0001561680-18-000082.txt : 20180530
0001561680-18-000082.hdr.sgml : 20180530
20180530183908
ACCESSION NUMBER: 0001561680-18-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180525
FILED AS OF DATE: 20180530
DATE AS OF CHANGE: 20180530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUER DOUGLAS F.
CENTRAL INDEX KEY: 0001567627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35796
FILM NUMBER: 18869519
MAIL ADDRESS:
STREET 1: C/O TRI POINTE GROUP, INC.
STREET 2: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER NAME:
FORMER CONFORMED NAME: Bauer Douglas F.
DATE OF NAME CHANGE: 20130123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI Pointe Group, Inc.
CENTRAL INDEX KEY: 0001561680
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 611763235
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (949) 438-1400
MAIL ADDRESS:
STREET 1: 19540 JAMBOREE ROAD, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20130130
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, LLC
DATE OF NAME CHANGE: 20121218
FORMER COMPANY:
FORMER CONFORMED NAME: TRI Pointe Homes, Inc.
DATE OF NAME CHANGE: 20121106
4
1
wf-form4_152771993492604.xml
FORM 4
X0306
4
2018-05-25
0
0001561680
TRI Pointe Group, Inc.
TPH
0001567627
BAUER DOUGLAS F.
C/O TRI POINTE GROUP, INC.
19540 JAMBOREE ROAD, SUITE 300
IRVINE
CA
92612
1
1
0
0
Chief Executive Officer
Common Stock
2018-05-25
4
S
0
3900
17.75
D
830081
I
See Note
Common Stock
2018-05-29
4
S
0
54856
17.65
D
775225
I
See Note
Common Stock
2018-05-30
4
S
0
12826
17.77
D
762399
I
See Note
Common Stock
168479
D
The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
By The Bauer Revocable Trust.
Of the 54,856 shares sold on May 29, 2018, the sale of 23,746 shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.50 to $17.77, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.75 to $17.86, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Glenn J. Keeler, attorney-in-fact
2018-05-30