0001562810-12-000010.txt : 20121206
0001562810-12-000010.hdr.sgml : 20121206
20121206121756
ACCESSION NUMBER: 0001562810-12-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100630
FILED AS OF DATE: 20121206
DATE AS OF CHANGE: 20121206
EFFECTIVENESS DATE: 20121206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alken Asset Management LLP
CENTRAL INDEX KEY: 0001562810
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15082
FILM NUMBER: 121245873
BUSINESS ADDRESS:
STREET 1: 3RD FLOOR
STREET 2: 61 CONDUIT STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2GB
BUSINESS PHONE: 00442074401900
MAIL ADDRESS:
STREET 1: 3RD FLOOR
STREET 2: 61 CONDUIT STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2GB
13F-HR
1
2010063013fhr.txt
ALKEN AM 13F HR 20100630
ALKEN ASSET MANAGEMENT LLP
DATE: 30/06/2010
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 30/06/2010
Check here if Amendment [_]; Amendment Number: __________
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alken Asset Management LLP
Address: 3rd Floor, 61 Conduit Street
London W1S 2GB, United Kingdom
Form 13F File Number: 28-15082
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Arnaud Delaune
Title: Compliance Officer
Phone: +44 20 7440 1915
Signature, Place, and Date of Signing:
(s) Arnaud Delaune London, UK 30/06/2010
-------------- ------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings
of this reporting manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are
in this report, and all holdings are reported by other
reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion
of the holdings for this reporting manager are reported
in this report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
--------------------- -----
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 4
Form 13F Information Table Value Total: 195,740 ($ thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with
respect to which this report is filed, other than the manager
filing this report.
[If there are no entries in this list, state "NONE" and omit
the column headings and list entries.]
NONE
ALKEN ASSET MANAGEMENT LLP
FORM 13F INFORMATION TABLE
DATE: 30/06/2010
Title Shares or Voting Authority
of Market Value Principal Investment Other ------------------------
Name of Issuer Class CUSIP (x $ 1,000) Amount Discretion Managers Sole Shared None
-------------- ------------- ----------- --------------- ----------- ---------- -------- ------ ---------- ------
ALTRIA GROUP INC Common Stock 02209S103 67,331 3,359,847 Sole 3,359,847
APPLE INC Common Stock 037833100 23,829 94,736 Sole 94,736
REYNOLDS AMERICAN INC Common Stock 761713106 76,664 1,470,917 Sole 1,470,917
TEVA PHARMACEUTICAL-SP A ADR 881624209 27,916 536,949 Sole 536,949
Total 195,740