0001561680-18-000082.txt : 20180530 0001561680-18-000082.hdr.sgml : 20180530 20180530183908 ACCESSION NUMBER: 0001561680-18-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180525 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER DOUGLAS F. CENTRAL INDEX KEY: 0001567627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 18869519 MAIL ADDRESS: STREET 1: C/O TRI POINTE GROUP, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER NAME: FORMER CONFORMED NAME: Bauer Douglas F. DATE OF NAME CHANGE: 20130123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI Pointe Group, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 611763235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (949) 438-1400 MAIL ADDRESS: STREET 1: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20121106 4 1 wf-form4_152771993492604.xml FORM 4 X0306 4 2018-05-25 0 0001561680 TRI Pointe Group, Inc. TPH 0001567627 BAUER DOUGLAS F. C/O TRI POINTE GROUP, INC. 19540 JAMBOREE ROAD, SUITE 300 IRVINE CA 92612 1 1 0 0 Chief Executive Officer Common Stock 2018-05-25 4 S 0 3900 17.75 D 830081 I See Note Common Stock 2018-05-29 4 S 0 54856 17.65 D 775225 I See Note Common Stock 2018-05-30 4 S 0 12826 17.77 D 762399 I See Note Common Stock 168479 D The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017. By The Bauer Revocable Trust. Of the 54,856 shares sold on May 29, 2018, the sale of 23,746 shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017. The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.50 to $17.77, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.75 to $17.86, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Glenn J. Keeler, attorney-in-fact 2018-05-30