0000732812-13-000068.txt : 20131114 0000732812-13-000068.hdr.sgml : 20131114 20131114152034 ACCESSION NUMBER: 0000732812-13-000068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital International Investors CENTRAL INDEX KEY: 0001562230 IRS NUMBER: 951411037 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15076 FILM NUMBER: 131219481 BUSINESS ADDRESS: STREET 1: 333 S. HOPE STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 333 S. HOPE STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Capital Research & Management Co - Division 3 DATE OF NAME CHANGE: 20121114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001562230 XXXXXXXX 09-30-2013 09-30-2013 Capital International Investors
333 S. HOPE STREET LOS ANGELES CA 90071
13F HOLDINGS REPORT 028-15076 N
Robert W. Lovelace Senior Vice President 213-486-9200 Robert W. Lovelace Los Angeles CA 11-13-2013 2 198 23408626 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 cii.xml 3M COMPANY COMMON STOCK 88579Y101 265210 2221000SH DFND 1,2 222100000 ABBOTT LABORATORIES COMMON STOCK 002824100 104980 3163000SH DFND 1,2 316300000 ABBVIE INC COMMON STOCK 00287Y109 274061 6127000SH DFND 1,2 612700000 ACCENTURE PLC CL A COMMON STOCK B4BNMY3 51843 704000SH DFND 1,2 70400000 ACE LTD COMMON STOCK B3BQMF6 228960 2447200SH DFND 1,2 244720000 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 229126 2150000SH DFND 1,2 215000000 AMAZON.COM INC COMMON STOCK 023135106 321957 1029800SH DFND 1,2 102980000 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 140778 7106400SH DFND 1,2 710640000 AMGEN INC COMMON STOCK 031162100 471239 4209748SH DFND 1,2 420974800 AON PLC CL A COMMON STOCK B5BT0K0 190194 2555000SH DFND 1,2 255500000 APACHE CORP COMMON STOCK 037411105 91100 1070000SH DFND 1,2 107000000 APPLE INC COMMON STOCK 037833100 238852 501000SH DFND 1,2 50100000 ARCOS DORADOS HOLDINGS INC CL A COMMON STOCK B529PQ0 56785 4792000SH DFND 1,2 479200000 ARTHUR J GALLAGHER & CO COMMON STOCK 363576109 169513 3883448SH DFND 1,2 388344800 ASML HOLDING NV (USD) COMMON STOCK B908F01 152090 1540000SH DFND 1,2 154000000 AT&T INC COMMON STOCK 00206R102 134330 3971900SH DFND 1,2 397190000 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 94246 1302100SH DFND 1,2 130210000 AVAGO TECHNOLOGIES LTD COMMON STOCK B3WS2X9 21517 499000SH DFND 1,2 49900000 AVON PRODUCTS INC COMMON STOCK 054303102 220029 10681000SH DFND 1,2 1068100000 BAKER HUGHES INC COMMON STOCK 057224107 87398 1780000SH DFND 1,2 178000000 BANCO SANTANDER (BRASIL) ADR (REP 1SANB11 UNIT) COMMON STOCK 05967A107 6974 1003400SH DFND 1,2 100340000 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 119142 3946400SH DFND 1,2 394640000 BANK OF NOVA SCOTIA (THE) COMMON STOCK 064149107 203942 3560000SH DFND 1,2 356000000 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 63960 3435000SH DFND 1,2 343500000 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 154109 2346000SH DFND 1,2 234600000 BB&T CORPORATION COMMON STOCK 054937107 37969 1125000SH DFND 1,2 112500000 BCE INC (USD) COMMON STOCK 05534B760 42700 1000000SH DFND 1,2 100000000 BLACKROCK INC COMMON STOCK 09247X101 21812 80600SH DFND 1,2 8060000 BOEING CO COMMON STOCK 097023105 168025 1430000SH DFND 1,2 143000000 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 34046 2900000SH DFND 1,2 290000000 BP PLC ADR COMMON STOCK 055622104 69174 1645820SH DFND 1,2 164582000 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 345689 7469500SH DFND 1,2 746950000 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 105590 3360000SH DFND 1,2 336000000 CARDINAL HEALTH INC COMMON STOCK 14149Y108 148888 2855000SH DFND 1,2 285500000 CARNIVAL CORP COMMON PAIRED STOCK UNITS 143658300 289243 8861600SH DFND 1,2 886160000 CATERPILLAR INC COMMON STOCK 149123101 81653 979400SH DFND 1,2 97940000 CELANESE CORPORATION SERIES A COMMON STOCK 150870103 205031 3883900SH DFND 1,2 388390000 CELGENE CORP COMMON STOCK 151020104 200109 1300000SH DFND 1,2 130000000 CENOVUS ENERGY INC COMMON STOCK 15135U109 129227 4330200SH DFND 1,2 433020000 CENOVUS ENERGY INC (USD) COMMON STOCK 15135U109 30596 1025000SH DFND 1,2 102500000 CENTURYLINK INC COMMON STOCK 156700106 2472 78775SH DFND 1,2 7877500 CHEVRON CORP COMMON STOCK 166764100 298003 2452700SH DFND 1,2 245270000 CIA DE BEBIDAS DAS AMERICAS PN ADR(AMBEV) COMMON STOCK 20441W203 24928 650000SH DFND 1,2 65000000 CITIGROUP INC COMMON STOCK 172967424 29106 600000SH DFND 1,2 60000000 CME GROUP INC CL A COMMON STOCK 12572Q105 91781 1242300SH DFND 1,2 124230000 COACH INC COMMON STOCK 189754104 185921 3409522SH DFND 1,2 340952200 COBALT INTERNATIONAL ENERGY INC COMMON STOCK 19075F106 119925 4824000SH DFND 1,2 482400000 COCA-COLA CO COMMON STOCK 191216100 210564 5558700SH DFND 1,2 555870000 COLGATE-PALMOLIVE CO COMMON STOCK 194162103 67009 1130000SH DFND 1,2 113000000 COMCAST CORP CL A COMMON STOCK 20030N101 155795 3450612SH DFND 1,2 345061200 COMCAST CORP CL A SPECIAL N/V COMMON STOCK 20030N200 65055 1500000SH DFND 1,2 150000000 COMPUTER SCIENCES CORP COMMON STOCK 205363104 63795 1233000SH DFND 1,2 123300000 COMVERSE INC COMMON STOCK 20585P105 3099 97000SH DFND 1,2 9700000 CONOCOPHILLIPS COMMON STOCK 20825C104 276536 3978360SH DFND 1,2 397836000 CRH PLC ADR COMMON STOCK 12626K203 26323 1089059SH DFND 1,2 108905900 CROWN CASTLE INTL CORP COMMON STOCK 228227104 18155 248600SH DFND 1,2 24860000 CSX CORP COMMON STOCK 126408103 73616 2860000SH DFND 1,2 286000000 CVS CAREMARK CORP COMMON STOCK 126650100 154076 2715000SH DFND 1,2 271500000 DANAHER CORP COMMON STOCK 235851102 98012 1413900SH DFND 1,2 141390000 DARDEN RESTAURANTS INC COMMON STOCK 237194105 112652 2433603SH DFND 1,2 243360300 DELL INC COMMON STOCK 24702R101 34560 2509800SH DFND 1,2 250980000 DELPHI AUTOMOTIVE PLC COMMON STOCK B783TY6 174121 2980500SH DFND 1,2 298050000 DEVON ENERGY CORP COMMON STOCK 25179M103 17328 300000SH DFND 1,2 30000000 DIAMOND OFFSHORE DRILLING INC COMMON STOCK 25271C102 45428 728941SH DFND 1,2 72894100 DOMINION RESOURCES INC COMMON STOCK 25746U109 37488 600000SH DFND 1,2 60000000 DOW CHEMICAL CO COMMON STOCK 260543103 385415 10036837SH DFND 1,2 1003683700 DUKE ENERGY CORP COMMON STOCK 26441C204 150757 2257513SH DFND 1,2 225751300 E.I. DU PONT DE NEMOURS AND CO COMMON STOCK 263534109 40406 690000SH DFND 1,2 69000000 EATON CORP PLC COMMON STOCK B8KQN82 197984 2876000SH DFND 1,2 287600000 EDISON INTERNATIONAL COMMON STOCK 281020107 60200 1307000SH DFND 1,2 130700000 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 59186 850000SH DFND 1,2 85000000 EMERSON ELECTRIC CO COMMON STOCK 291011104 242949 3755000SH DFND 1,2 375500000 ENBRIDGE INC COMMON STOCK 29250N105 89338 2139600SH DFND 1,2 213960000 ENCANA CORP (USD) COMMON STOCK 292505104 35903 2071700SH DFND 1,2 207170000 ENSCO PLC CL A COMMON STOCK B4VLR19 92558 1722000SH DFND 1,2 172200000 EOG RESOURCES INC COMMON STOCK 26875P101 91005 537600SH DFND 1,2 53760000 EXELON CORPORATION COMMON STOCK 30161N101 104185 3515000SH DFND 1,2 351500000 EXPRESS SCRIPTS HOLDING CO COMMON STOCK 30219G108 84793 1372500SH DFND 1,2 137250000 FIRST SOLAR INC COMMON STOCK 336433107 6836 170000SH DFND 1,2 17000000 FIRSTENERGY CORP COMMON STOCK 337932107 20048 550000SH DFND 1,2 55000000 FREEPORT-MCMORAN COPPER & GOLD COMMON STOCK 35671D857 38297 1157700SH DFND 1,2 115770000 GARMIN LTD COMMON STOCK B3Z5T14 72628 1607172SH DFND 1,2 160717200 GENERAL DYNAMICS CORP COMMON STOCK 369550108 24506 280000SH DFND 1,2 28000000 GENERAL ELECTRIC CO COMMON STOCK 369604103 86004 3600000SH DFND 1,2 360000000 GENERAL MOTORS COMPANY COMMON STOCK 37045V100 181240 5038630SH DFND 1,2 503863000 GENERAL MOTORS COMPANY JR CV PFD SER B4.75% 12-01-13 CONV PREFRD STCK 37045V209 23325 465095SH DFND 1,2 46509500 GENERAL MOTORS COMPANY SERIES A WTS 1:1@ $10.00 EXP 07-10-16 WARRANTS 37045V118 2092 79175SH DFND 1,2 7917500 GENERAL MOTORS COMPANY SERIES B WTS 1:1@ $18.33 EXP 07-10-19 WARRANTS 37045V126 1473 79175SH DFND 1,2 7917500 GILEAD SCIENCES INC COMMON STOCK 375558103 633911 10087700SH DFND 1,2 1008770000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 206654 1306200SH DFND 1,2 130620000 GOOGLE INC CL A COMMON STOCK 38259P508 206540 235800SH DFND 1,2 23580000 GRIFOLS SA B ADR COMMON STOCK 398438408 21238 701400SH DFND 1,2 70140000 HALLIBURTON CO COMMON STOCK 406216101 79106 1642899SH DFND 1,2 164289900 HEWLETT-PACKARD CO COMMON STOCK 428236103 14266 680000SH DFND 1,2 68000000 HOLOGIC INC COMMON STOCK 436440101 15075 730000SH DFND 1,2 73000000 HOME DEPOT INC COMMON STOCK 437076102 562784 7419702SH DFND 1,2 741970200 HONDA MOTOR CO LTD ADR COMMON STOCK 438128308 39963 1047800SH DFND 1,2 104780000 HSBC HOLDINGS PLC ADR COMMON STOCK 404280406 41741 769270SH DFND 1,2 76927000 HUDSON CITY BANCORP INC COMMON STOCK 443683107 15349 1696000SH DFND 1,2 169600000 HUMANA INC COMMON STOCK 444859102 72144 773000SH DFND 1,2 77300000 ICICI BANK LTD ADR COMMON STOCK 45104G104 17791 583700SH DFND 1,2 58370000 IRON MOUNTAIN INC COMMON STOCK 462846106 49602 1835742SH DFND 1,2 183574200 ITAU UNIBANCO HOLDING SA PN ADR COMMON STOCK 465562106 88417 6261858SH DFND 1,2 626185800 JABIL CIRCUIT INC COMMON STOCK 466313103 131132 6048500SH DFND 1,2 604850000 JPMORGAN CHASE & CO COMMON STOCK 46625H100 208052 4025000SH DFND 1,2 402500000 KIMBERLY-CLARK CORP COMMON STOCK 494368103 60301 640000SH DFND 1,2 64000000 KLA-TENCOR CORP COMMON STOCK 482480100 80444 1322000SH DFND 1,2 132200000 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 42510 810633SH DFND 1,2 81063300 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 67731 1707784SH DFND 1,2 170778400 LOCKHEED MARTIN CORP COMMON STOCK 539830109 154591 1212000SH DFND 1,2 121200000 LULULEMON ATHLETICA INC COMMON STOCK 550021109 70612 966100SH DFND 1,2 96610000 MAGNA INTERNATIONAL INC (USD) COMMON STOCK 559222401 145735 1765200SH DFND 1,2 176520000 MARSH & MCLENNAN COMPANIES INC COMMON STOCK 571748102 208800 4794494SH DFND 1,2 479449400 MATTEL INC COMMON STOCK 577081102 111348 2660000SH DFND 1,2 266000000 MAXIM INTEGRATED PRODUCTS INC COMMON STOCK 57772K101 6634 222626SH DFND 1,2 22262600 MCDONALDS CORP COMMON STOCK 580135101 39850 414200SH DFND 1,2 41420000 MCGRAW HILL FINANCIAL INC COMMON STOCK 580645109 21097 321643SH DFND 1,2 32164300 MEDTRONIC INC COMMON STOCK 585055106 75349 1415000SH DFND 1,2 141500000 MERCK & CO INC COMMON STOCK 58933Y105 365806 7683390SH DFND 1,2 768339000 MICROSOFT CORP COMMON STOCK 594918104 530622 15929798SH DFND 1,2 1592979800 MINDRAY MEDICAL INTL LTD CL A ADR COMMON STOCK 602675100 103992 2674000SH DFND 1,2 267400000 MOLSON COORS BREWING COMPANY CL B COMMON STOCK 60871R209 51814 1033600SH DFND 1,2 103360000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 244888 7794000SH DFND 1,2 779400000 MONSANTO CO COMMON STOCK 61166W101 31311 300000SH DFND 1,2 30000000 MOODYS CORP COMMON STOCK 615369105 239443 3404558SH DFND 1,2 340455800 MOSAIC COMPANY (THE) COMMON STOCK 61945C103 213315 4958500SH DFND 1,2 495850000 NEWELL RUBBERMAID INC COMMON STOCK 651229106 186450 6780000SH DFND 1,2 678000000 NEWS CORP CL A (LIMITED VOTING) COMMON STOCK 65249B109 11232 699375SH DFND 1,2 69937500 NIELSEN HOLDINGS NV COMMON STOCK B4NTRF5 60095 1648700SH DFND 1,2 164870000 NIKE INC CL B COMMON STOCK 654106103 30727 423000SH DFND 1,2 42300000 NOBLE ENERGY INC COMMON STOCK 655044105 208575 3112600SH DFND 1,2 311260000 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 195231 2524000SH DFND 1,2 252400000 NOVARTIS AG NAMEN ADR COMMON STOCK 66987V109 112303 1464000SH DFND 1,2 146400000 NUCOR CORP COMMON STOCK 670346105 45069 919400SH DFND 1,2 91940000 NYSE EURONEXT COMMON STOCK 629491101 185801 4425950SH DFND 1,2 442595000 ORACLE CORP COMMON STOCK 68389X105 477117 14384000SH DFND 1,2 1438400000 PARTNERRE HLDGS LTD COMMON STOCK 2671932 127698 1395000SH DFND 1,2 139500000 PEPSICO INC COMMON STOCK 713448108 176093 2215000SH DFND 1,2 221500000 PFIZER INC COMMON STOCK 717081103 263525 9178851SH DFND 1,2 917885100 PG&E CORP COMMON STOCK 69331C108 155905 3810000SH DFND 1,2 381000000 PITNEY BOWES INC COMMON STOCK 724479100 6408 352300SH DFND 1,2 35230000 PNC FINANCIAL SERVICES GROUP INC COMMON STOCK 693475105 45281 625000SH DFND 1,2 62500000 POLYPORE INTERNATIONAL INC COMMON STOCK 73179V103 6473 158000SH DFND 1,2 15800000 POTASH CORP OF SASKATCHEWAN INC (USD) COMMON STOCK 73755L107 42228 1350000SH DFND 1,2 135000000 PPL CORPORATION COMMON STOCK 69351T106 15863 522150SH DFND 1,2 52215000 PRAXAIR INC COMMON STOCK 74005P104 96039 798924SH DFND 1,2 79892400 PRICELINE.COM INC COMMON STOCK 741503403 225442 223000SH DFND 1,2 22300000 PROCTER & GAMBLE CO COMMON STOCK 742718109 169269 2239300SH DFND 1,2 223930000 PUBLIC SERVICE ENTERPRISE GROUP INC COMMON STOCK 744573106 9879 300000SH DFND 1,2 30000000 QUALCOMM INC COMMON STOCK 747525103 29032 431000SH DFND 1,2 43100000 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 60554 980000SH DFND 1,2 98000000 QUESTAR CORP COMMON STOCK 748356102 9446 420000SH DFND 1,2 42000000 REPUBLIC SERVICES INC COMMON STOCK 760759100 132773 3980000SH DFND 1,2 398000000 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 173927 1626400SH DFND 1,2 162640000 ROSS STORES INC COMMON STOCK 778296103 10776 148021SH DFND 1,2 14802100 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK 2754907 165102 4313000SH DFND 1,2 431300000 ROYAL DUTCH SHELL PLC A ADR COMMON STOCK 780259206 110191 1677700SH DFND 1,2 167770000 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 164106 2383525SH DFND 1,2 238352500 SCHLUMBERGER LTD COMMON STOCK 806857108 234596 2655000SH DFND 1,2 265500000 SCRIPPS NETWORKS INTERACTIVE INC CL A COMMON STOCK 811065101 20699 265000SH DFND 1,2 26500000 SIEMENS AG ADR COMMON STOCK 826197501 158230 1313000SH DFND 1,2 131300000 SIRIUS XM RADIO INC COMMON STOCK 82967N108 42783 11055000SH DFND 1,2 1105500000 SNAP-ON INC COMMON STOCK 833034101 74625 750000SH DFND 1,2 75000000 SOUTHWEST AIRLINES CO COMMON STOCK 844741108 56202 3860000SH DFND 1,2 386000000 SPROUTS FARMERS MARKET INC COMMON STOCK 85208M102 18888 425500SH DFND 1,2 42550000 STARBUCKS CORP COMMON STOCK 855244109 40486 526000SH DFND 1,2 52600000 STATE STREET CORP COMMON STOCK 857477103 160542 2441700SH DFND 1,2 244170000 STRYKER CORP COMMON STOCK 863667101 23836 352651SH DFND 1,2 35265100 SUN LIFE FINANCIAL INC (USD) COMMON STOCK 866796105 64039 2003100SH DFND 1,2 200310000 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR COMMON STOCK 881624209 26824 710000SH DFND 1,2 71000000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 546394 13568259SH DFND 1,2 1356825900 TIFFANY & CO COMMON STOCK 886547108 24511 319900SH DFND 1,2 31990000 TIME WARNER CABLE INC COMMON STOCK 88732J207 133150 1193098SH DFND 1,2 119309800 TIME WARNER INC COMMON STOCK 887317303 179394 2725933SH DFND 1,2 272593300 TORONTO DOMINION BANK (THE) (USD) COMMON STOCK 891160509 43145 479500SH DFND 1,2 47950000 TOWERS WATSON & CO CL A COMMON STOCK 891894107 37746 352902SH DFND 1,2 35290200 TWENTY-FIRST CENTURY FOX INC CL A(LIMITED VOTING) COMMON STOCK 90130A101 131571 3927500SH DFND 1,2 392750000 UAL CORP CV SR NT 6.0% 10-15-29 CORP CONV BOND 902549AJ3 30759 8610000PRN DFND 1,2 861000000 UBS AG NAMEN COMMON STOCK B18YFJ4 27487 1343666SH DFND 1,2 134366600 UNITED CONTINENTAL HOLDINGS INC COMMON STOCK 910047109 19501 635000SH DFND 1,2 63500000 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 197515 2161700SH DFND 1,2 216170000 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 343073 3181900SH DFND 1,2 318190000 VERINT SYSTEMS INC COMMON STOCK 92343X100 4667 125924SH DFND 1,2 12592400 VERISIGN INC COMMON STOCK 92343E102 162085 3185000SH DFND 1,2 318500000 VERISIGN INC CV JR SUB 3.25% 08-15-37 COMMON STOCK 92343EAD4 28291 18020000PRN DFND 1,2 1802000000 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 212429 4552697SH DFND 1,2 455269700 VIACOM INC CL B COMMON STOCK 92553P201 48476 580000SH DFND 1,2 58000000 VISA INC CL A COMMON STOCK 92826C839 94251 493200SH DFND 1,2 49320000 WASTE MANAGEMENT INC COMMON STOCK 94106L109 239823 5815300SH DFND 1,2 581530000 WATERS CORP COMMON STOCK 941848103 35049 330000SH DFND 1,2 33000000 WELLS FARGO & CO COMMON STOCK 949746101 177263 4290000SH DFND 1,2 429000000 WESTERN UNION CO COMMON STOCK 959802109 7464 400000SH DFND 1,2 40000000 WHIRLPOOL CORP COMMON STOCK 963320106 32949 225000SH DFND 1,2 22500000 WILLIAMS-SONOMA INC COMMON STOCK 969904101 45803 815000SH DFND 1,2 81500000 WILLIS GROUP HOLDINGS PLC COMMON STOCK B4XGY11 61312 1415000SH DFND 1,2 141500000 XCEL ENERGY INC COMMON STOCK 98389B100 27610 1000000SH DFND 1,2 100000000 XILINX INC COMMON STOCK 983919101 32258 688400SH DFND 1,2 68840000 YAHOO! INC COMMON STOCK 984332106 105386 3178100SH DFND 1,2 317810000