0000950103-14-007932.txt : 20141110
0000950103-14-007932.hdr.sgml : 20141110
20141110141740
ACCESSION NUMBER: 0000950103-14-007932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141107
FILED AS OF DATE: 20141110
DATE AS OF CHANGE: 20141110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillybeck Eric S.
CENTRAL INDEX KEY: 0001587535
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 141208006
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
dp50983_4-lillybeck.xml
OWNERSHIP DOCUMENT
X0306
4
2014-11-07
0
0001561660
Pattern Energy Group Inc.
PEGI
0001587535
Lillybeck Eric S.
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
1
0
0
Sr. VP, Fiscal and Admin Serv.
Class A Common Stock
2014-11-07
4
M
0
2430
22.00
A
14356
D
Class A Common Stock
2014-11-07
4
S
0
2712
26.80
D
11644
D
Employee Stock Option (right to buy)
22
2014-11-07
4
M
0
2430
0
D
2023-09-26
Class A Common Stock
2430
18639
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $26.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The option vests in 36 equal monthly installments beginning on October 31, 2013.
/s/ Dyann S. Blaine, attorney-in-fact
2014-11-10