0001085146-13-000748.txt : 20130417
0001085146-13-000748.hdr.sgml : 20130417
20130417142549
ACCESSION NUMBER: 0001085146-13-000748
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130417
DATE AS OF CHANGE: 20130417
EFFECTIVENESS DATE: 20130417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forty4 Asset Management LLC
CENTRAL INDEX KEY: 0001561322
IRS NUMBER: 271254483
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15463
FILM NUMBER: 13766579
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD. SUITE 1175
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3126288416
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD. SUITE 1175
CITY: CHICAGO
STATE: IL
ZIP: 60604
13F-HR
1
forty44q2012r.txt
FORTY4 ASSET MANAGEMENT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forty4 Asset Management
Address: 141 W. Jackson Blvd. Suite 1175
Chicago, IL 60604
13F File Number: 028-NEW
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen Lee
Title: COO
Phone: 312-462-9983
Signature, Place, and Date of Signing:
/s/ Stephen Lee Chicago, IL April 17, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 255
Form 13F Information Table Value Total: $148,864 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 31 22200 SH PUT SOLE 222 0 0
3M CO COM 88579Y101 1031 11100 SH SOLE 11100 0 0
ABERCROMBIE & FITCH CO CL A 002896207 416 26000 SH CALL SOLE 260 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 129 14134 SH SOLE 14134 0 0
ALCOA INC COM 013817101 6784 781600 SH SOLE 781600 0 0
ALCOA INC COM 013817101 2 20900 SH CALL SOLE 209 0 0
ALCOA INC COM 013817101 1296 1852600 SH PUT SOLE 18526 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 1014 33400 SH SOLE 33400 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 78 55800 SH PUT SOLE 558 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 23 80000 SH PUT SOLE 800 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 250 25700 SH SOLE 25700 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 105 25976 SH SOLE 25976 0 0
AMERICAN EXPRESS CO COM 025816109 218 3800 SH SOLE 3800 0 0
AMERICAN EXPRESS CO COM 025816109 8 6400 SH CALL SOLE 64 0 0
AMERICAN EXPRESS CO COM 025816109 13 22200 SH PUT SOLE 222 0 0
APOLLO GROUP INC CL A 037604105 2274 108700 SH SOLE 108700 0 0
APOLLO GROUP INC CL A 037604105 818 108300 SH PUT SOLE 1083 0 0
APOLLO GROUP INC CL A 037604105 0 24600 SH CALL SOLE 246 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 417 23891 SH SOLE 23891 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 24 15200 SH CALL SOLE 152 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 142 171700 SH PUT SOLE 1717 0 0
ARCH COAL INC COM 039380100 256 122500 SH PUT SOLE 1225 0 0
ARCH COAL INC COM 039380100 639 87300 SH SOLE 87300 0 0
ARCH COAL INC COM 039380100 0 10100 SH CALL SOLE 101 0 0
AT&T INC COM 00206R102 1 22200 SH CALL SOLE 222 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 0 14700 SH PUT SOLE 147 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 11 1200 SH SOLE 1200 0 0
BANK OF AMERICA CORPORATION COM 060505104 91 55500 SH CALL SOLE 555 0 0
BANK OF AMERICA CORPORATION COM 060505104 8 261800 SH PUT SOLE 2618 0 0
BIOGEN IDEC INC COM 09062X103 1069 7300 SH SOLE 7300 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 204 8643 SH SOLE 8643 0 0
BLACKROCK ENHANCED EQT DIV T COM 09251A104 239 33324 SH SOLE 33324 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 248 18801 SH SOLE 18801 0 0
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 131 17815 SH SOLE 17815 0 0
BLACKROCK REAL ASSET EQUITY COM 09254B109 251 24431 SH SOLE 24431 0 0
BOEING CO COM 097023105 301 4000 SH SOLE 4000 0 0
BOEING CO COM 097023105 9 15100 SH PUT SOLE 151 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 313 9600 SH SOLE 9600 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 8 19000 SH PUT SOLE 190 0 0
CARNIVAL CORP PAIRED CTF 143658300 3740 101700 SH SOLE 101700 0 0
CATERPILLAR INC DEL COM 149123101 968 10800 SH SOLE 10800 0 0
CATERPILLAR INC DEL COM 149123101 26 66600 SH PUT SOLE 666 0 0
CENTURYLINK INC COM 156700106 2 9600 SH CALL SOLE 96 0 0
CENTURYLINK INC COM 156700106 15 25500 SH PUT SOLE 255 0 0
CENTURYLINK INC COM 156700106 528 13500 SH SOLE 13500 0 0
CF INDS HLDGS INC COM 125269100 1767 8700 SH SOLE 8700 0 0
CF INDS HLDGS INC COM 125269100 123 12900 SH PUT SOLE 129 0 0
CHEVRON CORP NEW COM 166764100 4 45500 SH CALL SOLE 455 0 0
CISCO SYS INC COM 17275R102 247 112700 SH CALL SOLE 1127 0 0
CISCO SYS INC COM 17275R102 3 64400 SH PUT SOLE 644 0 0
CIT GROUP INC COM NEW 125581801 360 9326 SH SOLE 9326 0 0
CIT GROUP INC COM NEW 125581801 2 1800 SH CALL SOLE 18 0 0
CIT GROUP INC COM NEW 125581801 11 36300 SH PUT SOLE 363 0 0
CITIGROUP INC COM NEW 172967424 1262 31900 SH SOLE 31900 0 0
CITIGROUP INC COM NEW 172967424 33 14000 SH CALL SOLE 140 0 0
CITIGROUP INC COM NEW 172967424 81 172100 SH PUT SOLE 1721 0 0
CLEAN ENERGY FUELS CORP COM 184499101 218 17500 SH SOLE 17500 0 0
CLEAN ENERGY FUELS CORP COM 184499101 17 31800 SH PUT SOLE 318 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 114 20000 SH PUT SOLE 200 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 690 17900 SH SOLE 17900 0 0
CME GROUP INC COM 12572Q105 821 16200 SH SOLE 16200 0 0
COACH INC COM 189754104 1077 19400 SH SOLE 19400 0 0
COACH INC COM 189754104 58 40000 SH PUT SOLE 400 0 0
COCA COLA CO COM 191216100 12 22200 SH PUT SOLE 222 0 0
COCA COLA CO COM 191216100 319 8800 SH SOLE 8800 0 0
COCA COLA CO COM 191216100 3 18500 SH CALL SOLE 185 0 0
COCA COLA ENTERPRISES INC NE COM 19122T109 209 6600 SH SOLE 6600 0 0
COMCAST CORP NEW CL A SPL 20030N200 2514 70000 SH SOLE 70000 0 0
CONSOL ENERGY INC COM 20854P109 3001 93500 SH SOLE 93500 0 0
CONSOL ENERGY INC COM 20854P109 569 136700 SH PUT SOLE 1367 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 138 17479 SH SOLE 17479 0 0
DELL INC COM 24702R101 288 28400 SH SOLE 28400 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 12 10000 SH CALL SOLE 100 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 63 59000 SH PUT SOLE 590 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 859 19400 SH SOLE 19400 0 0
DIRECTV COM 25490A309 14 13500 SH PUT SOLE 135 0 0
DISNEY WALT CO COM DISNEY 254687106 1300 26100 SH SOLE 26100 0 0
DISNEY WALT CO COM DISNEY 254687106 45 44400 SH PUT SOLE 444 0 0
DOW CHEM CO COM 260543103 527 16300 SH SOLE 16300 0 0
DOW CHEM CO COM 260543103 18 120000 SH PUT SOLE 1200 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 135 44400 SH PUT SOLE 444 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 1853 41200 SH SOLE 41200 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 28 70300 SH PUT SOLE 703 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 9 28500 SH CALL SOLE 285 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1257 19700 SH SOLE 19700 0 0
ECOLAB INC COM 278865100 971 13500 SH SOLE 13500 0 0
ECOLAB INC COM 278865100 22 59000 SH PUT SOLE 590 0 0
ELECTRONIC ARTS INC COM 285512109 1056 72700 SH SOLE 72700 0 0
ELECTRONIC ARTS INC COM 285512109 75 117100 SH PUT SOLE 1171 0 0
EXELON CORP COM 30161N101 6 9900 SH CALL SOLE 99 0 0
EXELON CORP COM 30161N101 55 80000 SH PUT SOLE 800 0 0
EXELON CORP COM 30161N101 1365 45900 SH SOLE 45900 0 0
EXXON MOBIL CORP COM 30231G102 23 44500 SH CALL SOLE 445 0 0
EXXON MOBIL CORP COM 30231G102 144 55500 SH PUT SOLE 555 0 0
EXXON MOBIL CORP COM 30231G102 2873 33200 SH SOLE 33200 0 0
F M C CORP COM NEW 302491303 509 8700 SH SOLE 8700 0 0
F M C CORP COM NEW 302491303 15 20300 SH PUT SOLE 203 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 18 51600 SH PUT SOLE 516 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 479 14000 SH SOLE 14000 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 0 8100 SH PUT SOLE 81 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 7 19500 SH CALL SOLE 195 0 0
GOLDCORP INC NEW COM 380956409 378 10300 SH SOLE 10300 0 0
GOLDCORP INC NEW COM 380956409 79 10700 SH PUT SOLE 107 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1786 14000 SH SOLE 14000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 310 41000 SH PUT SOLE 410 0 0
HCP INC COM 40414L109 93 46500 SH PUT SOLE 465 0 0
HCP INC COM 40414L109 1088 24100 SH SOLE 24100 0 0
HEWLETT PACKARD CO COM 428236103 117 65300 SH PUT SOLE 653 0 0
HEWLETT PACKARD CO COM 428236103 587 41200 SH SOLE 41200 0 0
HEWLETT PACKARD CO COM 428236103 0 5700 SH CALL SOLE 57 0 0
HOME DEPOT INC COM 437076102 13 13300 SH CALL SOLE 133 0 0
HOME DEPOT INC COM 437076102 14 22200 SH PUT SOLE 222 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 24 20000 SH CALL SOLE 200 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 4 27700 SH PUT SOLE 277 0 0
ICICI BK LTD ADR 45104G104 581 13319 SH SOLE 13319 0 0
ICICI BK LTD ADR 45104G104 27 46300 SH PUT SOLE 463 0 0
ING INFRASTRUCTURE INDLS & M COM 45685U100 194 11844 SH SOLE 11844 0 0
INTEL CORP COM 458140100 800 38800 SH SOLE 38800 0 0
INTEL CORP COM 458140100 0 11100 SH CALL SOLE 111 0 0
INTEL CORP COM 458140100 92 55500 SH PUT SOLE 555 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 36 26700 SH CALL SOLE 267 0 0
ISHARES INC MSCI BRAZIL 464286400 70 118900 SH PUT SOLE 1189 0 0
ISHARES INC MSCI BRAZIL 464286400 3194 57100 SH SOLE 57100 0 0
ISHARES INC MSCI HONG KONG 464286871 2 100 SH SOLE 100 0 0
ISHARES INC MSCI HONG KONG 464286871 0 200 SH PUT SOLE 2 0 0
ISHARES INC MSCI MEX INVEST 464286822 100 11700 SH CALL SOLE 117 0 0
ISHARES INC MSCI MEX INVEST 464286822 2 20100 SH PUT SOLE 201 0 0
ISHARES TR BARCLYS 20+ YR 464287432 14929 123200 SH SOLE 123200 0 0
ISHARES TR BARCLYS 20+ YR 464287432 577 167400 SH PUT SOLE 1674 0 0
ISHARES TR BARCLYS 20+ YR 464287432 21 45500 SH CALL SOLE 455 0 0
ISHARES TR DJ US REAL EST 464287739 414 6400 SH SOLE 6400 0 0
ISHARES TR DJ US REAL EST 464287739 10 40000 SH PUT SOLE 400 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 1149 200700 SH CALL SOLE 2007 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 52 1129700 SH PUT SOLE 11297 0 0
ISHARES TR MSCI EAFE INDEX 464287465 590 62200 SH CALL SOLE 622 0 0
ISHARES TR MSCI EAFE INDEX 464287465 14 169800 SH PUT SOLE 1698 0 0
JOHNSON & JOHNSON COM 478160104 1731 24700 SH SOLE 24700 0 0
JOHNSON & JOHNSON COM 478160104 28 44400 SH PUT SOLE 444 0 0
JPMORGAN CHASE & CO COM 46625H100 259 5900 SH SOLE 5900 0 0
JPMORGAN CHASE & CO COM 46625H100 62 8800 SH CALL SOLE 88 0 0
JPMORGAN CHASE & CO COM 46625H100 28 77700 SH PUT SOLE 777 0 0
KINDRED HEALTHCARE INC COM 494580103 220 20300 SH SOLE 20300 0 0
KINDRED HEALTHCARE INC COM 494580103 38 73300 SH PUT SOLE 733 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 54 700 SH SOLE 700 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 21 13500 SH PUT SOLE 135 0 0
LAS VEGAS SANDS CORP COM 517834107 62 114900 SH PUT SOLE 1149 0 0
LAS VEGAS SANDS CORP COM 517834107 1449 31400 SH SOLE 31400 0 0
LOWES COS INC COM 548661107 7 30800 SH CALL SOLE 308 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 170 140900 SH CALL SOLE 1409 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1110 377200 SH PUT SOLE 3772 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 9264 199700 SH SOLE 199700 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 42 1400 SH SOLE 1400 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1 16200 SH PUT SOLE 162 0 0
MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 26 800 SH SOLE 800 0 0
MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 4 6900 SH CALL SOLE 69 0 0
MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 6 6900 SH PUT SOLE 69 0 0
MEDICINES CO COM 584688105 374 15600 SH SOLE 15600 0 0
MERCK & CO INC NEW COM 58933Y105 1765 43100 SH SOLE 43100 0 0
MERCK & CO INC NEW COM 58933Y105 0 200 SH CALL SOLE 2 0 0
MERCK & CO INC NEW COM 58933Y105 224 44400 SH PUT SOLE 444 0 0
METLIFE INC COM 59156R108 6 11100 SH PUT SOLE 111 0 0
METLIFE INC COM 59156R108 247 7500 SH SOLE 7500 0 0
MGM RESORTS INTERNATIONAL COM 552953101 118 125000 SH PUT SOLE 1250 0 0
MGM RESORTS INTERNATIONAL COM 552953101 521 44800 SH SOLE 44800 0 0
MURPHY OIL CORP COM 626717102 500 8400 SH SOLE 8400 0 0
MURPHY OIL CORP COM 626717102 103 18000 SH PUT SOLE 180 0 0
NASDAQ OMX GROUP INC COM 631103108 109 51300 SH CALL SOLE 513 0 0
NASDAQ OMX GROUP INC COM 631103108 43 128100 SH PUT SOLE 1281 0 0
NETFLIX INC COM 64110L106 1158 32300 SH CALL SOLE 323 0 0
NETFLIX INC COM 64110L106 4 93400 SH PUT SOLE 934 0 0
NIKE INC CL B 654106103 1073 20800 SH SOLE 20800 0 0
NIKE INC CL B 654106103 47 35600 SH PUT SOLE 356 0 0
NOKIA CORP SPONSORED ADR 654902204 1030 260775 SH SOLE 260775 0 0
NOKIA CORP SPONSORED ADR 654902204 390 198800 SH CALL SOLE 1988 0 0
NOKIA CORP SPONSORED ADR 654902204 161 808400 SH PUT SOLE 8084 0 0
NRG ENERGY INC COM NEW 629377508 786 34200 SH SOLE 34200 0 0
PEABODY ENERGY CORP COM 704549104 1283 48200 SH SOLE 48200 0 0
PEABODY ENERGY CORP COM 704549104 110 86400 SH PUT SOLE 864 0 0
PEPCO HOLDINGS INC COM 713291102 269 13700 SH SOLE 13700 0 0
PEPCO HOLDINGS INC COM 713291102 0 1900 SH CALL SOLE 19 0 0
PEPCO HOLDINGS INC COM 713291102 8 16800 SH PUT SOLE 168 0 0
PEPSICO INC COM 713448108 281 4100 SH SOLE 4100 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 19 4100 SH PUT SOLE 41 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 70 3600 SH SOLE 3600 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1 21100 SH CALL SOLE 211 0 0
PFIZER INC COM 717081103 33 12500 SH CALL SOLE 125 0 0
PFIZER INC COM 717081103 1 12500 SH PUT SOLE 125 0 0
PITNEY BOWES INC COM 724479100 415 39000 SH SOLE 39000 0 0
PITNEY BOWES INC COM 724479100 101 46500 SH PUT SOLE 465 0 0
PLUM CREEK TIMBER CO INC COM 729251108 714 16100 SH SOLE 16100 0 0
PLUM CREEK TIMBER CO INC COM 729251108 18 44100 SH PUT SOLE 441 0 0
PPL CORP COM 69351T106 7 13500 SH PUT SOLE 135 0 0
PPL CORP COM 69351T106 289 10100 SH SOLE 10100 0 0
QLIK TECHNOLOGIES INC COM 74733T105 541 24900 SH SOLE 24900 0 0
SANDRIDGE ENERGY INC COM 80007P307 1132 178300 SH SOLE 178300 0 0
SANDRIDGE ENERGY INC COM 80007P307 218 187700 SH PUT SOLE 1877 0 0
SANOFI SPONSORED ADR 80105N105 1270 26800 SH SOLE 26800 0 0
SANOFI SPONSORED ADR 80105N105 32 86100 SH PUT SOLE 861 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 347 11400 SH SOLE 11400 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 85 28000 SH PUT SOLE 280 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2017 57800 SH SOLE 57800 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 41 92300 SH PUT SOLE 923 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2068 28950 SH SOLE 28950 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 84 40000 SH PUT SOLE 400 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 42 1200 SH SOLE 1200 0 0
SEMPRA ENERGY COM 816851109 37 62300 SH PUT SOLE 623 0 0
SEMPRA ENERGY COM 816851109 1660 23400 SH SOLE 23400 0 0
SEMPRA ENERGY COM 816851109 7 20000 SH CALL SOLE 200 0 0
SIMON PPTY GROUP INC NEW COM 828806109 21 19600 SH PUT SOLE 196 0 0
SIMON PPTY GROUP INC NEW COM 828806109 1122 7100 SH SOLE 7100 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1671 12800 SH SOLE 12800 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 8713 53778 SH SOLE 53778 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 279 74000 SH PUT SOLE 740 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 122 158400 SH PUT SOLE 1584 0 0
SPDR SERIES TRUST S&P METALS MNG 78464A755 2 10400 SH PUT SOLE 104 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 26 6000 SH CALL SOLE 60 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1790 33100 SH SOLE 33100 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 119 54400 SH PUT SOLE 544 0 0
SPECTRA ENERGY CORP COM 847560109 2037 74400 SH SOLE 74400 0 0
SPECTRA ENERGY CORP COM 847560109 0 1100 SH CALL SOLE 11 0 0
SPECTRA ENERGY CORP COM 847560109 76 95500 SH PUT SOLE 955 0 0
STANLEY BLACK & DECKER INC COM 854502101 718 9700 SH SOLE 9700 0 0
STANLEY BLACK & DECKER INC COM 854502101 20 40200 SH PUT SOLE 402 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 91 5400 SH SOLE 5400 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 2 79400 SH PUT SOLE 794 0 0
TIME WARNER CABLE INC COM 88732J207 11 11500 SH PUT SOLE 115 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 37 400 SH SOLE 400 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1 10000 SH PUT SOLE 100 0 0
TRAVELERS COMPANIES INC COM 89417E109 1989 27700 SH SOLE 27700 0 0
TRAVELERS COMPANIES INC COM 89417E109 70 54500 SH PUT SOLE 545 0 0
TRUE RELIGION APPAREL INC COM 89784N104 1285 50564 SH SOLE 50564 0 0
TRUE RELIGION APPAREL INC COM 89784N104 109 103000 SH PUT SOLE 1030 0 0
UBS AG SHS NEW H89231338 302 19200 SH SOLE 19200 0 0
UBS AG SHS NEW H89231338 7 20000 SH CALL SOLE 200 0 0
UBS AG SHS NEW H89231338 21 85000 SH PUT SOLE 850 0 0
UNILEVER N V N Y SHS NEW 904784709 529 13800 SH SOLE 13800 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 228 251400 SH PUT SOLE 2514 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 4829 144700 SH SOLE 144700 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 27 133800 SH CALL SOLE 1338 0 0
UNITED TECHNOLOGIES CORP COM 913017109 1 5700 SH PUT SOLE 57 0 0
UNITED TECHNOLOGIES CORP COM 913017109 275 55500 SH CALL SOLE 555 0 0
V F CORP COM 918204108 1495 9900 SH SOLE 9900 0 0
V F CORP COM 918204108 60 20000 SH PUT SOLE 200 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 575 13300 SH SOLE 13300 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3 44400 SH CALL SOLE 444 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 33 22200 SH PUT SOLE 222 0 0
WAL-MART STORES INC COM 931142103 2129 31200 SH SOLE 31200 0 0
WAL-MART STORES INC COM 931142103 1 48900 SH CALL SOLE 489 0 0
WAL-MART STORES INC COM 931142103 199 33500 SH PUT SOLE 335 0 0
WARNER CHILCOTT PLC IRELAND SHS A G94368100 907 75300 SH SOLE 75300 0 0
WARNER CHILCOTT PLC IRELAND SHS A G94368100 11 98500 SH CALL SOLE 985 0 0
WARNER CHILCOTT PLC IRELAND SHS A G94368100 124 110200 SH PUT SOLE 1102 0 0
WELLS FARGO ADV GLB DIV OPP COM 94987C103 109 14336 SH SOLE 14336 0 0
WESTERN REFNG INC COM 959319104 95 83900 SH PUT SOLE 839 0 0
WESTERN REFNG INC COM 959319104 995 35300 SH SOLE 35300 0 0