0000950103-14-007932.txt : 20141110 0000950103-14-007932.hdr.sgml : 20141110 20141110141740 ACCESSION NUMBER: 0000950103-14-007932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillybeck Eric S. CENTRAL INDEX KEY: 0001587535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 141208006 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 dp50983_4-lillybeck.xml OWNERSHIP DOCUMENT X0306 4 2014-11-07 0 0001561660 Pattern Energy Group Inc. PEGI 0001587535 Lillybeck Eric S. PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 1 0 0 Sr. VP, Fiscal and Admin Serv. Class A Common Stock 2014-11-07 4 M 0 2430 22.00 A 14356 D Class A Common Stock 2014-11-07 4 S 0 2712 26.80 D 11644 D Employee Stock Option (right to buy) 22 2014-11-07 4 M 0 2430 0 D 2023-09-26 Class A Common Stock 2430 18639 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $26.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The option vests in 36 equal monthly installments beginning on October 31, 2013. /s/ Dyann S. Blaine, attorney-in-fact 2014-11-10