SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Devine Martin J

(Last) (First) (Middle)
2711 NORTH HASKELL AVENUE
SUITE 3400

(Street)
DALLAS TX 75204

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/07/2012
3. Issuer Name and Ticker or Trading Symbol
DEAN FOODS CO [ DF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer,
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 18,034 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy-T0002403) 01/07/2006(1) 01/07/2015 Common Stock 276 $18.3014 D
Non-Qualified Stock Option (right to buy-TU000175) 01/07/2006(1) 01/07/2015 Common Stock 184 $18.3014 D
Non-Qualified Stock Option (right to buy-DF004955) 01/13/2007(1) 01/13/2016 Common Stock 7,000 $25.6821 D
Non-Qualified Stock Option (right to buy-DV000829) 01/13/2007(1) 01/13/2016 Common Stock 3,287 $25.6821 D
Non-Qualified Stock Option (right to buy-DF005374) 02/12/2008(1) 02/12/2017 Common Stock 10,000 $30.1121 D
Non-Qualified Stock Option (right to buy-DV000808) 02/12/2008(1) 02/12/2017 Common Stock 4,695 $30.1121 D
Non-Qualified Stock Option (right to buy-DF006151) 01/15/2009(1) 01/15/2018 Common Stock 10,000 $25.37 D
Non-Qualified Stock Option (right to buy-DF006509) 12/01/2009(1) 12/01/2018 Common Stock 10,000 $13.24 D
Non-Qualified Stock Option (right to buy-DF006530) 02/13/2010(1) 02/13/2019 Common Stock 24,000 $20.07 D
Non-Qualified Stock Option (right to buy-DF007117) 02/12/2011(2) 02/12/2020 Common Stock 13,277 $14.56 D
Non-Qualified Stock Option (right to buy-DF007309) 02/18/2012(2) 02/18/2021 Common Stock 18,778 $10.35 D
Non-Qualified Stock Option (right to buy-DF007348) 02/17/2013(2) 02/17/2022 Common Stock 49,325 $12.07 D
Restricted Stock Units (DU004064) 01/15/2009(3) 01/15/2018 Common Stock 660 $0 D
Restricted Stock Units (DU004386) 12/01/2009(4) 12/01/2018 Common Stock 1,200 $0 D
Restricted Stock Units (DU004977) 02/12/2011(5) 02/12/2020 Common Stock 1,500 $0 D
Restricted Stock Units (DU005632) 02/18/2012(6) 02/18/2021 Common Stock 9,489 $0 D
Restricted Stock Units (DU005672) 02/17/2013(7) 02/17/2022 Common Stock 34,626 $0 D
Explanation of Responses:
1. The shares of Common Stock subject to the Option are fully vested.
2. The shares of Common Stock subject to the Option vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement.
3. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The remaining units subject to the award will vest on January 15, 2013, subject to certain accelerated vesting provisions contained in the award agreement.
4. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The remaining units subject to the award will vest in equal installments on December 1, 2012, and December 1, 2013, subject to certain accelerated vesting provisions contained in the award agreement.
5. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The remaining units subject to the award will vest on February 12, 2013.
6. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The remaining units subject to the award will vest in equal installments on February 18, 2013, and February 18, 2014.
7. The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.
Remarks:
SECOND OF TWO (2) FORMS 3 FILED ON THIS SAME DATE.
Katherine K. Connell, Attorney-In-Fact 11/15/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.