0001504304-13-000022.txt : 20131104
0001504304-13-000022.hdr.sgml : 20131104
20131104141210
ACCESSION NUMBER: 0001504304-13-000022
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20131104
DATE AS OF CHANGE: 20131104
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDOG INVESTORS, LLC
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87370
FILM NUMBER: 131188575
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-2902
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
SC 13D/A
1
thirda.txt
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
10/14/13
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC (F/K/A Brooklyn Capital Management, LLC),
Phillip Goldstein, Andrew Dakos, and Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) [ ]
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
1,413,351
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
1,413,351
_______________________________________________________
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,413,351 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.99%
14. TYPE OF REPORTING PERSON
IA, IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #2 to the schedule 13d
filed April 2, 2013. Except as specifically set forth herein,
the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the 10-Q filed on August 14, 2013, there were 23,592,150 shares
outstanding as of March 21, 2013. The percentage set forth herein was derived
using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own
Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC), a registered
investment adviser. As of November 1, 2013, Bulldog Investors, LLC is deemed
to be the beneficial owner of 1,413,351 shares of HTWO by virtue of Bulldog
Investors, LLC's power to direct the vote of, and dispose of, these shares.
These 1,413,351 shares of HTWO include 1,121,454 shares (representing 4.75%
of HTWO's outstanding shares) that are beneficially owned by the following
entities over which Messrs. Goldstein, Dakos and Samuels exercise control:
Opportunity Partners LP, Calapasas West Partners LP, Full Value Special
Situations Fund LP, Full Value Offshore Fund Ltd., Full Value Partners LP,
Opportunity Income Plus Fund LP, MCM Opportunity Partners LP, and Bulldog
Investors General Partnership (collectively, Bulldog Investors Group of
Funds). Bulldog Investors Group of Funds may be deemed to constitute a group.
All other shares included in the aforementioned 1,413,351 shares of HTWO
owned by Bulldog Investors, LLC (solely by virtue of its power to sell or
direct the vote of these shares) are also beneficially owned by clients of
Bulldog Investors, LLC who are not members of any group. The total number of
these "non-group" shares is 291,897 shares (representing 1.24% of HTWO's
outstanding shares).
c) During the last 60 days the following shares of HTWO have been sold:
Date Shares Price
09/04/13 (14,925) 10.1504
09/12/13 (4,428) 10.1500
09/16/13 (453) 10.1500
10/14/13 (16,724) 10.1600
11/01/13 (60,740) 10.1800
d) Clients of BCM are entitled to receive any dividends or sales proceeds.
e) NA
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 11/04/2013
By: /S/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samuels
Name: Steven Samuels
Bulldog Investors, LLC
By: /s/ Andrew Dakos
Andrew Dakos, Member
Footnote 1: The reporting persons disclaim beneficial ownership except
to the extent of any pecuniary interest therein.