0000732812-18-000048.txt : 20181114
0000732812-18-000048.hdr.sgml : 20181114
20181114154339
ACCESSION NUMBER: 0000732812-18-000048
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital International Investors
CENTRAL INDEX KEY: 0001562230
IRS NUMBER: 951411037
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15076
FILM NUMBER: 181183268
BUSINESS ADDRESS:
STREET 1: 333 S. HOPE STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-486-9200
MAIL ADDRESS:
STREET 1: 333 S. HOPE STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Capital Research & Management Co - Division 3
DATE OF NAME CHANGE: 20121114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001562230
XXXXXXXX
09-30-2018
09-30-2018
Capital International Investors
333 S. HOPE STREET
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-15076
N
Robert W. Lovelace
Partner
213-486-9200
Robert W. Lovelace
Los Angeles
CA
11-14-2018
2
379
218362571
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cii.xml
ABBOTT LABORATORIES
COMMON STOCK
002824100
1457640
19869687SH
DFND
1,2
1986968700
ABBVIE INC
COMMON STOCK
00287Y109
2609902
27594648SH
DFND
1,2
2759464800
ACACIA COMMUNICATIONS INC
COMMON STOCK
00401C108
7401
178899SH
DFND
1,2
17889900
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
862595
5068124SH
DFND
1,2
506812400
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
754754
9072649SH
DFND
1,2
907264900
ADAPTIMMUNE THERAPEUTICS PLC ADR
COMMON STOCK
00653A107
5343
394000SH
DFND
1,2
39400000
ADVANCED DISPOSAL SERVICES INC
COMMON STOCK
00790X101
44100
1628500SH
DFND
1,2
162850000
AES CORP (THE)
COMMON STOCK
00130H105
440222
31444457SH
DFND
1,2
3144445700
AETNA INC
COMMON STOCK
00817Y108
2549565
12568723SH
DFND
1,2
1256872300
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
238796
3096422SH
DFND
1,2
309642200
AIR LEASE CORP CL A
COMMON STOCK
00912X302
18031
393000SH
DFND
1,2
39300000
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
342085
2047800SH
DFND
1,2
204780000
ALASKA AIR GROUP INC
COMMON STOCK
011659109
54117
785900SH
DFND
1,2
78590000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
219268
1330830SH
DFND
1,2
133083000
ALLAKOS INC
COMMON STOCK
01671P100
37447
832335SH
DFND
1,2
83233500
ALPHABET INC CL A
COMMON STOCK
02079K305
1944958
1611292SH
DFND
1,2
161129200
ALPHABET INC CL C
COMMON STOCK
02079K107
4636889
3885216SH
DFND
1,2
388521600
ALTABA INC
FUNDS - EQUITY
021346101
53763
789243SH
DFND
1,2
78924300
ALTERYX INC CL A
COMMON STOCK
02156B103
32953
576000SH
DFND
1,2
57600000
ALTRIA GROUP INC
COMMON STOCK
02209S103
1929445
31992124SH
DFND
1,2
3199212400
AMAZON.COM INC
COMMON STOCK
023135106
9099074
4542723SH
DFND
1,2
454272300
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
469281
29220456SH
DFND
1,2
2922045600
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
698240
13114943SH
DFND
1,2
1311494300
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
571909
3936057SH
DFND
1,2
393605700
AMGEN INC
COMMON STOCK
031162100
2299506
11093182SH
DFND
1,2
1109318200
ANALOG DEVICES INC
COMMON STOCK
032654105
558403
6039400SH
DFND
1,2
603940000
ANAPTYSBIO INC
COMMON STOCK
032724106
14467
145000SH
DFND
1,2
14500000
AON PLC CL A
COMMON STOCK
G0408V102
710194
4618244SH
DFND
1,2
461824400
APOLLO GLOBAL MANAGEMENT LLC CL A
COMMON STOCK
037612306
71968
2083000SH
DFND
1,2
208300000
APPLE INC
COMMON STOCK
037833100
943070
4177684SH
DFND
1,2
417768400
APPLIED MATERIALS INC
COMMON STOCK
038222105
338188
8750000SH
DFND
1,2
875000000
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
393068
13185776SH
DFND
1,2
1318577600
ARES MANAGEMENT LP (LIMITED VOTING)
COMMON STOCK
04014Y101
44311
1909975SH
DFND
1,2
190997500
ARISTA NETWORKS INC
COMMON STOCK
040413106
416263
1565722SH
DFND
1,2
156572200
ASGN INC
COMMON STOCK
00191U102
250613
3175125SH
DFND
1,2
317512500
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
1339657
7125076SH
DFND
1,2
712507600
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
385910
9752587SH
DFND
1,2
975258700
ATANDT INC
COMMON STOCK
00206R102
32708
974033SH
DFND
1,2
97403300
AUTOLUS THERAPEUTICS PLC ADR
COMMON STOCK
05280R100
14745
488888SH
DFND
1,2
48888800
AVON PRODUCTS INC
COMMON STOCK
054303102
29038
13199000SH
DFND
1,2
1319900000
AXON ENTERPRISE INC
COMMON STOCK
05464C101
8732
127599SH
DFND
1,2
12759900
BAIDU INC A ADR
COMMON STOCK
056752108
517631
2263560SH
DFND
1,2
226356000
BAKER HUGHES (A GE CO CL A)
COMMON STOCK
05722G100
546814
16163579SH
DFND
1,2
1616357900
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
1098357
21540635SH
DFND
1,2
2154063500
BANK OF NOVA SCOTIA (THE)
COMMON STOCK
064149107
60056
1007545SH
DFND
1,2
100754500
BANK OF NT BUTTERFIELD AND SON LTD (THE) (USD)
COMMON STOCK
G0772R208
22300
430000SH
DFND
1,2
43000000
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
40310
3638120SH
DFND
1,2
363812000
BAUSCH HEALTH COMPANIES INC (USD)
COMMON STOCK
071734107
23103
900000SH
DFND
1,2
90000000
BCE INC
COMMON STOCK
05534B760
86970
2146503SH
DFND
1,2
214650300
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
1020800
3190SH
DFND
1,2
319000
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
912725
4262879SH
DFND
1,2
426287900
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
204025
2104003SH
DFND
1,2
210400300
BLACKROCK INC
COMMON STOCK
09247X101
477939
1014022SH
DFND
1,2
101402200
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
82710
2172000SH
DFND
1,2
217200000
BLUEBIRD BIO INC
COMMON STOCK
09609G100
476053
3260636SH
DFND
1,2
326063600
BOEING CO
COMMON STOCK
097023105
1802956
4847958SH
DFND
1,2
484795800
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
926518
466995SH
DFND
1,2
46699500
BORGWARNER INC
COMMON STOCK
099724106
192510
4500000SH
DFND
1,2
450000000
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
45893
1192025SH
DFND
1,2
119202500
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
0
7SH
DFND
1,2
700
BROADCOM INC
COMMON STOCK
11135F101
6787485
27509769SH
DFND
1,2
2750976900
BROOKFIELD PROPERTY PARTNERS LP
COMMON STOCK
G16249107
59371
2842054SH
DFND
1,2
284205400
CACTUS INC CL A
COMMON STOCK
127203107
19676
514000SH
DFND
1,2
51400000
CANADA GOOSE HOLDINGS INC S/V
COMMON STOCK
135086106
28986
450000SH
DFND
1,2
45000000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
342506
10484015SH
DFND
1,2
1048401500
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
259357
2732091SH
DFND
1,2
273209100
CARBON BLACK INC
COMMON STOCK
14081R103
3256
153723SH
DFND
1,2
15372300
CARDINAL HEALTH INC
COMMON STOCK
14149Y108
42957
795500SH
DFND
1,2
79550000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
98095
1538267SH
DFND
1,2
153826700
CBS CORP CL B N/V
COMMON STOCK
124857202
229157
3988800SH
DFND
1,2
398880000
CELANESE CORP
COMMON STOCK
150870103
227685
1997233SH
DFND
1,2
199723300
CENOVUS ENERGY INC
COMMON STOCK
15135U109
291904
29070000SH
DFND
1,2
2907000000
CENTENE CORP
COMMON STOCK
15135B101
1012845
6995753SH
DFND
1,2
699575300
CENTERSTATE BANK CORP
COMMON STOCK
15201P109
37594
1340236SH
DFND
1,2
134023600
CERIDIAN HCM HOLDING INC
COMMON STOCK
15677J108
29421
700000SH
DFND
1,2
70000000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
174826
1785400SH
DFND
1,2
178540000
CHARLES SCHWAB CORP
COMMON STOCK
808513105
79520
1617900SH
DFND
1,2
161790000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
1197302
3674059SH
DFND
1,2
367405900
CHEVRON CORP
COMMON STOCK
166764100
2905102
23757783SH
DFND
1,2
2375778300
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
335622
738410SH
DFND
1,2
73841000
CHUBB LTD
COMMON STOCK
H1467J104
2382726
17829438SH
DFND
1,2
1782943800
CHURCH AND DWIGHT CO INC
COMMON STOCK
171340102
484014
8152500SH
DFND
1,2
815250000
CIMAREX ENERGY CO
COMMON STOCK
171798101
418230
4500000SH
DFND
1,2
450000000
CISCO SYSTEMS INC
COMMON STOCK
17275R102
107035
2200106SH
DFND
1,2
220010600
CIT GROUP INC
COMMON STOCK
125581801
92642
1795044SH
DFND
1,2
179504400
CLOVIS ONCOLOGY INC
COMMON STOCK
189464100
3495
119000SH
DFND
1,2
11900000
CME GROUP INC CL A
COMMON STOCK
12572Q105
2625554
15425378SH
DFND
1,2
1542537800
CMS ENERGY CORP
COMMON STOCK
125896100
133939
2733443SH
DFND
1,2
273344300
CNOOC LTD ADR
COMMON STOCK
126132109
7910
40116SH
DFND
1,2
4011600
CNX RESOURCES CORP
COMMON STOCK
12653C108
89223
6235000SH
DFND
1,2
623500000
COCA-COLA CO
COMMON STOCK
191216100
2919050
63196570SH
DFND
1,2
6319657000
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
66566
994261SH
DFND
1,2
99426100
COMCAST CORP CL A
COMMON STOCK
20030N101
4343930
122675220SH
DFND
1,2
12267522000
COMMSCOPE HOLDING CO INC
COMMON STOCK
20337X109
288437
9377000SH
DFND
1,2
937700000
CONCHO RESOURCES INC
COMMON STOCK
20605P101
825616
5405015SH
DFND
1,2
540501500
CONOCOPHILLIPS
COMMON STOCK
20825C104
576692
7450806SH
DFND
1,2
745080600
CONSOL ENERGY INC
COMMON STOCK
20854L108
31806
779375SH
DFND
1,2
77937500
CONSTELLATION BRANDS INC CL A
COMMON STOCK
21036P108
15093
70000SH
DFND
1,2
7000000
CORE LABORATORIES
COMMON STOCK
N22717107
48876
421963SH
DFND
1,2
42196300
COSAN LTD CL A
COMMON STOCK
G25343107
3829
569000SH
DFND
1,2
56900000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
571095
2431435SH
DFND
1,2
243143500
COVANTA HOLDING CORP
COMMON STOCK
22282E102
32822
2019800SH
DFND
1,2
201980000
CREDICORP LTD
COMMON STOCK
G2519Y108
78815
353303SH
DFND
1,2
35330300
CREE INC
COMMON STOCK
225447101
3198
84442SH
DFND
1,2
8444200
CRISPR THERAPEUTICS AG
COMMON STOCK
H17182108
6120
138000SH
DFND
1,2
13800000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
1342068
12054867SH
DFND
1,2
1205486700
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
132695
122187SH
DFND
1,2
12218700
CRYOLIFE INC
COMMON STOCK
228903100
8173
232174SH
DFND
1,2
23217400
CSX CORP
COMMON STOCK
126408103
557113
7523468SH
DFND
1,2
752346800
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
245672
6609425SH
DFND
1,2
660942500
CURTISS-WRIGHT CORP
COMMON STOCK
231561101
11809
85934SH
DFND
1,2
8593400
CVS HEALTH CORP
COMMON STOCK
126650100
721192
9161488SH
DFND
1,2
916148800
DANAHER CORP
COMMON STOCK
235851102
308842
2842280SH
DFND
1,2
284228000
DEERE AND CO
COMMON STOCK
244199105
1028001
6838296SH
DFND
1,2
683829600
DEUTSCHE BANK AG NAMEN
COMMON STOCK
D18190898
49257
4316708SH
DFND
1,2
431670800
DEXCOM INC
COMMON STOCK
252131107
475951
3327400SH
DFND
1,2
332740000
DIAMONDBACK ENERGY INC
COMMON STOCK
25278X109
155469
1150000SH
DFND
1,2
115000000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
447207
3975881SH
DFND
1,2
397588100
DILLARDS INC CL A
COMMON STOCK
254067101
129778
1700000SH
DFND
1,2
170000000
DIPLOMAT PHARMACY INC
COMMON STOCK
25456K101
99092
5105191SH
DFND
1,2
510519100
DOMINO'S PIZZA INC
COMMON STOCK
25754A201
59744
202661SH
DFND
1,2
20266100
DOWDUPONT INC
COMMON STOCK
26078J100
2037010
31674850SH
DFND
1,2
3167485000
DUKE ENERGY CORP
COMMON STOCK
26441C204
91852
1147857SH
DFND
1,2
114785700
EATON CORP PLC
COMMON STOCK
G29183103
208721
2406564SH
DFND
1,2
240656400
EDISON INTERNATIONAL
COMMON STOCK
281020107
753705
11136310SH
DFND
1,2
1113631000
EDITAS MEDICINE INC
COMMON STOCK
28106W103
4837
152000SH
DFND
1,2
15200000
ELANCO ANIMAL HEALTH INC
COMMON STOCK
28414H103
50724
1453839SH
DFND
1,2
145383900
ELI LILLY AND CO
COMMON STOCK
532457108
1098541
10237075SH
DFND
1,2
1023707500
ENBRIDGE INC
COMMON STOCK
29250N105
3260806
101014233SH
DFND
1,2
10101423300
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
7829
1012800SH
DFND
1,2
101280000
ENSCO PLC CL A
COMMON STOCK
G3157S106
170047
20147782SH
DFND
1,2
2014778200
EOG RESOURCES INC
COMMON STOCK
26875P101
2590507
20306554SH
DFND
1,2
2030655400
EPAM SYSTEMS INC
COMMON STOCK
29414B104
27127
197000SH
DFND
1,2
19700000
EQUIFAX INC
COMMON STOCK
294429105
845490
6475374SH
DFND
1,2
647537400
EQUINIX INC (REIT)
COMMON STOCK
29444U700
157813
364556SH
DFND
1,2
36455600
ESSENT GROUP LTD
COMMON STOCK
G3198U102
4204
95000SH
DFND
1,2
9500000
EURONET WORLDWIDE INC
COMMON STOCK
298736109
110421
1101788SH
DFND
1,2
110178800
EVENTBRITE INC CL A
COMMON STOCK
29975E109
3797
100000SH
DFND
1,2
10000000
EXELON CORP
COMMON STOCK
30161N101
485223
11113684SH
DFND
1,2
1111368400
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
1125199
11842955SH
DFND
1,2
1184295500
EXTRACTION OIL AND GAS INC
COMMON STOCK
30227M105
18967
1680000SH
DFND
1,2
168000000
EXXON MOBIL CORP
COMMON STOCK
30231G102
566667
6665104SH
DFND
1,2
666510400
FACEBOOK INC CL A
COMMON STOCK
30303M102
5022710
30540615SH
DFND
1,2
3054061500
FEDEX CORP
COMMON STOCK
31428X106
493626
2050026SH
DFND
1,2
205002600
FIRST HAWAIIAN INC
COMMON STOCK
32051X108
12399
456500SH
DFND
1,2
45650000
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
462618
4818935SH
DFND
1,2
481893500
FISERV INC
COMMON STOCK
337738108
144659
1756000SH
DFND
1,2
175600000
FLEETCOR TECHNOLOGIES INC
COMMON STOCK
339041105
193664
850000SH
DFND
1,2
85000000
FLEXION THERAPEUTICS INC
COMMON STOCK
33938J106
12162
650000SH
DFND
1,2
65000000
FOMENTO ECONOMICO MEXICANO SAB DE CV ADR
COMMON STOCK
344419106
0
1SH
DFND
1,2
100
FRESH DEL MONTE PRODUCE INC
COMMON STOCK
G36738105
10167
300000SH
DFND
1,2
30000000
G1 THERAPEUTICS INC
COMMON STOCK
3621LQ109
13857
265000SH
DFND
1,2
26500000
GANNETT CO INC
COMMON STOCK
36473H104
86990
8690288SH
DFND
1,2
869028800
GENERAC HOLDINGS INC
COMMON STOCK
368736104
12410
220000SH
DFND
1,2
22000000
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
541009
2642678SH
DFND
1,2
264267800
GENERAL ELECTRIC CO
COMMON STOCK
369604103
188739
16717391SH
DFND
1,2
1671739100
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
9697
288000SH
DFND
1,2
28800000
GILEAD SCIENCES INC
COMMON STOCK
375558103
1061749
13751442SH
DFND
1,2
1375144200
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
366417
2876112SH
DFND
1,2
287611200
GODADDY INC CL A
COMMON STOCK
380237107
1039839
12469588SH
DFND
1,2
1246958800
GOGO INC
COMMON STOCK
38046C109
6254
1205000SH
DFND
1,2
120500000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
628
22600SH
DFND
1,2
2260000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
1094958
4882975SH
DFND
1,2
488297500
GRACO INC
COMMON STOCK
384109104
19463
420000SH
DFND
1,2
42000000
GW PHARMACEUTICALS PLC ADR
COMMON STOCK
36197T103
32475
188000SH
DFND
1,2
18800000
HALLIBURTON CO
COMMON STOCK
406216101
350360
8644460SH
DFND
1,2
864446000
HASBRO INC
COMMON STOCK
418056107
106820
1016174SH
DFND
1,2
101617400
HDFC BANK LTD ADR
COMMON STOCK
40415F101
31674
336600SH
DFND
1,2
33660000
HELMERICH AND PAYNE
COMMON STOCK
423452101
535384
7785144SH
DFND
1,2
778514400
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
34378
1038619SH
DFND
1,2
103861900
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
541047
6697790SH
DFND
1,2
669779000
HOLOGIC INC
COMMON STOCK
436440101
48560
1184957SH
DFND
1,2
118495700
HOME DEPOT INC
COMMON STOCK
437076102
1466780
7080765SH
DFND
1,2
708076500
HORMEL FOODS CORP
COMMON STOCK
440452100
746873
18956177SH
DFND
1,2
1895617700
HP INC
COMMON STOCK
40434L105
388089
15059720SH
DFND
1,2
1505972000
HUAZHU GROUP LTD ADR
COMMON STOCK
44332N106
52989
1640539SH
DFND
1,2
164053900
HUMANA INC
COMMON STOCK
444859102
2781719
8217296SH
DFND
1,2
821729600
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
654890
43893436SH
DFND
1,2
4389343600
IAC INTERACTIVECORP
COMMON STOCK
44919P508
155172
716000SH
DFND
1,2
71600000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
115089
13555808SH
DFND
1,2
1355580800
IDEX CORP
COMMON STOCK
45167R104
35465
235400SH
DFND
1,2
23540000
ILLUMINA INC
COMMON STOCK
452327109
1482837
4039767SH
DFND
1,2
403976700
INCYTE CORP
COMMON STOCK
45337C102
522937
7570017SH
DFND
1,2
757001700
INSULET CORP
COMMON STOCK
45784P101
18329
173000SH
DFND
1,2
17300000
INTEL CORP
COMMON STOCK
458140100
5111749
108093661SH
DFND
1,2
10809366100
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
817344
10913925SH
DFND
1,2
1091392500
INTERCONTINENTAL HOTELS GROUP PLC ADR
COMMON STOCK
45857P707
242903
3868500SH
DFND
1,2
386850000
INTERNATIONAL FLAVORS AND FRAGRANCES INC
COMMON STOCK
459506101
249473
1793223SH
DFND
1,2
179322300
INTERXION HOLDING NV (BEARER)
COMMON STOCK
N47279109
16825
250000SH
DFND
1,2
25000000
INTUIT
COMMON STOCK
461202103
1273455
5600065SH
DFND
1,2
560006500
INVESCO LTD
COMMON STOCK
G491BT108
178647
7808012SH
DFND
1,2
780801200
IRIDIUM COMMUNICATIONS INC
COMMON STOCK
46269C102
71247
3166520SH
DFND
1,2
316652000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
309474
8965063SH
DFND
1,2
896506300
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
5239
477163SH
DFND
1,2
47716300
J.B. HUNT TRANSPORT SERVICES INC
COMMON STOCK
445658107
142728
1200000SH
DFND
1,2
120000000
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
72187
450945SH
DFND
1,2
45094500
JOHNSON AND JOHNSON
COMMON STOCK
478160104
3452074
24984249SH
DFND
1,2
2498424900
JOHNSON CONTROLS INTERNATIONAL PLC
COMMON STOCK
G51502105
577514
16500390SH
DFND
1,2
1650039000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
2998866
26576270SH
DFND
1,2
2657627000
KEURIG DR PEPPER INC
COMMON STOCK
49271V100
33503
1445971SH
DFND
1,2
144597100
KINDER MORGAN INC
COMMON STOCK
49456B101
57874
3264200SH
DFND
1,2
326420000
KIRBY CORP
COMMON STOCK
497266106
47952
583000SH
DFND
1,2
58300000
KKR AND CO INC CL A
COMMON STOCK
48251W104
58239
2135660SH
DFND
1,2
213566000
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
92233
1673615SH
DFND
1,2
167361500
KRATOS DEFENSE AND SECURITY SOLUTIONS INC
COMMON STOCK
50077B207
46587
3152000SH
DFND
1,2
315200000
KT CORP ADR
COMMON STOCK
48268K101
18744
1262200SH
DFND
1,2
126220000
L3 TECHNOLOGIES INC
COMMON STOCK
502413107
159465
750000SH
DFND
1,2
75000000
LAMB WESTON HOLDINGS INC
COMMON STOCK
513272104
198541
2981101SH
DFND
1,2
298110100
LANDS' END INC
COMMON STOCK
51509F105
5335
304000SH
DFND
1,2
30400000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
329985
5561857SH
DFND
1,2
556185700
LIVERAMP HOLDINGS INC
COMMON STOCK
53815P108
119231
2413100SH
DFND
1,2
241310000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
1198974
3465642SH
DFND
1,2
346564200
LOMA NEGRA CIA ADR
COMMON STOCK
54150E104
26441
2991117SH
DFND
1,2
299111700
LOWES COMPANIES INC
COMMON STOCK
548661107
746818
6504248SH
DFND
1,2
650424800
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
N53745100
385453
3760151SH
DFND
1,2
376015100
MAKEMYTRIP LTD (BEARER)
COMMON STOCK
V5633W109
39977
1456351SH
DFND
1,2
145635100
MARKEL CORP
COMMON STOCK
570535104
214199
180228SH
DFND
1,2
18022800
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
39268
220000SH
DFND
1,2
22000000
MARRIOTT INTERNATIONAL INC CL A
COMMON STOCK
571903202
428537
3245752SH
DFND
1,2
324575200
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
1586385
19177774SH
DFND
1,2
1917777400
MASTERCARD INC CL A
COMMON STOCK
57636Q104
347340
1560306SH
DFND
1,2
156030600
MATTEL INC
COMMON STOCK
577081102
109900
7000000SH
DFND
1,2
700000000
MAXIM INTEGRATED PRODUCTS INC
COMMON STOCK
57772K101
84589
1500063SH
DFND
1,2
150006300
MCDONALDS CORP
COMMON STOCK
580135101
50859
304017SH
DFND
1,2
30401700
MEDTRONIC PLC
COMMON STOCK
G5960L103
148493
1509540SH
DFND
1,2
150954000
MERCADOLIBRE INC
COMMON STOCK
58733R102
203591
597969SH
DFND
1,2
59796900
MERCK AND CO INC
COMMON STOCK
58933Y105
2339928
32984606SH
DFND
1,2
3298460600
MGIC INVESTMENT CORP
COMMON STOCK
552848103
64660
4858023SH
DFND
1,2
485802300
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
376785
13500000SH
DFND
1,2
1350000000
MICROSOFT CORP
COMMON STOCK
594918104
10497455
91785039SH
DFND
1,2
9178503900
MINDBODY INC CL A
COMMON STOCK
60255W105
29211
718600SH
DFND
1,2
71860000
MOLINA HEALTHCARE INC
COMMON STOCK
60855R100
137856
927072SH
DFND
1,2
92707200
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
894582
20823610SH
DFND
1,2
2082361000
MONGODB INC CL A
COMMON STOCK
60937P106
18267
224000SH
DFND
1,2
22400000
MOODYS CORP
COMMON STOCK
615369105
542388
3243950SH
DFND
1,2
324395000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
159899
4922998SH
DFND
1,2
492299800
MURPHY OIL CORP
COMMON STOCK
626717102
430075
12899680SH
DFND
1,2
1289968000
NASDAQ INC
COMMON STOCK
631103108
189932
2213660SH
DFND
1,2
221366000
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
152228
2935366SH
DFND
1,2
293536600
NETAPP INC
COMMON STOCK
64110D104
248199
2889733SH
DFND
1,2
288973300
NETFLIX INC
COMMON STOCK
64110L106
1231337
3291200SH
DFND
1,2
329120000
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
31721
258000SH
DFND
1,2
25800000
NEWELL BRANDS INC
COMMON STOCK
651229106
224004
11034659SH
DFND
1,2
1103465900
NEXA RESOURCES SA
COMMON STOCK
L67359106
43598
3615126SH
DFND
1,2
361512600
NEXTERA ENERGY INC
COMMON STOCK
65339F101
142633
851030SH
DFND
1,2
85103000
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
141352
5110350SH
DFND
1,2
511035000
NIKE INC CL B
COMMON STOCK
654106103
750677
8860686SH
DFND
1,2
886068600
NMI HOLDINGS INC CL A
COMMON STOCK
629209305
26455
1168000SH
DFND
1,2
116800000
NOBLE ENERGY INC
COMMON STOCK
655044105
1352556
43365048SH
DFND
1,2
4336504800
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
1267138
7020157SH
DFND
1,2
702015700
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1436233
4525421SH
DFND
1,2
452542100
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
32555
566858SH
DFND
1,2
56685800
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
126144
1464069SH
DFND
1,2
146406900
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
38415
814915SH
DFND
1,2
81491500
NUCANA PLC ADR
COMMON STOCK
67022C106
35885
1440000SH
DFND
1,2
144000000
NUCOR CORP
COMMON STOCK
670346105
124558
1963090SH
DFND
1,2
196309000
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
550521
9536988SH
DFND
1,2
953698800
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
606494
7380967SH
DFND
1,2
738096700
OLD DOMINION FREIGHT LINE INC
COMMON STOCK
679580100
419457
2601124SH
DFND
1,2
260112400
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
382260
20741159SH
DFND
1,2
2074115900
ONEOK INC
COMMON STOCK
682680103
136765
2017481SH
DFND
1,2
201748100
PACIFIC BIOSCIENCES OF CALIFORNIA INC
COMMON STOCK
69404D108
22519
4162441SH
DFND
1,2
416244100
PAYCOM SOFTWARE INC
COMMON STOCK
70432V102
488601
3143946SH
DFND
1,2
314394600
PEPSICO INC
COMMON STOCK
713448108
135299
1210191SH
DFND
1,2
121019100
PFIZER INC
COMMON STOCK
717081103
1394447
31641649SH
DFND
1,2
3164164900
PGANDE CORP
COMMON STOCK
69331C108
81000
1760486SH
DFND
1,2
176048600
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
2764039
33897955SH
DFND
1,2
3389795500
PINDUODUO INC ADR
COMMON STOCK
722304102
28593
1087600SH
DFND
1,2
108760000
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
783866
4500062SH
DFND
1,2
450006200
PLAINS GP HOLDINGS LP CL A
COMMON STOCK
72651A207
158475
6460469SH
DFND
1,2
646046900
PLANET FITNESS INC CL A
COMMON STOCK
72703H101
35120
650000SH
DFND
1,2
65000000
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
317627
2332232SH
DFND
1,2
233223200
POOL CORP
COMMON STOCK
73278L105
24531
147000SH
DFND
1,2
14700000
PPG INDUSTRIES INC
COMMON STOCK
693506107
196434
1800000SH
DFND
1,2
180000000
PPL CORP
COMMON STOCK
69351T106
15278
522150SH
DFND
1,2
52215000
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
340030
4085422SH
DFND
1,2
408542200
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
0
8SH
DFND
1,2
800
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
493441
9347249SH
DFND
1,2
934724900
PUBLIC STORAGE (REIT)
COMMON STOCK
74460D109
34166
169450SH
DFND
1,2
16945000
QUALCOMM INC
COMMON STOCK
747525103
1835828
25486992SH
DFND
1,2
2548699200
RADIAN GROUP INC
COMMON STOCK
750236101
53184
2573000SH
DFND
1,2
257300000
REALPAGE INC
COMMON STOCK
75606N109
28996
440000SH
DFND
1,2
44000000
REDFIN CORP
COMMON STOCK
75737F108
107820
5765790SH
DFND
1,2
576579000
REGENERON PHARMACEUTICALS
COMMON STOCK
75886F107
703075
1740112SH
DFND
1,2
174011200
RELX PLC ADR
COMMON STOCK
759530108
60203
2876400SH
DFND
1,2
287640000
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
90594
678200SH
DFND
1,2
67820000
REPUBLIC SERVICES INC
COMMON STOCK
760759100
58244
801600SH
DFND
1,2
80160000
REVANCE THERAPEUTICS INC
COMMON STOCK
761330109
8076
325000SH
DFND
1,2
32500000
REXNORD CORP
COMMON STOCK
76169B102
30954
1005000SH
DFND
1,2
100500000
RINGCENTRAL INC CL A
COMMON STOCK
76680R206
279076
2999200SH
DFND
1,2
299920000
RIO TINTO PLC ADR
COMMON STOCK
767204100
62081
1216800SH
DFND
1,2
121680000
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
38010
202700SH
DFND
1,2
20270000
ROSS STORES INC
COMMON STOCK
778296103
428526
4324179SH
DFND
1,2
432417900
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
103852
1524092SH
DFND
1,2
152409200
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
2101550
29628500SH
DFND
1,2
2962850000
ROYAL GOLD INC
COMMON STOCK
780287108
11251
146000SH
DFND
1,2
14600000
RUBIUS THERAPEUTICS INC (180-DAY LOCKUP)
COMMON STOCK
78116T103
12525
586396SH
DFND
1,2
58639600
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
590042
6143716SH
DFND
1,2
614371600
SANDP GLOBAL INC
COMMON STOCK
78409V104
137520
703823SH
DFND
1,2
70382300
SANDSTORM GOLD LTD (USD)
COMMON STOCK
80013R206
5041
1351400SH
DFND
1,2
135140000
SCHLUMBERGER LTD
COMMON STOCK
806857108
2028404
33296194SH
DFND
1,2
3329619400
SEATTLE GENETICS INC
COMMON STOCK
812578102
726037
9414375SH
DFND
1,2
941437500
SEMPRA ENERGY
COMMON STOCK
816851109
1316493
11573561SH
DFND
1,2
1157356100
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
121163
1201542SH
DFND
1,2
120154200
SERVICEMASTER GLOBAL HOLDINGS INC
COMMON STOCK
81761R109
210902
3400000SH
DFND
1,2
340000000
SERVICENOW INC
COMMON STOCK
81762P102
480663
2457000SH
DFND
1,2
245700000
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
10925
24000SH
DFND
1,2
2400000
SKYWORKS SOLUTIONS INC
COMMON STOCK
83088M102
326736
3601979SH
DFND
1,2
360197900
SMARTSHEET INC CL A
COMMON STOCK
83200N103
32354
1035000SH
DFND
1,2
103500000
SPARK THERAPEUTICS INC
COMMON STOCK
84652J103
5891
108000SH
DFND
1,2
10800000
SPIRIT AIRLINES INC
COMMON STOCK
848577102
41005
873000SH
DFND
1,2
87300000
SPS COMMERCE INC
COMMON STOCK
78463M107
49025
494000SH
DFND
1,2
49400000
SQUARE INC CL A
COMMON STOCK
852234103
29198
294900SH
DFND
1,2
29490000
STAMPS.COM INC
COMMON STOCK
852857200
19182
84800SH
DFND
1,2
8480000
STARBUCKS CORP
COMMON STOCK
855244109
664321
11687569SH
DFND
1,2
1168756900
STATE STREET CORP
COMMON STOCK
857477103
699861
8353558SH
DFND
1,2
835355800
STRYKER CORP
COMMON STOCK
863667101
831822
4681572SH
DFND
1,2
468157200
STURM RUGER AND CO INC
COMMON STOCK
864159108
89092
1290248SH
DFND
1,2
129024800
SUNCOR ENERGY INC
COMMON STOCK
867224107
1358140
35098879SH
DFND
1,2
3509887900
SUNTRUST BANKS INC
COMMON STOCK
867914103
441578
6611434SH
DFND
1,2
661143400
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
265633
854592SH
DFND
1,2
85459200
SVMK INC
COMMON STOCK
78489X103
13866
865000SH
DFND
1,2
86500000
SYMANTEC CORP
COMMON STOCK
871503108
222769
10468471SH
DFND
1,2
1046847100
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
1555238
35218259SH
DFND
1,2
3521825900
TALEND SA ADR
COMMON STOCK
874224207
43518
624000SH
DFND
1,2
62400000
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
141393
1608017SH
DFND
1,2
160801700
TELADOC HEALTH INC
COMMON STOCK
87918A105
71239
825000SH
DFND
1,2
82500000
TERADATA CORP
COMMON STOCK
88076W103
59874
1587757SH
DFND
1,2
158775700
TEXAS CAPITAL BANCSHARES INC
COMMON STOCK
88224Q107
9261
112054SH
DFND
1,2
11205400
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1773009
16525393SH
DFND
1,2
1652539300
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
868413
3557903SH
DFND
1,2
355790300
THIRD POINT REINSURANCE LTD
COMMON STOCK
G8827U100
53105
4085000SH
DFND
1,2
408500000
TORONTO DOMINION BANK (THE) (USD)
COMMON STOCK
891160509
347082
5708593SH
DFND
1,2
570859300
TOTAL SA ADR
COMMON STOCK
89151E109
0
3SH
DFND
1,2
300
TOYOTA MOTOR CORP ADR
COMMON STOCK
892331307
0
2SH
DFND
1,2
200
TRANSDIGM GROUP INC
COMMON STOCK
893641100
1659120
4456405SH
DFND
1,2
445640500
TRIMBLE INC
COMMON STOCK
896239100
490461
11285352SH
DFND
1,2
1128535200
TWENTY-FIRST CENTURY FOX INC CL A (LIMITED VOTING)
COMMON STOCK
90130A101
562914
12150103SH
DFND
1,2
1215010300
UBS GROUP AG
COMMON STOCK
H42097107
21222
1343666SH
DFND
1,2
134366600
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
332834
4359891SH
DFND
1,2
435989100
UNILEVER NV (USD)
COMMON STOCK
904784709
0
7SH
DFND
1,2
700
UNILEVER PLC ADR
COMMON STOCK
904767704
53929
981063SH
DFND
1,2
98106300
UNION PACIFIC CORP
COMMON STOCK
907818108
781770
4801143SH
DFND
1,2
480114300
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
525375
4500000SH
DFND
1,2
450000000
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
539898
3861653SH
DFND
1,2
386165300
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
4341731
16319843SH
DFND
1,2
1631984300
USA TECHNOLOGIES INC
COMMON STOCK
90328S500
6588
915000SH
DFND
1,2
91500000
VALE SA ON ADR
COMMON STOCK
91912E105
1090700
73497290SH
DFND
1,2
7349729000
VALVOLINE INC
COMMON STOCK
92047W101
208400
9688520SH
DFND
1,2
968852000
VENTAS INC (REIT)
COMMON STOCK
92276F100
417898
7684781SH
DFND
1,2
768478100
VERISIGN INC
COMMON STOCK
92343E102
991190
6190292SH
DFND
1,2
619029200
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
2297330
43029226SH
DFND
1,2
4302922600
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
553534
2871923SH
DFND
1,2
287192300
VIACOM INC CL B
COMMON STOCK
92553P201
121823
3608500SH
DFND
1,2
360850000
VISA INC CL A
COMMON STOCK
92826C839
1973568
13149230SH
DFND
1,2
1314923000
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
841643
11545175SH
DFND
1,2
1154517500
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
296314
3714606SH
DFND
1,2
371460600
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
161623
1788654SH
DFND
1,2
178865400
WATERS CORP
COMMON STOCK
941848103
65891
338458SH
DFND
1,2
33845800
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
108400
40000000SH
DFND
1,2
4000000000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
87440
92605000PRN
DFND
1,2
9260500000
WEBSTER FINANCIAL CORP
COMMON STOCK
947890109
52415
889000SH
DFND
1,2
88900000
WELLS FARGO AND CO
COMMON STOCK
949746101
4718587
89775252SH
DFND
1,2
8977525200
WESTERN DIGITAL CORP
COMMON STOCK
958102105
140496
2400000SH
DFND
1,2
240000000
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
317827
3030384SH
DFND
1,2
303038400
WESTROCK CO
COMMON STOCK
96145D105
31530
590000SH
DFND
1,2
59000000
WEYERHAEUSER CO (REIT)
COMMON STOCK
962166104
55264
1712541SH
DFND
1,2
171254100
WHITE MOUNTAINS INSURANCE GROUP LTD
COMMON STOCK
G9618E107
17594
18800SH
DFND
1,2
1880000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
467919
17209247SH
DFND
1,2
1720924700
WILLIS TOWERS WATSON PLC
COMMON STOCK
G96629103
333788
2368301SH
DFND
1,2
236830100
WRIGHT MEDICAL GROUP NV
COMMON STOCK
N96617118
13494
465000SH
DFND
1,2
46500000
WYNDHAM HOTELS AND RESORTS INC
COMMON STOCK
98311A105
31725
570900SH
DFND
1,2
57090000
WYNN RESORTS LTD
COMMON STOCK
983134107
290982
2290118SH
DFND
1,2
229011800
XENON PHARMACEUTICALS INC
COMMON STOCK
98420N105
12374
937400SH
DFND
1,2
93740000
XILINX INC
COMMON STOCK
983919101
621654
7754192SH
DFND
1,2
775419200
YANDEX NV A
COMMON STOCK
N97284108
68757
2090508SH
DFND
1,2
209050800
YEXT INC
COMMON STOCK
98585N106
44201
1865000SH
DFND
1,2
186500000
YUM! BRANDS INC
COMMON STOCK
988498101
81974
901708SH
DFND
1,2
90170800
ZEBRA TECH CORP CL A
COMMON STOCK
989207105
9726
55000SH
DFND
1,2
5500000