10647 SH SOLE 0 0 10647 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1892 36876 SH SOLE 0 0 36876 ISHARES TR IBOXX HI YD ETF 464288513 407 4664 SH SOLE 0 0 4664 ISHARES TR SH TR CRPORT ETF 464288646 330 6149 SH SOLE 0 0 6149 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 469 5797 SH SOLE 0 0 5797 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 256 7470 SH SOLE 0 0 7470 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2790 33159 SH SOLE 0 0 33159 ISHARES TR MSCI KLD400 SOC 464288570 654 5851 SH SOLE 0 0 5851 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 6531 139988 SH SOLE 0 0 139988 BLACKSTONE GROUP INC COM CL A 09260D107 7809 150033 SH SOLE 0 0 150033 ISHARES TR PFD AND INCM SEC 464288687 2764 73383 SH SOLE 0 0 73383 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1915 16121 SH SOLE 0 0 16121 WISDOMTREE TR US LARGECAP FUND 97717W588 672 19699 SH SOLE 0 0 19699 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 745 17672 SH SOLE 0 0 17672 ARCHROCK INC COM 03957W106 339 34742 SH SOLE 0 0 34742 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 401 3805 SH SOLE 0 0 3805 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 4611 87229 SH SOLE 0 0 87229 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 1618 28299 SH SOLE 0 0 28299 WISDOMTREE TR US SMALLCAP FUND 97717W562 514 14061 SH SOLE 0 0 14061 WISDOMTREE TR US MIDCAP FUND 97717W570 388 9680 SH SOLE 0 0 9680 WISDOMTREE TR EMG MKTS SMCAP 97717W281 636 13879 SH SOLE 0 0 13879 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 23183 468525 SH SOLE 0 0 468525 FIRST MERCHANTS CORP COM 320817109 663 17455 SH SOLE 0 0 17455 BANK AMER CORP 7.25%CNV PFD L 060505682 262 175 SH SOLE 0 0 175 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1807 29514 SH SOLE 0 0 29514 FIRST TR S&P REIT INDEX FD COM 33734G108 2244 82621 SH SOLE 0 0 82621 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1874 30822 SH SOLE 0 0 30822 VISA INC COM CL A 92826C839 1330 7550 SH SOLE 0 0 7550 PHILIP MORRIS INTL INC COM 718172109 547 6720 SH SOLE 0 0 6720 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 1918 25286 SH SOLE 0 0 25286 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1868 35838 SH SOLE 0 0 35838 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 308 8715 SH SOLE 0 0 8715 INVESCO EXCHNG TRADED FD TR FRONTIER MKTS 46138E776 598 43156 SH SOLE 0 0 43156 ISHARES TR MSCI ACWI ETF 464288257 215 2864 SH SOLE 0 0 2864 WELLS FARGO CO NEW PERP PFD CNV A 949746804 866 577 SH SOLE 0 0 577 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 772 8455 SH SOLE 0 0 8455 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 712 32296 SH SOLE 0 0 32296 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1492 14672 SH SOLE 0 0 14672 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 742 10321 SH SOLE 0 0 10321 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 300 9165 SH SOLE 0 0 9165 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 224 3125 SH SOLE 0 0 3125 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 459 5664 SH SOLE 0 0 5664 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 253 3572 SH SOLE 0 0 3572 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 324 12432 SH SOLE 0 0 12432 SOLAR CAP LTD COM 83413U100 1596 77649 SH SOLE 0 0 77649 MAIN STREET CAPITAL CORP COM 56035L104 219 5175 SH SOLE 0 0 5175 UBS AG JERSEY BRH ALERIAN INFRST 902641646 945 48871 SH SOLE 0 0 48871 ALPS ETF TR ALERIAN MLP 00162Q866 2622 303113 SH SOLE 0 0 303113 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 23071 83624 SH SOLE 0 0 83624 BLACKSTONE GSO FLTING RTE FU COM 09256U105 313 19362 SH SOLE 0 0 19362 SARATOGA INVT CORP COM NEW 80349A208 326 13251 SH SOLE 0 0 13251 HOWARD HUGHES CORP COM 44267D107 1003 9026 SH SOLE 0 0 9026 TARGA RES CORP COM 87612G101 3239 79502 SH SOLE 0 0 79502 SCHWAB STRATEGIC TR US REIT ETF 808524847 2239 46519 SH SOLE 0 0 46519 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 437 7671 SH SOLE 0 0 7671 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1161 48066 SH SOLE 0 0 48066 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 324 9228 SH SOLE 0 0 9228 MARATHON PETE CORP COM 56585A102 1008 15196 SH SOLE 0 0 15196 ISHARES INC EM MKT SM-CP ETF 464286475 305 7005 SH SOLE 0 0 7005 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 226 4220 SH SOLE 0 0 4220 ISHARES INC MSCI FRNTR100ETF 464286145 1157 41027 SH SOLE 0 0 41027 PHILLIPS 66 COM 718546104 316 2858 SH SOLE 0 0 2858 U S SILICA HLDGS INC COM 90345E103 85 11898 SH SOLE 0 0 11898 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 620 29416 SH SOLE 0 0 29416 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 718 33712 SH SOLE 0 0 33712 FACEBOOK INC CL A 30303M102 1279 6860 SH SOLE 0 0 6860 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1531 46927 SH SOLE 0 0 46927 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 1943 77409 SH SOLE 0 0 77409 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 410 20224 SH SOLE 0 0 20224 NUVEEN PFD & INCOME TERM FD COM 67075A106 927 36644 SH SOLE 0 0 36644 COHEN & STEERS LTD DUR PFD I COM 19248C105 9334 363909 SH SOLE 0 0 363909 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 754 31589 SH SOLE 0 0 31589 ISHARES INC CORE MSCI EMKT 46434G103 524 10282 SH SOLE 0 0 10282 ISHARES TR CORE MSCI TOTAL 46432F834 336 5675 SH SOLE 0 0 5675 MONROE CAP CORP COM 610335101 427 38831 SH SOLE 0 0 38831 MPLX LP COM UNIT REP LTD 55336V100 9872 368376 SH SOLE 0 0 368376 DIAMONDBACK ENERGY INC COM 25278X109 283 3251 SH SOLE 0 0 3251 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 466 9478 SH SOLE 0 0 9478 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 765 33657 SH SOLE 0 0 33657 ABBVIE INC COM 00287Y109 999 13003 SH SOLE 0 0 13003 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1312 73309 SH SOLE 0 0 73309 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 575 22898 SH SOLE 0 0 22898 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1603 80616 SH SOLE 0 0 80616 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 194 24525 SH SOLE 0 0 24525 ISHARES TR USA MOMENTUM FCT 46432F396 7067 59547 SH SOLE 0 0 59547 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 496 8490 SH SOLE 0 0 8490 SPROUTS FMRS MKT INC COM 85208M102 223 11945 SH SOLE 0 0 11945 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 695 32713 SH SOLE 0 0 32713 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 686 31915 SH SOLE 0 0 31915 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 207 8642 SH SOLE 0 0 8642 FLEXSHARES TR STOXX GLOBR INF 33939L795 1071 20355 SH SOLE 0 0 20355 FLEXSHARES TR GLB QLT R/E IDX 33939L787 940 14096 SH SOLE 0 0 14096 ISHARES TR ULTR SH TRM BD 46434V878 410 8142 SH SOLE 0 0 8142 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 937 132778 SH SOLE 0 0 132778 ALPHABET INC CAP STK CL C 02079K107 984 780 SH SOLE 0 0 780 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 201 200000 PRN SOLE 0 0 200000 CIVEO CORP CDA COM 17878Y108 12 12100 SH SOLE 0 0 12100 MONTAGE RES CORP COM 61179L100 64 14815 SH SOLE 0 0 14815 ISHARES TR GLOBAL REIT ETF 46434V647 580 20109 SH SOLE 0 0 20109 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1427 23715 SH SOLE 0 0 23715 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 450 33105 SH SOLE 0 0 33105 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 694 32612 SH SOLE 0 0 32612 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1795 86159 SH SOLE 0 0 86159 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 208 8586 SH SOLE 0 0 8586 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 208 8492 SH SOLE 0 0 8492 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 617 28831 SH SOLE 0 0 28831 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 2584 49830 SH SOLE 0 0 49830 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1744 149728 SH SOLE 0 0 149728 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1535 31256 SH SOLE 0 0 31256 INNOVATOR ETFS TR IBD 50 ETF 45782C102 5647 171917 SH SOLE 0 0 171917 TALLGRASS ENERGY LP CLASS A SHS 874696107 689 36317 SH SOLE 0 0 36317 ISHARES TR MLTFCTR INTL SML 46434V266 716 24437 SH SOLE 0 0 24437 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 210 8091 SH SOLE 0 0 8091 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 614 28711 SH SOLE 0 0 28711 ISHARES TR INTL VALUE FACTR 46435G409 357 15073 SH SOLE 0 0 15073 EATON VANCE HIGH INCOME 2021 COM SH BEN INT 27829W101 832 82957 SH SOLE 0 0 82957 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 507 20732 SH SOLE 0 0 20732 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 172 17361 SH SOLE 0 0 17361 RIVERNORTH MARKETPLACE LENDI COM 76882B108 384 20140 SH SOLE 0 0 20140 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 652 31859 SH SOLE 0 0 31859 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 213 8490 SH SOLE 0 0 8490 NUVEEN PFD & INCOME 2022 TER COM 67075T105 331 13537 SH SOLE 0 0 13537 ALLIANZGI CON INCM 2024 TARG COM 01883H102 457 48337 SH SOLE 0 0 48337 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 985 19509 SH SOLE 0 0 19509 EATON VANCE FLTNG RATE 2022 COM 27831H100 822 89129 SH SOLE 0 0 89129 DUPONT DE NEMOURS INC COM 26614N102 363 5478 SH SOLE 0 0 5478 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 173 19718 SH SOLE 0 0 19718 PQ GROUP HLDGS INC COM 73943T103 508 31833 SH SOLE 0 0 31833 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 636 30479 SH SOLE 0 0 30479 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 214 8774 SH SOLE 0 0 8774 ETF SER SOLUTIONS APTUS FORTIFIED 26922A610 273 10248 SH SOLE 0 0 10248 HEXO CORP COM 428304109 27 10743 SH SOLE 0 0 10743 VANGUARD WELLINGTON FD US MOMENTUM 921935508 346 4240 SH SOLE 0 0 4240 INVESCO HIGH INCOME 2024 TAR COM 46136K105 912 87368 SH SOLE 0 0 87368 EVERGY INC COM 30034W106 450 7050 SH SOLE 0 0 7050 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 286 12245 SH SOLE 0 0 12245 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 951 36039 SH SOLE 0 0 36039 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 210 8125 SH SOLE 0 0 8125 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 678 26999 SH SOLE 0 0 26999 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 1162 46317 SH SOLE 0 0 46317 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 878 35107 SH SOLE 0 0 35107 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 397 18092 SH SOLE 0 0 18092 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 1100 21775 SH SOLE 0 0 21775 EQUITRANS MIDSTREAM CORPORAT COM 294600101 904 61304 SH SOLE 0 0 61304 INVESCO EXCH TRD SLF IDX FD BULLSHS 24 USD 46138J650 233 8758 SH SOLE 0 0 8758 INVESCO EXCH TRD SLF IDX FD BULLSHS 22 USD 46138J676 282 10857 SH SOLE 0 0 10857 INVESCO EXCH TRD SLF IDX FD BULLSHS 21 USD 46138J684 278 10899 SH SOLE 0 0 10899 INVESCO EXCH TRD SLF IDX FD BULLSHS 23 USD 46138J668 286 10904 SH SOLE 0 0 10904 DOW INC COM 260557103 274 5547 SH SOLE 0 0 5547 JP MORGAN EXCHANGE TRADED FD BETABUILDRS US 46641Q399 293 5418 SH SOLE 0 0 5418 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 536 20439 SH SOLE 0 0 20439 INNOVATOR ETFS TR S&P 500 ULTRA 45782C805 324 12390 SH SOLE 0 0 12390 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 681 25731 SH SOLE 0 0 25731 AKERO THERAPEUTICS INC COM 00973Y108 636 30200 SH SOLE 0 0 30200 OWL ROCK CAPITAL CORPORATION COM 69121K104 656 38615 SH SOLE 0 0 38615 GENERAL ELECTRIC CO COM 369604103 0 2000 SH Put SOLE 0 0 2000