Managing Member

0001144204-16-096314.txt : 20160426 0001144204-16-096314.hdr.sgml : 20160426 20160426155236 ACCESSION NUMBER: 0001144204-16-096314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 EFFECTIVENESS DATE: 20160426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 161591984 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4110 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 03-31-2016 03-31-2016 false Chicago Partners Investment Group LLC

1 North Wacker Drive Suite 4110 Chicago IL 60606

13F HOLDINGS REPORT 028-16932 N James Hagedorn Managing Member 312-284-6363 /s/ James Hagedorn Chicago IL 04-25-2016 0 440 193000 INFORMATION TABLE 2 infotable.xml THE ADT CORPORATION COM 00101J106 38 917 SH SOLE 917 0 0 ALPS ETF TR US EQTHIVOLPT WR 00162Q734 78 3900 SH SOLE 3900 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1274 116666 SH SOLE 116666 0 0 AMC NETWORKS INC CL A 00164V103 260 4004 SH SOLE 4004 0 0 AT&T INC COM 00206R102 294 7498 SH SOLE 7498 0 0 ABBOTT LABS COM 002824100 109 2600 SH SOLE 2600 0 0 ABBVIE INC COM 00287Y109 7 128 SH SOLE 128 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 44 3355 SH SOLE 3355 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 174 4741 SH SOLE 4741 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 47 600 SH SOLE 600 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 197 16937 SH SOLE 16937 0 0 ALLIANT ENERGY CORP COM 018802108 39 529 SH SOLE 529 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 35 4459 SH SOLE 4459 0 0 ALLIANZGI NFJ DIVID INT & PR COM 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RATE TR COM 72369J102 9 822 SH SOLE 822 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2799 133491 SH SOLE 133491 0 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 181 20817 SH SOLE 20817 0 0 POLARIS INDS INC COM 731068102 1516 15390 SH SOLE 15390 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 4 200 SH SOLE 200 0 0 POST HLDGS INC COM 737446104 8 113 SH SOLE 113 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8 77 SH SOLE 77 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 100 7531 SH SOLE 7531 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 680 30955 SH SOLE 30955 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 45 509 SH SOLE 509 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 0 2 SH SOLE 2 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 121 5042 SH SOLE 5042 0 0 PRESS GANEY HLDGS INC COM 74113L102 6 200 SH SOLE 200 0 0 PROCTER & GAMBLE CO COM 742718109 470 5709 SH SOLE 5709 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 8 100 SH SOLE 100 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 28 3870 SH SOLE 3870 0 0 PRUDENTIAL FINL INC COM 744320102 3 42 SH SOLE 42 0 0 QUALCOMM INC COM 747525103 3 65 SH SOLE 65 0 0 QUANTA SVCS INC COM 74762E102 317 14054 SH SOLE 14054 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 10 150 SH SOLE 150 0 0 REXNORD CORP NEW COM 76169B102 59 2900 SH SOLE 2900 0 0 RIO TINTO PLC SPONSORED ADR 767204100 6 220 SH SOLE 220 0 0 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 16 1376 SH SOLE 1376 0 0 ROSS STORES INC COM 778296103 100 1735 SH SOLE 1735 0 0 ROYCE VALUE TR INC COM 780910105 23 1927 SH SOLE 1927 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 296 3724 SH SOLE 3724 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 279 1357 SH SOLE 1357 0 0 SPX CORP COM 784635104 2 138 SH SOLE 138 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 88 747 SH SOLE 747 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 579 13395 SH SOLE 13395 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 103 3000 SH SOLE 3000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6032 22960 SH SOLE 22960 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 115 4467 SH SOLE 4467 0 0 SPX FLOW INC COM 78469X107 3 138 SH SOLE 138 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 3 99 SH SOLE 99 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 30 603 SH SOLE 603 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 22 458 SH SOLE 458 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 81 1987 SH SOLE 1987 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 62 1195 SH SOLE 1195 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 400 19270 SH SOLE 19270 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 705 26011 SH SOLE 26011 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1322 31929 SH SOLE 31929 0 0 SEMPRA ENERGY COM 816851109 208 2000 SH SOLE 2000 0 0 SERES THERAPEUTICS INC COM 81750R102 3 100 SH SOLE 100 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 4067 111079 SH SOLE 111079 0 0 SILVER WHEATON CORP COM 828336107 16 960 SH SOLE 960 0 0 SOLAR CAP LTD COM 83413U100 1387 80264 SH SOLE 80264 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 31 2361 SH SOLE 2361 0 0 SPECTRA ENERGY CORP COM 847560109 288 9406 SH SOLE 9406 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 11 220 SH SOLE 220 0 0 STANLEY BLACK & DECKER INC COM 854502101 13 127 SH SOLE 127 0 0 STARZ COM SER A 85571Q102 11 400 SH SOLE 400 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 23 946 SH SOLE 946 0 0 STORE CAP CORP COM 862121100 6 250 SH SOLE 250 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 5 178 SH SOLE 178 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 52 3034 SH SOLE 3034 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 104 4131 SH SOLE 4131 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 15 2877 SH SOLE 2877 0 0 TALLGRASS ENERGY GP LP SHS CL A 874696107 206 11169 SH SOLE 11169 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 246 6416 SH SOLE 6416 0 0 TARGA RES CORP COM 87612G101 684 22896 SH SOLE 22896 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 1594 34920 SH SOLE 34920 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17 320 SH SOLE 320 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 7 49 SH SOLE 49 0 0 TEXTURA CORP COM 883211104 275 14742 SH SOLE 14742 0 0 TIDEWATER INC COM 886423102 37 5372 SH SOLE 5372 0 0 TIME INC NEW COM 887228104 1 56 SH SOLE 56 0 0 TIME WARNER INC COM NEW 887317303 7 95 SH SOLE 95 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 22 892 SH SOLE 892 0 0 TRANSCANADA CORP COM 89353D107 43 1086 SH SOLE 1086 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 65 1769 SH SOLE 1769 0 0 TRI CONTL CORP COM 895436103 47 2377 SH SOLE 2377 0 0 2U INC COM 90214J101 7 300 SH SOLE 300 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 289 12006 SH SOLE 12006 0 0 UGI CORP NEW COM 902681105 9 225 SH SOLE 225 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 466 39632 SH SOLE 39632 0 0 US BANCORP DEL COM NEW 902973304 93 2300 SH SOLE 2300 0 0 U S SILICA HLDGS INC COM 90346E103 346 15212 SH SOLE 15212 0 0 UNION PAC CORP COM 907818108 333 4180 SH SOLE 4180 0 0 UNITED BANKSHARES INC WEST V COM 909907107 213 5808 SH SOLE 5808 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 40 4117 SH SOLE 4117 0 0 VWR CORP COM 91843L103 5 200 SH SOLE 200 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 4 150 SH SOLE 150 0 0 VALE S A ADR 91912E105 3 814 SH SOLE 814 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 118 2483 SH SOLE 2483 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 89 1980 SH SOLE 1980 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 121 1400 SH SOLE 1400 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 116 1440 SH SOLE 1440 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 131 1584 SH SOLE 1584 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 170 1819 SH SOLE 1819 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 68 1570 SH SOLE 1570 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 780 22546 SH SOLE 22546 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 4 39 SH SOLE 39 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 24 219 SH SOLE 219 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 340 3914 SH SOLE 3914 0 0 VENTAS INC COM 92276F100 14 215 SH SOLE 215 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5512 29230 SH SOLE 29230 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3093 35506 SH SOLE 35506 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 20 198 SH SOLE 198 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2737 32656 SH SOLE 32656 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 21 174 SH SOLE 174 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 881 8650 SH SOLE 8650 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1870 15426 SH SOLE 15426 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 233 2476 SH SOLE 2476 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5032 47274 SH SOLE 47274 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 976 11849 SH SOLE 11849 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3018 27072 SH SOLE 27072 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 93 890 SH SOLE 890 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 270 4987 SH SOLE 4987 0 0 VERITIV CORP COM 923454102 86 2316 SH SOLE 2316 0 0 VISA INC COM CL A 92826C839 342 4470 SH SOLE 4470 0 0 W P CAREY INC COM 92936U109 87 1397 SH SOLE 1397 0 0 WAL-MART STORES INC COM 931142103 8 122 SH SOLE 122 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 25 295 SH SOLE 295 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 150 5125 SH SOLE 5125 0 0 WASTE MGMT INC DEL COM 94106L109 30 500 SH SOLE 500 0 0 WELLS FARGO & CO NEW COM 949746101 493 10197 SH SOLE 10197 0 0 WELLTOWER INC COM 95040Q104 15 215 SH SOLE 215 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 8 495 SH SOLE 495 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 264 7405 SH SOLE 7405 0 0 WEYERHAEUSER CO COM 962166104 94 3024 SH SOLE 3024 0 0 WHIRLPOOL CORP COM 963320106 18 100 SH SOLE 100 0 0 WHITEWAVE FOODS CO COM 966244105 72 1777 SH SOLE 1777 0 0 WILLIAMS COS INC DEL COM 969457100 494 30758 SH SOLE 30758 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 2266 110831 SH SOLE 110831 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 186 4929 SH SOLE 4929 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 144 1966 SH SOLE 1966 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 11 314 SH SOLE 314 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 0 0 SH SOLE 0 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 163 1895 SH SOLE 1895 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 72 937 SH SOLE 937 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 44 489 SH SOLE 489 0 0 WISDOMTREE TR EARNING 500 FD 97717W588 67 960 SH SOLE 960 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 53 773 SH SOLE 773 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 53 893 SH SOLE 893 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 902 16166 SH SOLE 16166 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 44 1054 SH SOLE 1054 0 0 WOODWARD INC COM 980745103 30 579 SH SOLE 579 0 0 XCEL ENERGY INC COM 98389B100 205 4892 SH SOLE 4892 0 0 XEROX CORP COM 984121103 3 300 SH SOLE 300 0 0 YAHOO INC COM 984332106 4 100 SH SOLE 100 0 0 ZOETIS INC CL A 98978V103 340 7674 SH SOLE 7674 0 0 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 23 1920 SH SOLE 1920 0 0 ABENGOA YIELD PLC ORD SHS G00349103 119 6686 SH SOLE 6686 0 0 ALLERGAN PLC SHS G0177J108 0 0 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 383 3318 SH SOLE 3318 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 92 3962 SH SOLE 3962 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 6368 151143 SH SOLE 151143 0 0 MARKIT LTD SHS G58249106 5 150 SH SOLE 150 0 0 PROTHENA CORP PLC SHS G72800108 251 6096 SH SOLE 6096 0 0 PENTAIR PLC SHS G7S00T104 34 630 SH SOLE 630 0 0 CHUBB LIMITED COM H1467J104 21 180 SH SOLE 180 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 14 2400 SH SOLE 2400 0 0