0001563525-19-000001.txt : 20190111 0001563525-19-000001.hdr.sgml : 20190111 20190111143353 ACCESSION NUMBER: 0001563525-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 19522150 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 12-31-2018 12-31-2018 Chicago Partners Investment Group LLC

1 NORTH WACKER DRIVE SUITE 4110 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16932 N James Hagedorn 312 284 6363 James Hagedorn Chicago IL 01-11-2019 0 317 674003 false INFORMATION TABLE 2 chipart4q18.xml ISHARES TR CORE S&P MCP ETF 464287507 21889 124428 SH SOLE 0 0 124428 ISHARES TR S&P MC 400VL ETF 464287705 1315 8887 SH SOLE 0 0 8887 ISHARES TR S&P MC 400GR ETF 464287606 481 2396 SH SOLE 0 0 2396 ISHARES TR CORE S&P SCP ETF 464287804 5015 67921 SH SOLE 0 0 67921 ISHARES TR SP SMCP600VL ETF 464287879 3525 24893 SH SOLE 0 0 24893 ISHARES TR S&P SML 600 GWT 464287887 3917 22951 SH SOLE 0 0 22951 ISHARES TR S&P 500 VAL ETF 464287408 859 8195 SH SOLE 0 0 8195 ISHARES TR CORE S&P500 ETF 464287200 3226 12383 SH SOLE 0 0 12383 ISHARES TR S&P 500 GRWT ETF 464287309 1120 7180 SH SOLE 0 0 7180 ISHARES TR RUS 1000 ETF 464287622 1317 9153 SH SOLE 0 0 9153 ISHARES TR RUS 1000 VAL ETF 464287598 5958 51865 SH SOLE 0 0 51865 ISHARES TR RUS 1000 GRW ETF 464287614 449 3297 SH SOLE 0 0 3297 ISHARES TR RUSSELL 2000 ETF 464287655 849 5909 SH SOLE 0 0 5909 ISHARES TR RUSSELL 3000 ETF 464287689 11432 74800 SH SOLE 0 0 74800 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13294 41463 SH SOLE 0 0 41463 SPDR S&P 500 ETF TR TR UNIT 78462F103 14886 57502 SH SOLE 0 0 57502 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 321 6000 SH SOLE 0 0 6000 ADOBE INC COM 00724F101 202 851 SH SOLE 0 0 851 AMAZON COM INC COM 023135106 3955 2388 SH SOLE 0 0 2388 BRISTOL MYERS SQUIBB CO COM 110122108 577 12083 SH SOLE 0 0 12083 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 32004 162806 SH SOLE 0 0 162806 EMERSON ELEC CO COM 291011104 386 6215 SH SOLE 0 0 6215 BOEING CO COM 097023105 4452 12625 SH SOLE 0 0 12625 REALTY INCOME CORP COM 756109104 659 10304 SH SOLE 0 0 10304 ONEOK INC NEW COM 682680103 6764 112666 SH SOLE 0 0 112666 INVESCO QQQ TR UNIT SER 1 46090E103 1763 10931 SH SOLE 0 0 10931 AMGEN INC COM 031162100 285 1405 SH SOLE 0 0 1405 ABBOTT LABS COM 002824100 1026 14855 SH SOLE 0 0 14855 BP PLC SPONSORED ADR 055622104 268 6576 SH SOLE 0 0 6576 ALTRIA 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46263 SH SOLE 0 0 46263 WALMART INC COM 931142103 484 5094 SH SOLE 0 0 5094 ANTHEM INC COM 036752103 356 1412 SH SOLE 0 0 1412 UNION PAC CORP COM 907818108 2027 13107 SH SOLE 0 0 13107 LILLY ELI & CO COM 532457108 500 4313 SH SOLE 0 0 4313 CVS HEALTH CORP COM 126650100 868 13249 SH SOLE 0 0 13249 DOMINION ENERGY INC COM 25746U109 415 5773 SH SOLE 0 0 5773 DIAGEO P L C SPON ADR NEW 25243Q205 418 2989 SH SOLE 0 0 2989 DANAHER CORP DEL COM 235851102 397 3772 SH SOLE 0 0 3772 MERCK & CO INC COM 58933Y105 1213 16280 SH SOLE 0 0 16280 ENTERGY CORP NEW COM 29364G103 988 11405 SH SOLE 0 0 11405 RAYTHEON CO COM NEW 755111507 314 1968 SH SOLE 0 0 1968 PROCTER AND GAMBLE CO COM 742718109 1304 14301 SH SOLE 0 0 14301 GENERAL ELECTRIC CO COM 369604103 386 43219 SH SOLE 0 0 43219 KIMBERLY CLARK CORP COM 494368103 292 2500 SH SOLE 0 0 2500 GILEAD SCIENCES INC COM 375558103 308 4523 SH SOLE 0 0 4523 HOME DEPOT INC COM 437076102 620 3463 SH SOLE 0 0 3463 MCDONALDS CORP COM 580135101 2299 12663 SH SOLE 0 0 12663 NIKE INC CL B 654106103 797 10434 SH SOLE 0 0 10434 JPMORGAN CHASE & CO COM 46625H100 2359 23497 SH SOLE 0 0 23497 WILLIAMS COS INC DEL COM 969457100 8821 350738 SH SOLE 0 0 350738 WELLS FARGO CO NEW COM 949746101 1039 21768 SH SOLE 0 0 21768 CORNING INC COM 219350105 986 32489 SH SOLE 0 0 32489 FORD MTR CO DEL COM PAR $0.01 345370860 100 11586 SH SOLE 0 0 11586 UNITEDHEALTH GROUP INC COM 91324P102 240 979 SH SOLE 0 0 979 SPIRE INC COM 84857L101 209 2800 SH SOLE 0 0 2800 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1383 9408 SH SOLE 0 0 9408 AMERICAN TOWER CORP NEW COM 03027X100 9493 58648 SH SOLE 0 0 58648 CROWN CASTLE INTL CORP NEW COM 22822V101 6685 62568 SH SOLE 0 0 62568 UNITED TECHNOLOGIES CORP COM 913017109 878 7956 SH SOLE 0 0 7956 3M CO COM 88579Y101 1020 5271 SH SOLE 0 0 5271 COMCAST CORP NEW CL A 20030N101 207 5775 SH SOLE 0 0 5775 VANGUARD INDEX FDS TOTAL STK MKT 922908769 478 3596 SH SOLE 0 0 3596 WASTE MGMT INC DEL COM 94106L109 936 10040 SH SOLE 0 0 10040 NORFOLK SOUTHERN CORP COM 655844108 258 1600 SH SOLE 0 0 1600 NEXTERA ENERGY INC COM 65339F101 417 2377 SH SOLE 0 0 2377 DUKE ENERGY CORP NEW COM NEW 26441C204 3275 38407 SH SOLE 0 0 38407 CONOCOPHILLIPS COM 20825C104 441 6493 SH SOLE 0 0 6493 APPLE INC COM 037833100 6496 42239 SH SOLE 0 0 42239 RPM INTL INC COM 749685103 281 5100 SH SOLE 0 0 5100 UNIVERSAL DISPLAY CORP COM 91347P105 334 3577 SH SOLE 0 0 3577 KINDER MORGAN INC DEL COM 49456B101 15835 912177 SH SOLE 0 0 912177 ISHARES TR MSCI EMG MKT ETF 464287234 9168 223988 SH SOLE 0 0 223988 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 876 9132 SH SOLE 0 0 9132 CELGENE CORP COM 151020104 566 6508 SH SOLE 0 0 6508 EQUIFAX INC COM 294429105 387 4000 SH SOLE 0 0 4000 ISHARES TR EXPANDED TECH 464287515 366 1997 SH SOLE 0 0 1997 ISHARES TR S&P 100 ETF 464287101 293 2542 SH SOLE 0 0 2542 AON PLC SHS CL A G0408V102 212 1434 SH SOLE 0 0 1434 OLD REP INTL CORP COM 680223104 268 12650 SH SOLE 0 0 12650 ARCHER DANIELS MIDLAND CO COM 039483102 1671 38529 SH SOLE 0 0 38529 CEMEX SAB DE CV SPON ADR NEW 151290889 70 13325 SH SOLE 0 0 13325 PUBLIC SVC ENTERPRISE GROUP COM 744573106 270 5200 SH SOLE 0 0 5200 EATON VANCE LTD DUR INCOME F COM 27828H105 11048 902618 SH SOLE 0 0 902618 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1254 31315 SH SOLE 0 0 31315 PAYCHEX INC COM 704326107 543 8054 SH SOLE 0 0 8054 CIGNA CORP NEW COM 125523100 715 3728 SH SOLE 0 0 3728 PNM RES INC COM 69349H107 229 5484 SH SOLE 0 0 5484 NETFLIX INC COM 64110L106 1150 3541 SH SOLE 0 0 3541 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 454 24600 SH SOLE 0 0 24600 ISHARES TR SELECT DIVID ETF 464287168 465 5025 SH SOLE 0 0 5025 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2396 75070 SH SOLE 0 0 75070 DARDEN RESTAURANTS INC COM 237194105 799 7555 SH SOLE 0 0 7555 NVIDIA CORP COM 67066G104 236 1623 SH SOLE 0 0 1623 BHP GROUP LIMITED SPONSORED ADS 088606108 315 6635 SH SOLE 0 0 6635 ATMOS ENERGY CORP COM 049560105 508 5500 SH SOLE 0 0 5500 TD AMERITRADE HLDG CORP COM 87236Y108 336 6514 SH SOLE 0 0 6514 ISHARES TR MRNING SM CP ETF 464288703 3929 29596 SH SOLE 0 0 29596 GALLAGHER ARTHUR J & CO COM 363576109 801 10864 SH SOLE 0 0 10864 DONALDSON INC COM 257651109 229 5000 SH SOLE 0 0 5000 DOVER CORP COM 260003108 202 2611 SH SOLE 0 0 2611 ENTERPRISE PRODS PARTNERS L COM 293792107 27790 1025839 SH SOLE 0 0 1025839 EQUITY RESIDENTIAL SH BEN INT 29476L107 657 9742 SH SOLE 0 0 9742 ALPHABET INC CAP STK CL A 02079K305 1624 1505 SH SOLE 0 0 1505 VANGUARD INDEX FDS VALUE ETF 922908744 7163 71064 SH SOLE 0 0 71064 VANGUARD INDEX FDS MID CAP ETF 922908629 13794 95061 SH SOLE 0 0 95061 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1762 14505 SH SOLE 0 0 14505 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7033 90717 SH SOLE 0 0 90717 TORONTO DOMINION BK ONT COM NEW 891160509 236 4549 SH SOLE 0 0 4549 CHENIERE ENERGY INC COM NEW 16411R208 923 14044 SH SOLE 0 0 14044 NATIONAL FUEL GAS CO N J COM 636180101 351 6470 SH SOLE 0 0 6470 BLACKROCK INC COM 09247X101 280 701 SH SOLE 0 0 701 VANGUARD INDEX FDS SMALL CP ETF 922908751 6248 44371 SH SOLE 0 0 44371 VANGUARD INDEX FDS GROWTH ETF 922908736 15030 107232 SH SOLE 0 0 107232 MARKEL CORP COM 570535104 267 256 SH SOLE 0 0 256 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5640 237394 SH SOLE 0 0 237394 QUANTA SVCS INC COM 74762E102 456 14054 SH SOLE 0 0 14054 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 18719 299835 SH SOLE 0 0 299835 NUVEEN MUN VALUE FD INC COM 670928100 834 86877 SH SOLE 0 0 86877 MACQUARIE INFRASTRUCTURE COR COM 55608B105 5418 133865 SH SOLE 0 0 133865 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1434 8901 SH SOLE 0 0 8901 ISHARES TR MICRO-CAP ETF 464288869 2816 31637 SH SOLE 0 0 31637 ALLIANZGI CONV INCOME FD COM 018828103 75 12705 SH SOLE 0 0 12705 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 256 6292 SH SOLE 0 0 6292 FIDELITY NATL INFORMATION SV COM 31620M106 991 9543 SH SOLE 0 0 9543 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 927 31402 SH SOLE 0 0 31402 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1336 21602 SH SOLE 0 0 21602 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 1742 132480 SH SOLE 0 0 132480 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 258 24788 SH SOLE 0 0 24788 ENBRIDGE INC COM 29250N105 2445 70467 SH SOLE 0 0 70467 QUICKLOGIC CORP COM 74837P108 24 26500 SH SOLE 0 0 26500 MASTERCARD INCORPORATED CL A 57636Q104 321 1629 SH SOLE 0 0 1629 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1216 23970 SH SOLE 0 0 23970 CDN IMPERIAL BK COMM TORONTO COM 136069101 340 4259 SH SOLE 0 0 4259 KIMBALL INTL INC CL B 494274103 841 55314 SH SOLE 0 0 55314 CENTERSTATE BK CORP COM 15201P109 390 17195 SH SOLE 0 0 17195 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 541 36316 SH SOLE 0 0 36316 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 20489 1356910 SH SOLE 0 0 1356910 WISDOMTREE TR INTL LRGCAP DV 97717W794 457 10264 SH SOLE 0 0 10264 WISDOMTREE TR INTL MIDCAP DV 97717W778 241 4046 SH SOLE 0 0 4046 WISDOMTREE TR US LARGECAP DIVD 97717W307 996 11437 SH SOLE 0 0 11437 WISDOMTREE TR US MIDCAP DIVID 97717W505 1867 55752 SH SOLE 0 0 55752 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1399 52831 SH SOLE 0 0 52831 NUVEEN PFD & INCM SECURTIES COM 67072C105 99 11700 SH SOLE 0 0 11700 ISHARES TR CORE S&P TTL STK 464287150 3209 54355 SH SOLE 0 0 54355 VANGUARD INDEX FDS LARGE CAP ETF 922908637 403 3390 SH SOLE 0 0 3390 AMPIO PHARMACEUTICALS INC COM 03209T109 11 22824 SH SOLE 0 0 22824 ARES CAP CORP COM 04010L103 3993 245106 SH SOLE 0 0 245106 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 2785 64183 SH SOLE 0 0 64183 SPDR SERIES TRUST S&P BK ETF 78464A797 423 10629 SH SOLE 0 0 10629 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4557 45614 SH SOLE 0 0 45614 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3500 73373 SH SOLE 0 0 73373 ISHARES TR IBOXX HI YD ETF 464288513 386 4588 SH SOLE 0 0 4588 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 382 4857 SH SOLE 0 0 4857 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 248 7926 SH SOLE 0 0 7926 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3526 44542 SH SOLE 0 0 44542 INVESCO DB MLTI SECTR CMMTY OIL FD 46140H403 143 14712 SH SOLE 0 0 14712 ISHARES TR MSCI KLD400 SOC 464288570 508 5254 SH SOLE 0 0 5254 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 6748 147666 SH SOLE 0 0 147666 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4914 154868 SH SOLE 0 0 154868 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 435 4796 SH SOLE 0 0 4796 ISHARES TR S&P US PFD STK 464288687 2612 74164 SH SOLE 0 0 74164 TE CONNECTIVITY LTD REG SHS H84989104 2863 36647 SH SOLE 0 0 36647 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1672 16015 SH SOLE 0 0 16015 WISDOMTREE TR US EARNINGS 500 97717W588 576 19699 SH SOLE 0 0 19699 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 677 17400 SH SOLE 0 0 17400 ARCHROCK INC COM 03957W106 320 33254 SH SOLE 0 0 33254 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 374 3768 SH SOLE 0 0 3768 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 4101 84150 SH SOLE 0 0 84150 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 1297 28158 SH SOLE 0 0 28158 WISDOMTREE TR US SMALLCP ERNGS 97717W562 484 13908 SH SOLE 0 0 13908 WISDOMTREE TR US MIDCP EARNING 97717W570 356 9680 SH SOLE 0 0 9680 WISDOMTREE TR EMG MKTS SMCAP 97717W281 621 14168 SH SOLE 0 0 14168 ISHARES TR JPMORGAN USD EMG 464288281 351 3330 SH SOLE 0 0 3330 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 18346 491449 SH SOLE 0 0 491449 FIRST MERCHANTS CORP COM 320817109 529 14336 SH SOLE 0 0 14336 BANK AMER CORP 7.25 CNV PFD L 060505682 213 168 SH SOLE 0 0 168 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1561 28581 SH SOLE 0 0 28581 FIRST TR S&P REIT INDEX FD COM 33734G108 1713 76310 SH SOLE 0 0 76310 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1725 29481 SH SOLE 0 0 29481 ISHARES TR EAFE SML CP ETF 464288273 244 4460 SH SOLE 0 0 4460 ISHARES TR GLB INFRASTR ETF 464288372 1223 29597 SH SOLE 0 0 29597 VISA INC COM CL A 92826C839 1090 7863 SH SOLE 0 0 7863 PHILIP MORRIS INTL INC COM 718172109 376 5510 SH SOLE 0 0 5510 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 1695 25682 SH SOLE 0 0 25682 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 265 8715 SH SOLE 0 0 8715 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 233 5450 SH SOLE 0 0 5450 INVESCO EXCHNG TRADED FD TR FRONTIER MKTS 46138E776 544 43082 SH SOLE 0 0 43082 ISHARES TR MSCI ACWI ETF 464288257 413 6181 SH SOLE 0 0 6181 CHROMADEX CORP COM NEW 171077407 52 15000 SH SOLE 0 0 15000 WELLS FARGO CO NEW PERP PFD CNV A 949746804 857 660 SH SOLE 0 0 660 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 696 8372 SH SOLE 0 0 8372 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 733 29610 SH SOLE 0 0 29610 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 645 10338 SH SOLE 0 0 10338 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 275 9252 SH SOLE 0 0 9252 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 448 5741 SH SOLE 0 0 5741 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 307 12438 SH SOLE 0 0 12438 SOLAR CAP LTD COM 83413U100 1890 94380 SH SOLE 0 0 94380 MAIN STREET CAPITAL CORP COM 56035L104 380 10520 SH SOLE 0 0 10520 UBS AG JERSEY BRH ALERIAN INFRST 902641646 1081 48981 SH SOLE 0 0 48981 COOPER STD HLDGS INC COM 21676P103 284 4000 SH SOLE 0 0 4000 ALPS ETF TR ALERIAN MLP 00162Q866 3404 349138 SH SOLE 0 0 349138 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 18170 76346 SH SOLE 0 0 76346 HOWARD HUGHES CORP COM 44267D107 828 7913 SH SOLE 0 0 7913 TARGA RES CORP COM 87612G101 3411 79643 SH SOLE 0 0 79643 SCHWAB STRATEGIC TR US REIT ETF 808524847 1783 44654 SH SOLE 0 0 44654 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 326 6412 SH SOLE 0 0 6412 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 1253 33846 SH SOLE 0 0 33846 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 969 40538 SH SOLE 0 0 40538 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 274 8097 SH SOLE 0 0 8097 MARATHON PETE CORP COM 56585A102 1129 17736 SH SOLE 0 0 17736 ISHARES INC EM MKT SM-CP ETF 464286475 418 9667 SH SOLE 0 0 9667 FLEXSHARES TR MORNSTAR UPSTR 33939L407 796 25682 SH SOLE 0 0 25682 FLEXSHARES TR IBOXX 3R TARGT 33939L506 648 27113 SH SOLE 0 0 27113 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 215 4139 SH SOLE 0 0 4139 ISHARES INC MSCI FRNTR100ETF 464286145 1154 42086 SH SOLE 0 0 42086 PHILLIPS 66 COM 718546104 254 2732 SH SOLE 0 0 2732 U S SILICA HLDGS INC COM 90346E103 164 13352 SH SOLE 0 0 13352 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 433 20501 SH SOLE 0 0 20501 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 486 23064 SH SOLE 0 0 23064 FACEBOOK INC CL A 30303M102 1195 8288 SH SOLE 0 0 8288 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1791 40008 SH SOLE 0 0 40008 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 1552 67783 SH SOLE 0 0 67783 COHEN & STEERS LTD DUR PFD I COM 19248C105 7399 332854 SH SOLE 0 0 332854 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 873 40608 SH SOLE 0 0 40608 ISHARES INC CORE MSCI EMKT 46434G103 2186 44363 SH SOLE 0 0 44363 ISHARES TR CORE MSCI TOTAL 46432F834 605 11000 SH SOLE 0 0 11000 MONROE CAP CORP COM 610335101 706 64803 SH SOLE 0 0 64803 MPLX LP COM UNIT REP LTD 55336V100 11074 329587 SH SOLE 0 0 329587 ISHARES TR CORE MSCI EAFE 46432F842 248 4301 SH SOLE 0 0 4301 DIAMONDBACK ENERGY INC COM 25278X109 310 2922 SH SOLE 0 0 2922 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 452 9406 SH SOLE 0 0 9406 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 930 29765 SH SOLE 0 0 29765 ABBVIE INC COM 00287Y109 1282 14539 SH SOLE 0 0 14539 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1023 71770 SH SOLE 0 0 71770 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 480 21708 SH SOLE 0 0 21708 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1399 76140 SH SOLE 0 0 76140 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 200 22022 SH SOLE 0 0 22022 EMERGE ENERGY SVCS LP COM REP PARTN 29102H108 97 35492 SH SOLE 0 0 35492 ISHARES TR USA MOMENTUM FCT 46432F396 4992 48471 SH SOLE 0 0 48471 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 452 8352 SH SOLE 0 0 8352 FLEXSHARES TR INTL QLTDV IDX 33939L837 1067 48528 SH SOLE 0 0 48528 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 455 21923 SH SOLE 0 0 21923 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 456 22081 SH SOLE 0 0 22081 ISHARES TR USA QUALITY FCTR 46432F339 1451 18238 SH SOLE 0 0 18238 FLEXSHARES TR STOXX GLOBR INF 33939L795 1015 22081 SH SOLE 0 0 22081 FLEXSHARES TR GLB QLT R/E IDX 33939L787 1305 22467 SH SOLE 0 0 22467 ALPHABET INC CAP STK CL C 02079K107 918 858 SH SOLE 0 0 858 PENNYMAC CORP NOTE 5.375 5/0 70932AAB9 198 200000 PRN SOLE 0 0 200000 ECLIPSE RES CORP COM 27890G100 147 145490 SH SOLE 0 0 145490 ISHARES TR GLOBAL REIT ETF 46434V647 658 26903 SH SOLE 0 0 26903 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 841 14052 SH SOLE 0 0 14052 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 345 2275 SH SOLE 0 0 2275 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 549 30750 SH SOLE 0 0 30750 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 456 22579 SH SOLE 0 0 22579 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1788 93537 SH SOLE 0 0 93537 KIMBALL ELECTRONICS INC COM 49428J109 728 45855 SH SOLE 0 0 45855 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 429 21462 SH SOLE 0 0 21462 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 2213 43305 SH SOLE 0 0 43305 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1626 146661 SH SOLE 0 0 146661 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1496 31482 SH SOLE 0 0 31482 INNOVATOR ETFS TR IBD 50 ETF 45782C102 3065 104135 SH SOLE 0 0 104135 TALLGRASS ENERGY LP CLASS A SHS 874696107 1146 48752 SH SOLE 0 0 48752 ISHARES TR MLTFCTR INTL SML 46434V266 930 34066 SH SOLE 0 0 34066 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 419 21267 SH SOLE 0 0 21267 ISHARES TR INTL VALUE FACTR 46435G409 603 26161 SH SOLE 0 0 26161 BIOPHARMX CORP COM 09072X101 4 32462 SH SOLE 0 0 32462 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 430 23013 SH SOLE 0 0 23013 ISHARES TR CORE MSCI INTL 46435G326 450 8809 SH SOLE 0 0 8809 DOWDUPONT INC COM 26078J100 1171 21040 SH SOLE 0 0 21040 PQ GROUP HLDGS INC COM 73943T103 478 31833 SH SOLE 0 0 31833 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 430 22722 SH SOLE 0 0 22722 GENERAL ELECTRIC CO COM 369604103 10 8000 SH Call SOLE 0 0 8000 ETF SER SOLUTIONS APTUS FORTIFIED 26922A610 866 34637 SH SOLE 0 0 34637 GENERAL ELECTRIC CO COM 369604103 0 2000 SH Call SOLE 0 0 2000 VANGUARD WELLINGTON FD US MOMENTUM 921935508 346 4796 SH SOLE 0 0 4796 EVERGY INC COM 30034W106 442 7768 SH SOLE 0 0 7768 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 272 12629 SH SOLE 0 0 12629 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 801 34174 SH SOLE 0 0 34174 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 855 36739 SH SOLE 0 0 36739 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 212 10719 SH SOLE 0 0 10719 INVESCO EXCH TRD SLF IDX FD BULLSHS 24 USD 46138J650 219 8758 SH SOLE 0 0 8758 INVESCO EXCH TRD SLF IDX FD BULLSHS 22 USD 46138J676 218 8685 SH SOLE 0 0 8685 INVESCO EXCH TRD SLF IDX FD BULLSHS 21 USD 46138J684 217 8686 SH SOLE 0 0 8686 INVESCO EXCH TRD SLF IDX FD BULLSHS 23 USD 46138J668 218 8735 SH SOLE 0 0 8735