0001462180-13-000023.txt : 20130430
0001462180-13-000023.hdr.sgml : 20130430
20130430093816
ACCESSION NUMBER: 0001462180-13-000023
CONFORMED SUBMISSION TYPE: SC 13D
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130430
DATE AS OF CHANGE: 20130430
GROUP MEMBERS: BULLDOG INVESTORS GENERAL PARTNERSHIP
GROUP MEMBERS: CALAPASAS WEST PARTNERS, LP
GROUP MEMBERS: FULL VALUE OFFSHORE FUND, LTD.
GROUP MEMBERS: FULL VALUE PARTNERS, LP
GROUP MEMBERS: FULL VALUE SPECIAL SITUATIONS, LP
GROUP MEMBERS: MCM OPPORTUNITY PARTNERS, LP
GROUP MEMBERS: OPPORTUNITY INCOME PLUS, LP
GROUP MEMBERS: OPPORTUNITY PARTNERS, LP
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87370
FILM NUMBER: 13794756
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-2902
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors
CENTRAL INDEX KEY: 0001462180
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13D
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
SC 13D
1
third.txt
SCHEDULE 13D
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
3/22/13
1. NAME OF REPORTING PERSON
Opportunity Partners, LP, Calapasas West Partners, LP,
Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd.,
Full Value Partners, LP, Opportunity Income Plus Fund, LP,
MCM Opportunity Partners, LP, and Bulldog Investors General Partnership
(collectively, "Bulldog Investors Group of Funds").
2. CHECK THE BOX IF MEMBER OF A GROUP a[x]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) [X]
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
1,171,189
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
1,171,189
_______________________________________________________
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,171,189
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.70%
14. TYPE OF REPORTING PERSON
IC
_______________________________________________________
Item 1. SECURITY AND ISSUER
This Schedule 13D relates to the shares of Common Stock
of HF2 Financial Management Inc.
("HTWO" or the "Issuer").
The principal executive offices of HTWO are located at
999 18th Street STE 3000
Denver CO 80202
Item 2. IDENTITY AND BACKGROUND
This Schedule 13D is filed on behalf of Bulldog Investors Group of Funds,
which consists of the following:
Opportunity Partners, LP (an Ohio limited partnership), Calapasas West
Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore
Fund, Ltd. (a Cayman Islands exempted company), Full Value Partners, LP,
Opportunity Income Plus Fund, LP, MCM Opportunity Partners, LP, and
Bulldog Investors General Partnership (a general partnership certified
to do business in New York). Each member of the group, unless otherwise
indicated, is a Delaware limited partnership. The principal business of
each member of the group is trading and investing in securities.
The address of the principal office of each member is Park 80 West-Plaza Two,
250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663.
(d) n/a
(e) On October 17, 2007, the Massachusetts Secretary of State issued a
permanent "obey the law" injunction and fined Bulldog Investors General
Partnership, Opportunity Partners, LP, Full Value Partners, LP,
Opportunity Income Plus Fund, LP, and certain related parties (collectively,
the "Respondents") $25,000 for operating a non-password protected website
containing information about certain unregistered investments and sending
an e-mail about such investments to a Massachusetts resident who requested
information. On April 5, 2012, the President signed the JOBS Act which
expressly permits such acts. Consequently, on June 29, 2012, the Respondents
submitted a motion to the Secretary to vacate his order.
(f) n/a
ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATIONS
Shares of the Issuer have been purchased with the working capital of each
member of the group.
ITEM 4. PURPOSE OF TRANSACTION
The shares of HTWO reported herein are for investment purposes.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the S-1/A filed on March 21, 2013, there were 20,539,875 shares
outstanding as of March 21, 2013. The percentage set forth herein was derived
using such number. The Bulldog Investors Group of Funds beneficially owns
1,171,189 shares of HTWO (or 5.70% of the outstanding shares). The Bulldog
Investors Group of Funds has sole power to dispose of and vote the 1,171,189
shares.
c) During the past 60 days the following shares of HTWO were purchased:
Date: Shares: Price:
3/22/13 945,249 10.0000
3/27/13 100,000 10.0000 (Sponsor Shares)
4/01/13 12,970 10.0000 (Sponsor Shares)
d) NA
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
The Bulldog Investors Group of Funds has agreed to vote its shares for
any transaction that the board approves.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
NA
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 4/30/2013
OPPORTUNITY PARTNERS, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
CALAPASAS WEST PARTNERS, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
FULL VALUE SPECIAL SITUATIONS FUND, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
FULL VALUE OFFSHORE FUND, LTD.
By: /s/ Andrew Dakos
Andrew Dakos, Director
FULL VALUE PARTNERS, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
OPPORTUNITY INCOME PLUS FUND, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
MCM OPPORTUNITY PARTNERS, LP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the GP
BULLDOG INVESTORS GENERAL PARTNERSHIP
By: /s/ Andrew Dakos
Andrew Dakos, Manager of the Managing General Partner