0001405086-13-000215.txt : 20130522
0001405086-13-000215.hdr.sgml : 20130522
20130522120152
ACCESSION NUMBER: 0001405086-13-000215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130520
FILED AS OF DATE: 20130522
DATE AS OF CHANGE: 20130522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dahnke Scott Arnold
CENTRAL INDEX KEY: 0001545446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 13864117
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Restoration Hardware Holdings Inc
CENTRAL INDEX KEY: 0001528849
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 453052669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE J
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
BUSINESS PHONE: 415-924-1005
MAIL ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE J
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catterton Managing Partner VI, L.L.C.
CENTRAL INDEX KEY: 0001555543
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 13864119
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CP6 Management, L.L.C.
CENTRAL INDEX KEY: 0001555549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 13864118
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CP Home Holdings, LLC
CENTRAL INDEX KEY: 0001561192
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 13864120
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-20
0
0001528849
Restoration Hardware Holdings Inc
RH
0001561192
CP Home Holdings, LLC
599 WEST PUTNAM AVE
GREENWICH
CT
06830
0
0
1
0
0001555543
Catterton Managing Partner VI, L.L.C.
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001555549
CP6 Management, L.L.C.
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001545446
Dahnke Scott Arnold
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
COMMON STOCK
2013-05-20
4
S
0
3967410
47.875
D
7813669
I
SEE FOOTNOTES
Home Holdings, LLC holds 17,198,616 shares of common stock of the Issuer. Home Holdings, LLC is held by a private investor group, including (i) CP Home Holdings, LLC, an investment entity managed by funds affiliated with Catterton Management Company, LLC, (ii) Tower Three Home LLC, an investment fund managed by Tower Three Partners, LLC, and (iii) funds affiliated with Glenhill Capital Management LLC. Each of the Reporting Persons may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by Home Holdings, LLC. However, each Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein.
CP Home Holdings, LLC holds 7,813,669 shares of common stock of the Issuer indirectly through Home Holdings, LLC. Catterton Managing Partner VI, L.L.C. ("Catterton Managing Partner" and together with CP Home Holdings, LLC and CP6 Management, L.L.C., the "Catterton Entities") is the managing member of CP Home Holdings, LLC. CP6 Management, L.L.C. is the managing member of Catterton Managing Partner and Scott A. Dahnke is a member of the managing board of CP6 Management, L.L.C. (Continued in Footnote 3).
(Continued from Footnote 2) By virtue of these relationships, Catterton Managing Partner and Scott A. Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton Entities. Catterton Managing Partner, Scott A. Dahnke and each of the Catterton Entities expressly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.
Scott A. Dahnke, Authorized Person
2013-05-22
EX-24
2
poacatterton.txt
Exhibit 24
Power of Attorney
Know all by these presents, that the undersigned hereby constitute and
appoint each of J. Michael Chu, Scott Dahnke, Marc Magliacano and Dave McPherson
signing singly, the undersigned's true and lawful attorney- in-fact to:
1. execute for and on behalf of the undersigned a Form ID and Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities Exchange Act
of 1934 and the rules; and
2. do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such
Form ID and Form 3, 4 or 5, complete and execute any amendment or
amendments thereto, and timely file such form with the United States
Securities and Exchange Commission and any stock exchange or similar
authority.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney
shall remain in full force and effect until the undersigned is no longer
required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of
and transactions in securities issued by Restoration Hardware Holdings, Inc., a
Delaware corporation, unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys- in-fact.
IN WITNESS WHEREOF, the undersigned have caused this Power of Attorney to
be executed as of November 1, 2012.
CATTERTON MANAGING PARTNER VI, L.L.C.
By: CP6 Management, L.L.C.,
its managing member
By: /s/ Scott A. Dahnke
Name: Scott A. Dahnke
Title: Authorized Person
CP HOME HOLDINGS, LLC
By: Catterton Managing Partner VI,
L.L.C.,
its general partner
By: CP6 Management, L.L.C.,
its managing member
By: /s/ Scott A. Dahnke
Name: Scott A. Dahnke
Title: Authorized Person
CP6 MANAGEMENT, L.L.C.
By: /s/ Scott A. Dahnke
Name: Scott A. Dahnke
Title:Authorized Person
/s/ Scott A. Dahnke
Scott A. Dahnke