0001560717-18-000001.txt : 20180213
0001560717-18-000001.hdr.sgml : 20180213
20180213153656
ACCESSION NUMBER: 0001560717-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
EFFECTIVENESS DATE: 20180213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 18602885
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: Horizon Investments, LLC/SC
DATE OF NAME CHANGE: 20121019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
12-31-2017
12-31-2017
Horizon Investments, LLC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Matt Chambers
General Counsel
704-544-2399
Matt Chambers, General Counsel
Charlotte
NC
02-13-2018
1
166
628371
false
1
FOUNDERS FINANCIAL SECURITIES LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AMGEN INC COM
COM
031162100
582
3631
SH
SOLE
NONE
0
0
3631
APOLLO INVT CORP COM
COM
03761U106
99
17457
SH
SOLE
NONE
0
0
17457
BANK N S HALIFAX COM
COM
064149107
569
10361
SH
SOLE
NONE
0
0
10361
BHP BILLITON LTD SPONSORED ADR
COM
088606108
515
14643
SH
SOLE
NONE
0
0
14643
CISCO SYS INC COM
COM
17275R102
743
22204
SH
SOLE
NONE
0
0
22204
CLOROX CO DEL COM
COM
189054109
642
4858
SH
SOLE
NONE
0
0
4858
COCA COLA CO COM
COM
191216100
401
9189
SH
SOLE
NONE
0
0
9189
DBX ETF TR XTRACK USD HIGH
COM
233051432
8883
173742
SH
SOLE
NONE
14149
0
159593
DELTA AIR LINES INC DEL COM NE
COM
247361702
603
12305
SH
SOLE
NONE
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0
12305
FIRST TR LRG CP VL ALPHADEX CO
COM
33735J101
6010
122477
SH
SOLE
NONE
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0
122477
FIRST TR LRG CP GRWTH ALPHAD C
COM
33735K108
5623
105083
SH
SOLE
NONE
0
0
105083
FIRST TR EXCH TRADED FD III HO
COM
33739P871
206
6445
SH
SOLE
NONE
0
0
6445
FIRST TR EXCH TRADED FD III HO
COM
33739P889
440
20597
SH
SOLE
NONE
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0
20597
GLAXOSMITHKLINE PLC SPONSORED
COM
37733W105
786
18179
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SOLE
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0
18179
HSBC HLDGS PLC SPON ADR NEW
COM
404280406
994
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SOLE
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0
22385
HONEYWELL INTL INC COM
COM
438516106
403
3067
SH
SOLE
NONE
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0
3067
HORIZON TECHNOLOGY FIN CORP CO
COM
44045A102
123
10732
SH
SOLE
NONE
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0
10732
INTERNATIONAL BUSINESS MACHS C
COM
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1026
6673
SH
SOLE
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0
6673
ISHARES TR CORE SP500 ETF
COM
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2793
11612
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SOLE
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0
11612
ISHARES TR CORE US AGGBD ET
COM
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76876
SH
SOLE
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76876
ISHARES TR MSCI EMG MKT ETF
COM
464287234
219
5313
SH
SOLE
NONE
0
0
5313
ISHARES TR IBOXX INV CP ETF
COM
464287242
10540
88549
SH
SOLE
NONE
7168
0
81381
ISHARES TR SP 500 VAL ETF
COM
464287408
371
3580
SH
SOLE
NONE
0
0
3580
ISHARES TR BARCLAYS 7 10 YR
COM
464287440
9465
89133
SH
SOLE
NONE
7226
0
81907
ISHARES TR 1 3 YR TREAS BD
COM
464287457
5798
68588
SH
SOLE
NONE
0
0
68588
ISHARES TR RUS MID CAP ETF
COM
464287499
4888
25948
SH
SOLE
NONE
0
0
25948
ISHARES TR CORE SP MCP ETF
COM
464287507
1305
7611
SH
SOLE
NONE
0
0
7611
ISHARES TR RUSSELL 2000 ETF
COM
464287655
432
3138
SH
SOLE
NONE
0
0
3138
ISHARES TR JPMORGAN USD EMG
COM
464288281
9992
86907
SH
SOLE
NONE
7066
0
79841
ISHARES TR NATIONAL MUN ETF
COM
464288414
827
7549
SH
SOLE
NONE
0
0
7549
ISHARES TR IBOXX HI YD ETF
COM
464288513
4277
48617
SH
SOLE
NONE
0
0
48617
ISHARES TR 1 3 YR CR BD ETF
COM
464288646
1913
18172
SH
SOLE
NONE
0
0
18172
ISHARES TR 3 7 YR TREAS BD
COM
464288661
4381
35472
SH
SOLE
NONE
2918
0
32554
ISHARES TR SHORT TREAS BD
COM
464288679
398
3609
SH
SOLE
NONE
0
0
3609
ISHARES TR SP US PFD STK
COM
464288687
2869
73779
SH
SOLE
NONE
0
0
73779
ISHARES TR US AER DEF ETF
COM
464288760
10870
71102
SH
SOLE
NONE
5053
0
66049
ISHARES INC CORE MSCI EMKT
COM
46434G103
23363
467726
SH
SOLE
NONE
33326
0
434400
ISHARES TR EXPONENTIAL TECH
COM
46434V381
4621
148245
SH
SOLE
NONE
0
0
148245
JOHNSON JOHNSON COM
COM
478160104
741
5996
SH
SOLE
NONE
0
0
5996
KIMBERLY CLARK CORP COM
COM
494368103
1140
8904
SH
SOLE
NONE
0
0
8904
LOWES COS INC COM
COM
548661107
1147
13518
SH
SOLE
NONE
0
0
13518
MEDLEY CAP CORP COM
COM
58503F106
80
15253
SH
SOLE
NONE
0
0
15253
MERCK CO INC COM
COM
58933Y105
952
14982
SH
SOLE
NONE
0
0
14982
NOVARTIS A G SPONSORED ADR
COM
66987V109
792
9842
SH
SOLE
NONE
0
0
9842
PEPSICO INC COM
COM
713448108
644
5705
SH
SOLE
NONE
0
0
5705
POWERSHARES ETF TRUST FINL PFD
COM
73935X229
5193
273038
SH
SOLE
NONE
21507
0
251531
POWERSHARES ETF TRUST DYNM LRG
COM
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157949
SH
SOLE
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0
157949
POWERSHARES ETF TR II SP600 LO
COM
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SH
SOLE
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0
0
97879
POWERSHARES ETF TR II PWRSHS S
COM
73937B654
7353
185631
SH
SOLE
NONE
0
0
185631
PROCTER AND GAMBLE CO COM
COM
742718109
569
6596
SH
SOLE
NONE
0
0
6596
SPDR INDEX SHS FDS EURO STOXX
COM
78463X202
24534
627463
SH
SOLE
NONE
45134
0
582329
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COM
78463X848
14356
403607
SH
SOLE
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0
403607
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COM
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13028
387628
SH
SOLE
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359966
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COM
78467V848
8237
167830
SH
SOLE
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13613
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154217
SANOFI SPONSORED ADR
COM
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1113
22164
SH
SOLE
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0
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THL CR INC COM
COM
872438106
105
11620
SH
SOLE
NONE
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0
11620
TOTAL S A SPONSORED ADR
COM
89151E109
1014
18798
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SOLE
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18798
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COM
921937835
397
4875
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SOLE
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4875
VANGUARD WHITEHALL FDS INC HIG
COM
921946406
11784
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SH
SOLE
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10874
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142010
VANGUARD SCOTTSDALE FDS INT-TE
COM
92206C870
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SH
SOLE
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5835
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65318
VANGUARD INDEX FDS GROWTH ETF
COM
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SH
SOLE
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VANGUARD INDEX FDS VALUE ETF
COM
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SH
SOLE
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VANGUARD INDEX FDS SMALL CP ET
COM
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SH
SOLE
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WAL-MART STORES INC COM
COM
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SH
SOLE
NONE
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WELLS FARGO CO NEW COM
COM
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11219
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SOLE
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WISDOMTREE TR JAPN HEDGE EQT
COM
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SOLE
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XCEL ENERGY INC COM
COM
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SOLE
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AFLAC INC COM
COM
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AIR PRODS CHEMS INC COM
COM
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ALEXANDRIA REAL ESTATE EQ IN C
COM
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ALLIANT ENERGY CORP COM
COM
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AMEREN CORP COM
COM
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COM
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AMERICAN EXPRESS CO COM
COM
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AMERICAN INTL GROUP INC COM NE
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AMERICAN WTR WKS CO INC NEW CO
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COM
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COM
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DFND
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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1577
34457
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DFND
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0
0
34457
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COM
571748102
1001
13648
SH
DFND
01
0
0
13648
MID AMER APT CMNTYS INC COM
COM
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12539
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12539
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COM
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1147
7770
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COM
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1150
17024
SH
DFND
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17024
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COM
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3674
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COM
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COM
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COM
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COM
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16864
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0
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COM
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COM
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COM
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7988
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COM
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COM
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COM
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999
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01
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5342
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COM
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COM
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1588
25335
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0
0
25335
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COM
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COM
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COM
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DFND
01
0
0
69634
SEMPRA ENERGY COM
COM
816851109
590
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0
5282
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COM
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COM
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1476
19619
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DFND
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0
0
19619
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COM
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1414
37023
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DFND
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0
0
37023
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COM
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20610
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COM
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COM
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128141
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COM
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11802
288336
SH
DFND
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0
288336
VENTAS INC COM
COM
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COM
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14858
105817
SH
DFND
01
0
0
105817
VANGUARD INDEX FDS VALUE ETF
COM
922908744
16505
173789
SH
DFND
01
0
0
173789
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
5335
40063
SH
DFND
01
0
0
40063
VERISIGN INC COM
COM
92343E102
1589
17827
SH
DFND
01
0
0
17827
WEC ENERGY GROUP INC COM
COM
92939U106
540
8208
SH
DFND
01
0
0
8208
WASTE MGMT INC DEL COM
COM
94106L109
1282
17815
SH
DFND
01
0
0
17815
WELLTOWER INC COM
COM
95040Q104
1273
17723
SH
DFND
01
0
0
17723
XCEL ENERGY INC COM
COM
98389B100
686
15049
SH
DFND
01
0
0
15049
SPDR Retail
COM
78464A714
22590
500000
SH
Call
SOLE
NONE
0
0
500000